This paper introduces DeepPsy-Agent, an innovative psychological support system that combines the three-stage helping theory in psychology with deep learning techniques. The system consists of two core components: (1) a multi-stage response-capable dialogue model (\textit{deeppsy-chat}), which enhances reasoning capabilities through stage-awareness and deep-thinking analysis to generate high-quality responses; and (2) a real-time stage transition detection model that identifies contextual shifts to guide the dialogue towards more effective intervention stages. Based on 30,000 real psychological hotline conversations, we employ AI-simulated dialogues and expert re-annotation strategies to construct a high-quality multi-turn dialogue dataset. Experimental results demonstrate that DeepPsy-Agent outperforms general-purpose large language models (LLMs) in key metrics such as problem exposure completeness, cognitive restructuring success rate, and action adoption rate. Ablation studies further validate the effectiveness of stage-awareness and deep-thinking modules, showing that stage information contributes 42.3\% to performance, while the deep-thinking module increases root-cause identification by 58.3\% and reduces ineffective suggestions by 72.1\%. This system addresses critical challenges in AI-based psychological support through dynamic dialogue management and deep reasoning, advancing intelligent mental health services.
Achieving full-duplex communication in spoken dialogue systems (SDS) requires real-time coordination between listening, speaking, and thinking. This paper proposes a semantic voice activity detection (VAD) module as a dialogue manager (DM) to efficiently manage turn-taking in full-duplex SDS. Implemented as a lightweight (0.5B) LLM fine-tuned on full-duplex conversation data, the semantic VAD predicts four control tokens to regulate turn-switching and turn-keeping, distinguishing between intentional and unintentional barge-ins while detecting query completion for handling user pauses and hesitations. By processing input speech in short intervals, the semantic VAD enables real-time decision-making, while the core dialogue engine (CDE) is only activated for response generation, reducing computational overhead. This design allows independent DM optimization without retraining the CDE, balancing interaction accuracy and inference efficiency for scalable, next-generation full-duplex SDS.
Efforts towards endowing robots with the ability to speak have benefited from recent advancements in NLP, in particular large language models. However, as powerful as current models have become, they still operate on sentence or multi-sentence level input, not on the word-by-word input that humans operate on, affecting the degree of responsiveness that they offer, which is critical in situations where humans interact with robots using speech. In this paper, we review the literature on interactive systems that operate incrementally (i.e., at the word level or below it). We motivate the need for incremental systems, survey incremental modeling of important aspects of dialogue like speech recognition and language generation. Primary focus is on the part of the system that makes decisions, known as the dialogue manager. We find that there is very little research on incremental dialogue management, offer some requirements for practical incremental dialogue management, and the implications of incremental dialogue for embodied, robotic platforms.
Task-Oriented Dialogue (TOD) systems assist users in completing tasks through natural language interactions, often relying on a single-layered workflow structure for slot-filling in public tasks, such as hotel bookings. However, in enterprise environments, which involve rich domain-specific knowledge, TOD systems face challenges due to task complexity and the lack of standardized documentation. In this work, we introduce HierTOD, an enterprise TOD system driven by hierarchical goals and can support composite workflows. By focusing on goal-driven interactions, our system serves a more proactive role, facilitating mixed-initiative dialogue and improving task completion. Equipped with components for natural language understanding, composite goal retriever, dialogue management, and response generation, backed by a well-organized data service with domain knowledge base and retrieval engine, HierTOD delivers efficient task assistance. Furthermore, our system implementation unifies two TOD paradigms: slot-filling for information collection and step-by-step guidance for task execution. Our human study demonstrates the effectiveness and helpfulness of HierTOD in performing both paradigms.
Integrating machine learning (ML) into customer service chatbots enhances their ability to understand and respond to user queries, ultimately improving service performance. However, they may appear artificial to some users and affecting customer experience. Hence, meticulous evaluation of ML models for each pipeline component is crucial for optimizing performance, though differences in functionalities can lead to unfair comparisons. In this paper, we present a tailored experimental evaluation approach for goal-oriented customer service chatbots with pipeline architecture, focusing on three key components: Natural Language Understanding (NLU), dialogue management (DM), and Natural Language Generation (NLG). Our methodology emphasizes individual assessment to determine optimal ML models. Specifically, we focus on optimizing hyperparameters and evaluating candidate models for NLU (utilizing BERT and LSTM), DM (employing DQN and DDQN), and NLG (leveraging GPT-2 and DialoGPT). The results show that for the NLU component, BERT excelled in intent detection whereas LSTM was superior for slot filling. For the DM component, the DDQN model outperformed DQN by achieving fewer turns, higher rewards, as well as greater success rates. For NLG, the large language model GPT-2 surpassed DialoGPT in BLEU, METEOR, and ROUGE metrics. These findings aim to provide a benchmark for future research in developing and optimizing customer service chatbots, offering valuable insights into model performance and optimal hyperparameters.
Inspired by the recent successes of Deep Learning on Natural Language Processing (NLP), we propose a chatbot system using Deep Learning for Vietnamese Universities consultancy which can be implemented for any university. The system has three important tasks: User’s Intent Recognition, Dialogue Management, and Reply Channels. For the User’s Intent Recognition task, the Pattern Matching method is combined with the Text Classification model using Bidirectional-LSTM which has the Attention mechanism. Besides, we use the Deep Reinforcement Learning architecture to train an Agent for Dialogue Management task. In this paper, we conduct a Proof of Concept to the Ho Chi Minh City University of Technology (HCMUT). The experimental results achieve an average 89% F1-score of 3 classes of the Text Classification task using Deep Learning, the evaluation result of Dialogue Management that the rate of success achieves by 86%. Our demo version of a production web application is available at https://hcmutbot.herokuapp.com/.
Conversational systems are crucial for human-computer interaction, managing complex dialogues by identifying threads and prioritising responses. This is especially vital in multi-party conversations, where precise identification of threads and strategic response prioritisation ensure efficient dialogue management. To address these challenges an end-to-end model that identifies threads and prioritises their response generation based on the importance was developed, involving a systematic decomposition of the problem into discrete components - thread detection, prioritisation, and performance optimisation which was meticulously analysed and optimised. These refined components seamlessly integrate into a unified framework, in conversational systems. Llama2 7b is used due to its high level of generalisation but the system can be updated with any open source Large Language Model(LLM). The computational capabilities of the Llama2 model was augmented by using fine tuning methods and strategic prompting techniques to optimise the model's performance, reducing computational time and increasing the accuracy of the model. The model achieves up to 10x speed improvement, while generating more coherent results compared to existing models.
While interest in conversational recommender systems has been on the rise, operational systems suitable for serving as research platforms for comprehensive studies are currently lacking. This paper introduces an enhanced version of the IAI MovieBot conversational movie recommender system, aiming to evolve it into a robust and adaptable platform for conducting user-facing experiments. The key highlights of this enhancement include the addition of trainable neural components for natural language understanding and dialogue policy, transparent and explainable modeling of user preferences, along with improvements in the user interface and research infrastructure.
This paper introduces a novel paradigm for depression detection and treatment using advanced Large Language Models (LLMs): Generative Pre-trained Transformer 4 (GPT-4), Llama 2 chat, and Gemini. These LLMs are fine-tuned with specialized prompts to diagnose, explain, and suggest therapeutic interventions for depression. A unique few-shot prompting method enhances the models' ability to analyze and explain depressive symptoms based on the DSM-5 criteria. In the interaction phase, the models engage in empathetic dialogue management, drawing from resources like PsychDB and a Cognitive Behavioral Therapy (CBT) Guide, fostering supportive interactions with individuals experiencing major depressive disorders. Additionally, the research introduces the Illuminate Database, enriched with various CBT modules, aiding in personalized therapy recommendations. The study evaluates LLM performance using metrics such as F1 scores, Precision, Recall, Cosine similarity, and Recall-Oriented Understudy for Gisting Evaluation (ROUGE) across different test sets, demonstrating their effectiveness. This comprehensive approach blends cutting-edge AI with established psychological methods, offering new possibilities in mental health care and showcasing the potential of LLMs in revolutionizing depression diagnosis and treatment strategies.
Pre-trained conversation models (PCMs) have demonstrated remarkable results in task-oriented dialogue (TOD) systems. Many PCMs focus predominantly on dialogue management tasks like dialogue state tracking, dialogue generation tasks like response generation, or both. However, the existing PCMs seldom consider dialogue comprehension tasks, such as dialogue question answering and summarization tasks. These tasks allow PCMs to glean dialogue context from various angles. This observation naturally raises the question: Can the performance of downstream dialogue tasks be enhanced if a PCM is pre-trained on dialogue management, generation, and comprehension tasks? To investigate this, we proposed an Omnipotent Dialogue pre-training model (OmniDialog). It unifies these three dialogue tasks into a monolithic framework by multi-task learning, fostering inter-task communication. The pre-training corpus of OmniDialog spans $\mathbf{7}$ dialogue-focused tasks, drawing from $\mathbf{15}$ datasets and encompassing over $\mathbf{3.2}$ million dialogue utterances. To our knowledge, OmniDialog is a pioneering PCM pre-trained across dialogue management, generation, and comprehension domains. We evaluated its performance across four tasks: dialogue summarization, end-to-end dialogue modeling, dialogue state tracking, and intent classification. The results underscore its efficacy in domain transfer learning, low-resource, and full-dataset scenarios. Furthermore, to glean a nuanced understanding of OmniDialog's strengths and potential pitfalls, we designed a fine-grained analysis framework for dialogue-centric tasks. Experimental results show that the OmniDialog is good at hard samples, such as long dialogues and lengthy responses.
NeMo Guardrails is an open-source toolkit for easily adding programmable guardrails to LLM-based conversational systems. Guardrails (or rails for short) are a specific way of controlling the output of an LLM, such as not talking about topics considered harmful, following a predefined dialogue path, using a particular language style, and more. There are several mechanisms that allow LLM providers and developers to add guardrails that are embedded into a specific model at training, e.g. using model alignment. Differently, using a runtime inspired from dialogue management, NeMo Guardrails allows developers to add programmable rails to LLM applications - these are user-defined, independent of the underlying LLM, and interpretable. Our initial results show that the proposed approach can be used with several LLM providers to develop controllable and safe LLM applications using programmable rails.
Task-oriented dialogue systems (TODS) have become crucial for users to interact with machines and computers using natural language. One of its key components is the dialogue manager, which guides the conversation towards a good goal for the user by providing the best possible response. Previous works have proposed rule-based systems (RBS), reinforcement learning (RL), and supervised learning (SL) as solutions for the correct dialogue management; in other words, select the best response given input by the user. However, this work argues that the leading cause of DMs not achieving maximum performance resides in the quality of the datasets rather than the models employed thus far; this means that dataset errors, like mislabeling, originate a large percentage of failures in dialogue management. We studied the main errors in the most widely used datasets, Multiwoz 2.1 and SGD, to demonstrate this hypothesis. To do this, we have designed a synthetic dialogue generator to fully control the amount and type of errors introduced in the dataset. Using this generator, we demonstrated that errors in the datasets contribute proportionally to the performance of the models
We introduce TacoBot, a user-centered task-oriented digital assistant designed to guide users through complex real-world tasks with multiple steps. Covering a wide range of cooking and how-to tasks, we aim to deliver a collaborative and engaging dialogue experience. Equipped with language understanding, dialogue management, and response generation components supported by a robust search engine, TacoBot ensures efficient task assistance. To enhance the dialogue experience, we explore a series of data augmentation strategies using LLMs to train advanced neural models continuously. TacoBot builds upon our successful participation in the inaugural Alexa Prize TaskBot Challenge, where our team secured third place among ten competing teams. We offer TacoBot as an open-source framework that serves as a practical example for deploying task-oriented dialogue systems.
Dialogue-based human-AI collaboration can revolutionize collaborative problem-solving, creative exploration, and social support. To realize this goal, the development of automated agents proficient in skills such as negotiating, following instructions, establishing common ground, and progressing shared tasks is essential. This survey begins by reviewing the evolution of dialogue management paradigms in collaborative dialogue systems, from traditional handcrafted and information-state based methods to AI planning-inspired approaches. It then shifts focus to contemporary data-driven dialogue management techniques, which seek to transfer deep learning successes from form-filling and open-domain settings to collaborative contexts. The paper proceeds to analyze a selected set of recent works that apply neural approaches to collaborative dialogue management, spotlighting prevailing trends in the field. This survey hopes to provide foundational background for future advancements in collaborative dialogue management, particularly as the dialogue systems community continues to embrace the potential of large language models.
A Conversational Recommender System (CRS) offers increased transparency and control to users by enabling them to engage with the system through a real-time multi-turn dialogue. Recently, Large Language Models (LLMs) have exhibited an unprecedented ability to converse naturally and incorporate world knowledge and common-sense reasoning into language understanding, unlocking the potential of this paradigm. However, effectively leveraging LLMs within a CRS introduces new technical challenges, including properly understanding and controlling a complex conversation and retrieving from external sources of information. These issues are exacerbated by a large, evolving item corpus and a lack of conversational data for training. In this paper, we provide a roadmap for building an end-to-end large-scale CRS using LLMs. In particular, we propose new implementations for user preference understanding, flexible dialogue management and explainable recommendations as part of an integrated architecture powered by LLMs. For improved personalization, we describe how an LLM can consume interpretable natural language user profiles and use them to modulate session-level context. To overcome conversational data limitations in the absence of an existing production CRS, we propose techniques for building a controllable LLM-based user simulator to generate synthetic conversations. As a proof of concept we introduce RecLLM, a large-scale CRS for YouTube videos built on LaMDA, and demonstrate its fluency and diverse functionality through some illustrative example conversations.
In this paper, we analyze the performance of a multitask end-to-end transformer model on the task of conversational recommendations, which aim to provide recommendations based on a user's explicit preferences expressed in dialogue. While previous works in this area adopt complex multi-component approaches where the dialogue management and entity recommendation tasks are handled by separate components, we show that a unified transformer model, based on the T5 text-to-text transformer model, can perform competitively in both recommending relevant items and generating conversation dialogue. We fine-tune our model on the ReDIAL conversational movie recommendation dataset, and create additional training tasks derived from MovieLens (such as the prediction of movie attributes and related movies based on an input movie), in a multitask learning setting. Using a series of probe studies, we demonstrate that the learned knowledge in the additional tasks is transferred to the conversational setting, where each task leads to a 9%-52% increase in its related probe score.
Open-domain conversational search (ODCS) aims to provide valuable, up-to-date information, while maintaining natural conversations to help users refine and ultimately answer information needs. However, creating an effective and robust ODCS agent is challenging. In this paper, we present a fully functional ODCS system, Ericson, which includes state-of-the-art question answering and information retrieval components, as well as intent inference and dialogue management models for proactive question refinement and recommendations. Our system was stress-tested in the Amazon Alexa Prize, by engaging in live conversations with thousands of Alexa users, thus providing empirical basis for the analysis of the ODCS system in real settings. Our interaction data analysis revealed that accurate intent classification, encouraging user engagement, and careful proactive recommendations contribute most to the users satisfaction. Our study further identifies limitations of the existing search techniques, and can serve as a building block for the next generation of ODCS agents.
Reinforcement learning (RL) has shown great promise for developing dialogue management (DM) agents that are non-myopic, conduct rich conversations, and maximize overall user satisfaction. Despite recent developments in RL and language models (LMs), using RL to power conversational chatbots remains challenging, in part because RL requires online exploration to learn effectively, whereas collecting novel human-bot interactions can be expensive and unsafe. This issue is exacerbated by the combinatorial action spaces facing these algorithms, as most LM agents generate responses at the word level. We develop a variety of RL algorithms, specialized to dialogue planning, that leverage recent Mixture-of-Expert Language Models (MoE-LMs) -- models that capture diverse semantics, generate utterances reflecting different intents, and are amenable for multi-turn DM. By exploiting MoE-LM structure, our methods significantly reduce the size of the action space and improve the efficacy of RL-based DM. We evaluate our methods in open-domain dialogue to demonstrate their effectiveness w.r.t.\ the diversity of intent in generated utterances and overall DM performance.
Dialogue state tracking (DST) is an important step in dialogue management to keep track of users' beliefs. Existing works fine-tune all language model (LM) parameters to tackle the DST task, which requires significant data and computing resources for training and hosting. The cost grows exponentially in the real-world deployment where dozens of fine-tuned LM are used for different domains and tasks. To reduce parameter size and better utilize cross-task shared information, we propose to use soft prompt token embeddings to learn task properties. Without tuning LM parameters, our method drastically reduces the number of parameters needed to less than 0.5% of prior works while achieves better low-resource DST performance.
This paper aims to provide a radical rundown on Conversation Search (ConvSearch), an approach to enhance the information retrieval method where users engage in a dialogue for the information-seeking tasks. In this survey, we predominantly focused on the human interactive characteristics of the ConvSearch systems, highlighting the operations of the action modules, likely the Retrieval system, Question-Answering, and Recommender system. We labeled various ConvSearch research problems in knowledge bases, natural language processing, and dialogue management systems along with the action modules. We further categorized the framework to ConvSearch and the application is directed toward biomedical and healthcare fields for the utilization of clinical social technology. Finally, we conclude by talking through the challenges and issues of ConvSearch, particularly in Bio-Medicine. Our main aim is to provide an integrated and unified vision of the ConvSearch components from different fields, which benefit the information-seeking process in healthcare systems.