Face image quality assessment (FIQA) algorithms are being integrated into online identity management applications. These applications allow users to upload a face image as part of their document issuance process, where the image is then run through a quality assessment process to make sure it meets the quality and compliance requirements. Concerns about demographic bias have been raised about biometric systems, given the societal implications this may cause. It is therefore important that demographic variability in FIQA algorithms is assessed such that mitigation measures can be created. In this work, we study the demographic variability of all face image quality measures included in the ISO/IEC 29794-5 international standard across three demographic variables: age, gender, and skin tone. The results are rather promising and show no clear bias toward any specific demographic group for most measures. Only two quality measures are found to have considerable variations in their outcomes for different groups on the skin tone variable.
A face image is a mandatory part of ID and travel documents. Obtaining high-quality face images when issuing such documents is crucial for both human examiners and automated face recognition systems. In several international standards, face image quality requirements are intricate and defined in detail. Identifying and understanding non-compliance or defects in the submitted face images is crucial for both issuing authorities and applicants. In this work, we introduce FaceOracle, an LLM-powered AI assistant that helps its users analyze a face image in a natural conversational manner using standard compliant algorithms. Leveraging the power of LLMs, users can get explanations of various face image quality concepts as well as interpret the outcome of face image quality assessment (FIQA) algorithms. We implement a proof-of-concept that demonstrates how experts at an issuing authority could integrate FaceOracle into their workflow to analyze, understand, and communicate their decisions more efficiently, resulting in enhanced productivity.
Acquiring face images of sufficiently high quality is important for online ID and travel document issuance applications using face recognition systems (FRS). Low-quality, manipulated (intentionally or unintentionally), or distorted images degrade the FRS performance and facilitate documents' misuse. Securing quality for enrolment images, especially in the unsupervised self-enrolment scenario via a smartphone, becomes important to assure FRS performance. In this work, we focus on the less studied area of radial distortion (a.k.a., the fish-eye effect) in face images and its impact on FRS performance. We introduce an effective radial distortion detection model that can detect and flag radial distortion in the enrolment scenario. We formalize the detection model as a face image quality assessment (FIQA) algorithm and provide a careful inspection of the effect of radial distortion on FRS performance. Evaluation results show excellent detection results for the proposed models, and the study on the impact on FRS uncovers valuable insights into how to best use these models in operational systems.
Fair operational systems are crucial in gaining and maintaining society's trust in face recognition systems (FRS). FRS start with capturing an image and assessing its quality before using it further for enrollment or verification. Fair Face Image Quality Assessment (FIQA) schemes therefore become equally important in the context of fair FRS. This work examines the sclera as a quality assessment region for obtaining a fair FIQA. The sclera region is agnostic to demographic variations and skin colour for assessing the quality of a face image. We analyze three skin tone related ISO/IEC face image quality assessment measures and assess the sclera region as an alternative area for assessing FIQ. Our analysis of the face dataset of individuals from different demographic groups representing different skin tones indicates sclera as an alternative to measure dynamic range, over- and under-exposure of face using sclera region alone. The sclera region being agnostic to skin tone, i.e., demographic factors, provides equal utility as a fair FIQA as shown by our Error-vs-Discard Characteristic (EDC) curve analysis.
The assessment of face image quality is crucial to ensure reliable face recognition. In order to provide data subjects and operators with explainable and actionable feedback regarding captured face images, relevant quality components have to be measured. Quality components that are known to negatively impact the utility of face images include JPEG and JPEG 2000 compression artefacts, among others. Compression can result in a loss of important image details which may impair the recognition performance. In this work, deep neural networks are trained to detect the compression artefacts in a face images. For this purpose, artefact-free facial images are compressed with the JPEG and JPEG 2000 compression algorithms. Subsequently, the PSNR and SSIM metrics are employed to obtain training labels based on which neural networks are trained using a single network to detect JPEG and JPEG 2000 artefacts, respectively. The evaluation of the proposed method shows promising results: in terms of detection accuracy, error rates of 2-3% are obtained for utilizing PSNR labels during training. In addition, we show that error rates of different open-source and commercial face recognition systems can be significantly reduced by discarding face images exhibiting severe compression artefacts. To minimize resource consumption, EfficientNetV2 serves as basis for the presented algorithm, which is available as part of the OFIQ software.
Face alignment is a crucial step in preparing face images for feature extraction in facial analysis tasks. For applications such as face recognition, facial expression recognition, and facial attribute classification, alignment is widely utilized during both training and inference to standardize the positions of key landmarks in the face. It is well known that the application and method of face alignment significantly affect the performance of facial analysis models. However, the impact of alignment on face image quality has not been thoroughly investigated. Current FIQA studies often assume alignment as a prerequisite but do not explicitly evaluate how alignment affects quality metrics, especially with the advent of modern deep learning-based detectors that integrate detection and landmark localization. To address this need, our study examines the impact of face alignment on face image quality scores. We conducted experiments on the LFW, IJB-B, and SCFace datasets, employing MTCNN and RetinaFace models for face detection and alignment. To evaluate face image quality, we utilized several assessment methods, including SER-FIQ, FaceQAN, DifFIQA, and SDD-FIQA. Our analysis included examining quality score distributions for the LFW and IJB-B datasets and analyzing average quality scores at varying distances in the SCFace dataset. Our findings reveal that face image quality assessment methods are sensitive to alignment. Moreover, this sensitivity increases under challenging real-life conditions, highlighting the importance of evaluating alignment's role in quality assessment.
Face morphing attack detection (MAD) algorithms have become essential to overcome the vulnerability of face recognition systems. To solve the lack of large-scale and public-available datasets due to privacy concerns and restrictions, in this work we propose a new method to generate a synthetic face morphing dataset with 2450 identities and more than 100k morphs. The proposed synthetic face morphing dataset is unique for its high-quality samples, different types of morphing algorithms, and the generalization for both single and differential morphing attack detection algorithms. For experiments, we apply face image quality assessment and vulnerability analysis to evaluate the proposed synthetic face morphing dataset from the perspective of biometric sample quality and morphing attack potential on face recognition systems. The results are benchmarked with an existing SOTA synthetic dataset and a representative non-synthetic and indicate improvement compared with the SOTA. Additionally, we design different protocols and study the applicability of using the proposed synthetic dataset on training morphing attack detection algorithms.
State-of-the-art Face Recognition (FR) models perform well in constrained scenarios, but frequently fail in difficult real-world scenarios, when no quality guarantees can be made for face samples. For this reason, Face Image Quality Assessment (FIQA) techniques are often used by FR systems, to provide quality estimates of captured face samples. The quality estimate provided by FIQA techniques can be used by the FR system to reject samples of low-quality, in turn improving the performance of the system and reducing the number of critical false-match errors. However, despite steady improvements, ensuring a good trade-off between the performance and computational complexity of FIQA methods across diverse face samples remains challenging. In this paper, we present DifFIQA, a powerful unsupervised approach for quality assessment based on the popular denoising diffusion probabilistic models (DDPMs) and the extended (eDifFIQA) approach. The main idea of the base DifFIQA approach is to utilize the forward and backward processes of DDPMs to perturb facial images and quantify the impact of these perturbations on the corresponding image embeddings for quality prediction. Because of the iterative nature of DDPMs the base DifFIQA approach is extremely computationally expensive. Using eDifFIQA we are able to improve on both the performance and computational complexity of the base DifFIQA approach, by employing label optimized knowledge distillation. In this process, quality information inferred by DifFIQA is distilled into a quality-regression model. During the distillation process we use an additional source of quality information hidden in the relative position of the embedding to further improve the predictive capabilities of the underlying regression model. By choosing different feature extraction backbone models as the basis for the quality-regression eDifFIQA model, we are able to control the trade-off between the predictive capabilities and computational complexity of the final model. We evaluate three eDifFIQA variants of varying sizes in comprehensive experiments on 7 diverse datasets containing static-images and a separate video-based dataset, with 4 target CNN-based FR models and 2 target Transformer-based FR models and against 10 state-of-the-art FIQA techniques, as well as against the initial DifFIQA baseline and a simple regression-based predictor DifFIQA(R), distilled from DifFIQA without any additional optimization. The results show that the proposed label optimized knowledge distillation improves on the performance and computationally complexity of the base DifFIQA approach, and is able to achieve state-of-the-art performance in several distinct experimental scenarios. Furthermore, we also show that the distilled model can be used directly for face recognition and leads to highly competitive results.
Generic Face Image Quality Assessment (GFIQA) evaluates the perceptual quality of facial images, which is crucial in improving image restoration algorithms and selecting high-quality face images for downstream tasks. We present a novel transformer-based method for GFIQA, which is aided by two unique mechanisms. First, a Dual-Set Degradation Representation Learning (DSL) mechanism uses facial images with both synthetic and real degradations to decouple degradation from content, ensuring generalizability to real-world scenarios. This self-supervised method learns degradation features on a global scale, providing a robust alternative to conventional methods that use local patch information in degradation learning. Second, our transformer leverages facial landmarks to emphasize visually salient parts of a face image in evaluating its perceptual quality. We also introduce a balanced and diverse Comprehensive Generic Face IQA (CGFIQA-40k) dataset of 40K images carefully designed to overcome the biases, in particular the imbalances in skin tone and gender representation, in existing datasets. Extensive analysis and evaluation demonstrate the robustness of our method, marking a significant improvement over prior methods.
Numerous studies have shown that existing Face Recognition Systems (FRS), including commercial ones, often exhibit biases toward certain ethnicities due to under-represented data. In this work, we explore ethnicity alteration and skin tone modification using synthetic face image generation methods to increase the diversity of datasets. We conduct a detailed analysis by first constructing a balanced face image dataset representing three ethnicities: Asian, Black, and Indian. We then make use of existing Generative Adversarial Network-based (GAN) image-to-image translation and manifold learning models to alter the ethnicity from one to another. A systematic analysis is further conducted to assess the suitability of such datasets for FRS by studying the realistic skin-tone representation using Individual Typology Angle (ITA). Further, we also analyze the quality characteristics using existing Face image quality assessment (FIQA) approaches. We then provide a holistic FRS performance analysis using four different systems. Our findings pave the way for future research works in (i) developing both specific ethnicity and general (any to any) ethnicity alteration models, (ii) expanding such approaches to create databases with diverse skin tones, (iii) creating datasets representing various ethnicities which further can help in mitigating bias while addressing privacy concerns.
Face Image Quality Assessment (FIQA) estimates the utility of face images for automated face recognition (FR) systems. We propose in this work a novel approach to assess the quality of face images based on inspecting the required changes in the pre-trained FR model weights to minimize differences between testing samples and the distribution of the FR training dataset. To achieve that, we propose quantifying the discrepancy in Batch Normalization statistics (BNS), including mean and variance, between those recorded during FR training and those obtained by processing testing samples through the pretrained FR model. We then generate gradient magnitudes of pretrained FR weights by backpropagating the BNS through the pretrained model. The cumulative absolute sum of these gradient magnitudes serves as the FIQ for our approach. Through comprehensive experimentation, we demonstrate the effectiveness of our training-free and quality labeling-free approach, achieving competitive performance to recent state-of-theart FIQA approaches without relying on quality labeling, the need to train regression networks, specialized architectures, or designing and optimizing specific loss functions.
Face Image Quality Assessment (FIQA) techniques have seen steady improvements over recent years, but their performance still deteriorates if the input face samples are not properly aligned. This alignment sensitivity comes from the fact that most FIQA techniques are trained or designed using a specific face alignment procedure. If the alignment technique changes, the performance of most existing FIQA techniques quickly becomes suboptimal. To address this problem, we present in this paper a novel knowledge distillation approach, termed AI-KD that can extend on any existing FIQA technique, improving its robustness to alignment variations and, in turn, performance with different alignment procedures. To validate the proposed distillation approach, we conduct comprehensive experiments on 6 face datasets with 4 recent face recognition models and in comparison to 7 state-of-the-art FIQA techniques. Our results show that AI-KD consistently improves performance of the initial FIQA techniques not only with misaligned samples, but also with properly aligned facial images. Furthermore, it leads to a new state-of-the-art, when used with a competitive initial FIQA approach. The code for AI-KD is made publicly available from: https://github.com/LSIbabnikz/AI-KD.
In the realm of face image quality assesment (FIQA), method based on sample relative classification have shown impressive performance. However, the quality scores used as pseudo-labels assigned from images of classes with low intra-class variance could be unrelated to the actual quality in this method. To address this issue, we present IG-FIQA, a novel approach to guide FIQA training, introducing a weight parameter to alleviate the adverse impact of these classes. This method involves estimating sample intra-class variance at each iteration during training, ensuring minimal computational overhead and straightforward implementation. Furthermore, this paper proposes an on-the-fly data augmentation methodology for improved generalization performance in FIQA. On various benchmark datasets, our proposed method, IG-FIQA, achieved novel state-of-the-art (SOTA) performance.
The recognition performance of biometric systems strongly depends on the quality of the compared biometric samples. Motivated by the goal of establishing a common understanding of face image quality and enabling system interoperability, the committee draft of ISO/IEC 29794-5 introduces expression neutrality as one of many component quality elements affecting recognition performance. In this study, we train classifiers to assess facial expression neutrality using seven datasets. We conduct extensive performance benchmarking to evaluate their classification and face recognition utility prediction abilities. Our experiments reveal significant differences in how each classifier distinguishes "neutral" from "non-neutral" expressions. While Random Forests and AdaBoost classifiers are most suitable for distinguishing neutral from non-neutral facial expressions with high accuracy, they underperform compared to Support Vector Machines in predicting face recognition utility.
Various face image datasets intended for facial biometrics research were created via web-scraping, i.e. the collection of images publicly available on the internet. This work presents an approach to detect both exactly and nearly identical face image duplicates, using file and image hashes. The approach is extended through the use of face image preprocessing. Additional steps based on face recognition and face image quality assessment models reduce false positives, and facilitate the deduplication of the face images both for intra- and inter-subject duplicate sets. The presented approach is applied to five datasets, namely LFW, TinyFace, Adience, CASIA-WebFace, and C-MS-Celeb (a cleaned MS-Celeb-1M variant). Duplicates are detected within every dataset, with hundreds to hundreds of thousands of duplicates for all except LFW. Face recognition and quality assessment experiments indicate a minor impact on the results through the duplicate removal. The final deduplication data is publicly available.
Face image quality assessment (FIQA) is crucial for obtaining good face recognition performance. FIQA algorithms should be robust and insensitive to demographic factors. The eye sclera has a consistent whitish color in all humans regardless of their age, ethnicity and skin-tone. This work proposes a robust sclera segmentation method that is suitable for face images in the enrolment and the border control face recognition scenarios. It shows how the statistical analysis of the sclera pixels produces features that are invariant to skin-tone, age and ethnicity and thus can be incorporated into FIQA algorithms to make them agnostic to demographic factors.
Unconstrained face recognition is an active research area among computer vision and biometric researchers for many years now. Still the problem of face recognition in low quality photos has not been well-studied so far. In this paper, we explore the face recognition performance on low quality photos, and we try to improve the accuracy in dealing with low quality face images. We assemble a large database with low quality photos, and examine the performance of face recognition algorithms for three different quality sets. Using state-of-the-art facial image enhancement approaches, we explore the face recognition performance for the enhanced face images. To perform this without experimental bias, we have developed a new protocol for recognition with low quality face photos and validate the performance experimentally. Our designed protocol for face recognition with low quality face images can be useful to other researchers. Moreover, experiment results show some of the challenging aspects of this problem.
Deep learning has received increasing interests in face recognition recently. Large quantities of deep learning methods have been proposed to handle various problems appeared in face recognition. Quite a lot deep methods claimed that they have gained or even surpassed human-level face verification performance in certain databases. As we know, face image quality poses a great challenge to traditional face recognition methods, e.g. model-driven methods with hand-crafted features. However, a little research focus on the impact of face image quality on deep learning methods, and even human performance. Therefore, we raise a question: Is face image quality still one of the challenges for deep learning based face recognition, especially in unconstrained condition. Based on this, we further investigate this problem on human level. In this paper, we partition face images into three different quality sets to evaluate the performance of deep learning methods on cross-quality face images in the wild, and then design a human face verification experiment on these cross-quality data. The result indicates that quality issue still needs to be studied thoroughly in deep learning, human own better capability in building the relations between different face images with large quality gaps, and saying deep learning method surpasses human-level is too optimistic.
Contemporary face recognition (FR) models achieve near-ideal recognition performance in constrained settings, yet do not fully translate the performance to unconstrained (realworld) scenarios. To help improve the performance and stability of FR systems in such unconstrained settings, face image quality assessment (FIQA) techniques try to infer sample-quality information from the input face images that can aid with the recognition process. While existing FIQA techniques are able to efficiently capture the differences between high and low quality images, they typically cannot fully distinguish between images of similar quality, leading to lower performance in many scenarios. To address this issue, we present in this paper a supervised quality-label optimization approach, aimed at improving the performance of existing FIQA techniques. The developed optimization procedure infuses additional information (computed with a selected FR model) into the initial quality scores generated with a given FIQA technique to produce better estimates of the "actual" image quality. We evaluate the proposed approach in comprehensive experiments with six state-of-the-art FIQA approaches (CR-FIQA, FaceQAN, SER-FIQ, PCNet, MagFace, SDD-FIQA) on five commonly used benchmarks (LFW, CFPFP, CPLFW, CALFW, XQLFW) using three targeted FR models (ArcFace, ElasticFace, CurricularFace) with highly encouraging results.
CNN-based face detection methods have achieved significant progress in recent years. In addition to the strong representation ability of CNN, post-processing methods are also very important for the performance of face detection. In general, the face detection method predicts several candidate bounding-boxes for one face. NMS is used to filter out inaccurate candidate boxes to get the most accurate box. The principle of NMS is to select the box with a higher score as the basic box and then delete the box which has a large overlapping area with the basic box but has a lower score. However, the current NMS method and its improved versions do not perform well when face image quality is poor or faces are in a cluster. In these situations, even after NMS filtering, there is often a face corresponding to multiple predicted boxes. To reduce this kind of negative result, in this paper, we propose a new NMS method that operates in the reverse order of other NMS methods. Our method performs well on low-quality and tiny face samples. Experiments demonstrate that our method is effective as a post-processor for different face detection methods.