Corporate LLMs are gaining traction for efficient knowledge dissemination and management within organizations. However, as current LLMs are vulnerable to leaking sensitive information, it has proven difficult to apply them in settings where strict access control is necessary. To this end, we design AC-LoRA, an end-to-end system for access control-aware corporate LLM chatbots that maintains a strong information isolation guarantee. AC-LoRA maintains separate LoRA adapters for permissioned datasets, along with the document embedding they are finetuned on. AC-LoRA retrieves a precise set of LoRA adapters based on the similarity score with the user query and their permission. This similarity score is later used to merge the responses if more than one LoRA is retrieved, without requiring any additional training for LoRA routing. We provide an end-to-end prototype of AC-LoRA, evaluate it on two datasets, and show that AC-LoRA matches or even exceeds the performance of state-of-the-art LoRA mixing techniques while providing strong isolation guarantees. Furthermore, we show that AC-LoRA design can be directly applied to different modalities.
As short text data in native languages like Hindi increasingly appear in modern media, robust methods for topic modeling on such data have gained importance. This study investigates the performance of BERTopic in modeling Hindi short texts, an area that has been under-explored in existing research. Using contextual embeddings, BERTopic can capture semantic relationships in data, making it potentially more effective than traditional models, especially for short and diverse texts. We evaluate BERTopic using 6 different document embedding models and compare its performance against 8 established topic modeling techniques, such as Latent Dirichlet Allocation (LDA), Non-negative Matrix Factorization (NMF), Latent Semantic Indexing (LSI), Additive Regularization of Topic Models (ARTM), Probabilistic Latent Semantic Analysis (PLSA), Embedded Topic Model (ETM), Combined Topic Model (CTM), and Top2Vec. The models are assessed using coherence scores across a range of topic counts. Our results reveal that BERTopic consistently outperforms other models in capturing coherent topics from short Hindi texts.
We explore local vs. global evolution of knowledge systems through the framework of socio-epistemic networks (SEN), applying two complementary methods to a corpus of scientific texts. The framework comprises three interconnected layers-social, semiotic (material), and semantic-proposing a multilayered approach to understanding structural developments of knowledge. To analyse diachronic changes on the semantic layer, we first use information-theoretic measures based on relative entropy to detect semantic shifts, assess their significance, and identify key driving features. Second, variations in document embedding densities reveal changes in semantic neighbourhoods, tracking how concentration of similar documents increase, remain stable, or disperse. This enables us to trace document trajectories based on content (topics) or metadata (authorship, institution). Case studies of Joseph Silk and Hans-J\"urgen Treder illustrate how individual scholar's work aligns with broader disciplinary shifts in general relativity and gravitation research, demonstrating the applications, limitations, and further potential of this approach.
Question-answering (QA) is an important application of Information Retrieval (IR) and language models, and the latest trend is toward pre-trained large neural networks with embedding parameters. Augmenting QA performances with these LLMs requires intensive computational resources for fine-tuning. We propose an innovative approach to improve QA task performances by integrating optimized vector retrievals and instruction methodologies. Based on retrieval augmentation, the process involves document embedding, vector retrieval, and context construction for optimal QA results. We experiment with different combinations of text segmentation techniques and similarity functions, and analyze their impacts on QA performances. Results show that the model with a small chunk size of 100 without any overlap of the chunks achieves the best result and outperforms the models based on semantic segmentation using sentences. We discuss related QA examples and offer insight into how model performances are improved within the two-stage framework.
Dense document embeddings are central to neural retrieval. The dominant paradigm is to train and construct embeddings by running encoders directly on individual documents. In this work, we argue that these embeddings, while effective, are implicitly out-of-context for targeted use cases of retrieval, and that a contextualized document embedding should take into account both the document and neighboring documents in context - analogous to contextualized word embeddings. We propose two complementary methods for contextualized document embeddings: first, an alternative contrastive learning objective that explicitly incorporates the document neighbors into the intra-batch contextual loss; second, a new contextual architecture that explicitly encodes neighbor document information into the encoded representation. Results show that both methods achieve better performance than biencoders in several settings, with differences especially pronounced out-of-domain. We achieve state-of-the-art results on the MTEB benchmark with no hard negative mining, score distillation, dataset-specific instructions, intra-GPU example-sharing, or extremely large batch sizes. Our method can be applied to improve performance on any contrastive learning dataset and any biencoder.
Modern QA systems entail retrieval-augmented generation (RAG) for accurate and trustworthy responses. However, the inherent gap between user queries and relevant documents hinders precise matching. Motivated by our conical distribution hypothesis, which posits that potential queries and documents form a cone-like structure in the embedding space, we introduce QAEncoder, a training-free approach to bridge this gap. Specifically, QAEncoder estimates the expectation of potential queries in the embedding space as a robust surrogate for the document embedding, and attaches document fingerprints to effectively distinguish these embeddings. Extensive experiments on fourteen embedding models across six languages and eight datasets validate QAEncoder's alignment capability, which offers a plug-and-play solution that seamlessly integrates with existing RAG architectures and training-based methods.
News will be biased so long as people have opinions. As social media becomes the primary entry point for news and partisan differences increase, it is increasingly important for informed citizens to be able to recognize bias. If people are aware of the biases of the news they consume, they will be able to take action to avoid polarizing echo chambers. In this paper, we explore an often overlooked aspect of bias detection in media: the semantic structure of news articles. We present DocNet, a novel, inductive, and low-resource document embedding and political bias detection model. We also demonstrate that the semantic structure of news articles from opposing political sides, as represented in document-level graph embeddings, have significant similarities. DocNet bypasses the need for pre-trained language models, reducing resource dependency while achieving comparable performance. It can be used to advance political bias detection in low-resource environments. Our code and data are made available at: https://anonymous.4open.science/r/DocNet/
rollama is an R package that wraps the Ollama API, which allows you to run different Generative Large Language Models (GLLM) locally. The package and learning material focus on making it easy to use Ollama for annotating textual or imagine data with open-source models as well as use these models for document embedding. But users can use or extend rollama to do essentially anything else that is possible through OpenAI's API, yet more private, reproducible and for free.
Retrieval-Augmented Generation (RAG) is essential for integrating external knowledge into Large Language Model (LLM) outputs. While the literature on RAG is growing, it primarily focuses on systematic reviews and comparisons of new state-of-the-art (SoTA) techniques against their predecessors, with a gap in extensive experimental comparisons. This study begins to address this gap by assessing various RAG methods' impacts on retrieval precision and answer similarity. We found that Hypothetical Document Embedding (HyDE) and LLM reranking significantly enhance retrieval precision. However, Maximal Marginal Relevance (MMR) and Cohere rerank did not exhibit notable advantages over a baseline Naive RAG system, and Multi-query approaches underperformed. Sentence Window Retrieval emerged as the most effective for retrieval precision, despite its variable performance on answer similarity. The study confirms the potential of the Document Summary Index as a competent retrieval approach. All resources related to this research are publicly accessible for further investigation through our GitHub repository ARAGOG (https://github.com/predlico/ARAGOG). We welcome the community to further this exploratory study in RAG systems.
Existing self-supervised methods in natural language processing (NLP), especially hierarchical text classification (HTC), mainly focus on self-supervised contrastive learning, extremely relying on human-designed augmentation rules to generate contrastive samples, which can potentially corrupt or distort the original information. In this paper, we tend to investigate the feasibility of a contrastive learning scheme in which the semantic and syntactic information inherent in the input sample is adequately reserved in the contrastive samples and fused during the learning process. Specifically, we propose an information lossless contrastive learning strategy for HTC, namely \textbf{H}ierarchy-aware \textbf{I}nformation \textbf{L}ossless contrastive \textbf{L}earning (HILL), which consists of a text encoder representing the input document, and a structure encoder directly generating the positive sample. The structure encoder takes the document embedding as input, extracts the essential syntactic information inherent in the label hierarchy with the principle of structural entropy minimization, and injects the syntactic information into the text representation via hierarchical representation learning. Experiments on three common datasets are conducted to verify the superiority of HILL.
Learning meaningful word embeddings is key to training a robust language model. The recent rise of Large Language Models (LLMs) has provided us with many new word/sentence/document embedding models. Although LLMs have shown remarkable advancement in various NLP tasks, it is still unclear whether the performance improvement is merely because of scale or whether underlying embeddings they produce significantly differ from classical encoding models like Sentence-BERT (SBERT) or Universal Sentence Encoder (USE). This paper systematically investigates this issue by comparing classical word embedding techniques against LLM-based word embeddings in terms of their latent vector semantics. Our results show that LLMs tend to cluster semantically related words more tightly than classical models. LLMs also yield higher average accuracy on the Bigger Analogy Test Set (BATS) over classical methods. Finally, some LLMs tend to produce word embeddings similar to SBERT, a relatively lighter classical model.
Representing documents into high dimensional embedding space while preserving the structural similarity between document sources has been an ultimate goal for many works on text representation learning. Current embedding models, however, mainly rely on the availability of label supervision to increase the expressiveness of the resulting embeddings. In contrast, unsupervised embeddings are cheap, but they often cannot capture implicit structure in target corpus, particularly for samples that come from different distribution with the pretraining source. Our study aims to loosen up the dependency on label supervision by learning document embeddings via Sequence-to-Sequence (Seq2Seq) text generator. Specifically, we reformulate keyphrase generation task into multi-label keyword generation in community-based Question Answering (cQA). Our empirical results show that KeyGen2Vec in general is superior than multi-label keyword classifier by up to 14.7% based on Purity, Normalized Mutual Information (NMI), and F1-Score metrics. Interestingly, although in general the absolute advantage of learning embeddings through label supervision is highly positive across evaluation datasets, KeyGen2Vec is shown to be competitive with classifier that exploits topic label supervision in Yahoo! cQA with larger number of latent topic labels.
In the extensive recommender systems literature, novelty and diversity have been identified as key properties of useful recommendations. However, these properties have received limited attention in the specific sub-field of research paper recommender systems. In this work, we argue for the importance of offering novel and diverse research paper recommendations to scientists. This approach aims to reduce siloed reading, break down filter bubbles, and promote interdisciplinary research. We propose a novel framework for evaluating the novelty and diversity of research paper recommendations that leverages methods from network analysis and natural language processing. Using this framework, we show that the choice of representational method within a larger research paper recommendation system can have a measurable impact on the nature of downstream recommendations, specifically on their novelty and diversity. We highlight a novel paper embedding method, which we demonstrate offers more innovative and diverse recommendations without sacrificing precision, compared to other state-of-the-art baselines.
Topic modeling is admittedly a convenient way to monitor markets trend. Conventionally, Latent Dirichlet Allocation, LDA, is considered a must-do model to gain this type of information. By given the merit of deducing keyword with token conditional probability in LDA, we can know the most possible or essential topic. However, the results are not intuitive because the given topics cannot wholly fit human knowledge. LDA offers the first possible relevant keywords, which also brings out another problem of whether the connection is reliable based on the statistic possibility. It is also hard to decide the topic number manually in advance. As the booming trend of using fuzzy membership to cluster and using transformers to embed words, this work presents the fuzzy topic modeling based on soft clustering and document embedding from state-of-the-art transformer-based model. In our practical application in a press release monitoring, the fuzzy topic modeling gives a more natural result than the traditional output from LDA.
We propose a self-supervised learning method for long text documents based on contrastive learning. A key to our method is Shuffle and Divide (SaD), a simple text augmentation algorithm that sets up a pretext task required for contrastive updates to BERT-based document embedding. SaD splits a document into two sub-documents containing randomly shuffled words in the entire documents. The sub-documents are considered positive examples, leaving all other documents in the corpus as negatives. After SaD, we repeat the contrastive update and clustering phases until convergence. It is naturally a time-consuming, cumbersome task to label text documents, and our method can help alleviate human efforts, which are most expensive resources in AI. We have empirically evaluated our method by performing unsupervised text classification on the 20 Newsgroups, Reuters-21578, BBC, and BBCSport datasets. In particular, our method pushes the current state-of-the-art, SS-SB-MT, on 20 Newsgroups by 20.94% in accuracy. We also achieve the state-of-the-art performance on Reuters-21578 and exceptionally-high accuracy performances (over 95%) for unsupervised classification on the BBC and BBCSport datasets.
Rapid response, namely low latency, is fundamental in search applications; it is particularly so in interactive search sessions, such as those encountered in conversational settings. An observation with a potential to reduce latency asserts that conversational queries exhibit a temporal locality in the lists of documents retrieved. Motivated by this observation, we propose and evaluate a client-side document embedding cache, improving the responsiveness of conversational search systems. By leveraging state-of-the-art dense retrieval models to abstract document and query semantics, we cache the embeddings of documents retrieved for a topic introduced in the conversation, as they are likely relevant to successive queries. Our document embedding cache implements an efficient metric index, answering nearest-neighbor similarity queries by estimating the approximate result sets returned. We demonstrate the efficiency achieved using our cache via reproducible experiments based on TREC CAsT datasets, achieving a hit rate of up to 75% without degrading answer quality. Our achieved high cache hit rates significantly improve the responsiveness of conversational systems while likewise reducing the number of queries managed on the search back-end.
As the amount and variety of energetics research increases, machine aware topic identification is necessary to streamline future research pipelines. The makeup of an automatic topic identification process consists of creating document representations and performing classification. However, the implementation of these processes on energetics research imposes new challenges. Energetics datasets contain many scientific terms that are necessary to understand the context of a document but may require more complex document representations. Secondly, the predictions from classification must be understandable and trusted by the chemists within the pipeline. In this work, we study the trade-off between prediction accuracy and interpretability by implementing three document embedding methods that vary in computational complexity. With our accuracy results, we also introduce local interpretability model-agnostic explanations (LIME) of each prediction to provide a localized understanding of each prediction and to validate classifier decisions with our team of energetics experts. This study was carried out on a novel labeled energetics dataset created and validated by our team of energetics experts.
Varieties of Democracy (V-Dem) is a new approach to conceptualizing and measuring democracy and politics. It has information for 200 countries and is one of the biggest databases for political science. According to the V-Dem annual democracy report 2019, Taiwan is one of the two countries that got disseminated false information from foreign governments the most. It also shows that the "made-up news" has caused a great deal of confusion in Taiwanese society and has serious impacts on global stability. Although there are several applications helping distinguish the false information, we found out that the pre-processing of categorizing the news is still done by human labor. However, human labor may cause mistakes and cannot work for a long time. The growing demands for automatic machines in the near decades show that while the machine can do as good as humans or even better, using machines can reduce humans' burden and cut down costs. Therefore, in this work, we build a predictive model to classify the category of news. The corpora we used contains 28358 news and 200 news scraped from the online newspaper Liberty Times Net (LTN) website and includes 8 categories: Technology, Entertainment, Fashion, Politics, Sports, International, Finance, and Health. At first, we use Bidirectional Encoder Representations from Transformers (BERT) for word embeddings which transform each Chinese character into a (1,768) vector. Then, we use a Long Short-Term Memory (LSTM) layer to transform word embeddings into sentence embeddings and add another LSTM layer to transform them into document embeddings. Each document embedding is an input for the final predicting model, which contains two Dense layers and one Activation layer. And each document embedding is transformed into 1 vector with 8 real numbers, then the highest one will correspond to the 8 news categories with up to 99% accuracy.
Hierarchical multi-label academic text classification (HMTC) is to assign academic texts into a hierarchically structured labeling system. We propose an attention-based hierarchical multi-label classification algorithm of academic texts (AHMCA) by integrating features such as text, keywords, and hierarchical structure, the academic documents are classified into the most relevant categories. We utilize word2vec and BiLSTM to obtain embedding and latent vector representations of text, keywords, and hierarchies. We use hierarchical attention mechanism to capture the associations between keywords, label hierarchies, and text word vectors to generate hierarchical-specific document embedding vectors to replace the original text embeddings in HMCN-F. The experimental results on the academic text dataset demonstrate the effectiveness of the AHMCA algorithm.
Topic models can be useful tools to discover latent topics in collections of documents. Recent studies have shown the feasibility of approach topic modeling as a clustering task. We present BERTopic, a topic model that extends this process by extracting coherent topic representation through the development of a class-based variation of TF-IDF. More specifically, BERTopic generates document embedding with pre-trained transformer-based language models, clusters these embeddings, and finally, generates topic representations with the class-based TF-IDF procedure. BERTopic generates coherent topics and remains competitive across a variety of benchmarks involving classical models and those that follow the more recent clustering approach of topic modeling.