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arXiv:2506.05095

FG 2025 TrustFAA: the First Workshop on Towards Trustworthy Facial Affect Analysis: Advancing Insights of Fairness, Explainability, and Safety (TrustFAA)

With the increasing prevalence and deployment of Emotion AI-powered facial affect analysis (FAA) tools, concerns about the trustworthiness of these systems have become more prominent. This first workshop on "Towards Trustworthy Facial Affect Analysis: Advancing Insights of Fairness, Explainability, and Safety (TrustFAA)" aims to bring together researchers who are investigating different challenges in relation to trustworthiness-such as interpretability, uncertainty, biases, and privacy-across various facial affect analysis tasks, including macro/ micro-expression recognition, facial action unit detection, other corresponding applications such as pain and depression detection, as well as human-robot interaction and collaboration. In alignment with FG2025's emphasis on ethics, as demonstrated by the inclusion of an Ethical Impact Statement requirement for this year's submissions, this workshop supports FG2025's efforts by encouraging research, discussion and dialogue on trustworthy FAA.

arXiv:2503.23450

AU-TTT: Vision Test-Time Training model for Facial Action Unit Detection

Facial Action Units (AUs) detection is a cornerstone of objective facial expression analysis and a critical focus in affective computing. Despite its importance, AU detection faces significant challenges, such as the high cost of AU annotation and the limited availability of datasets. These constraints often lead to overfitting in existing methods, resulting in substantial performance degradation when applied across diverse datasets. Addressing these issues is essential for improving the reliability and generalizability of AU detection methods. Moreover, many current approaches leverage Transformers for their effectiveness in long-context modeling, but they are hindered by the quadratic complexity of self-attention. Recently, Test-Time Training (TTT) layers have emerged as a promising solution for long-sequence modeling. Additionally, TTT applies self-supervised learning for iterative updates during both training and inference, offering a potential pathway to mitigate the generalization challenges inherent in AU detection tasks. In this paper, we propose a novel vision backbone tailored for AU detection, incorporating bidirectional TTT blocks, named AU-TTT. Our approach introduces TTT Linear to the AU detection task and optimizes image scanning mechanisms for enhanced performance. Additionally, we design an AU-specific Region of Interest (RoI) scanning mechanism to capture fine-grained facial features critical for AU detection. Experimental results demonstrate that our method achieves competitive performance in both within-domain and cross-domain scenarios.

arXiv:2503.08977

Decoupled Doubly Contrastive Learning for Cross Domain Facial Action Unit Detection

Despite the impressive performance of current vision-based facial action unit (AU) detection approaches, they are heavily susceptible to the variations across different domains and the cross-domain AU detection methods are under-explored. In response to this challenge, we propose a decoupled doubly contrastive adaptation (D$^2$CA) approach to learn a purified AU representation that is semantically aligned for the source and target domains. Specifically, we decompose latent representations into AU-relevant and AU-irrelevant components, with the objective of exclusively facilitating adaptation within the AU-relevant subspace. To achieve the feature decoupling, D$^2$CA is trained to disentangle AU and domain factors by assessing the quality of synthesized faces in cross-domain scenarios when either AU or domain attributes are modified. To further strengthen feature decoupling, particularly in scenarios with limited AU data diversity, D$^2$CA employs a doubly contrastive learning mechanism comprising image and feature-level contrastive learning to ensure the quality of synthesized faces and mitigate feature ambiguities. This new framework leads to an automatically learned, dedicated separation of AU-relevant and domain-relevant factors, and it enables intuitive, scale-specific control of the cross-domain facial image synthesis. Extensive experiments demonstrate the efficacy of D$^2$CA in successfully decoupling AU and domain factors, yielding visually pleasing cross-domain synthesized facial images. Meanwhile, D$^2$CA consistently outperforms state-of-the-art cross-domain AU detection approaches, achieving an average F1 score improvement of 6\%-14\% across various cross-domain scenarios.

arXiv:2410.01251공식 코드 · Papers with Code

Facial Action Unit Detection by Adaptively Constraining Self-Attention and Causally Deconfounding Sample

Facial action unit (AU) detection remains a challenging task, due to the subtlety, dynamics, and diversity of AUs. Recently, the prevailing techniques of self-attention and causal inference have been introduced to AU detection. However, most existing methods directly learn self-attention guided by AU detection, or employ common patterns for all AUs during causal intervention. The former often captures irrelevant information in a global range, and the latter ignores the specific causal characteristic of each AU. In this paper, we propose a novel AU detection framework called AC2D by adaptively constraining self-attention weight distribution and causally deconfounding the sample confounder. Specifically, we explore the mechanism of self-attention weight distribution, in which the self-attention weight distribution of each AU is regarded as spatial distribution and is adaptively learned under the constraint of location-predefined attention and the guidance of AU detection. Moreover, we propose a causal intervention module for each AU, in which the bias caused by training samples and the interference from irrelevant AUs are both suppressed. Extensive experiments show that our method achieves competitive performance compared to state-of-the-art AU detection approaches on challenging benchmarks, including BP4D, DISFA, GFT, and BP4D+ in constrained scenarios and Aff-Wild2 in unconstrained scenarios. The code is available at https://github.com/ZhiwenShao/AC2D.

arXiv:2409.08444

Towards Unified Facial Action Unit Recognition Framework by Large Language Models

Facial Action Units (AUs) are of great significance in the realm of affective computing. In this paper, we propose AU-LLaVA, the first unified AU recognition framework based on the Large Language Model (LLM). AU-LLaVA consists of a visual encoder, a linear projector layer, and a pre-trained LLM. We meticulously craft the text descriptions and fine-tune the model on various AU datasets, allowing it to generate different formats of AU recognition results for the same input image. On the BP4D and DISFA datasets, AU-LLaVA delivers the most accurate recognition results for nearly half of the AUs. Our model achieves improvements of F1-score up to 11.4% in specific AU recognition compared to previous benchmark results. On the FEAFA dataset, our method achieves significant improvements over all 24 AUs compared to previous benchmark results. AU-LLaVA demonstrates exceptional performance and versatility in AU recognition.

arXiv:2408.00644

Towards End-to-End Explainable Facial Action Unit Recognition via Vision-Language Joint Learning

Facial action units (AUs), as defined in the Facial Action Coding System (FACS), have received significant research interest owing to their diverse range of applications in facial state analysis. Current mainstream FAU recognition models have a notable limitation, i.e., focusing only on the accuracy of AU recognition and overlooking explanations of corresponding AU states. In this paper, we propose an end-to-end Vision-Language joint learning network for explainable FAU recognition (termed VL-FAU), which aims to reinforce AU representation capability and language interpretability through the integration of joint multimodal tasks. Specifically, VL-FAU brings together language models to generate fine-grained local muscle descriptions and distinguishable global face description when optimising FAU recognition. Through this, the global facial representation and its local AU representations will achieve higher distinguishability among different AUs and different subjects. In addition, multi-level AU representation learning is utilised to improve AU individual attention-aware representation capabilities based on multi-scale combined facial stem feature. Extensive experiments on DISFA and BP4D AU datasets show that the proposed approach achieves superior performance over the state-of-the-art methods on most of the metrics. In addition, compared with mainstream FAU recognition methods, VL-FAU can provide local- and global-level interpretability language descriptions with the AUs' predictions.

arXiv:2407.15617공식 코드 · Papers with Code

Norface: Improving Facial Expression Analysis by Identity Normalization

Facial Expression Analysis remains a challenging task due to unexpected task-irrelevant noise, such as identity, head pose, and background. To address this issue, this paper proposes a novel framework, called Norface, that is unified for both Action Unit (AU) analysis and Facial Emotion Recognition (FER) tasks. Norface consists of a normalization network and a classification network. First, the carefully designed normalization network struggles to directly remove the above task-irrelevant noise, by maintaining facial expression consistency but normalizing all original images to a common identity with consistent pose, and background. Then, these additional normalized images are fed into the classification network. Due to consistent identity and other factors (e.g. head pose, background, etc.), the normalized images enable the classification network to extract useful expression information more effectively. Additionally, the classification network incorporates a Mixture of Experts to refine the latent representation, including handling the input of facial representations and the output of multiple (AU or emotion) labels. Extensive experiments validate the carefully designed framework with the insight of identity normalization. The proposed method outperforms existing SOTA methods in multiple facial expression analysis tasks, including AU detection, AU intensity estimation, and FER tasks, as well as their cross-dataset tasks. For the normalized datasets and code please visit {https://norface-fea.github.io/}.

arXiv:2407.11243공식 코드 · Papers with Code

Representation Learning and Identity Adversarial Training for Facial Behavior Understanding

Facial Action Unit (AU) detection has gained significant attention as it enables the breakdown of complex facial expressions into individual muscle movements. In this paper, we revisit two fundamental factors in AU detection: diverse and large-scale data and subject identity regularization. Motivated by recent advances in foundation models, we highlight the importance of data and introduce Face9M, a diverse dataset comprising 9 million facial images from multiple public sources. Pretraining a masked autoencoder on Face9M yields strong performance in AU detection and facial expression tasks. More importantly, we emphasize that the Identity Adversarial Training (IAT) has not been well explored in AU tasks. To fill this gap, we first show that subject identity in AU datasets creates shortcut learning for the model and leads to sub-optimal solutions to AU predictions. Secondly, we demonstrate that strong IAT regularization is necessary to learn identity-invariant features. Finally, we elucidate the design space of IAT and empirically show that IAT circumvents the identity-based shortcut learning and results in a better solution. Our proposed methods, Facial Masked Autoencoder (FMAE) and IAT, are simple, generic and effective. Remarkably, the proposed FMAE-IAT approach achieves new state-of-the-art F1 scores on BP4D (67.1\%), BP4D+ (66.8\%), and DISFA (70.1\%) databases, significantly outperforming previous work. We release the code and model at https://github.com/forever208/FMAE-IAT.

arXiv:2404.06443공식 코드 · Papers with Code

Multi-scale Dynamic and Hierarchical Relationship Modeling for Facial Action Units Recognition

Human facial action units (AUs) are mutually related in a hierarchical manner, as not only they are associated with each other in both spatial and temporal domains but also AUs located in the same/close facial regions show stronger relationships than those of different facial regions. While none of existing approach thoroughly model such hierarchical inter-dependencies among AUs, this paper proposes to comprehensively model multi-scale AU-related dynamic and hierarchical spatio-temporal relationship among AUs for their occurrences recognition. Specifically, we first propose a novel multi-scale temporal differencing network with an adaptive weighting block to explicitly capture facial dynamics across frames at different spatial scales, which specifically considers the heterogeneity of range and magnitude in different AUs' activation. Then, a two-stage strategy is introduced to hierarchically model the relationship among AUs based on their spatial distribution (i.e., local and cross-region AU relationship modelling). Experimental results achieved on BP4D and DISFA show that our approach is the new state-of-the-art in the field of AU occurrence recognition. Our code is publicly available at https://github.com/CVI-SZU/MDHR.

arXiv:2403.13678

AUD-TGN: Advancing Action Unit Detection with Temporal Convolution and GPT-2 in Wild Audiovisual Contexts

Leveraging the synergy of both audio data and visual data is essential for understanding human emotions and behaviors, especially in in-the-wild setting. Traditional methods for integrating such multimodal information often stumble, leading to less-than-ideal outcomes in the task of facial action unit detection. To overcome these shortcomings, we propose a novel approach utilizing audio-visual multimodal data. This method enhances audio feature extraction by leveraging Mel Frequency Cepstral Coefficients (MFCC) and Log-Mel spectrogram features alongside a pre-trained VGGish network. Moreover, this paper adaptively captures fusion features across modalities by modeling the temporal relationships, and ultilizes a pre-trained GPT-2 model for sophisticated context-aware fusion of multimodal information. Our method notably improves the accuracy of AU detection by understanding the temporal and contextual nuances of the data, showcasing significant advancements in the comprehension of intricate scenarios. These findings underscore the potential of integrating temporal dynamics and contextual interpretation, paving the way for future research endeavors.

arXiv:2403.10737

Leveraging Synthetic Data for Generalizable and Fair Facial Action Unit Detection

Facial action unit (AU) detection is a fundamental block for objective facial expression analysis. Supervised learning approaches require a large amount of manual labeling which is costly. The limited labeled data are also not diverse in terms of gender which can affect model fairness. In this paper, we propose to use synthetically generated data and multi-source domain adaptation (MSDA) to address the problems of the scarcity of labeled data and the diversity of subjects. Specifically, we propose to generate a diverse dataset through synthetic facial expression re-targeting by transferring the expressions from real faces to synthetic avatars. Then, we use MSDA to transfer the AU detection knowledge from a real dataset and the synthetic dataset to a target dataset. Instead of aligning the overall distributions of different domains, we propose Paired Moment Matching (PM2) to align the features of the paired real and synthetic data with the same facial expression. To further improve gender fairness, PM2 matches the features of the real data with a female and a male synthetic image. Our results indicate that synthetic data and the proposed model improve both AU detection performance and fairness across genders, demonstrating its potential to solve AU detection in-the-wild.

arXiv:2403.05916공식 코드 · Papers with Code

GPT as Psychologist? Preliminary Evaluations for GPT-4V on Visual Affective Computing

Multimodal large language models (MLLMs) are designed to process and integrate information from multiple sources, such as text, speech, images, and videos. Despite its success in language understanding, it is critical to evaluate the performance of downstream tasks for better human-centric applications. This paper assesses the application of MLLMs with 5 crucial abilities for affective computing, spanning from visual affective tasks and reasoning tasks. The results show that \gpt has high accuracy in facial action unit recognition and micro-expression detection while its general facial expression recognition performance is not accurate. We also highlight the challenges of achieving fine-grained micro-expression recognition and the potential for further study and demonstrate the versatility and potential of \gpt for handling advanced tasks in emotion recognition and related fields by integrating with task-related agents for more complex tasks, such as heart rate estimation through signal processing. In conclusion, this paper provides valuable insights into the potential applications and challenges of MLLMs in human-centric computing. Our interesting examples are at https://github.com/EnVision-Research/GPT4Affectivity.

arXiv:2403.04697공식 코드 · Papers with Code

AUFormer: Vision Transformers are Parameter-Efficient Facial Action Unit Detectors

Facial Action Units (AU) is a vital concept in the realm of affective computing, and AU detection has always been a hot research topic. Existing methods suffer from overfitting issues due to the utilization of a large number of learnable parameters on scarce AU-annotated datasets or heavy reliance on substantial additional relevant data. Parameter-Efficient Transfer Learning (PETL) provides a promising paradigm to address these challenges, whereas its existing methods lack design for AU characteristics. Therefore, we innovatively investigate PETL paradigm to AU detection, introducing AUFormer and proposing a novel Mixture-of-Knowledge Expert (MoKE) collaboration mechanism. An individual MoKE specific to a certain AU with minimal learnable parameters first integrates personalized multi-scale and correlation knowledge. Then the MoKE collaborates with other MoKEs in the expert group to obtain aggregated information and inject it into the frozen Vision Transformer (ViT) to achieve parameter-efficient AU detection. Additionally, we design a Margin-truncated Difficulty-aware Weighted Asymmetric Loss (MDWA-Loss), which can encourage the model to focus more on activated AUs, differentiate the difficulty of unactivated AUs, and discard potential mislabeled samples. Extensive experiments from various perspectives, including within-domain, cross-domain, data efficiency, and micro-expression domain, demonstrate AUFormer's state-of-the-art performance and robust generalization abilities without relying on additional relevant data. The code for AUFormer is available at https://github.com/yuankaishen2001/AUFormer.

arXiv:2403.03400

Contrastive Learning of Person-independent Representations for Facial Action Unit Detection

Facial action unit (AU) detection, aiming to classify AU present in the facial image, has long suffered from insufficient AU annotations. In this paper, we aim to mitigate this data scarcity issue by learning AU representations from a large number of unlabelled facial videos in a contrastive learning paradigm. We formulate the self-supervised AU representation learning signals in two-fold: (1) AU representation should be frame-wisely discriminative within a short video clip; (2) Facial frames sampled from different identities but show analogous facial AUs should have consistent AU representations. As to achieve these goals, we propose to contrastively learn the AU representation within a video clip and devise a cross-identity reconstruction mechanism to learn the person-independent representations. Specially, we adopt a margin-based temporal contrastive learning paradigm to perceive the temporal AU coherence and evolution characteristics within a clip that consists of consecutive input facial frames. Moreover, the cross-identity reconstruction mechanism facilitates pushing the faces from different identities but show analogous AUs close in the latent embedding space. Experimental results on three public AU datasets demonstrate that the learned AU representation is discriminative for AU detection. Our method outperforms other contrastive learning methods and significantly closes the performance gap between the self-supervised and supervised AU detection approaches.

arXiv:2402.06165공식 코드 · Papers with Code

Learning Contrastive Feature Representations for Facial Action Unit Detection

For the Facial Action Unit (AU) detection task, accurately capturing the subtle facial differences between distinct AUs is essential for reliable detection. Additionally, AU detection faces challenges from class imbalance and the presence of noisy or false labels, which undermine detection accuracy. In this paper, we introduce a novel contrastive learning framework aimed for AU detection that incorporates both self-supervised and supervised signals, thereby enhancing the learning of discriminative features for accurate AU detection. To tackle the class imbalance issue, we employ a negative sample re-weighting strategy that adjusts the step size of updating parameters for minority and majority class samples. Moreover, to address the challenges posed by noisy and false AU labels, we employ a sampling technique that encompasses three distinct types of positive sample pairs. This enables us to inject self-supervised signals into the supervised signal, effectively mitigating the adverse effects of noisy labels. Our experimental assessments, conducted on five widely-utilized benchmark datasets (BP4D, DISFA, BP4D+, GFT and Aff-Wild2), underscore the superior performance of our approach compared to state-of-the-art methods of AU detection.

arXiv:2401.01219

Distribution Matching for Multi-Task Learning of Classification Tasks: a Large-Scale Study on Faces & Beyond

Multi-Task Learning (MTL) is a framework, where multiple related tasks are learned jointly and benefit from a shared representation space, or parameter transfer. To provide sufficient learning support, modern MTL uses annotated data with full, or sufficiently large overlap across tasks, i.e., each input sample is annotated for all, or most of the tasks. However, collecting such annotations is prohibitive in many real applications, and cannot benefit from datasets available for individual tasks. In this work, we challenge this setup and show that MTL can be successful with classification tasks with little, or non-overlapping annotations, or when there is big discrepancy in the size of labeled data per task. We explore task-relatedness for co-annotation and co-training, and propose a novel approach, where knowledge exchange is enabled between the tasks via distribution matching. To demonstrate the general applicability of our method, we conducted diverse case studies in the domains of affective computing, face recognition, species recognition, and shopping item classification using nine datasets. Our large-scale study of affective tasks for basic expression recognition and facial action unit detection illustrates that our approach is network agnostic and brings large performance improvements compared to the state-of-the-art in both tasks and across all studied databases. In all case studies, we show that co-training via task-relatedness is advantageous and prevents negative transfer (which occurs when MT model's performance is worse than that of at least one single-task model).

arXiv:2310.05207

Boosting Facial Action Unit Detection Through Jointly Learning Facial Landmark Detection and Domain Separation and Reconstruction

Recently how to introduce large amounts of unlabeled facial images in the wild into supervised Facial Action Unit (AU) detection frameworks has become a challenging problem. In this paper, we propose a new AU detection framework where multi-task learning is introduced to jointly learn AU domain separation and reconstruction and facial landmark detection by sharing the parameters of homostructural facial extraction modules. In addition, we propose a new feature alignment scheme based on contrastive learning by simple projectors and an improved contrastive loss, which adds four additional intermediate supervisors to promote the feature reconstruction process. Experimental results on two benchmarks demonstrate our superiority against the state-of-the-art methods for AU detection in the wild.

arXiv:2308.12380공식 코드 · Papers with Code

FG-Net: Facial Action Unit Detection with Generalizable Pyramidal Features

Automatic detection of facial Action Units (AUs) allows for objective facial expression analysis. Due to the high cost of AU labeling and the limited size of existing benchmarks, previous AU detection methods tend to overfit the dataset, resulting in a significant performance loss when evaluated across corpora. To address this problem, we propose FG-Net for generalizable facial action unit detection. Specifically, FG-Net extracts feature maps from a StyleGAN2 model pre-trained on a large and diverse face image dataset. Then, these features are used to detect AUs with a Pyramid CNN Interpreter, making the training efficient and capturing essential local features. The proposed FG-Net achieves a strong generalization ability for heatmap-based AU detection thanks to the generalizable and semantic-rich features extracted from the pre-trained generative model. Extensive experiments are conducted to evaluate within- and cross-corpus AU detection with the widely-used DISFA and BP4D datasets. Compared with the state-of-the-art, the proposed method achieves superior cross-domain performance while maintaining competitive within-domain performance. In addition, FG-Net is data-efficient and achieves competitive performance even when trained on 1000 samples. Our code will be released at \url{https://github.com/ihp-lab/FG-Net}

arXiv:2308.07770공식 코드 · Papers with Code

Multi-scale Promoted Self-adjusting Correlation Learning for Facial Action Unit Detection

Facial Action Unit (AU) detection is a crucial task in affective computing and social robotics as it helps to identify emotions expressed through facial expressions. Anatomically, there are innumerable correlations between AUs, which contain rich information and are vital for AU detection. Previous methods used fixed AU correlations based on expert experience or statistical rules on specific benchmarks, but it is challenging to comprehensively reflect complex correlations between AUs via hand-crafted settings. There are alternative methods that employ a fully connected graph to learn these dependencies exhaustively. However, these approaches can result in a computational explosion and high dependency with a large dataset. To address these challenges, this paper proposes a novel self-adjusting AU-correlation learning (SACL) method with less computation for AU detection. This method adaptively learns and updates AU correlation graphs by efficiently leveraging the characteristics of different levels of AU motion and emotion representation information extracted in different stages of the network. Moreover, this paper explores the role of multi-scale learning in correlation information extraction, and design a simple yet effective multi-scale feature learning (MSFL) method to promote better performance in AU detection. By integrating AU correlation information with multi-scale features, the proposed method obtains a more robust feature representation for the final AU detection. Extensive experiments show that the proposed method outperforms the state-of-the-art methods on widely used AU detection benchmark datasets, with only 28.7\% and 12.0\% of the parameters and FLOPs of the best method, respectively. The code for this method is available at \url{https://github.com/linuxsino/Self-adjusting-AU}.

arXiv:2307.09465

Occlusion Aware Student Emotion Recognition based on Facial Action Unit Detection

Given that approximately half of science, technology, engineering, and mathematics (STEM) undergraduate students in U.S. colleges and universities leave by the end of the first year [15], it is crucial to improve the quality of classroom environments. This study focuses on monitoring students' emotions in the classroom as an indicator of their engagement and proposes an approach to address this issue. The impact of different facial parts on the performance of an emotional recognition model is evaluated through experimentation. To test the proposed model under partial occlusion, an artificially occluded dataset is introduced. The novelty of this work lies in the proposal of an occlusion-aware architecture for facial action units (AUs) extraction, which employs attention mechanism and adaptive feature learning. The AUs can be used later to classify facial expressions in classroom settings. This research paper's findings provide valuable insights into handling occlusion in analyzing facial images for emotional engagement analysis. The proposed experiments demonstrate the significance of considering occlusion and enhancing the reliability of facial analysis models in classroom environments. These findings can also be extended to other settings where occlusions are prevalent.