While large language models (LLMs) achieve strong performance on text-to-SQL parsing, they sometimes exhibit unexpected failures in which they are confidently incorrect. Building trustworthy text-to-SQL systems thus requires eliciting reliable uncertainty measures from the LLM. In this paper, we study the problem of providing a calibrated confidence score that conveys the likelihood of an output query being correct. Our work is the first to establish a benchmark for post-hoc calibration of LLM-based text-to-SQL parsing. In particular, we show that Platt scaling, a canonical method for calibration, provides substantial improvements over directly using raw model output probabilities as confidence scores. Furthermore, we propose a method for text-to-SQL calibration that leverages the structured nature of SQL queries to provide more granular signals of correctness, named "sub-clause frequency" (SCF) scores. Using multivariate Platt scaling (MPS), our extension of the canonical Platt scaling technique, we combine individual SCF scores into an overall accurate and calibrated score. Empirical evaluation on two popular text-to-SQL datasets shows that our approach of combining MPS and SCF yields further improvements in calibration and the related task of error detection over traditional Platt scaling.
Text-to-SQL parsing involves the translation of natural language queries (NLQs) into their corresponding SQL commands. A principal challenge within this domain is the formulation of SQL queries that are not only syntactically correct but also semantically aligned with the natural language input. However, the intrinsic disparity between the NLQ and the SQL poses a significant challenge. In this research, we introduce Keyword Instruction (KeyInst), a novel method designed to enhance SQL formulation by Large Language Models (LLMs). KeyInst essentially provides guidance on pivotal SQL keywords likely to be part of the final query, thus facilitates a smoother SQL query formulation process. We explore two strategies for integrating KeyInst into Text-to-SQL parsing: a pipeline strategy and a single-pass strategy. The former first generates KeyInst for question, which are then used to prompt LLMs. The latter employs a fine-tuned model to concurrently generate KeyInst and SQL in one step. We developed StrucQL, a benchmark specifically designed for the evaluation of SQL formulation. Extensive experiments on StrucQL and other benchmarks demonstrate that KeyInst significantly improves upon the existing Text-to-SQL prompting techniques.
Text-to-SQL parsing and end-to-end question answering (E2E TQA) are two main approaches for Table-based Question Answering task. Despite success on multiple benchmarks, they have yet to be compared and their synergy remains unexplored. In this paper, we identify different strengths and weaknesses through evaluating state-of-the-art models on benchmark datasets: Text-to-SQL demonstrates superiority in handling questions involving arithmetic operations and long tables; E2E TQA excels in addressing ambiguous questions, non-standard table schema, and complex table contents. To combine both strengths, we propose a Synergistic Table-based Question Answering approach that integrate different models via answer selection, which is agnostic to any model types. Further experiments validate that ensembling models by either feature-based or LLM-based answer selector significantly improves the performance over individual models.
This study explores text-to-SQL parsing by leveraging the powerful reasoning capabilities of large language models (LLMs). Despite recent advancements, existing LLM-based methods have not adequately addressed scalability, leading to inefficiencies when processing wide tables. Furthermore, current interaction-based approaches either lack a step-by-step, interpretable SQL generation process or fail to provide an efficient and universally applicable interaction design. To address these challenges, we introduce Interactive-T2S, a framework that generates SQL queries through direct interactions with databases. This framework includes four general tools that facilitate proactive and efficient information retrieval by the LLM. Additionally, we have developed detailed exemplars to demonstrate the step-wise reasoning processes within our framework. Our experiments on the BIRD-Dev dataset, employing a setting without oracle knowledge, reveal that our method achieves state-of-the-art results with only two exemplars, underscoring the effectiveness and robustness of our framework.
The increasing volume of data in relational databases and the expertise needed for writing SQL queries pose challenges for users to access and analyze data. Text-to-SQL (Text2SQL) solves the issues by utilizing natural language processing (NLP) techniques to convert natural language into SQL queries. With the development of Large Language Models (LLMs), a range of LLM-based Text2SQL methods have emerged. This survey provides a comprehensive review of LLMs in Text2SQL tasks. We review benchmark datasets, prompt engineering methods, fine-tuning methods, and base models in LLM-based Text2SQL methods. We provide insights in each part and discuss future directions in this field.
While fine-tuned large language models (LLMs) excel in generating grammatically valid SQL in Text-to-SQL parsing, they often struggle to ensure semantic accuracy in queries, leading to user confusion and diminished system usability. To tackle this challenge, we introduce SQLFixAgent, a new consistency-enhanced multi-agent collaborative framework designed for detecting and repairing erroneous SQL. Our framework comprises a core agent, SQLRefiner, alongside two auxiliary agents: SQLReviewer and QueryCrafter. The SQLReviewer agent employs the rubber duck debugging method to identify potential semantic mismatches between SQL and user query. If the error is detected, the QueryCrafter agent generates multiple SQL as candidate repairs using a fine-tuned SQLTool. Subsequently, leveraging similar repair retrieval and failure memory reflection, the SQLRefiner agent selects the most fitting SQL statement from the candidates as the final repair. We evaluated our proposed framework on five Text-to-SQL benchmarks. The experimental results show that our method consistently enhances the performance of the baseline model, specifically achieving an execution accuracy improvement of over 3% on the Bird benchmark. Our framework also has a higher token efficiency compared to other advanced methods, making it more competitive.
In this paper, we introduce EHR-SeqSQL, a novel sequential text-to-SQL dataset for Electronic Health Record (EHR) databases. EHR-SeqSQL is designed to address critical yet underexplored aspects in text-to-SQL parsing: interactivity, compositionality, and efficiency. To the best of our knowledge, EHR-SeqSQL is not only the largest but also the first medical text-to-SQL dataset benchmark to include sequential and contextual questions. We provide a data split and the new test set designed to assess compositional generalization ability. Our experiments demonstrate the superiority of a multi-turn approach over a single-turn approach in learning compositionality. Additionally, our dataset integrates specially crafted tokens into SQL queries to improve execution efficiency. With EHR-SeqSQL, we aim to bridge the gap between practical needs and academic research in the text-to-SQL domain. EHR-SeqSQL is available at https://github.com/seonhee99/EHR-SeqSQL.
Compositional generalization is the ability of a model to generalize to complex, previously unseen types of combinations of entities from just having seen the primitives. This type of generalization is particularly relevant to the semantic parsing community for applications such as task-oriented dialogue, text-to-SQL parsing, and information retrieval, as they can harbor infinite complexity. Despite the success of large language models (LLMs) in a wide range of NLP tasks, unlocking perfect compositional generalization still remains one of the few last unsolved frontiers. The past few years has seen a surge of interest in works that explore the limitations of, methods to improve, and evaluation metrics for compositional generalization capabilities of LLMs for semantic parsing tasks. In this work, we present a literature survey geared at synthesizing recent advances in analysis, methods, and evaluation schemes to offer a starting point for both practitioners and researchers in this area.
In this paper, we examine how large language models (LLMs) solve multi-step problems under a language agent framework with three components: a generator, a discriminator, and a planning method. We investigate the practical utility of two advanced planning methods, iterative correction and tree search. We present a comprehensive analysis of how discrimination accuracy affects the overall performance of agents when using these two methods or a simpler method, re-ranking. Experiments on two tasks, text-to-SQL parsing and mathematical reasoning, show that: (1) advanced planning methods demand discriminators with at least 90% accuracy to achieve significant improvements over re-ranking; (2) current LLMs' discrimination abilities have not met the needs of advanced planning methods to achieve such improvements; (3) with LLM-based discriminators, advanced planning methods may not adequately balance accuracy and efficiency. For example, compared to the other two methods, tree search is at least 10--20 times slower but leads to negligible performance gains, which hinders its real-world applications. Code and data are available at https://github.com/OSU-NLP-Group/llm-planning-eval.
Recent LLM-based Text-to-SQL methods usually suffer from significant performance degradation on "huge" databases and complex user questions that require multi-step reasoning. Moreover, most existing methods neglect the crucial significance of LLMs utilizing external tools and model collaboration. To address these challenges, we introduce MAC-SQL, a novel LLM-based multi-agent collaborative framework. Our framework comprises a core decomposer agent for Text-to-SQL generation with few-shot chain-of-thought reasoning, accompanied by two auxiliary agents that utilize external tools or models to acquire smaller sub-databases and refine erroneous SQL queries. The decomposer agent collaborates with auxiliary agents, which are activated as needed and can be expanded to accommodate new features or tools for effective Text-to-SQL parsing. In our framework, We initially leverage GPT-4 as the strong backbone LLM for all agent tasks to determine the upper bound of our framework. We then fine-tune an open-sourced instruction-followed model, SQL-Llama, by leveraging Code Llama 7B, to accomplish all tasks as GPT-4 does. Experiments show that SQL-Llama achieves a comparable execution accuracy of 43.94, compared to the baseline accuracy of 46.35 for vanilla GPT-4. At the time of writing, MAC-SQL+GPT-4 achieves an execution accuracy of 59.59 when evaluated on the BIRD benchmark, establishing a new state-of-the-art (SOTA) on its holdout test set (https://github.com/wbbeyourself/MAC-SQL).
Text-to-SQL parsing, which aims at converting natural language instructions into executable SQLs, has gained increasing attention in recent years. In particular, Codex and ChatGPT have shown impressive results in this task. However, most of the prevalent benchmarks, i.e., Spider, and WikiSQL, focus on database schema with few rows of database contents leaving the gap between academic study and real-world applications. To mitigate this gap, we present Bird, a big benchmark for large-scale database grounded in text-to-SQL tasks, containing 12,751 pairs of text-to-SQL data and 95 databases with a total size of 33.4 GB, spanning 37 professional domains. Our emphasis on database values highlights the new challenges of dirty database contents, external knowledge between NL questions and database contents, and SQL efficiency, particularly in the context of massive databases. To solve these problems, text-to-SQL models must feature database value comprehension in addition to semantic parsing. The experimental results demonstrate the significance of database values in generating accurate text-to-SQLs for big databases. Furthermore, even the most effective text-to-SQL models, i.e. ChatGPT, only achieves 40.08% in execution accuracy, which is still far from the human result of 92.96%, proving that challenges still stand. Besides, we also provide an efficiency analysis to offer insights into generating text-to-efficient-SQLs that are beneficial to industries. We believe that BIRD will contribute to advancing real-world applications of text-to-SQL research. The leaderboard and source code are available: https://bird-bench.github.io/.
Text-to-SQL semantic parsing faces challenges in generalizing to cross-domain and complex queries. Recent research has employed a question decomposition strategy to enhance the parsing of complex SQL queries. However, this strategy encounters two major obstacles: (1) existing datasets lack question decomposition; (2) due to the syntactic complexity of SQL, most complex queries cannot be disentangled into sub-queries that can be readily recomposed. To address these challenges, we propose a new modular Query Plan Language (QPL) that systematically decomposes SQL queries into simple and regular sub-queries. We develop a translator from SQL to QPL by leveraging analysis of SQL server query optimization plans, and we augment the Spider dataset with QPL programs. Experimental results demonstrate that the modular nature of QPL benefits existing semantic-parsing architectures, and training text-to-QPL parsers is more effective than text-to-SQL parsing for semantically equivalent queries. The QPL approach offers two additional advantages: (1) QPL programs can be paraphrased as simple questions, which allows us to create a dataset of (complex question, decomposed questions). Training on this dataset, we obtain a Question Decomposer for data retrieval that is sensitive to database schemas. (2) QPL is more accessible to non-experts for complex queries, leading to more interpretable output from the semantic parser.
The success of ChatGPT has ignited an AI race, with researchers striving to develop new large language models (LLMs) that can match or surpass the language understanding and generation abilities of commercial ones. In recent times, a number of models have emerged, claiming performance near that of GPT-3.5 or GPT-4 through various instruction-tuning methods. As practitioners of Text-to-SQL parsing, we are grateful for their valuable contributions to open-source research. However, it is important to approach these claims with a sense of scrutiny and ascertain the actual effectiveness of these models. Therefore, we pit six popular large language models against each other, systematically evaluating their Text-to-SQL parsing capability on nine benchmark datasets with five different prompting strategies, covering both zero-shot and few-shot scenarios. Regrettably, the open-sourced models fell significantly short of the performance achieved by closed-source models like GPT-3.5, highlighting the need for further work to bridge the performance gap between these models.
In the context-dependent Text-to-SQL task, the generated SQL statements are refined iteratively based on the user input utterance from each interaction. The input text from each interaction can be viewed as component modifications to the previous SQL statements, which could be further extracted as the modification patterns. Since these modification patterns could also be combined with other SQL statements, the models are supposed to have the compositional generalization to these novel combinations. This work is the first exploration of compositional generalization in context-dependent Text-to-SQL scenarios. To facilitate related studies, we constructed two challenging benchmarks named \textsc{CoSQL-CG} and \textsc{SParC-CG} by recombining the modification patterns and existing SQL statements. The following experiments show that all current models struggle on our proposed benchmarks. Furthermore, we found that better aligning the previous SQL statements with the input utterance could give models better compositional generalization ability. Based on these observations, we propose a method named \texttt{p-align} to improve the compositional generalization of Text-to-SQL models. Further experiments validate the effectiveness of our method. Source code and data are available.
In-context learning with large language models (LLMs) has recently caught increasing attention due to its superior few-shot performance on various tasks. However, its performance on text-to-SQL parsing still has much room for improvement. In this paper, we hypothesize that a crucial aspect of LLMs to improve for text-to-SQL parsing is their multi-step reasoning ability. Thus, we systematically study how to enhance LLMs' reasoning ability through chain of thought (CoT) style prompting, including the original chain-of-thought prompting (Wei et al., 2022b) and least-to-most prompting (Zhou et al., 2023). Our experiments demonstrate that iterative prompting as in Zhou et al. (2023) may be unnecessary for text-to-SQL parsing, and using detailed reasoning steps tends to have more error propagation issues. Based on these findings, we propose a new CoT-style prompting method for text-to-SQL parsing. It brings 5.2 and 6.5 point absolute gains on the Spider development set and the Spider Realistic set, respectively, compared to the standard prompting method without reasoning steps; 2.4 and 1.5 point absolute gains, compared to the least-to-most prompting method.
Speech-to-SQL (S2SQL) aims to convert spoken questions into SQL queries given relational databases, which has been traditionally implemented in a cascaded manner while facing the following challenges: 1) model training is faced with the major issue of data scarcity, where limited parallel data is available; and 2) the systems should be robust enough to handle diverse out-of-domain speech samples that differ from the source data. In this work, we propose the first direct speech-to-SQL parsing model Wav2SQL which avoids error compounding across cascaded systems. Specifically, 1) to accelerate speech-driven SQL parsing research in the community, we release a large-scale and multi-speaker dataset MASpider; 2) leveraging the recent progress in the large-scale pre-training, we show that it alleviates the data scarcity issue and allow for direct speech-to-SQL parsing; and 3) we include the speech re-programming and gradient reversal classifier techniques to reduce acoustic variance and learned style-agnostic representation, improving generalization to unseen out-of-domain custom data. Experimental results demonstrate that Wav2SQL avoids error compounding and achieves state-of-the-art results by up to 2.5\% accuracy improvement over the baseline.
Despite recent progress in text-to-SQL parsing, current semantic parsers are still not accurate enough for practical use. In this paper, we investigate how to build automatic text-to-SQL error correction models. Noticing that token-level edits are out of context and sometimes ambiguous, we propose building clause-level edit models instead. Besides, while most language models of code are not specifically pre-trained for SQL, they know common data structures and their operations in programming languages such as Python. Thus, we propose a novel representation for SQL queries and their edits that adheres more closely to the pre-training corpora of language models of code. Our error correction model improves the exact set match accuracy of different parsers by 2.4-6.5 and obtains up to 4.3 point absolute improvement over two strong baselines. Our code and data are available at https://github.com/OSU-NLP-Group/Auto-SQL-Correction.
Context-dependent Text-to-SQL aims to translate multi-turn natural language questions into SQL queries. Despite various methods have exploited context-dependence information implicitly for contextual SQL parsing, there are few attempts to explicitly address the dependencies between current question and question context. This paper presents QURG, a novel Question Rewriting Guided approach to help the models achieve adequate contextual understanding. Specifically, we first train a question rewriting model to complete the current question based on question context, and convert them into a rewriting edit matrix. We further design a two-stream matrix encoder to jointly model the rewriting relations between question and context, and the schema linking relations between natural language and structured schema. Experimental results show that QURG significantly improves the performances on two large-scale context-dependent datasets SParC and CoSQL, especially for hard and long-turn questions.
One of the recent best attempts at Text-to-SQL is the pre-trained language model. Due to the structural property of the SQL queries, the seq2seq model takes the responsibility of parsing both the schema items (i.e., tables and columns) and the skeleton (i.e., SQL keywords). Such coupled targets increase the difficulty of parsing the correct SQL queries especially when they involve many schema items and logic operators. This paper proposes a ranking-enhanced encoding and skeleton-aware decoding framework to decouple the schema linking and the skeleton parsing. Specifically, for a seq2seq encoder-decode model, its encoder is injected by the most relevant schema items instead of the whole unordered ones, which could alleviate the schema linking effort during SQL parsing, and its decoder first generates the skeleton and then the actual SQL query, which could implicitly constrain the SQL parsing. We evaluate our proposed framework on Spider and its three robustness variants: Spider-DK, Spider-Syn, and Spider-Realistic. The experimental results show that our framework delivers promising performance and robustness. Our code is available at https://github.com/RUCKBReasoning/RESDSQL.
The task of text-to-SQL parsing, which aims at converting natural language questions into executable SQL queries, has garnered increasing attention in recent years, as it can assist end users in efficiently extracting vital information from databases without the need for technical background. One of the major challenges in text-to-SQL parsing is domain generalization, i.e., how to generalize well to unseen databases. Recently, the pre-trained text-to-text transformer model, namely T5, though not specialized for text-to-SQL parsing, has achieved state-of-the-art performance on standard benchmarks targeting domain generalization. In this work, we explore ways to further augment the pre-trained T5 model with specialized components for text-to-SQL parsing. Such components are expected to introduce structural inductive bias into text-to-SQL parsers thus improving model's capacity on (potentially multi-hop) reasoning, which is critical for generating structure-rich SQLs. To this end, we propose a new architecture GRAPHIX-T5, a mixed model with the standard pre-trained transformer model augmented by some specially-designed graph-aware layers. Extensive experiments and analysis demonstrate the effectiveness of GRAPHIX-T5 across four text-to-SQL benchmarks: SPIDER, SYN, REALISTIC and DK. GRAPHIX-T5 surpass all other T5-based parsers with a significant margin, achieving new state-of-the-art performance. Notably, GRAPHIX-T5-large reach performance superior to the original T5-large by 5.7% on exact match (EM) accuracy and 6.6% on execution accuracy (EX). This even outperforms the T5-3B by 1.2% on EM and 1.5% on EX.