Few-shot text classification has important application value in low-resource environments. This paper proposes a strategy that combines adaptive fine-tuning, contrastive learning, and regularization optimization to improve the classification performance of Transformer-based models. Experiments on the FewRel 2.0 dataset show that T5-small, DeBERTa-v3, and RoBERTa-base perform well in few-shot tasks, especially in the 5-shot setting, which can more effectively capture text features and improve classification accuracy. The experiment also found that there are significant differences in the classification difficulty of different relationship categories. Some categories have fuzzy semantic boundaries or complex feature distributions, making it difficult for the standard cross entropy loss to learn the discriminative information required to distinguish categories. By introducing contrastive loss and regularization loss, the generalization ability of the model is enhanced, effectively alleviating the overfitting problem in few-shot environments. In addition, the research results show that the use of Transformer models or generative architectures with stronger self-attention mechanisms can help improve the stability and accuracy of few-shot classification.
With the continuous development of natural language processing (NLP) technology, text classification tasks have been widely used in multiple application fields. However, obtaining labeled data is often expensive and difficult, especially in few-shot learning scenarios. To solve this problem, this paper proposes a few-shot text classification model based on transfer learning and meta-learning. The model uses the knowledge of the pre-trained model for transfer and optimizes the model's rapid adaptability in few-sample tasks through a meta-learning mechanism. Through a series of comparative experiments and ablation experiments, we verified the effectiveness of the proposed method. The experimental results show that under the conditions of few samples and medium samples, the model based on transfer learning and meta-learning significantly outperforms traditional machine learning and deep learning methods. In addition, ablation experiments further analyzed the contribution of each component to the model performance and confirmed the key role of transfer learning and meta-learning in improving model accuracy. Finally, this paper discusses future research directions and looks forward to the potential of this method in practical applications.
Text classification is a fundamental task in natural language processing, pivotal to various applications such as query optimization, data integration, and schema matching. While neural network-based models, such as CNN and BERT, have demonstrated remarkable performance in text classification, their effectiveness heavily relies on abundant labeled training data. This dependency makes these models less effective in dynamic few-shot text classification, where labeled data is scarce, and target labels frequently evolve based on application needs. Recently, large language models (LLMs) have shown promise due to their extensive pretraining and contextual understanding. Current approaches provide LLMs with text inputs, candidate labels, and additional side information (e.g., descriptions) to predict text labels. However, their effectiveness is hindered by the increased input size and the noise introduced through side information processing. To address these limitations, we propose a graph-based online retrieval-augmented generation framework, namely GORAG, for dynamic few-shot text classification. GORAG constructs and maintains an adaptive information graph by extracting side information across all target texts, rather than treating each input independently. It employs a weighted edge mechanism to prioritize the importance and reliability of extracted information and dynamically retrieves relevant context using a minimum-cost spanning tree tailored for each text input. Empirical evaluations demonstrate that GORAG outperforms existing approaches by providing more comprehensive and accurate contextual information.
Text augmentation (TA) is a critical technique for text classification, especially in few-shot settings. This paper introduces a novel LLM-based TA method, TARDiS, to address challenges inherent in the generation and alignment stages of two-stage TA methods. For the generation stage, we propose two generation processes, SEG and CEG, incorporating multiple class-specific prompts to enhance diversity and separability. For the alignment stage, we introduce a class adaptation (CA) method to ensure that generated examples align with their target classes through verification and modification. Experimental results demonstrate TARDiS's effectiveness, outperforming state-of-the-art LLM-based TA methods in various few-shot text classification tasks. An in-depth analysis confirms the detailed behaviors at each stage.
As an algorithmic framework for learning to learn, meta-learning provides a promising solution for few-shot text classification. However, most existing research fail to give enough attention to class labels. Traditional basic framework building meta-learner based on prototype networks heavily relies on inter-class variance, and it is easily influenced by noise. To address these limitations, we proposes a simple and effective few-shot text classification framework. In particular, the corresponding label templates are embed into input sentences to fully utilize the potential value of class labels, guiding the pre-trained model to generate more discriminative text representations through the semantic information conveyed by labels. With the continuous influence of label semantics, supervised contrastive learning is utilized to model the interaction information between support samples and query samples. Furthermore, the averaging mechanism is replaced with an attention mechanism to highlight vital semantic information. To verify the proposed scheme, four typical datasets are employed to assess the performance of different methods. Experimental results demonstrate that our method achieves substantial performance enhancements and outperforms existing state-of-the-art models on few-shot text classification tasks.
The Mutual Reinforcement Effect (MRE) investigates the synergistic relationship between word-level and text-level classifications in text classification tasks. It posits that the performance of both classification levels can be mutually enhanced. However, this mechanism has not been adequately demonstrated or explained in prior research. To address this gap, we employ empirical experiment to observe and substantiate the MRE theory. Our experiments on 21 MRE mix datasets revealed the presence of MRE in the model and its impact. Specifically, we conducted compare experiments use fine-tune. The results of findings from comparison experiments corroborates the existence of MRE. Furthermore, we extended the application of MRE to prompt learning, utilizing word-level information as a verbalizer to bolster the model's prediction of text-level classification labels. In our final experiment, the F1-score significantly surpassed the baseline in 18 out of 21 MRE Mix datasets, further validating the notion that word-level information enhances the language model's comprehension of the text as a whole.
Meta-learning has emerged as a prominent technology for few-shot text classification and has achieved promising performance. However, existing methods often encounter difficulties in drawing accurate class prototypes from support set samples, primarily due to probable large intra-class differences and small inter-class differences within the task. Recent approaches attempt to incorporate external knowledge or pre-trained language models to augment data, but this requires additional resources and thus does not suit many few-shot scenarios. In this paper, we propose a novel solution to address this issue by adequately leveraging the information within the task itself. Specifically, we utilize label information to construct a task-adaptive metric space, thereby adaptively reducing the intra-class differences and magnifying the inter-class differences. We further employ the optimal transport technique to estimate class prototypes with query set samples together, mitigating the problem of inaccurate and ambiguous support set samples caused by large intra-class differences. We conduct extensive experiments on eight benchmark datasets, and our approach shows obvious advantages over state-of-the-art models across all the tasks on all the datasets. For reproducibility, all the datasets and codes are available at https://github.com/YvoGao/LAQDA.
With the continuous development of pre-trained language models, prompt-based training becomes a well-adopted paradigm that drastically improves the exploitation of models for many natural language processing tasks. Prompting also shows great performance compared to traditional fine-tuning when adapted to zero-shot or few-shot scenarios where the number of annotated data is limited. In this framework, the role of verbalizers is essential, as an interpretation from masked word distributions into output predictions. In this work, we propose \acrshort{mave}, an approach for verbalizer construction by enrichment of class labels using neighborhood relation in the embedding space of words for the text classification task. In addition, we elaborate a benchmarking procedure to evaluate typical baselines of verbalizers for document classification in few-shot learning contexts. Our model achieves state-of-the-art results while using significantly fewer resources. We show that our approach is particularly effective in cases with extremely limited supervision data.
Few-shot learning benchmarks are critical for evaluating modern NLP techniques. It is possible, however, that benchmarks favor methods which easily make use of unlabeled text, because researchers can use unlabeled text from the test set to pretrain their models. Given the dearth of research on this potential problem, we run experiments to quantify the bias caused by pretraining on unlabeled test set text instead of on unlabeled, independently drawn text. Controlled few-shot and zero-shot experiments on 25 classification tasks and 3 language models -- BERT, GPT-2, and Mistral 7B -- do not find evidence of overoptimism. Furthermore, we demonstrate the importance of repeated subsampling when studying few-shot text classification, and recommend that few-shot learning benchmarks include multiple training folds. Code and data are available at https://github.com/kddubey/pretrain-on-test/.
With the advent of foundation models, prompt tuning has positioned itself as an important technique for directing model behaviors and eliciting desired responses. Prompt tuning regards selecting appropriate keywords included into the input, thereby adapting to the downstream task without adjusting or fine-tuning the model parameters. There is a wide range of work in prompt tuning, from approaches that directly harness the backpropagated gradient signals from the model, to those employing black-box optimization such as reinforcement learning (RL) methods. Our primary focus is on RLPrompt, which aims to find optimal prompt tokens leveraging soft Q-learning. While the results show promise, we have observed that the prompts frequently appear unnatural, which impedes their interpretability. We address this limitation by using sparse Tsallis entropy regularization, a principled approach to filtering out unlikely tokens from consideration. We extensively evaluate our approach across various tasks, including few-shot text classification, unsupervised text style transfer, and textual inversion from images. The results indicate a notable improvement over baselines, highlighting the efficacy of our approach in addressing the challenges of prompt tuning. Moreover, we show that the prompts discovered using our method are more natural and interpretable compared to those from other baselines.
With the ascent of large language models (LLM), natural language processing has witnessed enhancements, such as LLM-based data augmentation. Nonetheless, prior research harbors two primary concerns: firstly, a lack of contemplation regarding whether the natural language generated by LLM (LLMNL) truly aligns with human natural language (HNL), a critical foundational question; secondly, an oversight that augmented data is randomly generated by LLM, implying that not all data may possess equal training value, that could impede the performance of classifiers. To address these challenges, we introduce the scaling laws to intrinsically calculate LLMNL and HNL. Through extensive experiments, we reveal slight deviations (approximately 0.2 Mandelbrot exponent) from Mandelbrot's law in LLMNL, underscore a complexity advantage in HNL, and supplement an interpretive discussion on language style. This establishes a solid foundation for LLM's expansion. Further, we introduce a novel data augmentation method for few-shot text classification, termed ZGPTDA, which leverages fuzzy computing mechanisms driven by the conformity to scaling laws to make decisions about GPT-4 augmented data. Extensive experiments, conducted in real-world scenarios, confirms the effectiveness (improving F1 of Bert and RoBerta by 7-10%) and competitiveness (surpassing recent AugGPT and GENCO methods by about 2% accuracy on DeBerta) of ZGPTDA. In addition, we reveal some interesting insights, e.g., Hilberg's law and Taylor's law can impart more benefits to text classification, etc.
Prompt-based methods have achieved promising results in most few-shot text classification tasks. However, for readability assessment tasks, traditional prompt methods lackcrucial linguistic knowledge, which has already been proven to be essential. Moreover, previous studies on utilizing linguistic features have shown non-robust performance in few-shot settings and may even impair model performance.To address these issues, we propose a novel prompt-based tuning framework that incorporates rich linguistic knowledge, called Feature Prompt Tuning (FPT). Specifically, we extract linguistic features from the text and embed them into trainable soft prompts. Further, we devise a new loss function to calibrate the similarity ranking order between categories. Experimental results demonstrate that our proposed method FTP not only exhibits a significant performance improvement over the prior best prompt-based tuning approaches, but also surpasses the previous leading methods that incorporate linguistic features. Also, our proposed model significantly outperforms the large language model gpt-3.5-turbo-16k in most cases. Our proposed method establishes a new architecture for prompt tuning that sheds light on how linguistic features can be easily adapted to linguistic-related tasks.
Prompt-based learning paradigm has demonstrated remarkable efficacy in enhancing the adaptability of pretrained language models (PLMs), particularly in few-shot scenarios. However, this learning paradigm has been shown to be vulnerable to backdoor attacks. The current clean-label attack, employing a specific prompt as a trigger, can achieve success without the need for external triggers and ensure correct labeling of poisoned samples, which is more stealthy compared to the poisoned-label attack, but on the other hand, it faces significant issues with false activations and poses greater challenges, necessitating a higher rate of poisoning. Using conventional negative data augmentation methods, we discovered that it is challenging to trade off between effectiveness and stealthiness in a clean-label setting. In addressing this issue, we are inspired by the notion that a backdoor acts as a shortcut and posit that this shortcut stems from the contrast between the trigger and the data utilized for poisoning. In this study, we propose a method named Contrastive Shortcut Injection (CSI), by leveraging activation values, integrates trigger design and data selection strategies to craft stronger shortcut features. With extensive experiments on full-shot and few-shot text classification tasks, we empirically validate CSI's high effectiveness and high stealthiness at low poisoning rates. Notably, we found that the two approaches play leading roles in full-shot and few-shot settings, respectively.
Training or finetuning large-scale language models (LLMs) requires substantial computation resources, motivating recent efforts to explore parameter-efficient adaptation to downstream tasks. One approach is to treat these models as black boxes and use forward passes (Inference APIs) to interact with them. Current research focuses on adapting these black-box models to downstream tasks using gradient-free prompt optimization, but this often involves an expensive process of searching task-specific prompts. Therefore, we are motivated to study black-box language model adaptation without prompt search. Specifically, we introduce a label-enhanced cross-attention network called CrossTune, which models the semantic relatedness between the input text sequence and task-specific label descriptions. Its effectiveness is examined in the context of few-shot text classification. To improve the generalization of CrossTune, we utilize ChatGPT to generate additional training data through in-context learning. A switch mechanism is implemented to exclude low-quality ChatGPT-generated data. Through extensive experiments on seven benchmark text classification datasets, we demonstrate that our proposed approach outperforms the previous state-of-the-art gradient-free black-box tuning method by 5.7% on average. Even without using ChatGPT-augmented data, CrossTune performs better or comparably than previous black-box tuning methods, suggesting the effectiveness of our approach.
Pre-trained Language Models (PLMs) can be accurately fine-tuned for downstream text processing tasks. Recently, researchers have introduced several parameter-efficient fine-tuning methods that optimize input prompts or adjust a small number of model parameters (e.g LoRA). In this study, we explore the impact of altering the input text of the original task in conjunction with parameter-efficient fine-tuning methods. To most effectively rewrite the input text, we train a few-shot paraphrase model with a Maximum-Marginal Likelihood objective. Using six few-shot text classification datasets, we show that enriching data with paraphrases at train and test time enhances the performance beyond what can be achieved with parameter-efficient fine-tuning alone. The code used for our experiments can be found at https://github.com/SaeedNajafi/RIFF.
Few-shot text classification has attracted great interest in both academia and industry due to the lack of labeled data in many fields. Different from general text classification (e.g., topic classification), few-shot sentiment classification is more challenging because the semantic distances among the classes are more subtle. For instance, the semantic distances between the sentiment labels in a positive or negative polarity (e.g., ``love" and ``joy", ``remorse" and ``sadness") are close, while the distances are large for the sentiment labels in two opposite polarities (e.g., ``love" and ``sadness"). To address this problem, we propose a Soft Contrastive learning-based Prompt (\texttt{SCP}) model for few-shot sentiment analysis. First, we design a sentiment-aware chain of thought prompt module to guide the model to predict the sentiment from coarse grain to fine grain via a series of intermediate reasoning steps. Then, we propose a soft contrastive learning algorithm to take the correlation of the labels into account. A series of experiments on several sentiment analysis datasets show the great advantages of \texttt{SCP} by comparing it with SOTA baselines (e.g., ChatGPT).
Recently, prompt-based fine-tuning has garnered considerable interest as a core technique for few-shot text classification task. This approach reformulates the fine-tuning objective to align with the Masked Language Modeling (MLM) objective. Leveraging unlabeled data, prompt-based self-training has shown greater effectiveness in binary and three-class classification. However, prompt-based self-training for multi-class classification has not been adequately investigated, despite its significant applicability to real-world scenarios. Moreover, extending current methods to multi-class classification suffers from the verbalizer that extracts the predicted value of manually pre-defined single label word for each class from MLM predictions. Consequently, we introduce a novel, efficient verbalizer structure, named Mapping-free Automatic Verbalizer (MAV). Comprising two fully connected layers, MAV serves as a trainable verbalizer that automatically extracts the requisite word features for classification by capitalizing on all available information from MLM predictions. Experimental results on five multi-class classification datasets indicate MAV's superior self-training efficacy.
Prompt-based learning has shown its effectiveness in few-shot text classification. One important factor in its success is a verbalizer, which translates output from a language model into a predicted class. Notably, the simplest and widely acknowledged verbalizer employs manual labels to represent the classes. However, manual selection does not guarantee the optimality of the selected words when conditioned on the chosen language model. Therefore, we propose Label-Aware Automatic Verbalizer (LAAV), effectively augmenting the manual labels to achieve better few-shot classification results. Specifically, we use the manual labels along with the conjunction "and" to induce the model to generate more effective words for the verbalizer. The experimental results on five datasets across five languages demonstrate that LAAV significantly outperforms existing verbalizers. Furthermore, our analysis reveals that LAAV suggests more relevant words compared to similar approaches, especially in mid-to-low resource languages.
Text classification is a well-studied and versatile building block for many NLP applications. Yet, existing approaches require either large annotated corpora to train a model with or, when using large language models as a base, require carefully crafting the prompt as well as using a long context that can fit many examples. As a result, it is not possible for end-users to build classifiers for themselves. To address this issue, we propose a novel approach to few-shot text classification using an LLM. Rather than few-shot examples, the LLM is prompted with descriptions of the salient features of each class. These descriptions are coauthored by the user and the LLM interactively: while the user annotates each few-shot example, the LLM asks relevant questions that the user answers. Examples, questions, and answers are summarized to form the classification prompt. Our experiments show that our approach yields high accuracy classifiers, within 82% of the performance of models trained with significantly larger datasets while using only 1% of their training sets. Additionally, in a study with 30 participants, we show that end-users are able to build classifiers to suit their specific needs. The personalized classifiers show an average accuracy of 90%, which is 15% higher than the state-of-the-art approach.
Text classification is one of the most imperative tasks in natural language processing (NLP). Recent advances with pre-trained language models (PLMs) have shown remarkable success on this task. However, the satisfying results obtained by PLMs heavily depend on the large amounts of task-specific labeled data, which may not be feasible in many application scenarios due to data access and privacy constraints. The recently-proposed prompt-based fine-tuning paradigm improves the performance of PLMs for few-shot text classification with task-specific templates. Yet, it is unclear how the prompting knowledge can be transferred across tasks, for the purpose of mutual reinforcement. We propose TransPrompt v2, a novel transferable prompting framework for few-shot learning across similar or distant text classification tasks. For learning across similar tasks, we employ a multi-task meta-knowledge acquisition (MMA) procedure to train a meta-learner that captures the cross-task transferable knowledge. For learning across distant tasks, we further inject the task type descriptions into the prompt, and capture the intra-type and inter-type prompt embeddings among multiple distant tasks. Additionally, two de-biasing techniques are further designed to make the trained meta-learner more task-agnostic and unbiased towards any tasks. After that, the meta-learner can be adapted to each specific task with better parameters initialization. Extensive experiments show that TransPrompt v2 outperforms single-task and cross-task strong baselines over multiple NLP tasks and datasets. We further show that the meta-learner can effectively improve the performance of PLMs on previously unseen tasks. In addition, TransPrompt v2 also outperforms strong fine-tuning baselines when learning with full training sets.