Transformer models face scalability challenges in causal language modeling (CLM) due to inefficient memory allocation for growing key-value (KV) caches, which strains compute and storage resources. Existing methods like Grouped Query Attention (GQA) and token-level KV optimization improve efficiency but rely on rigid resource allocation, often discarding "low-priority" tokens or statically grouping them, failing to address the dynamic spectrum of token importance. We propose mixSGA, a novel mixture-of-expert (MoE) approach that dynamically optimizes token-wise computation and memory allocation. Unlike prior approaches, mixSGA retains all tokens while adaptively routing them to specialized experts with varying KV group sizes, balancing granularity and efficiency. Our key novelties include: (1) a token-wise expert-choice routing mechanism guided by learned importance scores, enabling proportional resource allocation without token discard; (2) weight-sharing across grouped attention projections to minimize parameter overhead; and (3) an auxiliary loss to ensure one-hot routing decisions for training-inference consistency in CLMs. Extensive evaluations across Llama3, TinyLlama, OPT, and Gemma2 model families show mixSGA's superiority over static baselines. On instruction-following and continued pretraining tasks, mixSGA achieves higher ROUGE-L and lower perplexity under the same KV budgets.
Decomposition-based multi-hop retrieval methods rely on many autoregressive steps to break down complex queries, which breaks end-to-end differentiability and is computationally expensive. Decomposition-free methods tackle this, but current decomposition-free approaches struggle with longer multi-hop problems and generalization to out-of-distribution data. To address these challenges, we introduce GRITHopper-7B, a novel multi-hop dense retrieval model that achieves state-of-the-art performance on both in-distribution and out-of-distribution benchmarks. GRITHopper combines generative and representational instruction tuning by integrating causal language modeling with dense retrieval training. Through controlled studies, we find that incorporating additional context after the retrieval process, referred to as post-retrieval language modeling, enhances dense retrieval performance. By including elements such as final answers during training, the model learns to better contextualize and retrieve relevant information. GRITHopper-7B offers a robust, scalable, and generalizable solution for multi-hop dense retrieval, and we release it to the community for future research and applications requiring multi-hop reasoning and retrieval capabilities.
Trojan backdoors can be injected into large language models at various stages, including pretraining, fine-tuning, and in-context learning, posing a significant threat to the model's alignment. Due to the nature of causal language modeling, detecting these triggers is challenging given the vast search space. In this study, we propose a multistage framework for detecting Trojan triggers in large language models consisting of token filtration, trigger identification, and trigger verification. We discuss existing trigger identification methods and propose two variants of a black-box trigger inversion method that rely on output logits, utilizing beam search and greedy decoding respectively. We show that the verification stage is critical in the process and propose semantic-preserving prompts and special perturbations to differentiate between actual Trojan triggers and other adversarial strings that display similar characteristics. The evaluation of our approach on the TrojAI and RLHF poisoned model datasets demonstrates promising results.
Rapid advances in Natural Language Processing (NLP) have revolutionized many fields, including healthcare. However, these advances raise significant privacy concerns, especially when pre-trained models fine-tuned and specialized on sensitive data can memorize and then expose and regurgitate personal information. This paper presents a privacy-preserving language modeling approach to address the problem of language models anonymization, and thus promote their sharing. Specifically, we propose both a Masking Language Modeling (MLM) methodology to specialize a BERT-like language model, and a Causal Language Modeling (CLM) methodology to specialize a GPT-like model that avoids the model from memorizing direct and indirect identifying information present in the training data. We have comprehensively evaluated our approaches using a medical dataset and compared them against different baselines. Our results indicate that by avoiding memorizing both direct and indirect identifiers during model specialization, our masking and causal language modeling schemes offer a good tradeoff for maintaining high privacy while retaining high utility.
Alignment, endowing a pre-trained Large language model (LLM) with the ability to follow instructions, is crucial for its real-world applications. Conventional supervised fine-tuning (SFT) methods formalize it as causal language modeling typically with a cross-entropy objective, requiring a large amount of high-quality instruction-response pairs. However, the quality of widely used SFT datasets can not be guaranteed due to the high cost and intensive labor for the creation and maintenance in practice. To overcome the limitations associated with the quality of SFT datasets, we introduce a novel \textbf{p}reference-\textbf{o}riented supervised \textbf{f}ine-\textbf{t}uning approach, namely PoFT. The intuition is to boost SFT by imposing a particular preference: \textit{favoring the target model over aligned LLMs on the same SFT data.} This preference encourages the target model to predict a higher likelihood than that predicted by the aligned LLMs, incorporating assessment information on data quality (i.e., predicted likelihood by the aligned LLMs) into the training process. Extensive experiments are conducted, and the results validate the effectiveness of the proposed method. PoFT achieves stable and consistent improvements over the SFT baselines across different training datasets and base models. Moreover, we prove that PoFT can be integrated with existing SFT data filtering methods to achieve better performance, and further improved by following preference optimization procedures, such as DPO.
Causal Language Modeling (CLM) and Masked Language Modeling (MLM) are two mainstream learning paradigms based on Transformer networks, specifically the Decoder-only and Encoder-only architectures. The strengths of each paradigm in downstream tasks have shown a mix of advantages and disadvantages. In the past BabyLM Challenge 2023, although the MLM paradigm achieved the best average performance, the CLM paradigm demonstrated significantly faster convergence rates. For the BabyLM Challenge 2024, we propose a novel language modeling paradigm named $\textbf{AntLM}$, which integrates both CLM and MLM to leverage the advantages of these two classic paradigms. We chose the strict-small track and conducted experiments on two foundation models: BabyLlama, representing CLM, and LTG-BERT, representing MLM. During the training process for specific foundation models, we alternate between applying CLM or MLM training objectives and causal or bidirectional attention masks. Experimental results show that combining the two pretraining objectives leverages their strengths, enhancing overall training performance. Under the same epochs, $AntLM_{BabyLlama}$ improves Macro-average by 1%, and $AntLM_{LTG-BERT}$ achieves a 2.2% increase over the baselines.
Large language models (LLMs) have revolutionized the field of natural language processing with their impressive reasoning and question-answering capabilities. However, these models are sometimes prone to generating credible-sounding but incorrect information, a phenomenon known as LLM hallucinations. Reliable uncertainty estimation in LLMs is essential for fostering trust in their generated responses and serves as a critical tool for the detection and prevention of erroneous or hallucinated outputs. To achieve reliable and well-calibrated uncertainty quantification in open-ended and free-form natural language generation, we propose an uncertainty-aware fine-tuning approach for LLMs. This approach enhances the model's ability to provide reliable uncertainty estimates without compromising accuracy, thereby guiding them to produce more trustworthy responses. We introduce a novel uncertainty-aware causal language modeling loss function, grounded in the principles of decision theory. Through rigorous evaluation on multiple free-form question-answering datasets and models, we demonstrate that our uncertainty-aware fine-tuning approach yields better calibrated uncertainty estimates in natural language generation tasks than fine-tuning with the standard causal language modeling loss. Furthermore, the experimental results show that the proposed method significantly improves the model's ability to detect hallucinations and identify out-of-domain prompts.
We introduce ElastiFormer, a post-training technique that adapts pretrained Transformer models into an elastic counterpart with variable inference time compute. ElastiFormer introduces small routing modules (as low as .00006% additional trainable parameters) to dynamically selects subsets of network parameters and input tokens to be processed by each layer of the pretrained network in an inputdependent manner. The routing modules are trained using self-distillation losses to minimize the differences between the output of the pretrained-model and their elastic counterparts. As ElastiFormer makes no assumption regarding the modality of the pretrained Transformer model, it can be readily applied to all modalities covering causal language modeling, image modeling as well as visual-language modeling tasks. We show that 20% to 50% compute saving could be achieved for different components of the transformer layer, which could be further reduced by adding very low rank LoRA weights (rank 1) trained via the same distillation objective. Finally, by comparing routing trained on different subsets of ImageNet, we show that ElastiFormer is robust against the training domain.
Recent large language models (LLMs) have excelled across a wide range of tasks, but their use in high-stakes and compute-limited settings has intensified the demand for interpretability and efficiency. We address this need by proposing Induction-head ngram models (Induction-Gram), a method that builds an efficient, interpretable LM by bolstering modern ngram models with a hand-engineered "induction head". This induction head uses a custom neural similarity metric to efficiently search the model's input context for potential next-word completions. This process enables Induction-Gram to provide ngram-level grounding for each generated token. Moreover, experiments show that this simple method significantly improves next-word prediction over baseline interpretable models (up to 26%p) and can be used to speed up LLM inference for large models through speculative decoding. We further study Induction-Gram in a natural-language neuroscience setting, where the goal is to predict the next fMRI response in a sequence. It again provides a significant improvement over interpretable models (20% relative increase in the correlation of predicted fMRI responses), potentially enabling deeper scientific investigation of language selectivity in the brain. The code is available at https://github.com/ejkim47/induction-gram.
We present a simple way to merge masked language modeling with causal language modeling. This hybrid training objective results in a model that combines the strengths of both modeling paradigms within a single transformer stack: GPT-BERT can be transparently used like any standard causal or masked language model. We test the pretraining process that enables this flexible behavior on the BabyLM Challenge 2024. The results show that the hybrid pretraining outperforms masked-only or causal-only models. We openly release the models, training corpora and code.
QLoRA reduces the memory-cost of fine-tuning a large language model (LLM) with LoRA by quantizing the base LLM. However, quantization introduces quantization errors that negatively impact model performance after fine-tuning. In this paper we introduce QuAILoRA, a quantization-aware initialization for LoRA that mitigates this negative impact by decreasing quantization errors at initialization. Our method spends a small amount of computational overhead to compute this quantization-aware initialization, without increasing the memory-cost of fine-tuning. We evaluate our method on several causal language modeling and downstream evaluation tasks using several different model sizes and families. We observe that almost all LLMs fined-tuned with QuAILoRA achieve better validation perplexity. When evaluated on downstream tasks, we find that QuAILoRA yields improvements proportional to the negative effect of quantization error. On average, applying QuAILoRA to 4-bit QLoRA models yields 75% of the validation perplexity decrease and 86% of the downstream task accuracy increase as doubling the quantization precision to 8-bit, without increasing GPU memory utilization during fine-tuning.
Many real-world applications of tabular data involve using historic events to predict properties of new ones, for example whether a credit card transaction is fraudulent or what rating a customer will assign a product on a retail platform. Existing approaches to event prediction include costly, brittle, and application-dependent techniques such as time-aware positional embeddings, learned row and field encodings, and oversampling methods for addressing class imbalance. Moreover, these approaches often assume specific use-cases, for example that we know the labels of all historic events or that we only predict a pre-specified label and not the data's features themselves. In this work, we propose a simple but flexible baseline using standard autoregressive LLM-style transformers with elementary positional embeddings and a causal language modeling objective. Our baseline outperforms existing approaches across popular datasets and can be employed for various use-cases. We demonstrate that the same model can predict labels, impute missing values, or model event sequences.
The vast amount of available medical records has the potential to improve healthcare and biomedical research. However, privacy restrictions make these data accessible for internal use only. Recent works have addressed this problem by generating synthetic data using Causal Language Modeling. Unfortunately, by taking this approach, it is often impossible to guarantee patient privacy while offering the ability to control the diversity of generations without increasing the cost of generating such data. In contrast, we present a system for generating synthetic free-text medical records using Masked Language Modeling. The system preserves critical medical information while introducing diversity in the generations and minimising re-identification risk. The system's size is about 120M parameters, minimising inference cost. The results demonstrate high-quality synthetic data with a HIPAA-compliant PHI recall rate of 96% and a re-identification risk of 3.5%. Moreover, downstream evaluations show that the generated data can effectively train a model with performance comparable to real data.
Causal language modeling using the Transformer architecture has yielded remarkable capabilities in Large Language Models (LLMs) over the last few years. However, the extent to which fundamental search and reasoning capabilities emerged within LLMs remains a topic of ongoing debate. In this work, we study if causal language modeling can learn a complex task such as solving Sudoku puzzles. To solve a Sudoku, the model is first required to search over all empty cells of the puzzle to decide on a cell to fill and then apply an appropriate strategy to fill the decided cell. Sometimes, the application of a strategy only results in thinning down the possible values in a cell rather than concluding the exact value of the cell. In such cases, multiple strategies are applied one after the other to fill a single cell. We observe that Transformer models trained on this synthetic task can indeed learn to solve Sudokus (our model solves $94.21\%$ of the puzzles fully correctly) when trained on a logical sequence of steps taken by a solver. We find that training Transformers with the logical sequence of steps is necessary and without such training, they fail to learn Sudoku. We also extend our analysis to Zebra puzzles (known as Einstein puzzles) and show that the model solves $92.04 \%$ of the puzzles fully correctly. In addition, we study the internal representations of the trained Transformer and find that through linear probing, we can decode information about the set of possible values in any given cell from them, pointing to the presence of a strong reasoning engine implicit in the Transformer weights.
Causal language modeling (CLM) serves as the foundational framework underpinning remarkable successes of recent large language models (LLMs). Despite its success, the training approach for next word prediction poses a potential risk of causing the model to overly focus on local dependencies within a sentence. While prior studies have been introduced to predict future N words simultaneously, they were primarily applied to tasks such as masked language modeling (MLM) and neural machine translation (NMT). In this study, we introduce a simple N-gram prediction framework for the CLM task. Moreover, we introduce word difference representation (WDR) as a surrogate and contextualized target representation during model training on the basis of N-gram prediction framework. To further enhance the quality of next word prediction, we propose an ensemble method that incorporates the future N words' prediction results. Empirical evaluations across multiple benchmark datasets encompassing CLM and NMT tasks demonstrate the significant advantages of our proposed methods over the conventional CLM.
Attention mechanisms that confer selective focus on a strict subset of input elements are nearly ubiquitous in language models today. We posit there to be downside to the use of attention: most information present in the input is necessarily lost. In support of this idea we observe poor input representation accuracy in transformers, but find more accurate representation in what we term masked mixers which replace self-attention with masked convolutions. Applied to TinyStories the masked mixer learns causal language tasks more efficiently than early transformer implementations and somewhat less efficiently than optimized, current implementations. The most efficient learning algorithm observed for this dataset is a transformer-masked mixer hybrid, suggesting that these models learn in an orthogonal manner. We hypothesized that the information loss exhibited by transformers would be much more detrimental to retrieval than generation, and to test this we introduce an efficient training approach for retrieval models based on existing generative model embeddings. With this method, embeddings from masked mixers are found to result in far better summary-to-story retrieval compared to embeddings from transformers.
Teaching new information to pre-trained large language models (PLM) is a crucial but challenging task. Model adaptation techniques, such as fine-tuning and parameter-efficient training have been shown to store new facts at a slow rate; continual learning is an option but is costly and prone to catastrophic forgetting. This work studies and quantifies how PLM may learn and remember new world knowledge facts that do not occur in their pre-training corpus, which only contains world knowledge up to a certain date. To that purpose, we first propose Novel-WD, a new dataset consisting of sentences containing novel facts extracted from recent Wikidata updates, along with two evaluation tasks in the form of causal language modeling and multiple choice questions (MCQ). We make this dataset freely available to the community, and release a procedure to later build new versions of similar datasets with up-to-date information. We also explore the use of prefix-tuning for novel information learning, and analyze how much information can be stored within a given prefix. We show that a single fact can reliably be encoded within a single prefix, and that the prefix capacity increases with its length and with the base model size.
In recent years, the field of Natural Language Generation (NLG) has been boosted by the recent advances in deep learning technologies. Nonetheless, these new data-intensive methods introduce language-dependent disparities in NLG as the main training data sets are in English. Also, most neural NLG systems use decoder-only (causal) transformer language models, which work well for English, but were not designed with other languages in mind. In this work we depart from the hypothesis that they may introduce generation bias in target languages with less rigid word ordering, subject omission, or different attachment preferences for relative clauses, so that for these target languages other language generation strategies may be more desirable. This paper first compares causal and non-causal language modeling for English and Spanish, two languages with different grammatical structures and over 1.5 billion and 0.5 billion speakers, respectively. For this purpose, we define a novel metric of average causal and non-causal context-conditioned entropy of the grammatical category distribution for both languages as an information-theoretic a priori approach. The evaluation of natural text sources (such as training data) in both languages reveals lower average non-causal conditional entropy in Spanish and lower causal conditional entropy in English. According to this experiment, Spanish is more predictable than English given a non-causal context. Then, by applying a conditional relative entropy metric to text generation experiments, we obtain as insights that the best performance is respectively achieved with causal NLG in English, and with non-causal NLG in Spanish. These insights support further research in NLG in Spanish using bidirectional transformer language models.
Language models can learn sophisticated language understanding skills from fitting raw text. They also unselectively learn useless corpus statistics and biases, especially during finetuning on domain-specific corpora. In this paper, we propose a simple modification to causal language modeling called conditional finetuning, which performs language modeling conditioned on a context. We show that a context can "explain away" certain corpus statistics and make the model avoid learning them. In this fashion, conditional finetuning achieves selective learning from a corpus, learning knowledge useful for downstream tasks while avoiding learning useless corpus statistics like topic biases. This selective learning effect leads to less forgetting and better stability-plasticity tradeoff in domain finetuning, potentially benefitting lifelong learning with language models.
In this paper, we investigate the output token probability information in the output embedding of language models. We find an approximate common log-linear encoding of output token probabilities within the output embedding vectors and empirically demonstrate that it is accurate and sparse. As a causality examination, we steer the encoding in output embedding to modify the output probability distribution accurately. Moreover, the sparsity we find in output probability encoding suggests that a large number of dimensions in the output embedding do not contribute to causal language modeling. Therefore, we attempt to delete the output-unrelated dimensions and find more than 30% of the dimensions can be deleted without significant movement in output distribution and sequence generation. Additionally, in the pre-training dynamics of language models, we find that the output embeddings capture the corpus token frequency information in early steps, even before an obvious convergence of parameters starts.