Vision-Language Models (VLMs) like CLIP have demonstrated remarkable generalization in zero- and few-shot settings, but adapting them efficiently to decentralized, heterogeneous data remains a challenge. While prompt tuning has emerged as a popular parameter-efficient approach in personalized federated learning, existing methods often sacrifice generalization in favor of personalization, struggling particularly on unseen classes or domains. In this work, we propose pFedMMA, the first personalized federated learning framework that leverages multi-modal adapters for vision-language tasks. Each adapter contains modality-specific up- and down-projection layers alongside a globally shared projection that aligns cross-modal features. Our asymmetric optimization strategy allows clients to locally adapt to personalized data distributions while collaboratively training the shared projection to improve global generalization. This design is also communication-efficient, as only the shared component is exchanged during rounds. Through extensive experiments across eleven datasets, including domain- and label-shift scenarios, we show that pFedMMA achieves state-of-the-art trade-offs between personalization and generalization, outperforming recent federated prompt tuning methods. The code is available at https://github.com/sajjad-ucsb/pFedMMA.
Federated learning (FL) enables collaborative model training across decentralized clients without sharing local data, but is challenged by heterogeneity in data, computation, and communication. Pretrained vision-language models (VLMs), with their strong generalization and lightweight tuning via prompts, offer a promising solution. However, existing federated prompt-learning methods rely only on text prompts and overlook joint label-domain distribution shifts. In this paper, we propose a personalized FL framework based on dual-prompt learning and cross fusion, termed pFedDC. Specifically, each client maintains both global and local prompts across vision and language modalities: global prompts capture common knowledge shared across the federation, while local prompts encode client-specific semantics and domain characteristics. Meanwhile, a cross-fusion module is designed to adaptively integrate prompts from different levels, enabling the model to generate personalized representations aligned with each client's unique data distribution. Extensive experiments across nine datasets with various types of heterogeneity show that pFedDC consistently outperforms state-of-the-art methods.
Personalized federated learning (PFL), e.g., the renowned Ditto, strikes a balance between personalization and generalization by conducting federated learning (FL) to guide personalized learning (PL). While FL is unaffected by personalized model training, in Ditto, PL depends on the outcome of the FL. However, the clients' concern about their privacy and consequent perturbation of their local models can affect the convergence and (performance) fairness of PL. This paper presents PFL, called DP-Ditto, which is a non-trivial extension of Ditto under the protection of differential privacy (DP), and analyzes the trade-off among its privacy guarantee, model convergence, and performance distribution fairness. We also analyze the convergence upper bound of the personalized models under DP-Ditto and derive the optimal number of global aggregations given a privacy budget. Further, we analyze the performance fairness of the personalized models, and reveal the feasibility of optimizing DP-Ditto jointly for convergence and fairness. Experiments validate our analysis and demonstrate that DP-Ditto can surpass the DP-perturbed versions of the state-of-the-art PFL models, such as FedAMP, pFedMe, APPLE, and FedALA, by over 32.71% in fairness and 9.66% in accuracy.
Federated weakly supervised video anomaly detection represents a significant advancement in privacy-preserving collaborative learning, enabling distributed clients to train anomaly detectors using only video-level annotations. However, the inherent challenges of optimizing noisy representation with coarse-grained labels often result in substantial local model errors, which are exacerbated during federated aggregation, particularly in heterogeneous scenarios. To address these limitations, we propose a novel dual-detector framework incorporating adaptive dynamic recursive mapping, which significantly enhances local model accuracy and robustness against representation noise. Our framework integrates two complementary components: a channel-averaged anomaly detector and a channel-statistical anomaly detector, which interact through cross-detector adaptive decision parameters to enable iterative optimization and stable anomaly scoring across all instances. Furthermore, we introduce the scene similarity adaptive local aggregation algorithm, which dynamically aggregates and learns private models based on scene similarity, thereby enhancing generalization capabilities across diverse scenarios. Extensive experiments conducted on the NVIDIA Jetson AGX Xavier platform using the ShanghaiTech and UBnormal datasets demonstrate the superior performance of our approach in both centralized and federated settings. Notably, in federated environments, our method achieves remarkable improvements of 6.2% and 12.3% in AUC compared to state-of-the-art methods, underscoring its effectiveness in resource-constrained scenarios and its potential for real-world applications in distributed video surveillance systems.
Personalized Federated Learning (PFL) enables clients to collaboratively train personalized models tailored to their individual objectives, addressing the challenge of model generalization in traditional Federated Learning (FL) due to high data heterogeneity. However, existing PFL methods often require increased communication rounds to achieve the desired performance, primarily due to slow training caused by the use of first-order optimization, which has linear convergence. Additionally, many of these methods increase local computation because of the additional data fed into the model during the search for personalized local models. One promising solution to this slow training is second-order optimization, known for its quadratic convergence. However, employing it in PFL is challenging due to the Hessian matrix and its inverse. In this paper, we propose pFedSOP, which efficiently utilizes second-order optimization in PFL to accelerate the training of personalized models and enhance performance with fewer communication rounds. Our approach first computes a personalized local gradient update using the Gompertz function-based normalized angle between local and global gradient updates, incorporating client-specific global information. We then use a regularized Fisher Information Matrix (FIM), computed from this personalized gradient update, as an approximation of the Hessian to update the personalized models. This FIM-based second-order optimization speeds up training with fewer communication rounds by tackling the challenges with exact Hessian and avoids additional data being fed into the model during the search for personalized local models. Extensive experiments on heterogeneously partitioned image classification datasets with partial client participation demonstrate that pFedSOP outperforms state-of-the-art FL and PFL algorithms.
Personalized federated learning (PFL) offers a solution to balancing personalization and generalization by conducting federated learning (FL) to guide personalized learning (PL). Little attention has been given to wireless PFL (WPFL), where privacy concerns arise. Performance fairness of PL models is another challenge resulting from communication bottlenecks in WPFL. This paper exploits quantization errors to enhance the privacy of WPFL and proposes a novel quantization-assisted Gaussian differential privacy (DP) mechanism. We analyze the convergence upper bounds of individual PL models by considering the impact of the mechanism (i.e., quantization errors and Gaussian DP noises) and imperfect communication channels on the FL of WPFL. By minimizing the maximum of the bounds, we design an optimal transmission scheduling strategy that yields min-max fairness for WPFL with OFDMA interfaces. This is achieved by revealing the nested structure of this problem to decouple it into subproblems solved sequentially for the client selection, channel allocation, and power control, and for the learning rates and PL-FL weighting coefficients. Experiments validate our analysis and demonstrate that our approach substantially outperforms alternative scheduling strategies by 87.08%, 16.21%, and 38.37% in accuracy, the maximum test loss of participating clients, and fairness (Jain's index), respectively.
Federated Learning (FL) aims to train models across decentralized clients or devices holding local data without the need for centralized data collection, thus enhancing data privacy and security. However, achieving both generalization and personalization in heterogeneous settings remains a significant challenge. To address this, we introduce FedOT, a novel approach that leverages black-box foundation models. FedOT shares only a global task-dependent classifier across clients while locally adapting features through orthogonal transformations. By enforcing orthogonality, FedOT mitigates gradient conflicts across diverse clients, preserves semantic integrity, and achieves robust performance even in the presence of substantial data heterogeneity. The strategy of combining global and local parameters enables a more balanced approach for both generalization and personalization, outperforming baseline FL methods across multiple benchmarks. Furthermore, our extensive analysis confirms that joint optimization of global classifiers and local orthogonal transformations yields superior performance and suggests broader applicability.
The rapid expansion of distributed photovoltaic (PV) installations worldwide, many being behind-the-meter systems, has significantly challenged energy management and grid operations, as unobservable PV generation further complicates the supply-demand balance. Therefore, estimating this generation from net load, known as PV disaggregation, is critical. Given privacy concerns and the need for large training datasets, federated learning becomes a promising approach, but statistical heterogeneity, arising from geographical and behavioral variations among prosumers, poses new challenges to PV disaggregation. To overcome these challenges, a privacy-preserving distributed PV disaggregation framework is proposed using Personalized Federated Learning (PFL). The proposed method employs a two-level framework that combines local and global modeling. At the local level, a transformer-based PV disaggregation model is designed to generate solar irradiance embeddings for representing local PV conditions. A novel adaptive local aggregation mechanism is adopted to mitigate the impact of statistical heterogeneity on the local model, extracting a portion of global information that benefits the local model. At the global level, a central server aggregates information uploaded from multiple data centers, preserving privacy while enabling cross-center knowledge sharing. Experiments on real-world data demonstrate the effectiveness of this proposed framework, showing improved accuracy and robustness compared to benchmark methods.
Personalized federated learning has emerged as a popular approach to training on devices holding statistically heterogeneous data, known as clients. However, most existing approaches require a client to have labeled data for training or finetuning in order to obtain their own personalized model. In this paper we address this by proposing FLowDUP, a novel method that is able to generate a personalized model using only a forward pass with unlabeled data. The generated model parameters reside in a low-dimensional subspace, enabling efficient communication and computation. FLowDUP's learning objective is theoretically motivated by our new transductive multi-task PAC-Bayesian generalization bound, that provides performance guarantees for unlabeled clients. The objective is structured in such a way that it allows both clients with labeled data and clients with only unlabeled data to contribute to the training process. To supplement our theoretical results we carry out a thorough experimental evaluation of FLowDUP, demonstrating strong empirical performance on a range of datasets with differing sorts of statistically heterogeneous clients. Through numerous ablation studies, we test the efficacy of the individual components of the method.
One of the defining challenges in federated learning is that of statistical heterogeneity among clients. We address this problem with KARULA, a regularized strategy for personalized federated learning, which constrains the pairwise model dissimilarities between clients based on the difference in their distributions, as measured by a surrogate for the 1-Wasserstein distance adapted for the federated setting. This allows the strategy to adapt to highly complex interrelations between clients, that e.g., clustered approaches fail to capture. We propose an inexact projected stochastic gradient algorithm to solve the constrained problem that the strategy defines, and show theoretically that it converges with smooth, possibly non-convex losses to a neighborhood of a stationary point with rate O(1/K). We demonstrate the effectiveness of KARULA on synthetic and real federated data sets.
Personalized federated learning (PFL) has garnered significant attention for its ability to address heterogeneous client data distributions while preserving data privacy. However, when local client data is limited, deep learning models often suffer from insufficient training, leading to suboptimal performance. Foundation models, such as CLIP (Contrastive Language-Image Pretraining), exhibit strong feature extraction capabilities and can alleviate this issue by fine-tuning on limited local data. Despite their potential, foundation models are rarely utilized in federated learning scenarios, and challenges related to integrating new clients remain largely unresolved. To address these challenges, we propose the Dual Prompt Personalized Federated Learning (DP2FL) framework, which introduces dual prompts and an adaptive aggregation strategy. DP2FL combines global task awareness with local data-driven insights, enabling local models to achieve effective generalization while remaining adaptable to specific data distributions. Moreover, DP2FL introduces a global model that enables prediction on new data sources and seamlessly integrates newly added clients without requiring retraining. Experimental results in highly heterogeneous environments validate the effectiveness of DP2FL's prompt design and aggregation strategy, underscoring the advantages of prediction on novel data sources and demonstrating the seamless integration of new clients into the federated learning framework.
In Federated Learning, heterogeneity in client data distributions often means that a single global model does not have the best performance for individual clients. Consider for example training a next-word prediction model for keyboards: user-specific language patterns due to demographics (dialect, age, etc.), language proficiency, and writing style result in a highly non-IID dataset across clients. Other examples are medical images taken with different machines, or driving data from different vehicle types. To address this, we propose a simple yet effective personalized federated learning framework (pFedLIA) that utilizes a computationally efficient influence approximation, called `Lazy Influence', to cluster clients in a distributed manner before model aggregation. Within each cluster, data owners collaborate to jointly train a model that captures the specific data patterns of the clients. Our method has been shown to successfully recover the global model's performance drop due to the non-IID-ness in various synthetic and real-world settings, specifically a next-word prediction task on the Nordic languages as well as several benchmark tasks. It matches the performance of a hypothetical Oracle clustering, and significantly improves on existing baselines, e.g., an improvement of 17% on CIFAR100.
While data plays a crucial role in training contemporary AI models, it is acknowledged that valuable public data will be exhausted in a few years, directing the world's attention towards the massive decentralized private data. However, the privacy-sensitive nature of raw data and lack of incentive mechanism prevent these valuable data from being fully exploited. Addressing these challenges, this paper proposes inclusive and incentivized personalized federated learning (iPFL), which incentivizes data holders with diverse purposes to collaboratively train personalized models without revealing raw data. iPFL constructs a model-sharing market by solving a graph-based training optimization and incorporates an incentive mechanism based on game theory principles. Theoretical analysis shows that iPFL adheres to two key incentive properties: individual rationality and truthfulness. Empirical studies on eleven AI tasks (e.g., large language models' instruction-following tasks) demonstrate that iPFL consistently achieves the highest economic utility, and better or comparable model performance compared to baseline methods. We anticipate that our iPFL can serve as a valuable technique for boosting future AI models on decentralized private data while making everyone satisfied.
Federated Learning (FL) has emerged as an effective solution for multi-institutional collaborations without sharing patient data, offering a range of methods tailored for diverse applications. However, real-world medical datasets are often multimodal, and computational resources are limited, posing significant challenges for existing FL approaches. Recognizing these limitations, we developed the Federated Healthcare Benchmark(FHBench), a benchmark specifically designed from datasets derived from real-world healthcare applications. FHBench encompasses critical diagnostic tasks across domains such as the nervous, cardiovascular, and respiratory systems and general pathology, providing comprehensive support for multimodal healthcare evaluations and filling a significant gap in existing benchmarks. Building on FHBench, we introduced Efficient Personalized Federated Learning with Adaptive LoRA(EPFL), a personalized FL framework that demonstrates superior efficiency and effectiveness across various healthcare modalities. Our results highlight the robustness of FHBench as a benchmarking tool and the potential of EPFL as an innovative approach to advancing healthcare-focused FL, addressing key limitations of existing methods.
Federated learning (FL) offers a privacy-preserving framework for distributed machine learning, enabling collaborative model training across diverse clients without centralizing sensitive data. However, statistical heterogeneity, characterized by non-independent and identically distributed (non-IID) client data, poses significant challenges, leading to model drift and poor generalization. This paper proposes a novel algorithm, pFedKD-WCL (Personalized Federated Knowledge Distillation with Weighted Combination Loss), which integrates knowledge distillation with bi-level optimization to address non-IID challenges. pFedKD-WCL leverages the current global model as a teacher to guide local models, optimizing both global convergence and local personalization efficiently. We evaluate pFedKD-WCL on the MNIST dataset and a synthetic dataset with non-IID partitioning, using multinomial logistic regression and multilayer perceptron models. Experimental results demonstrate that pFedKD-WCL outperforms state-of-the-art algorithms, including FedAvg, FedProx, Per-FedAvg, and pFedMe, in terms of accuracy and convergence speed.
The challenge of detecting violent incidents in urban surveillance systems is compounded by the voluminous and diverse nature of video data. This paper presents a targeted approach using Personalized Federated Learning (PFL) to address these issues, specifically employing the Federated Learning with Personalization Layers method within the Flower framework. Our methodology adapts learning models to the unique data characteristics of each surveillance node, effectively managing the heterogeneous and non-IID nature of surveillance video data. Through rigorous experiments conducted on balanced and imbalanced datasets, our PFL models demonstrated enhanced accuracy and efficiency, achieving up to 99.3% accuracy. This study underscores the potential of PFL to significantly improve the scalability and effectiveness of surveillance systems, offering a robust, privacy-preserving solution for violence detection in complex urban environments.
We address the problem of cluster identity estimation in a personalized federated learning (PFL) setting in which users aim to learn different personal models. The backbone of effective learning in such a setting is to cluster users into groups whose objectives are similar. A typical approach in the literature is to achieve this by training users' data on different proposed personal models and assign them to groups based on which model achieves the lowest value of the users' loss functions. This process is to be done iteratively until group identities converge. A key challenge in such a setting arises when users have noisy labeled data, which may produce misleading values of their loss functions, and hence lead to ineffective clustering. To overcome this challenge, we propose a label-agnostic data similarity-based clustering algorithm, coined RCC-PFL, with three main advantages: the cluster identity estimation procedure is independent from the training labels; it is a one-shot clustering algorithm performed prior to the training; and it requires fewer communication rounds and less computation compared to iterative-based clustering methods. We validate our proposed algorithm using various models and datasets and show that it outperforms multiple baselines in terms of average accuracy and variance reduction.
Federated learning (FL) algorithms commonly aim to maximize clients' accuracy by training a model on their collective data. However, in several FL applications, the model's decisions should meet a group fairness constraint to be independent of sensitive attributes such as gender or race. While such group fairness constraints can be incorporated into the objective function of the FL optimization problem, in this work, we show that such an approach would lead to suboptimal classification accuracy in an FL setting with heterogeneous client distributions. To achieve an optimal accuracy-group fairness trade-off, we propose the Personalized Federated Learning for Client-Level Group Fairness (pFedFair) framework, where clients locally impose their fairness constraints over the distributed training process. Leveraging the image embedding models, we extend the application of pFedFair to computer vision settings, where we numerically show that pFedFair achieves an optimal group fairness-accuracy trade-off in heterogeneous FL settings. We present the results of several numerical experiments on benchmark and synthetic datasets, which highlight the suboptimality of non-personalized FL algorithms and the improvements made by the pFedFair method.
Semantic communication is designed to tackle issues like bandwidth constraints and high latency in communication systems. However, in complex network topologies with multiple users, the enormous combinations of client data and channel state information (CSI) pose significant challenges for existing semantic communication architectures. To improve the generalization ability of semantic communication models in complex scenarios while meeting the personalized needs of each user in their local environments, we propose a novel personalized federated learning framework with dual-pipeline joint source-channel coding based on channel awareness model (PFL-DPJSCCA). Within this framework, we present a method that achieves zero optimization gap for non-convex loss functions. Experiments conducted under varying SNR distributions validate the outstanding performance of our framework across diverse datasets.
Federated Learning (FL) has emerged as a promising paradigm for collaborative model training without the need to share clients' personal data, thereby preserving privacy. However, the non-IID nature of the clients' data introduces major challenges for FL, highlighting the importance of personalized federated learning (PFL) methods. In PFL, models are trained to cater to specific feature distributions present in the population data. A notable method for PFL is the Iterative Federated Clustering Algorithm (IFCA), which mitigates the concerns associated with the non-IID-ness by grouping clients with similar data distributions. While it has been shown that IFCA enhances both accuracy and fairness, its strategy of dividing the population into smaller clusters increases vulnerability to Membership Inference Attacks (MIA), particularly among minorities with limited training samples. In this paper, we introduce IFCA-MIR, an improved version of IFCA that integrates MIA risk assessment into the clustering process. Allowing clients to select clusters based on both model performance and MIA vulnerability, IFCA-MIR achieves an improved performance with respect to accuracy, fairness, and privacy. We demonstrate that IFCA-MIR significantly reduces MIA risk while maintaining comparable model accuracy and fairness as the original IFCA.