Keyphrase generation refers to the task of producing a set of words or phrases that summarises the content of a document. Continuous efforts have been dedicated to this task over the past few years, spreading across multiple lines of research, such as model architectures, data resources, and use-case scenarios. Yet, the current state of keyphrase generation remains unknown as there has been no attempt to review and analyse previous work. In this paper, we bridge this gap by presenting an analysis of over 50 research papers on keyphrase generation, offering a comprehensive overview of recent progress, limitations, and open challenges. Our findings highlight several critical issues in current evaluation practices, such as the concerning similarity among commonly-used benchmark datasets and inconsistencies in metric calculations leading to overestimated performances. Additionally, we address the limited availability of pre-trained models by releasing a strong PLM-based model for keyphrase generation as an effort to facilitate future research.
Unsupervised keyphrase prediction has gained growing interest in recent years. However, existing methods typically rely on heuristically defined importance scores, which may lead to inaccurate informativeness estimation. In addition, they lack consideration for time efficiency. To solve these problems, we propose ERU-KG, an unsupervised keyphrase generation (UKG) model that consists of an informativeness and a phraseness module. The former estimates the relevance of keyphrase candidates, while the latter generate those candidates. The informativeness module innovates by learning to model informativeness through references (e.g., queries, citation contexts, and titles) and at the term-level, thereby 1) capturing how the key concepts of documents are perceived in different contexts and 2) estimating informativeness of phrases more efficiently by aggregating term informativeness, removing the need for explicit modeling of the candidates. ERU-KG demonstrates its effectiveness on keyphrase generation benchmarks by outperforming unsupervised baselines and achieving on average 89\% of the performance of a supervised model for top 10 predictions. Additionally, to highlight its practical utility, we evaluate the model on text retrieval tasks and show that keyphrases generated by ERU-KG are effective when employed as query and document expansions. Furthermore, inference speed tests reveal that ERU-KG is the fastest among baselines of similar model sizes. Finally, our proposed model can switch between keyphrase generation and extraction by adjusting hyperparameters, catering to diverse application requirements.
Patent analysis highly relies on concise and interpretable document representations, referred to as patent portraits. Keyphrases, both present and absent, are ideal candidates for patent portraits due to their brevity, representativeness, and clarity. In this paper, we introduce KAPPA, an integrated framework designed to construct keyphrase-based patent portraits and enhance patent analysis. KAPPA operates in two phases: patent portrait construction and portrait-based analysis. To ensure effective portrait construction, we propose a semantic-calibrated keyphrase generation paradigm that integrates pre-trained language models with a prompt-based hierarchical decoding strategy to leverage the multi-level structural characteristics of patents. For portrait-based analysis, we develop a comprehensive framework that employs keyphrase-based patent portraits to enable efficient and accurate patent analysis. Extensive experiments on benchmark datasets of keyphrase generation, the proposed model achieves significant improvements compared to state-of-the-art baselines. Further experiments conducted on real-world patent applications demonstrate that our keyphrase-based portraits effectively capture domain-specific knowledge and enrich semantic representation for patent analysis tasks.
State-of-the-art models for keyphrase generation require large amounts of training data to achieve good performance. However, obtaining keyphrase-labeled documents can be challenging and costly. To address this issue, we present a self-compositional data augmentation method. More specifically, we measure the relatedness of training documents based on their shared keyphrases, and combine similar documents to generate synthetic samples. The advantage of our method lies in its ability to create additional training samples that keep domain coherence, without relying on external data or resources. Our results on multiple datasets spanning three different domains, demonstrate that our method consistently improves keyphrase generation. A qualitative analysis of the generated keyphrases for the Computer Science domain confirms this improvement towards their representativity property.
Keyphrase selection is a challenging task in natural language processing that has a wide range of applications. Adapting existing supervised and unsupervised solutions for the Russian language faces several limitations due to the rich morphology of Russian and the limited number of training datasets available. Recent studies conducted on English texts show that large language models (LLMs) successfully address the task of generating keyphrases. LLMs allow achieving impressive results without task-specific fine-tuning, using text prompts instead. In this work, we access the performance of prompt-based methods for generating keyphrases for Russian scientific abstracts. First, we compare the performance of zero-shot and few-shot prompt-based methods, fine-tuned models, and unsupervised methods. Then we assess strategies for selecting keyphrase examples in a few-shot setting. We present the outcomes of human evaluation of the generated keyphrases and analyze the strengths and weaknesses of the models through expert assessment. Our results suggest that prompt-based methods can outperform common baselines even using simple text prompts.
Keyphrase generation (KPG) aims to automatically generate a collection of phrases representing the core concepts of a given document. The dominant paradigms in KPG include one2seq and one2set. Recently, there has been increasing interest in applying large language models (LLMs) to KPG. Our preliminary experiments reveal that it is challenging for a single model to excel in both recall and precision. Further analysis shows that: 1) the one2set paradigm owns the advantage of high recall, but suffers from improper assignments of supervision signals during training; 2) LLMs are powerful in keyphrase selection, but existing selection methods often make redundant selections. Given these observations, we introduce a generate-then-select framework decomposing KPG into two steps, where we adopt a one2set-based model as generator to produce candidates and then use an LLM as selector to select keyphrases from these candidates. Particularly, we make two important improvements on our generator and selector: 1) we design an Optimal Transport-based assignment strategy to address the above improper assignments; 2) we model the keyphrase selection as a sequence labeling task to alleviate redundant selections. Experimental results on multiple benchmark datasets show that our framework significantly surpasses state-of-the-art models, especially in absent keyphrase prediction.
Adapting keyphrase generation models to new domains typically involves few-shot fine-tuning with in-domain labeled data. However, annotating documents with keyphrases is often prohibitively expensive and impractical, requiring expert annotators. This paper presents silk, an unsupervised method designed to address this issue by extracting silver-standard keyphrases from citation contexts to create synthetic labeled data for domain adaptation. Extensive experiments across three distinct domains demonstrate that our method yields high-quality synthetic samples, resulting in significant and consistent improvements in in-domain performance over strong baselines.
Automatic keyphrase labelling stands for the ability of models to retrieve words or short phrases that adequately describe documents' content. Previous work has put much effort into exploring extractive techniques to address this task; however, these methods cannot produce keyphrases not found in the text. Given this limitation, keyphrase generation approaches have arisen lately. This paper presents a keyphrase generation model based on the Text-to-Text Transfer Transformer (T5) architecture. Having a document's title and abstract as input, we learn a T5 model to generate keyphrases which adequately define its content. We name this model docT5keywords. We not only perform the classic inference approach, where the output sequence is directly selected as the predicted values, but we also report results from a majority voting approach. In this approach, multiple sequences are generated, and the keyphrases are ranked based on their frequency of occurrence across these sequences. Along with this model, we present a novel keyphrase filtering technique based on the T5 architecture. We train a T5 model to learn whether a given keyphrase is relevant to a document. We devise two evaluation methodologies to prove our model's capability to filter inadequate keyphrases. First, we perform a binary evaluation where our model has to predict if a keyphrase is relevant for a given document. Second, we filter the predicted keyphrases by several AKG models and check if the evaluation scores are improved. Experimental results demonstrate that our keyphrase generation model significantly outperforms all the baselines, with gains exceeding 100\% in some cases. The proposed filtering technique also achieves near-perfect accuracy in eliminating false positives across all datasets.
Keyphrase Prediction (KP) is essential for identifying keyphrases in a document that can summarize its content. However, recent Natural Language Processing (NLP) advances have developed more efficient KP models using deep learning techniques. The limitation of a comprehensive exploration jointly both keyphrase extraction and generation using pre-trained language models spotlights a critical gap in the literature, compelling our survey paper to bridge this deficiency and offer a unified and in-depth analysis to address limitations in previous surveys. This paper extensively examines the topic of pre-trained language models for keyphrase prediction (PLM-KP), which are trained on large text corpora via different learning (supervisor, unsupervised, semi-supervised, and self-supervised) techniques, to provide respective insights into these two types of tasks in NLP, precisely, Keyphrase Extraction (KPE) and Keyphrase Generation (KPG). We introduce appropriate taxonomies for PLM-KPE and KPG to highlight these two main tasks of NLP. Moreover, we point out some promising future directions for predicting keyphrases.
Open-vocabulary Extreme Multi-label Classification (OXMC) extends traditional XMC by allowing prediction beyond an extremely large, predefined label set (typically $10^3$ to $10^{12}$ labels), addressing the dynamic nature of real-world labeling tasks. However, self-selection bias in data annotation leads to significant missing labels in both training and test data, particularly for less popular inputs. This creates two critical challenges: generation models learn to be "lazy'" by under-generating labels, and evaluation becomes unreliable due to insufficient annotation in the test set. In this work, we introduce Positive-Unlabeled Sequence Learning (PUSL), which reframes OXMC as an infinite keyphrase generation task, addressing the generation model's laziness. Additionally, we propose to adopt a suite of evaluation metrics, F1@$\mathcal{O}$ and newly proposed B@$k$, to reliably assess OXMC models with incomplete ground truths. In a highly imbalanced e-commerce dataset with substantial missing labels, PUSL generates 30% more unique labels, and 72% of its predictions align with actual user queries. On the less skewed EURLex-4.3k dataset, PUSL demonstrates superior F1 scores, especially as label counts increase from 15 to 30. Our approach effectively tackles both the modeling and evaluation challenges in OXMC with missing labels.
Traditional keyphrase prediction methods predict a single set of keyphrases per document, failing to cater to the diverse needs of users and downstream applications. To bridge the gap, we introduce on-demand keyphrase generation, a novel paradigm that requires keyphrases that conform to specific high-level goals or intents. For this task, we present MetaKP, a large-scale benchmark comprising four datasets, 7500 documents, and 3760 goals across news and biomedical domains with human-annotated keyphrases. Leveraging MetaKP, we design both supervised and unsupervised methods, including a multi-task fine-tuning approach and a self-consistency prompting method with large language models. The results highlight the challenges of supervised fine-tuning, whose performance is not robust to distribution shifts. By contrast, the proposed self-consistency prompting approach greatly improves the performance of large language models, enabling GPT-4o to achieve 0.548 SemF1, surpassing the performance of a fully fine-tuned BART-base model. Finally, we demonstrate the potential of our method to serve as a general NLP infrastructure, exemplified by its application in epidemic event detection from social media.
Keyphrase generation has primarily been explored within the context of academic research articles, with a particular focus on scientific domains and the English language. In this work, we present EUROPA, a dataset for multilingual keyphrase generation in the legal domain. It is derived from legal judgments from the Court of Justice of the European Union (EU), and contains instances in all 24 EU official languages. We run multilingual models on our corpus and analyze the results, showing room for improvement on a domain-specific multilingual corpus such as the one we present.
This study addresses the application of encoder-only Pre-trained Language Models (PLMs) in keyphrase generation (KPG) amidst the broader availability of domain-tailored encoder-only models compared to encoder-decoder models. We investigate three core inquiries: (1) the efficacy of encoder-only PLMs in KPG, (2) optimal architectural decisions for employing encoder-only PLMs in KPG, and (3) a performance comparison between in-domain encoder-only and encoder-decoder PLMs across varied resource settings. Our findings, derived from extensive experimentation in two domains reveal that with encoder-only PLMs, although KPE with Conditional Random Fields slightly excels in identifying present keyphrases, the KPG formulation renders a broader spectrum of keyphrase predictions. Additionally, prefix-LM fine-tuning of encoder-only PLMs emerges as a strong and data-efficient strategy for KPG, outperforming general-domain seq2seq PLMs. We also identify a favorable parameter allocation towards model depth rather than width when employing encoder-decoder architectures initialized with encoder-only PLMs. The study sheds light on the potential of utilizing encoder-only PLMs for advancing KPG systems and provides a groundwork for future KPG methods. Our code and pre-trained checkpoints are released at https://github.com/uclanlp/DeepKPG.
Modern models for text generation show state-of-the-art results in many natural language processing tasks. In this work, we explore the effectiveness of abstractive text summarization models for keyphrase selection. A list of keyphrases is an important element of a text in databases and repositories of electronic documents. In our experiments, abstractive text summarization models fine-tuned for keyphrase generation show quite high results for a target text corpus. However, in most cases, the zero-shot performance on other corpora and domains is significantly lower. We investigate cross-domain limitations of abstractive text summarization models for keyphrase generation. We present an evaluation of the fine-tuned BART models for the keyphrase selection task across six benchmark corpora for keyphrase extraction including scientific texts from two domains and news texts. We explore the role of transfer learning between different domains to improve the BART model performance on small text corpora. Our experiments show that preliminary fine-tuning on out-of-domain corpora can be effective under conditions of a limited number of samples.
Representing documents into high dimensional embedding space while preserving the structural similarity between document sources has been an ultimate goal for many works on text representation learning. Current embedding models, however, mainly rely on the availability of label supervision to increase the expressiveness of the resulting embeddings. In contrast, unsupervised embeddings are cheap, but they often cannot capture implicit structure in target corpus, particularly for samples that come from different distribution with the pretraining source. Our study aims to loosen up the dependency on label supervision by learning document embeddings via Sequence-to-Sequence (Seq2Seq) text generator. Specifically, we reformulate keyphrase generation task into multi-label keyword generation in community-based Question Answering (cQA). Our empirical results show that KeyGen2Vec in general is superior than multi-label keyword classifier by up to 14.7% based on Purity, Normalized Mutual Information (NMI), and F1-Score metrics. Interestingly, although in general the absolute advantage of learning embeddings through label supervision is highly positive across evaluation datasets, KeyGen2Vec is shown to be competitive with classifier that exploits topic label supervision in Yahoo! cQA with larger number of latent topic labels.
Keyphrase generation (KG) aims to generate a set of summarizing words or phrases given a source document, while keyphrase extraction (KE) aims to identify them from the text. Because the search space is much smaller in KE, it is often combined with KG to predict keyphrases that may or may not exist in the corresponding document. However, current unified approaches adopt sequence labeling and maximization-based generation that primarily operate at a token level, falling short in observing and scoring keyphrases as a whole. In this work, we propose SimCKP, a simple contrastive learning framework that consists of two stages: 1) An extractor-generator that extracts keyphrases by learning context-aware phrase-level representations in a contrastive manner while also generating keyphrases that do not appear in the document; 2) A reranker that adapts scores for each generated phrase by likewise aligning their representations with the corresponding document. Experimental results on multiple benchmark datasets demonstrate the effectiveness of our proposed approach, which outperforms the state-of-the-art models by a significant margin.
Keyphrase Generation (KPG) is a longstanding task in NLP with widespread applications. The advent of sequence-to-sequence (seq2seq) pre-trained language models (PLMs) has ushered in a transformative era for KPG, yielding promising performance improvements. However, many design decisions remain unexplored and are often made arbitrarily. This paper undertakes a systematic analysis of the influence of model selection and decoding strategies on PLM-based KPG. We begin by elucidating why seq2seq PLMs are apt for KPG, anchored by an attention-driven hypothesis. We then establish that conventional wisdom for selecting seq2seq PLMs lacks depth: (1) merely increasing model size or performing task-specific adaptation is not parameter-efficient; (2) although combining in-domain pre-training with task adaptation benefits KPG, it does partially hinder generalization. Regarding decoding, we demonstrate that while greedy search achieves strong F1 scores, it lags in recall compared with sampling-based methods. Based on these insights, we propose DeSel, a likelihood-based decode-select algorithm for seq2seq PLMs. DeSel improves greedy search by an average of 4.7% semantic F1 across five datasets. Our collective findings pave the way for deeper future investigations into PLM-based KPG.
Keyphrase generation is a task of identifying a set of phrases that best repre-sent the main topics or themes of a given text. Keyphrases are dividend int pre-sent and absent keyphrases. Recent approaches utilizing sequence-to-sequence models show effectiveness on absent keyphrase generation. However, the per-formance is still limited due to the hardness of finding absent keyphrases. In this paper, we propose Keyphrase-Focused BART, which exploits the differ-ences between present and absent keyphrase generations, and performs fine-tuning of two separate BART models for present and absent keyphrases. We further show effective approaches of shuffling keyphrases and candidate keyphrase ranking. For absent keyphrases, our Keyphrase-Focused BART achieved new state-of-the-art score on F1@5 in two out of five keyphrase gen-eration benchmark datasets.
Multi-modal keyphrase generation aims to produce a set of keyphrases that represent the core points of the input text-image pair. In this regard, dominant methods mainly focus on multi-modal fusion for keyphrase generation. Nevertheless, there are still two main drawbacks: 1) only a limited number of sources, such as image captions, can be utilized to provide auxiliary information. However, they may not be sufficient for the subsequent keyphrase generation. 2) the input text and image are often not perfectly matched, and thus the image may introduce noise into the model. To address these limitations, in this paper, we propose a novel multi-modal keyphrase generation model, which not only enriches the model input with external knowledge, but also effectively filters image noise. First, we introduce external visual entities of the image as the supplementary input to the model, which benefits the cross-modal semantic alignment for keyphrase generation. Second, we simultaneously calculate an image-text matching score and image region-text correlation scores to perform multi-granularity image noise filtering. Particularly, we introduce the correlation scores between image regions and ground-truth keyphrases to refine the calculation of the previously-mentioned correlation scores. To demonstrate the effectiveness of our model, we conduct several groups of experiments on the benchmark dataset. Experimental results and in-depth analyses show that our model achieves the state-of-the-art performance. Our code is available on https://github.com/DeepLearnXMU/MM-MKP.
In this work, we study the problem of unsupervised open-domain keyphrase generation, where the objective is a keyphrase generation model that can be built without using human-labeled data and can perform consistently across domains. To solve this problem, we propose a seq2seq model that consists of two modules, namely \textit{phraseness} and \textit{informativeness} module, both of which can be built in an unsupervised and open-domain fashion. The phraseness module generates phrases, while the informativeness module guides the generation towards those that represent the core concepts of the text. We thoroughly evaluate our proposed method using eight benchmark datasets from different domains. Results on in-domain datasets show that our approach achieves state-of-the-art results compared with existing unsupervised models, and overall narrows the gap between supervised and unsupervised methods down to about 16\%. Furthermore, we demonstrate that our model performs consistently across domains, as it overall surpasses the baselines on out-of-domain datasets.