This paper outlines the approach of the ISDS-NLP team in the SemEval 2024 Task 10: Emotion Discovery and Reasoning its Flip in Conversation (EDiReF). For Subtask 1 we obtained a weighted F1 score of 0.43 and placed 12 in the leaderboard. We investigate two distinct approaches: Masked Language Modeling (MLM) and Causal Language Modeling (CLM). For MLM, we employ pre-trained BERT-like models in a multilingual setting, fine-tuning them with a classifier to predict emotions. Experiments with varying input lengths, classifier architectures, and fine-tuning strategies demonstrate the effectiveness of this approach. Additionally, we utilize Mistral 7B Instruct V0.2, a state-of-the-art model, applying zero-shot and few-shot prompting techniques. Our findings indicate that while Mistral shows promise, MLMs currently outperform them in sentence-level emotion classification.
We introduce and make publicly available the NIFTY Financial News Headlines dataset, designed to facilitate and advance research in financial market forecasting using large language models (LLMs). This dataset comprises two distinct versions tailored for different modeling approaches: (i) NIFTY-LM, which targets supervised fine-tuning (SFT) of LLMs with an auto-regressive, causal language-modeling objective, and (ii) NIFTY-RL, formatted specifically for alignment methods (like reinforcement learning from human feedback (RLHF)) to align LLMs via rejection sampling and reward modeling. Each dataset version provides curated, high-quality data incorporating comprehensive metadata, market indices, and deduplicated financial news headlines systematically filtered and ranked to suit modern LLM frameworks. We also include experiments demonstrating some applications of the dataset in tasks like stock price movement and the role of LLM embeddings in information acquisition/richness. The NIFTY dataset along with utilities (like truncating prompt's context length systematically) are available on Hugging Face at https://huggingface.co/datasets/raeidsaqur/NIFTY.
Radiology Report Generation (R2Gen) demonstrates how Multi-modal Large Language Models (MLLMs) can automate the creation of accurate and coherent radiological reports. Existing methods often hallucinate details in text-based reports that don't accurately reflect the image content. To mitigate this, we introduce a novel strategy, SERPENT-VLM (SElf Refining Radiology RePort GENeraTion using Vision Language Models), which improves the R2Gen task by integrating a self-refining mechanism into the MLLM framework. We employ a unique self-supervised loss that leverages similarity between pooled image representations and the contextual representations of the generated radiological text, alongside the standard Causal Language Modeling objective, to refine image-text representations. This allows the model to scrutinize and align the generated text through dynamic interaction between a given image and the generated text, therefore reducing hallucination and continuously enhancing nuanced report generation. SERPENT-VLM outperforms existing baselines such as LLaVA-Med, BiomedGPT, etc., achieving SoTA performance on the IU X-ray and Radiology Objects in COntext (ROCO) datasets, and also proves to be robust against noisy images. A qualitative case study emphasizes the significant advancements towards more sophisticated MLLM frameworks for R2Gen, opening paths for further research into self-supervised refinement in the medical imaging domain.
Most multimodal large language models (MLLMs) learn language-to-object grounding through causal language modeling where grounded objects are captured by bounding boxes as sequences of location tokens. This paradigm lacks pixel-level representations that are important for fine-grained visual understanding and diagnosis. In this work, we introduce GROUNDHOG, an MLLM developed by grounding Large Language Models to holistic segmentation. GROUNDHOG incorporates a masked feature extractor and converts extracted features into visual entity tokens for the MLLM backbone, which then connects groundable phrases to unified grounding masks by retrieving and merging the entity masks. To train GROUNDHOG, we carefully curated M3G2, a grounded visual instruction tuning dataset with Multi-Modal Multi-Grained Grounding, by harvesting a collection of segmentation-grounded datasets with rich annotations. Our experimental results show that GROUNDHOG achieves superior performance on various language grounding tasks without task-specific fine-tuning, and significantly reduces object hallucination. GROUNDHOG also demonstrates better grounding towards complex forms of visual input and provides easy-to-understand diagnosis in failure cases.
Pre-trained language models based on masked language modeling (MLM) excel in natural language understanding (NLU) tasks. While fine-tuned MLM-based encoders consistently outperform causal language modeling decoders of comparable size, recent decoder-only large language models (LLMs) perform on par with smaller MLM-based encoders. Although their performance improves with scale, LLMs fall short of achieving state-of-the-art results in information extraction (IE) tasks, many of which are formulated as sequence labeling (SL). We hypothesize that LLMs' poor SL performance stems from causal masking, which prevents the model from attending to tokens on the right of the current token. Yet, how exactly and to what extent LLMs' performance on SL can be improved remains unclear. We explore techniques for improving the SL performance of open LLMs on IE tasks by applying layer-wise removal of the causal mask (CM) during LLM fine-tuning. This approach yields performance gains competitive with state-of-the-art SL models, matching or outperforming the results of CM removal from all blocks. Our findings hold for diverse SL tasks, demonstrating that open LLMs with layer-dependent CM removal outperform strong MLM-based encoders and even instruction-tuned LLMs.
Efficient attentions have greatly improved the computational efficiency of Transformers. However, most existing linear attention mechanisms suffer from an \emph{efficiency degradation} problem, leading to inefficiencies in causal language modeling and hindering their application in long-range language models. This problem is more pronounced under language modeling with unbounded contexts. In this paper, we propose \textbf{L}inear \textbf{A}ttention \textbf{V}ia \textbf{O}rthogonal memory~(\shortname) to address these limitations, achieving strong performance while maintaining linear complexity. \shortname employs orthogonal decomposition to compress a context into a fixed-size orthogonal memory while effectively minimizing redundancy within the context. Given that orthogonal memory compresses global information, we further dissect the context to amplify fine-grained local information. Additionally, we embed the relative position encoding into \shortname to improve the extrapolation ability. Experimental results show that \shortname greatly improves the efficiency of the causal language model with the best extrapolation performance and outperforms other efficient baselines. Further, we endeavor to employ \shortname for unbounded language modeling and successfully scale the context length to 128K.
Recently, remote sensing image captioning has gained significant attention in the remote sensing community. Due to the significant differences in spatial resolution of remote sensing images, existing methods in this field have predominantly concentrated on the fine-grained extraction of remote sensing image features, but they cannot effectively handle the semantic consistency between visual features and textual features. To efficiently align the image-text, we propose a novel two-stage vision-language pre-training-based approach to bootstrap interactive image-text alignment for remote sensing image captioning, called BITA, which relies on the design of a lightweight interactive Fourier Transformer to better align remote sensing image-text features. The Fourier layer in the interactive Fourier Transformer is capable of extracting multi-scale features of remote sensing images in the frequency domain, thereby reducing the redundancy of remote sensing visual features. Specifically, the first stage involves preliminary alignment through image-text contrastive learning, which aligns the learned multi-scale remote sensing features from the interactive Fourier Transformer with textual features. In the second stage, the interactive Fourier Transformer connects the frozen image encoder with a large language model. Then, prefix causal language modeling is utilized to guide the text generation process using visual features. Ultimately, across the UCM-caption, RSICD, and NWPU-caption datasets, the experimental results clearly demonstrate that BITA outperforms other advanced comparative approaches. The code is available at https://github.com/yangcong356/BITA.
We introduce DavIR, a model-based data selection method for post-training Large Language Models. DavIR generalizes Reducible Holdout Loss to core-set selection problem of causal language modeling, and quantifies the learnability of a given datum with respect to a pre-trained LLM based on relative reduction in loss during fine-tuning, a metric we show to be closely related to the implicit reward model described in Direct Preference Optimization (DPO). We show that 6% of Alpaca dataset selected with DavIR can steer both the LLaMA and Gemma model family to produce superior performance compared to the same models trained on the full 52K dataset. We also show that Alpaca dataset compressed with DavIR can be combined with GSM8K dataset to effectively balance open-domain freeform QA and mathematical reasoning capabilities. Finally, we apply the DavIR objective to DPO and develop a normalized DavIR-DPO objective which improves alignment performance of Zephyr-7B-SFT model by 8% (relative) on AlpacaEval, compared against training on vanilla DPO objective.
What is the relationship between model architecture and the ability to perform in-context learning? In this empirical study, we take the first steps toward answering this question. We evaluate thirteen model architectures capable of causal language modeling across a suite of synthetic in-context learning tasks. These selected architectures represent a broad range of paradigms, including recurrent and convolution-based neural networks, transformers, state space model inspired, and other emerging attention alternatives. We discover that all the considered architectures can perform in-context learning under a wider range of conditions than previously documented. Additionally, we observe stark differences in statistical efficiency and consistency by varying the number of in-context examples and task difficulty. We also measure each architecture's predisposition towards in-context learning when presented with the option to memorize rather than leverage in-context examples. Finally, and somewhat surprisingly, we find that several attention alternatives are sometimes competitive with or better in-context learners than transformers. However, no single architecture demonstrates consistency across all tasks, with performance either plateauing or declining when confronted with a significantly larger number of in-context examples than those encountered during gradient-based training.
Prompt engineering is crucial for deploying LLMs but is poorly understood mathematically. We formalize LLM systems as a class of discrete stochastic dynamical systems to explore prompt engineering through the lens of control theory. We offer a mathematical analysis of the limitations on the controllability of self-attention as a function of the singular values of the parameter matrices. We present complementary empirical results on the controllability of a panel of LLMs, including Falcon-7b, Llama-7b, and Falcon-40b. Given initial state $\mathbf x_0$ from Wikitext and prompts of length $k \leq 10$ tokens, we find that the "correct" next token is reachable at least 97% of the time, and that the top 75 most likely next tokens are reachable at least 85% of the time. Intriguingly, short prompt sequences can dramatically alter the likelihood of specific outputs, even making the least likely tokens become the most likely ones. This control-theoretic analysis of LLMs demonstrates the significant and poorly understood role of input sequences in steering output probabilities, offering a foundational perspective for enhancing language model system capabilities.
The Transformer architecture has become prominent in developing large causal language models. However, mechanisms to explain its capabilities are not well understood. Focused on the training process, here we establish a meta-learning view of the Transformer architecture when trained for the causal language modeling task, by explicating an inner optimization process within the Transformer. Further, within the inner optimization, we discover and theoretically analyze a special characteristic of the norms of learned token representations within Transformer-based causal language models. Our analysis is supported by experiments in various settings.
Large language models excel in many human-language tasks but often falter in highly specialized domains like scholarly astronomy. To bridge this gap, we introduce AstroLLaMA, a 7-billion-parameter model fine-tuned from LLaMA-2 using over 300,000 astronomy abstracts from arXiv. Optimized for traditional causal language modeling, AstroLLaMA achieves a 30% lower perplexity than Llama-2, showing marked domain adaptation. Our model generates more insightful and scientifically relevant text completions and embedding extraction than state-of-the-arts foundation models despite having significantly fewer parameters. AstroLLaMA serves as a robust, domain-specific model with broad fine-tuning potential. Its public release aims to spur astronomy-focused research, including automatic paper summarization and conversational agent development.
Large language models (LLMs) have demonstrated remarkable abilities in representation learning for program synthesis and understanding tasks. The quality of the learned representations appears to be dictated by the neural scaling laws as a function of the number of model parameters and observations, while imposing upper bounds on the model performance by the amount of available data and compute, which is costly. In this study, we attempt to render the training of LLMs for program synthesis more efficient by unifying four key components: (1) model architectures, (2) learning methods, (3) infill sampling, and, (4) data distributions. Specifically, for the model architecture, we attempt to unify encoder and decoder-based models into a single prefix-LM. For learning methods, (i) causal language modeling, (ii) span corruption, (iii) infilling are unified into a simple learning algorithm. For infill sampling, we explore the claim of a "free lunch" hypothesis. For data distributions, the effect of a mixture distribution and multi-epoch training of programming and natural languages on model performance is explored. We conduct a comprehensive series of empirical experiments on 1B LLMs, for which failures and successes of this exploration are distilled into five lessons. We will provide a final recipe for training and release CodeGen2 models in size 1B, 3.7B, 7B, and, 16B parameters, along with the training framework as open-source: https://github.com/salesforce/CodeGen.
We present Video Pre-trained Transformer. VPT uses four SOTA encoder models from prior work to convert a video into a sequence of compact embeddings. Our backbone, based on a reference Flan-T5-11B architecture, learns a universal representation of the video that is a non-linear sum of the encoder models. It learns using an autoregressive causal language modeling loss by predicting the words spoken in YouTube videos. Finally, we evaluate on standard downstream benchmarks by training fully connected prediction heads for each task. To the best of our knowledge, this is the first use of multiple frozen SOTA models as encoders in an "embedding -> backbone -> prediction head" design pattern - all others have trained their own joint encoder models. Additionally, we include more modalities than the current SOTA, Merlot Reserve, by adding explicit Scene Graph information. For these two reasons, we believe it could combine the world's best open-source models to achieve SOTA performance. Initial experiments demonstrate the model is learning appropriately, but more experimentation and compute is necessary, and already in progress, to realize our loftier goals. Alongside this work, we build on the YT-20M dataset, reproducing it and adding 25,000 personally selected YouTube videos to its corpus. All code and model checkpoints are open sourced under a standard MIT license.
Protein language models (pLMs), pre-trained via causal language modeling on protein sequences, have been a promising tool for protein sequence design. In real-world protein engineering, there are many cases where the amino acids in the middle of a protein sequence are optimized while maintaining other residues. Unfortunately, because of the left-to-right nature of pLMs, existing pLMs modify suffix residues by prompting prefix residues, which are insufficient for the infilling task that considers the whole surrounding context. To find the more effective pLMs for protein engineering, we design a new benchmark, Secondary structureE InFilling rEcoveRy, SEIFER, which approximates infilling sequence design scenarios. With the evaluation of existing models on the benchmark, we reveal the weakness of existing language models and show that language models trained via fill-in-middle transformation, called ProtFIM, are more appropriate for protein engineering. Also, we prove that ProtFIM generates protein sequences with decent protein representations through exhaustive experiments and visualizations.
Related works used indexes like CKA and variants of CCA to measure the similarity of cross-lingual representations in multilingual language models. In this paper, we argue that assumptions of CKA/CCA align poorly with one of the motivating goals of cross-lingual learning analysis, i.e., explaining zero-shot cross-lingual transfer. We highlight what valuable aspects of cross-lingual similarity these indexes fail to capture and provide a motivating case study \textit{demonstrating the problem empirically}. Then, we introduce \textit{Average Neuron-Wise Correlation (ANC)} as a straightforward alternative that is exempt from the difficulties of CKA/CCA and is good specifically in a cross-lingual context. Finally, we use ANC to construct evidence that the previously introduced ``first align, then predict'' pattern takes place not only in masked language models (MLMs) but also in multilingual models with \textit{causal language modeling} objectives (CLMs). Moreover, we show that the pattern extends to the \textit{scaled versions} of the MLMs and CLMs (up to 85x original mBERT).\footnote{Our code is publicly available at \url{https://github.com/TartuNLP/xsim}}
Causal language modeling (LM) uses word history to predict the next word. BERT, on the other hand, makes use of bi-directional word information in a sentence to predict words at masked positions. While BERT is effective in sequence encoding, it is non-causal by nature and is not designed for sequence generation. In this paper, we propose a novel language model, SUffix REtrieval-Augmented LM (SUREALM), that simulates a bi-directional contextual effect in an autoregressive manner. SUREALM employs an embedding retriever to search for training sentences in a data store that share similar word history during sequence generation. In particular, the suffix portions of the retrieved sentences mimick the "future" context. We evaluated our proposed model on the DSTC9 spoken dialogue corpus and showed promising word perplexity reduction on the validation and test set compared to competitive baselines.
Recently, high-performing code generation systems based on large language models have surfaced. They are trained on massive corpora containing much more natural text than actual executable computer code. This work shows that current code generation systems exhibit undesired biases inherited from their large language model backbones, which can reduce the quality of the generated code under specific circumstances. To investigate the effect, we propose the "block of influence" concept, which enables a modular decomposition and analysis of the coding challenges. We introduce an automated intervention mechanism reminiscent of adversarial testing that exposes undesired biases through the failure modes of the models under test. Finally, we demonstrate how our framework can be used as a data transformation technique during fine-tuning, acting as a mitigation strategy for these biases.
In this work, we demonstrate that multilingual large-scale sequence-to-sequence (seq2seq) models, pre-trained on a mixture of denoising and Causal Language Modeling (CLM) tasks, are more efficient few-shot learners than decoder-only models on various tasks. In particular, we train a 20 billion parameter multilingual seq2seq model called Alexa Teacher Model (AlexaTM 20B) and show that it achieves state-of-the-art (SOTA) performance on 1-shot summarization tasks, outperforming a much larger 540B PaLM decoder model. AlexaTM 20B also achieves SOTA in 1-shot machine translation, especially for low-resource languages, across almost all language pairs supported by the model (Arabic, English, French, German, Hindi, Italian, Japanese, Marathi, Portuguese, Spanish, Tamil, and Telugu) on Flores-101 dataset. We also show in zero-shot setting, AlexaTM 20B outperforms GPT3 (175B) on SuperGLUE and SQuADv2 datasets and provides SOTA performance on multilingual tasks such as XNLI, XCOPA, Paws-X, and XWinograd. Overall, our results present a compelling case for seq2seq models as a powerful alternative to decoder-only models for Large-scale Language Model (LLM) training.
We propose a novel method enabling autocompletion of chemical flowsheets. This idea is inspired by the autocompletion of text. We represent flowsheets as strings using the text-based SFILES 2.0 notation and learn the grammatical structure of the SFILES 2.0 language and common patterns in flowsheets using a transformer-based language model. We pre-train our model on synthetically generated flowsheets to learn the flowsheet language grammar. Then, we fine-tune our model in a transfer learning step on real flowsheet topologies. Finally, we use the trained model for causal language modeling to autocomplete flowsheets. Eventually, the proposed method can provide chemical engineers with recommendations during interactive flowsheet synthesis. The results demonstrate a high potential of this approach for future AI-assisted process synthesis.