Span-level emotion-cause-category triplet extraction represents a novel and complex challenge within emotion cause analysis. This task involves identifying emotion spans, cause spans, and their associated emotion categories within the text to form structured triplets. While prior research has predominantly concentrated on clause-level emotion-cause pair extraction and span-level emotion-cause detection, these methods often confront challenges originating from redundant information retrieval and difficulty in accurately determining emotion categories, particularly when emotions are expressed implicitly or ambiguously. To overcome these challenges, this study explores a fine-grained approach to span-level emotion-cause-category triplet extraction and introduces an innovative framework that leverages instruction tuning and data augmentation techniques based on large language models. The proposed method employs task-specific triplet extraction instructions and utilizes low-rank adaptation to fine-tune large language models, eliminating the necessity for intricate task-specific architectures. Furthermore, a prompt-based data augmentation strategy is developed to address data scarcity by guiding large language models in generating high-quality synthetic training data. Extensive experimental evaluations demonstrate that the proposed approach significantly outperforms existing baseline methods, achieving at least a 12.8% improvement in span-level emotion-cause-category triplet extraction metrics. The results demonstrate the method's effectiveness and robustness, offering a promising avenue for advancing research in emotion cause analysis. The source code is available at https://github.com/zxgnlp/InstruDa-LLM.
This paper describes the architecture of our system developed for Task 3 of SemEval-2024: Multimodal Emotion-Cause Analysis in Conversations. Our project targets the challenges of subtask 2, dedicated to Multimodal Emotion-Cause Pair Extraction with Emotion Category (MECPE-Cat), and constructs a dual-component system tailored to the unique challenges of this task. We divide the task into two subtasks: emotion recognition in conversation (ERC) and emotion-cause pair extraction (ECPE). To address these subtasks, we capitalize on the abilities of Large Language Models (LLMs), which have consistently demonstrated state-of-the-art performance across various natural language processing tasks and domains. Most importantly, we design an approach of emotion-cause-aware instruction-tuning for LLMs, to enhance the perception of the emotions with their corresponding causal rationales. Our method enables us to adeptly navigate the complexities of MECPE-Cat, achieving a weighted average 34.71% F1 score of the task, and securing the 2nd rank on the leaderboard. The code and metadata to reproduce our experiments are all made publicly available.
The SemEval-2024 Task 3 presents two subtasks focusing on emotion-cause pair extraction within conversational contexts. Subtask 1 revolves around the extraction of textual emotion-cause pairs, where causes are defined and annotated as textual spans within the conversation. Conversely, Subtask 2 extends the analysis to encompass multimodal cues, including language, audio, and vision, acknowledging instances where causes may not be exclusively represented in the textual data. Our proposed model for emotion-cause analysis is meticulously structured into three core segments: (i) embedding extraction, (ii) cause-pair extraction & emotion classification, and (iii) cause extraction using QA after finding pairs. Leveraging state-of-the-art techniques and fine-tuning on task-specific datasets, our model effectively unravels the intricate web of conversational dynamics and extracts subtle cues signifying causality in emotional expressions. Our team, AIMA, demonstrated strong performance in the SemEval-2024 Task 3 competition. We ranked as the 10th in subtask 1 and the 6th in subtask 2 out of 23 teams.
Sentiment and emotion understanding are essential to applications such as human-computer interaction and depression detection. While Multimodal Large Language Models (MLLMs) demonstrate robust general capabilities, they face considerable challenges in the field of affective computing, particularly in detecting subtle facial expressions and handling complex emotion-related tasks, such as emotion reason inference and understanding emotions in long-context scenarios. Furthermore, there is a lack of a unified MLLM that can effectively handle both sentiment and emotion-related tasks. To address these challenges, we explore multi-task training strategies for MLLMs in affective computing and introduce Emotion Universe (EmoVerse), an MLLM designed to handle a broad spectrum of sentiment and emotion-related tasks. In addition, EmoVerse is capable of deeply analyzing the underlying causes of emotional states. We also introduce the Affective Multitask (AMT) Dataset, which supports multimodal sentiment analysis, multimodal emotion recognition, facial expression recognition, emotion reason inference, and emotion cause-pair extraction tasks. Extensive experiments demonstrate that EmoVerse outperforms existing methods, achieving state-of-the-art results in sentiment and emotion-related tasks. The code is available at https://github.com/liaolea/EmoVerse.
This paper tackles the task of emotion-cause pair extraction in the unsupervised domain adaptation setting. The problem is challenging as the distributions of the events causing emotions in target domains are dramatically different than those in source domains, despite the distributions of emotional expressions between domains are overlapped. Inspired by causal discovery, we propose a novel deep latent model in the variational autoencoder (VAE) framework, which not only captures the underlying latent structures of data but also utilizes the easily transferable knowledge of emotions as the bridge to link the distributions of events in different domains. To facilitate knowledge transfer across domains, we also propose a novel variational posterior regularization technique to disentangle the latent representations of emotions from those of events in order to mitigate the damage caused by the spurious correlations related to the events in source domains. Through extensive experiments, we demonstrate that our model outperforms the strongest baseline by approximately 11.05% on a Chinese benchmark and 2.45% on a English benchmark in terms of weighted-average F1 score. The source code will be publicly available upon acceptance.
The ability to understand emotions is an essential component of human-like artificial intelligence, as emotions greatly influence human cognition, decision making, and social interactions. In addition to emotion recognition in conversations, the task of identifying the potential causes behind an individual's emotional state in conversations, is of great importance in many application scenarios. We organize SemEval-2024 Task 3, named Multimodal Emotion Cause Analysis in Conversations, which aims at extracting all pairs of emotions and their corresponding causes from conversations. Under different modality settings, it consists of two subtasks: Textual Emotion-Cause Pair Extraction in Conversations (TECPE) and Multimodal Emotion-Cause Pair Extraction in Conversations (MECPE). The shared task has attracted 143 registrations and 216 successful submissions. In this paper, we introduce the task, dataset and evaluation settings, summarize the systems of the top teams, and discuss the findings of the participants.
In human-computer interaction, it is crucial for agents to respond to human by understanding their emotions. Unraveling the causes of emotions is more challenging. A new task named Multimodal Emotion-Cause Pair Extraction in Conversations is responsible for recognizing emotion and identifying causal expressions. In this study, we propose a multi-stage framework to generate emotion and extract the emotion causal pairs given the target emotion. In the first stage, Llama-2-based InstructERC is utilized to extract the emotion category of each utterance in a conversation. After emotion recognition, a two-stream attention model is employed to extract the emotion causal pairs given the target emotion for subtask 2 while MuTEC is employed to extract causal span for subtask 1. Our approach achieved first place for both of the two subtasks in the competition.
The purpose of emotion-cause pair extraction is to extract the pair of emotion clauses and cause clauses. On the one hand, the existing methods do not take fully into account the relationship between the emotion extraction of two auxiliary tasks. On the other hand, the existing two-stage model has the problem of error propagation. In addition, existing models do not adequately address the emotion and cause-induced locational imbalance of samples. To solve these problems, an end-to-end multitasking model (MM-ECPE) based on shared interaction between GRU, knowledge graph and transformer modules is proposed. Furthermore, based on MM-ECPE, in order to use the encoder layer to better solve the problem of imbalanced distribution of clause distances between clauses and emotion clauses, we propose a novel encoding based on BERT, sentiment lexicon, and position-aware interaction module layer of emotion motif pair retrieval model (MM-ECPE(BERT)). The model first fully models the interaction between different tasks through the multi-level sharing module, and mines the shared information between emotion-cause pair extraction and the emotion extraction and cause extraction. Second, to solve the imbalanced distribution of emotion clauses and cause clauses problem, suitable labels are screened out according to the knowledge graph path length and task-specific features are constructed so that the model can focus on extracting pairs with corresponding emotion-cause relationships. Experimental results on the ECPE benchmark dataset show that the proposed model achieves good performance, especially on position-imbalanced samples.
In this paper, we present our submission to the SemEval-2023 Task~3 "The Competition of Multimodal Emotion Cause Analysis in Conversations", focusing on extracting emotion-cause pairs from dialogs. Specifically, our approach relies on combining fine-tuned GPT-3.5 for emotion classification and a BiLSTM-based neural network to detect causes. We score 2nd in the ranking for Subtask 1, demonstrating the effectiveness of our approach through one of the highest weighted-average proportional F1 scores recorded at 0.264.
Multimodal emotion recognition in conversation (MERC) and multimodal emotion-cause pair extraction (MECPE) have recently garnered significant attention. Emotions are the expression of affect or feelings; responses to specific events, or situations -- known as emotion causes. Both collectively explain the causality between human emotion and intents. However, existing works treat emotion recognition and emotion cause extraction as two individual problems, ignoring their natural causality. In this paper, we propose a Unified Multimodal Emotion recognition and Emotion-Cause analysis framework (UniMEEC) to explore the causality between emotion and emotion cause. Concretely, UniMEEC reformulates the MERC and MECPE tasks as mask prediction problems and unifies them with a causal prompt template. To differentiate the modal effects, UniMEEC proposes a multimodal causal prompt to probe the pre-trained knowledge specified to modality and implements cross-task and cross-modality interactions under task-oriented settings. Experiment results on four public benchmark datasets verify the model performance on MERC and MECPE tasks and achieve consistent improvements compared with the previous state-of-the-art methods.
Conversation is the most natural form of human communication, where each utterance can range over a variety of possible emotions. While significant work has been done towards the detection of emotions in text, relatively little work has been done towards finding the cause of the said emotions, especially in multimodal settings. SemEval 2024 introduces the task of Multimodal Emotion Cause Analysis in Conversations, which aims to extract emotions reflected in individual utterances in a conversation involving multiple modalities (textual, audio, and visual modalities) along with the corresponding utterances that were the cause for the emotion. In this paper, we propose models that tackle this task as an utterance labeling and a sequence labeling problem and perform a comparative study of these models, involving baselines using different encoders, using BiLSTM for adding contextual information of the conversation, and finally adding a CRF layer to try to model the inter-dependencies between adjacent utterances more effectively. In the official leaderboard for the task, our architecture was ranked 8th, achieving an F1-score of 0.1759 on the leaderboard.
This paper presents our winning submission to Subtask 2 of SemEval 2024 Task 3 on multimodal emotion cause analysis in conversations. We propose a novel Multimodal Emotion Recognition and Multimodal Emotion Cause Extraction (MER-MCE) framework that integrates text, audio, and visual modalities using specialized emotion encoders. Our approach sets itself apart from top-performing teams by leveraging modality-specific features for enhanced emotion understanding and causality inference. Experimental evaluation demonstrates the advantages of our multimodal approach, with our submission achieving a competitive weighted F1 score of 0.3435, ranking third with a margin of only 0.0339 behind the 1st team and 0.0025 behind the 2nd team. Project: https://github.com/MIPS-COLT/MER-MCE.git
Emotion-Cause Pair Extraction (ECPE) involves extracting clause pairs representing emotions and their causes in a document. Existing methods tend to overfit spurious correlations, such as positional bias in existing benchmark datasets, rather than capturing semantic features. Inspired by recent work, we explore leveraging large language model (LLM) to address ECPE task without additional training. Despite strong capabilities, LLMs suffer from uncontrollable outputs, resulting in mediocre performance. To address this, we introduce chain-of-thought to mimic human cognitive process and propose the Decomposed Emotion-Cause Chain (DECC) framework. Combining inducing inference and logical pruning, DECC guides LLMs to tackle ECPE task. We further enhance the framework by incorporating in-context learning. Experiment results demonstrate the strength of DECC compared to state-of-the-art supervised fine-tuning methods. Finally, we analyze the effectiveness of each component and the robustness of the method in various scenarios, including different LLM bases, rebalanced datasets, and multi-pair extraction.
The existing emotion-cause pair extraction (ECPE) task, unfortunately, ignores extracting the emotion type and cause type, while these fine-grained meta-information can be practically useful in real-world applications, i.e., chat robots and empathic dialog generation. Also the current ECPE is limited to the scenario of single text piece, while neglecting the studies at dialog level that should have more realistic values. In this paper, we extend the ECPE task with a broader definition and scenario, presenting a new task, Emotion-Cause Quadruple Extraction in Dialogs (ECQED), which requires detecting emotion-cause utterance pairs and emotion and cause types. We present an ECQED model based on a structural and semantic heterogeneous graph as well as a parallel grid tagging scheme, which advances in effectively incorporating the dialog context structure, meanwhile solving the challenging overlapped quadruple issue. Via experiments we show that introducing the fine-grained emotion and cause features evidently helps better dialog generation. Also our proposed ECQED system shows exceptional superiority over baselines on both the emotion-cause quadruple or pair extraction tasks, meanwhile being highly efficient.
Emotion-Cause Pair Extraction (ECPE) aims to extract all emotion clauses and their corresponding cause clauses from a document. Existing approaches tackle this task through multi-task learning (MTL) framework in which the two subtasks provide indicative clues for ECPE. However, the previous MTL framework considers only one round of multi-task reasoning and ignores the reverse feedbacks from ECPE to the subtasks. Besides, its multi-task reasoning only relies on semantics-level interactions, which cannot capture the explicit dependencies, and both the encoder sharing and multi-task hidden states concatenations can hardly capture the causalities. To solve these issues, we first put forward a new MTL framework based on Co-evolving Reasoning. It (1) models the bidirectional feedbacks between ECPE and its subtasks; (2) allows the three tasks to evolve together and prompt each other recurrently; (3) integrates prediction-level interactions to capture explicit dependencies. Then we propose a novel multi-task relational graph (MRG) to sufficiently exploit the causal relations. Finally, we propose a Co-evolving Graph Reasoning Network (CGR-Net) that implements our MTL framework and conducts Co-evolving Reasoning on MRG. Experimental results show that our model achieves new state-of-the-art performance, and further analysis confirms the advantages of our method.
Our investigation into the Affective Reasoning in Conversation (ARC) task highlights the challenge of causal discrimination. Almost all existing models, including large language models (LLMs), excel at capturing semantic correlations within utterance embeddings but fall short in determining the specific causal relationships. To overcome this limitation, we propose the incorporation of \textit{i.i.d.} noise terms into the conversation process, thereby constructing a structural causal model (SCM). It explores how distinct causal relationships of fitted embeddings can be discerned through independent conditions. To facilitate the implementation of deep learning, we introduce the cogn frameworks to handle unstructured conversation data, and employ an autoencoder architecture to regard the unobservable noise as learnable "implicit causes." Moreover, we curate a synthetic dataset that includes i.i.d. noise. Through comprehensive experiments, we validate the effectiveness and interpretability of our approach. Our code is available in https://github.com/Zodiark-ch/mater-of-our-EMNLP2023-paper.
Recently, ChatGPT has drawn great attention from both the research community and the public. We are particularly interested in whether it can serve as a universal sentiment analyzer. To this end, in this work, we provide a preliminary evaluation of ChatGPT on the understanding of \emph{opinions}, \emph{sentiments}, and \emph{emotions} contained in the text. Specifically, we evaluate it in three settings, including \emph{standard} evaluation, \emph{polarity shift} evaluation and \emph{open-domain} evaluation. We conduct an evaluation on 7 representative sentiment analysis tasks covering 17 benchmark datasets and compare ChatGPT with fine-tuned BERT and corresponding state-of-the-art (SOTA) models on them. We also attempt several popular prompting techniques to elicit the ability further. Moreover, we conduct human evaluation and present some qualitative case studies to gain a deep comprehension of its sentiment analysis capabilities.
Emotion-cause pair extraction (ECPE) task aims to extract all the pairs of emotions and their causes from an unannotated emotion text. The previous works usually extract the emotion-cause pairs from two perspectives of emotion and cause. However, emotion extraction is more crucial to the ECPE task than cause extraction. Motivated by this analysis, we propose an end-to-end emotion-cause extraction approach oriented toward emotion prediction (EPO-ECPE), aiming to fully exploit the potential of emotion prediction to enhance emotion-cause pair extraction. Considering the strong dependence between emotion prediction and emotion-cause pair extraction, we propose a synchronization mechanism to share their improvement in the training process. That is, the improvement of emotion prediction can facilitate the emotion-cause pair extraction, and then the results of emotion-cause pair extraction can also be used to improve the accuracy of emotion prediction simultaneously. For the emotion-cause pair extraction, we divide it into genuine pair supervision and fake pair supervision, where the genuine pair supervision learns from the pairs with more possibility to be emotion-cause pairs. In contrast, fake pair supervision learns from other pairs. In this way, the emotion-cause pairs can be extracted directly from the genuine pair, thereby reducing the difficulty of extraction. Experimental results show that our approach outperforms the 13 compared systems and achieves new state-of-the-art performance.
The task of Emotion-Cause Pair Extraction (ECPE) aims to extract all potential emotion-cause pairs of a document without any annotation of emotion or cause clauses. Previous approaches on ECPE have tried to improve conventional two-step processing schemes by using complex architectures for modeling emotion-cause interaction. In this paper, we cast the ECPE task to the question answering (QA) problem and propose simple yet effective BERT-based solutions to tackle it. Given a document, our Guided-QA model first predicts the best emotion clause using a fixed question. Then the predicted emotion is used as a question to predict the most potential cause for the emotion. We evaluate our model on a standard ECPE corpus. The experimental results show that despite its simplicity, our Guided-QA achieves promising results and is easy to reproduce. The code of Guided-QA is also provided.
Emotion-cause pair extraction (ECPE) aims to extract emotion clauses and corresponding cause clauses, which have recently received growing attention. Previous methods sequentially encode features with a specified order. They first encode the emotion and cause features for clause extraction and then combine them for pair extraction. This lead to an imbalance in inter-task feature interaction where features extracted later have no direct contact with the former. To address this issue, we propose a novel Pair-Based Joint Encoding (PBJE) network, which generates pairs and clauses features simultaneously in a joint feature encoding manner to model the causal relationship in clauses. PBJE can balance the information flow among emotion clauses, cause clauses and pairs. From a multi-relational perspective, we construct a heterogeneous undirected graph and apply the Relational Graph Convolutional Network (RGCN) to capture the various relationship between clauses and the relationship between pairs and clauses. Experimental results show that PBJE achieves state-of-the-art performance on the Chinese benchmark corpus.