Keyphrase generation refers to the task of producing a set of words or phrases that summarises the content of a document. Continuous efforts have been dedicated to this task over the past few years, spreading across multiple lines of research, such as model architectures, data resources, and use-case scenarios. Yet, the current state of keyphrase generation remains unknown as there has been no attempt to review and analyse previous work. In this paper, we bridge this gap by presenting an analysis of over 50 research papers on keyphrase generation, offering a comprehensive overview of recent progress, limitations, and open challenges. Our findings highlight several critical issues in current evaluation practices, such as the concerning similarity among commonly-used benchmark datasets and inconsistencies in metric calculations leading to overestimated performances. Additionally, we address the limited availability of pre-trained models by releasing a strong PLM-based model for keyphrase generation as an effort to facilitate future research.
Unsupervised keyphrase prediction has gained growing interest in recent years. However, existing methods typically rely on heuristically defined importance scores, which may lead to inaccurate informativeness estimation. In addition, they lack consideration for time efficiency. To solve these problems, we propose ERU-KG, an unsupervised keyphrase generation (UKG) model that consists of an informativeness and a phraseness module. The former estimates the relevance of keyphrase candidates, while the latter generate those candidates. The informativeness module innovates by learning to model informativeness through references (e.g., queries, citation contexts, and titles) and at the term-level, thereby 1) capturing how the key concepts of documents are perceived in different contexts and 2) estimating informativeness of phrases more efficiently by aggregating term informativeness, removing the need for explicit modeling of the candidates. ERU-KG demonstrates its effectiveness on keyphrase generation benchmarks by outperforming unsupervised baselines and achieving on average 89\% of the performance of a supervised model for top 10 predictions. Additionally, to highlight its practical utility, we evaluate the model on text retrieval tasks and show that keyphrases generated by ERU-KG are effective when employed as query and document expansions. Furthermore, inference speed tests reveal that ERU-KG is the fastest among baselines of similar model sizes. Finally, our proposed model can switch between keyphrase generation and extraction by adjusting hyperparameters, catering to diverse application requirements.
State-of-the-art models for keyphrase generation require large amounts of training data to achieve good performance. However, obtaining keyphrase-labeled documents can be challenging and costly. To address this issue, we present a self-compositional data augmentation method. More specifically, we measure the relatedness of training documents based on their shared keyphrases, and combine similar documents to generate synthetic samples. The advantage of our method lies in its ability to create additional training samples that keep domain coherence, without relying on external data or resources. Our results on multiple datasets spanning three different domains, demonstrate that our method consistently improves keyphrase generation. A qualitative analysis of the generated keyphrases for the Computer Science domain confirms this improvement towards their representativity property.
Keyphrase generation (KPG) aims to automatically generate a collection of phrases representing the core concepts of a given document. The dominant paradigms in KPG include one2seq and one2set. Recently, there has been increasing interest in applying large language models (LLMs) to KPG. Our preliminary experiments reveal that it is challenging for a single model to excel in both recall and precision. Further analysis shows that: 1) the one2set paradigm owns the advantage of high recall, but suffers from improper assignments of supervision signals during training; 2) LLMs are powerful in keyphrase selection, but existing selection methods often make redundant selections. Given these observations, we introduce a generate-then-select framework decomposing KPG into two steps, where we adopt a one2set-based model as generator to produce candidates and then use an LLM as selector to select keyphrases from these candidates. Particularly, we make two important improvements on our generator and selector: 1) we design an Optimal Transport-based assignment strategy to address the above improper assignments; 2) we model the keyphrase selection as a sequence labeling task to alleviate redundant selections. Experimental results on multiple benchmark datasets show that our framework significantly surpasses state-of-the-art models, especially in absent keyphrase prediction.
Adapting keyphrase generation models to new domains typically involves few-shot fine-tuning with in-domain labeled data. However, annotating documents with keyphrases is often prohibitively expensive and impractical, requiring expert annotators. This paper presents silk, an unsupervised method designed to address this issue by extracting silver-standard keyphrases from citation contexts to create synthetic labeled data for domain adaptation. Extensive experiments across three distinct domains demonstrate that our method yields high-quality synthetic samples, resulting in significant and consistent improvements in in-domain performance over strong baselines.
Traditional keyphrase prediction methods predict a single set of keyphrases per document, failing to cater to the diverse needs of users and downstream applications. To bridge the gap, we introduce on-demand keyphrase generation, a novel paradigm that requires keyphrases that conform to specific high-level goals or intents. For this task, we present MetaKP, a large-scale benchmark comprising four datasets, 7500 documents, and 3760 goals across news and biomedical domains with human-annotated keyphrases. Leveraging MetaKP, we design both supervised and unsupervised methods, including a multi-task fine-tuning approach and a self-consistency prompting method with large language models. The results highlight the challenges of supervised fine-tuning, whose performance is not robust to distribution shifts. By contrast, the proposed self-consistency prompting approach greatly improves the performance of large language models, enabling GPT-4o to achieve 0.548 SemF1, surpassing the performance of a fully fine-tuned BART-base model. Finally, we demonstrate the potential of our method to serve as a general NLP infrastructure, exemplified by its application in epidemic event detection from social media.
Keyphrase generation has primarily been explored within the context of academic research articles, with a particular focus on scientific domains and the English language. In this work, we present EUROPA, a dataset for multilingual keyphrase generation in the legal domain. It is derived from legal judgments from the Court of Justice of the European Union (EU), and contains instances in all 24 EU official languages. We run multilingual models on our corpus and analyze the results, showing room for improvement on a domain-specific multilingual corpus such as the one we present.
This study addresses the application of encoder-only Pre-trained Language Models (PLMs) in keyphrase generation (KPG) amidst the broader availability of domain-tailored encoder-only models compared to encoder-decoder models. We investigate three core inquiries: (1) the efficacy of encoder-only PLMs in KPG, (2) optimal architectural decisions for employing encoder-only PLMs in KPG, and (3) a performance comparison between in-domain encoder-only and encoder-decoder PLMs across varied resource settings. Our findings, derived from extensive experimentation in two domains reveal that with encoder-only PLMs, although KPE with Conditional Random Fields slightly excels in identifying present keyphrases, the KPG formulation renders a broader spectrum of keyphrase predictions. Additionally, prefix-LM fine-tuning of encoder-only PLMs emerges as a strong and data-efficient strategy for KPG, outperforming general-domain seq2seq PLMs. We also identify a favorable parameter allocation towards model depth rather than width when employing encoder-decoder architectures initialized with encoder-only PLMs. The study sheds light on the potential of utilizing encoder-only PLMs for advancing KPG systems and provides a groundwork for future KPG methods. Our code and pre-trained checkpoints are released at https://github.com/uclanlp/DeepKPG.
Keyphrase generation (KG) aims to generate a set of summarizing words or phrases given a source document, while keyphrase extraction (KE) aims to identify them from the text. Because the search space is much smaller in KE, it is often combined with KG to predict keyphrases that may or may not exist in the corresponding document. However, current unified approaches adopt sequence labeling and maximization-based generation that primarily operate at a token level, falling short in observing and scoring keyphrases as a whole. In this work, we propose SimCKP, a simple contrastive learning framework that consists of two stages: 1) An extractor-generator that extracts keyphrases by learning context-aware phrase-level representations in a contrastive manner while also generating keyphrases that do not appear in the document; 2) A reranker that adapts scores for each generated phrase by likewise aligning their representations with the corresponding document. Experimental results on multiple benchmark datasets demonstrate the effectiveness of our proposed approach, which outperforms the state-of-the-art models by a significant margin.
Keyphrase Generation (KPG) is a longstanding task in NLP with widespread applications. The advent of sequence-to-sequence (seq2seq) pre-trained language models (PLMs) has ushered in a transformative era for KPG, yielding promising performance improvements. However, many design decisions remain unexplored and are often made arbitrarily. This paper undertakes a systematic analysis of the influence of model selection and decoding strategies on PLM-based KPG. We begin by elucidating why seq2seq PLMs are apt for KPG, anchored by an attention-driven hypothesis. We then establish that conventional wisdom for selecting seq2seq PLMs lacks depth: (1) merely increasing model size or performing task-specific adaptation is not parameter-efficient; (2) although combining in-domain pre-training with task adaptation benefits KPG, it does partially hinder generalization. Regarding decoding, we demonstrate that while greedy search achieves strong F1 scores, it lags in recall compared with sampling-based methods. Based on these insights, we propose DeSel, a likelihood-based decode-select algorithm for seq2seq PLMs. DeSel improves greedy search by an average of 4.7% semantic F1 across five datasets. Our collective findings pave the way for deeper future investigations into PLM-based KPG.
Multi-modal keyphrase generation aims to produce a set of keyphrases that represent the core points of the input text-image pair. In this regard, dominant methods mainly focus on multi-modal fusion for keyphrase generation. Nevertheless, there are still two main drawbacks: 1) only a limited number of sources, such as image captions, can be utilized to provide auxiliary information. However, they may not be sufficient for the subsequent keyphrase generation. 2) the input text and image are often not perfectly matched, and thus the image may introduce noise into the model. To address these limitations, in this paper, we propose a novel multi-modal keyphrase generation model, which not only enriches the model input with external knowledge, but also effectively filters image noise. First, we introduce external visual entities of the image as the supplementary input to the model, which benefits the cross-modal semantic alignment for keyphrase generation. Second, we simultaneously calculate an image-text matching score and image region-text correlation scores to perform multi-granularity image noise filtering. Particularly, we introduce the correlation scores between image regions and ground-truth keyphrases to refine the calculation of the previously-mentioned correlation scores. To demonstrate the effectiveness of our model, we conduct several groups of experiments on the benchmark dataset. Experimental results and in-depth analyses show that our model achieves the state-of-the-art performance. Our code is available on https://github.com/DeepLearnXMU/MM-MKP.
Keyphrase generation is the task of summarizing the contents of any given article into a few salient phrases (or keyphrases). Existing works for the task mostly rely on large-scale annotated datasets, which are not easy to acquire. Very few works address the problem of keyphrase generation in low-resource settings, but they still rely on a lot of additional unlabeled data for pretraining and on automatic methods for pseudo-annotations. In this paper, we present data augmentation strategies specifically to address keyphrase generation in purely resource-constrained domains. We design techniques that use the full text of the articles to improve both present and absent keyphrase generation. We test our approach comprehensively on three datasets and show that the data augmentation strategies consistently improve the state-of-the-art performance. We release our source code at https://github.com/kgarg8/kpgen-lowres-data-aug.
Despite the significant advancements in keyphrase extraction and keyphrase generation methods, the predominant approach for evaluation mainly relies on exact matching with human references. This scheme fails to recognize systems that generate keyphrases semantically equivalent to the references or diverse keyphrases that carry practical utility. To better assess the capability of keyphrase systems, we propose KPEval, a comprehensive evaluation framework consisting of four critical aspects: reference agreement, faithfulness, diversity, and utility. For each aspect, we design semantic-based metrics to reflect the evaluation objectives. Meta-evaluation studies demonstrate that our evaluation strategy correlates better with human preferences compared to a range of previously proposed metrics. Using KPEval, we re-evaluate 23 keyphrase systems and discover that (1) established model comparison results have blind-spots especially when considering reference-free evaluation; (2) large language models are underestimated by prior evaluation works; and (3) there is no single best model that can excel in all the aspects.
The emergence of ChatGPT has recently garnered significant attention from the computational linguistics community. To demonstrate its capabilities as a keyphrase generator, we conduct a preliminary evaluation of ChatGPT for the keyphrase generation task. We evaluate its performance in various aspects, including keyphrase generation prompts, keyphrase generation diversity, and long document understanding. Our evaluation is based on six benchmark datasets, and we adopt the prompt suggested by OpenAI while extending it to six candidate prompts. We find that ChatGPT performs exceptionally well on all six candidate prompts, with minor performance differences observed across the datasets. Based on our findings, we conclude that ChatGPT has great potential for keyphrase generation. Moreover, we discover that ChatGPT still faces challenges when it comes to generating absent keyphrases. Meanwhile, in the final section, we also present some limitations and future expansions of this report.
Neural models that do not rely on pre-training have excelled in the keyphrase generation task with large annotated datasets. Meanwhile, new approaches have incorporated pre-trained language models (PLMs) for their data efficiency. However, there lacks a systematic study of how the two types of approaches compare and how different design choices can affect the performance of PLM-based models. To fill in this knowledge gap and facilitate a more informed use of PLMs for keyphrase extraction and keyphrase generation, we present an in-depth empirical study. Formulating keyphrase extraction as sequence labeling and keyphrase generation as sequence-to-sequence generation, we perform extensive experiments in three domains. After showing that PLMs have competitive high-resource performance and state-of-the-art low-resource performance, we investigate important design choices including in-domain PLMs, PLMs with different pre-training objectives, using PLMs with a parameter budget, and different formulations for present keyphrases. Further results show that (1) in-domain BERT-like PLMs can be used to build strong and data-efficient keyphrase generation models; (2) with a fixed parameter budget, prioritizing model depth over width and allocating more layers in the encoder leads to better encoder-decoder models; and (3) introducing four in-domain PLMs, we achieve a competitive performance in the news domain and the state-of-the-art performance in the scientific domain.
Keyphrase generation is the task consisting in generating a set of words or phrases that highlight the main topics of a document. There are few datasets for keyphrase generation in the biomedical domain and they do not meet the expectations in terms of size for training generative models. In this paper, we introduce kp-biomed, the first large-scale biomedical keyphrase generation dataset with more than 5M documents collected from PubMed abstracts. We train and release several generative models and conduct a series of experiments showing that using large scale datasets improves significantly the performances for present and absent keyphrase generation. The dataset is available under CC-BY-NC v4.0 license at https://huggingface.co/ datasets/taln-ls2n/kpbiomed.
Keyphrase generation aims to automatically generate short phrases summarizing an input document. The recently emerged ONE2SET paradigm (Ye et al., 2021) generates keyphrases as a set and has achieved competitive performance. Nevertheless, we observe serious calibration errors outputted by ONE2SET, especially in the over-estimation of $\varnothing$ token (means "no corresponding keyphrase"). In this paper, we deeply analyze this limitation and identify two main reasons behind: 1) the parallel generation has to introduce excessive $\varnothing$ as padding tokens into training instances; and 2) the training mechanism assigning target to each slot is unstable and further aggravates the $\varnothing$ token over-estimation. To make the model well-calibrated, we propose WR-ONE2SET which extends ONE2SET with an adaptive instance-level cost Weighting strategy and a target Re-assignment mechanism. The former dynamically penalizes the over-estimated slots for different instances thus smoothing the uneven training distribution. The latter refines the original inappropriate assignment and reduces the supervisory signals of over-estimated slots. Experimental results on commonly-used datasets demonstrate the effectiveness and generality of our proposed paradigm.
Training keyphrase generation (KPG) models require a large amount of annotated data, which can be prohibitively expensive and often limited to specific domains. In this study, we first demonstrate that large distribution shifts among different domains severely hinder the transferability of KPG models. We then propose a three-stage pipeline, which gradually guides KPG models' learning focus from general syntactical features to domain-related semantics, in a data-efficient manner. With Domain-general Phrase pre-training, we pre-train Sequence-to-Sequence models with generic phrase annotations that are widely available on the web, which enables the models to generate phrases in a wide range of domains. The resulting model is then applied in the Transfer Labeling stage to produce domain-specific pseudo keyphrases, which help adapt models to a new domain. Finally, we fine-tune the model with limited data with true labels to fully adapt it to the target domain. Our experiment results show that the proposed process can produce good-quality keyphrases in new domains and achieve consistent improvements after adaptation with limited in-domain annotated data. All code and datasets are available at https://github.com/memray/OpenNMT-kpg-release.
Keyphrase generation is the task of automatically predicting keyphrases given a piece of long text. Despite its recent flourishing, keyphrase generation on non-English languages haven't been vastly investigated. In this paper, we call attention to a new setting named multilingual keyphrase generation and we contribute two new datasets, EcommerceMKP and AcademicMKP, covering six languages. Technically, we propose a retrieval-augmented method for multilingual keyphrase generation to mitigate the data shortage problem in non-English languages. The retrieval-augmented model leverages keyphrase annotations in English datasets to facilitate generating keyphrases in low-resource languages. Given a non-English passage, a cross-lingual dense passage retrieval module finds relevant English passages. Then the associated English keyphrases serve as external knowledge for keyphrase generation in the current language. Moreover, we develop a retriever-generator iterative training algorithm to mine pseudo parallel passage pairs to strengthen the cross-lingual passage retriever. Comprehensive experiments and ablations show that the proposed approach outperforms all baselines.
State-of-the-art keyphrase generation methods generally depend on large annotated datasets, limiting their performance in domains with limited annotated data. To overcome this challenge, we design a data-oriented approach that first identifies salient information using retrieval-based corpus-level statistics, and then learns a task-specific intermediate representation based on a pre-trained language model using large-scale unlabeled documents. We introduce salient span recovery and salient span prediction as denoising training objectives that condense the intra-article and inter-article knowledge essential for keyphrase generation. Through experiments on multiple keyphrase generation benchmarks, we show the effectiveness of the proposed approach for facilitating low-resource keyphrase generation and zero-shot domain adaptation. Our method especially benefits the generation of absent keyphrases, approaching the performance of models trained with large training sets.