Large language models (LLMs) pretrained on vast source code have achieved prominent progress in code intelligence. However, existing code LLMs have two main limitations in terms of architecture and pretraining tasks. First, they often adopt a specific architecture (encoder-only or decoder-only) or rely on a unified encoder-decoder network for different downstream tasks. The former paradigm is limited by inflexibility in applications while in the latter, the model is treated as a single system for all tasks, leading to suboptimal performance on a subset of tasks. Secondly, they often employ a limited set of pretraining objectives which might not be relevant to some downstream tasks and hence result in substantial performance degrade. To address these limitations, we propose ``CodeT5+'', a family of encoder-decoder LLMs for code in which component modules can be flexibly combined to suit a wide range of downstream code tasks. Such flexibility is enabled by our proposed mixture of pretraining objectives to mitigate the pretrain-finetune discrepancy. These objectives cover span denoising, contrastive learning, text-code matching, and causal LM pretraining tasks, on both unimodal and bimodal multilingual code corpora. Furthermore, we propose to initialize CodeT5+ with frozen off-the-shelf LLMs without training from scratch to efficiently scale up our models, and explore instruction-tuning to align with natural language instructions. We extensively evaluate CodeT5+ on over 20 code-related benchmarks in different settings, including zero-shot, finetuning, and instruction-tuning. We observe state-of-the-art (SoTA) model performance on various code-related tasks, such as code generation and completion, math programming, and text-to-code retrieval tasks. Particularly, our instruction-tuned CodeT5+ 16B achieves new SoTA results on HumanEval code generation task against other open code LLMs.
We present The Vault, a dataset of high-quality code-text pairs in multiple programming languages for training large language models to understand and generate code. We present methods for thoroughly extracting samples that use both rule-based and deep learning-based methods to ensure that they contain high-quality pairs of code and text, resulting in a dataset of 43 million high-quality code-text pairs. Our extensive evaluations on common coding tasks including code generation, code search and code summarization show that when fine-tuning Code Large Language Models on The Vault, such models outperform the same models trained on other datasets such as CodeSearchNet. We also provide detailed analyses of our datasets to assess the effects of various programming languages and docstrings on the performance of such models.
Code execution is a fundamental aspect of programming language semantics that reflects the exact behavior of the code. However, most pre-trained models for code intelligence ignore the execution trace and only rely on source code and syntactic structures. In this paper, we investigate how well pre-trained models can understand and perform code execution. We develop a mutation-based data augmentation technique to create a large-scale and realistic Python dataset and task for code execution, which challenges existing models such as Codex. We then present CodeExecutor, a Transformer model that leverages code execution pre-training and curriculum learning to enhance its semantic comprehension. We evaluate CodeExecutor on code execution and show its promising performance and limitations. We also demonstrate its potential benefits for code intelligence tasks such as zero-shot code-to-code search and text-to-code generation. Our analysis provides insights into the learning and generalization abilities of pre-trained models for code execution.
This paper introduces a novel code-to-code search technique that enhances the performance of Large Language Models (LLMs) by including both static and dynamic features as well as utilizing both similar and dissimilar examples during training. We present the first-ever code search method that encodes dynamic runtime information during training without the need to execute either the corpus under search or the search query at inference time and the first code search technique that trains on both positive and negative reference samples. To validate the efficacy of our approach, we perform a set of studies demonstrating the capability of enhanced LLMs to perform cross-language code-to-code search. Our evaluation demonstrates that the effectiveness of our approach is consistent across various model architectures and programming languages. We outperform the state-of-the-art cross-language search tool by up to 44.7\%. Moreover, our ablation studies reveal that even a single positive and negative reference sample in the training process results in substantial performance improvements demonstrating both similar and dissimilar references are important parts of code search. Importantly, we show that enhanced well-crafted, fine-tuned models consistently outperform enhanced larger modern LLMs without fine tuning, even when enhancing the largest available LLMs highlighting the importance for open-sourced models. To ensure the reproducibility and extensibility of our research, we present an open-sourced implementation of our tool and training procedures called REINFOREST.
As pre-trained models automate many code intelligence tasks, a widely used paradigm is to fine-tune a model on the task dataset for each programming language. A recent study reported that multilingual fine-tuning benefits a range of tasks and models. However, we find that multilingual fine-tuning leads to performance degradation on recent models UniXcoder and CodeT5. To alleviate the potentially catastrophic forgetting issue in multilingual models, we fix all pre-trained model parameters, insert the parameter-efficient structure adapter, and fine-tune it. Updating only 0.6\% of the overall parameters compared to full-model fine-tuning for each programming language, adapter tuning yields consistent improvements on code search and summarization tasks, achieving state-of-the-art results. In addition, we experimentally show its effectiveness in cross-lingual and low-resource scenarios. Multilingual fine-tuning with 200 samples per programming language approaches the results fine-tuned with the entire dataset on code summarization. Our experiments on three probing tasks show that adapter tuning significantly outperforms full-model fine-tuning and effectively overcomes catastrophic forgetting.
Code search, which aims at retrieving the most relevant code fragment for a given natural language query, is a common activity in software development practice. Recently, contrastive learning is widely used in code search research, where many data augmentation approaches for source code (e.g., semantic-preserving program transformation) are proposed to learn better representations. However, these augmentations are at the raw-data level, which requires additional code analysis in the preprocessing stage and additional training costs in the training stage. In this paper, we explore augmentation methods that augment data (both code and query) at representation level which does not require additional data processing and training, and based on this we propose a general format of representation-level augmentation that unifies existing methods. Then, we propose three new augmentation methods (linear extrapolation, binary interpolation, and Gaussian scaling) based on the general format. Furthermore, we theoretically analyze the advantages of the proposed augmentation methods over traditional contrastive learning methods on code search. We experimentally evaluate the proposed representation-level augmentation methods with state-of-the-art code search models on a large-scale public dataset consisting of six programming languages. The experimental results show that our approach can consistently boost the performance of the studied code search models. Our source code is available at https://github.com/Alex-HaochenLi/RACS.
Contrastive Learning has recently achieved state-of-the-art performance in a wide range of tasks. Many contrastive learning approaches use mined hard negatives to make batches more informative during training but these approaches are inefficient as they increase epoch length proportional to the number of mined negatives and require frequent updates of nearest neighbor indices or mining from recent batches. In this work, we provide an alternative to hard negative mining, Global Contrastive Batch Sampling (GCBS), an efficient approximation to the batch assignment problem that upper bounds the gap between the global and training losses, $\mathcal{L}^{Global} - \mathcal{L}^{Train}$, in contrastive learning settings. Through experimentation we find GCBS improves state-of-the-art performance in sentence embedding and code-search tasks. Additionally, GCBS is easy to implement as it requires only a few additional lines of code, does not maintain external data structures such as nearest neighbor indices, is more computationally efficient than the most minimal hard negative mining approaches, and makes no changes to the model being trained.
Recent advances in machine learning have significantly improved the understanding of source code data and achieved good performance on a number of downstream tasks. Open source repositories like GitHub enable this process with rich unlabeled code data. However, the lack of high quality labeled data has largely hindered the progress of several code related tasks, such as program translation, summarization, synthesis, and code search. This paper introduces XLCoST, Cross-Lingual Code SnippeT dataset, a new benchmark dataset for cross-lingual code intelligence. Our dataset contains fine-grained parallel data from 8 languages (7 commonly used programming languages and English), and supports 10 cross-lingual code tasks. To the best of our knowledge, it is the largest parallel dataset for source code both in terms of size and the number of languages. We also provide the performance of several state-of-the-art baseline models for each task. We believe this new dataset can be a valuable asset for the research community and facilitate the development and validation of new methods for cross-lingual code intelligence.
Semantic code search is the task of retrieving a code snippet given a textual description of its functionality. Recent work has been focused on using similarity metrics between neural embeddings of text and code. However, current language models are known to struggle with longer, compositional text, and multi-step reasoning. To overcome this limitation, we propose supplementing the query sentence with a layout of its semantic structure. The semantic layout is used to break down the final reasoning decision into a series of lower-level decisions. We use a Neural Module Network architecture to implement this idea. We compare our model - NS3 (Neuro-Symbolic Semantic Search) - to a number of baselines, including state-of-the-art semantic code retrieval methods, and evaluate on two datasets - CodeSearchNet and Code Search and Question Answering. We demonstrate that our approach results in more precise code retrieval, and we study the effectiveness of our modular design when handling compositional queries.
Pre-trained models for programming languages have recently demonstrated great success on code intelligence. To support both code-related understanding and generation tasks, recent works attempt to pre-train unified encoder-decoder models. However, such encoder-decoder framework is sub-optimal for auto-regressive tasks, especially code completion that requires a decoder-only manner for efficient inference. In this paper, we present UniXcoder, a unified cross-modal pre-trained model for programming language. The model utilizes mask attention matrices with prefix adapters to control the behavior of the model and leverages cross-modal contents like AST and code comment to enhance code representation. To encode AST that is represented as a tree in parallel, we propose a one-to-one mapping method to transform AST in a sequence structure that retains all structural information from the tree. Furthermore, we propose to utilize multi-modal contents to learn representation of code fragment with contrastive learning, and then align representations among programming languages using a cross-modal generation task. We evaluate UniXcoder on five code-related tasks over nine datasets. To further evaluate the performance of code fragment representation, we also construct a dataset for a new task, called zero-shot code-to-code search. Results show that our model achieves state-of-the-art performance on most tasks and analysis reveals that comment and AST can both enhance UniXcoder.
Code search is a widely used technique by developers during software development. It provides semantically similar implementations from a large code corpus to developers based on their queries. Existing techniques leverage deep learning models to construct embedding representations for code snippets and queries, respectively. Features such as abstract syntactic trees, control flow graphs, etc., are commonly employed for representing the semantics of code snippets. However, the same structure of these features does not necessarily denote the same semantics of code snippets, and vice versa. In addition, these techniques utilize multiple different word mapping functions that map query words/code tokens to embedding representations. This causes diverged embeddings of the same word/token in queries and code snippets. We propose a novel context-aware code translation technique that translates code snippets into natural language descriptions (called translations). The code translation is conducted on machine instructions, where the context information is collected by simulating the execution of instructions. We further design a shared word mapping function using one single vocabulary for generating embeddings for both translations and queries. We evaluate the effectiveness of our technique, called TranCS, on the CodeSearchNet corpus with 1,000 queries. Experimental results show that TranCS significantly outperforms state-of-the-art techniques by 49.31% to 66.50% in terms of MRR (mean reciprocal rank).
Recently, many pre-trained language models for source code have been proposed to model the context of code and serve as a basis for downstream code intelligence tasks such as code completion, code search, and code summarization. These models leverage masked pre-training and Transformer and have achieved promising results. However, currently there is still little progress regarding interpretability of existing pre-trained code models. It is not clear why these models work and what feature correlations they can capture. In this paper, we conduct a thorough structural analysis aiming to provide an interpretation of pre-trained language models for source code (e.g., CodeBERT, and GraphCodeBERT) from three distinctive perspectives: (1) attention analysis, (2) probing on the word embedding, and (3) syntax tree induction. Through comprehensive analysis, this paper reveals several insightful findings that may inspire future studies: (1) Attention aligns strongly with the syntax structure of code. (2) Pre-training language models of code can preserve the syntax structure of code in the intermediate representations of each Transformer layer. (3) The pre-trained models of code have the ability of inducing syntax trees of code. Theses findings suggest that it may be helpful to incorporate the syntax structure of code into the process of pre-training for better code representations.
The performance of neural code search is significantly influenced by the quality of the training data from which the neural models are derived. A large corpus of high-quality query and code pairs is demanded to establish a precise mapping from the natural language to the programming language. Due to the limited availability, most widely-used code search datasets are established with compromise, such as using code comments as a replacement of queries. Our empirical study on a famous code search dataset reveals that over one-third of its queries contain noises that make them deviate from natural user queries. Models trained through noisy data are faced with severe performance degradation when applied in real-world scenarios. To improve the dataset quality and make the queries of its samples semantically identical to real user queries is critical for the practical usability of neural code search. In this paper, we propose a data cleaning framework consisting of two subsequent filters: a rule-based syntactic filter and a model-based semantic filter. This is the first framework that applies semantic query cleaning to code search datasets. Experimentally, we evaluated the effectiveness of our framework on two widely-used code search models and three manually-annotated code retrieval benchmarks. Training the popular DeepCS model with the filtered dataset from our framework improves its performance by 19.2% MRR and 21.3% Answer@1, on average with the three validation benchmarks.
Semantic code search is the task of retrieving relevant code snippet given a natural language query. Different from typical information retrieval tasks, code search requires to bridge the semantic gap between the programming language and natural language, for better describing intrinsic concepts and semantics. Recently, deep neural network for code search has been a hot research topic. Typical methods for neural code search first represent the code snippet and query text as separate embeddings, and then use vector distance (e.g. dot-product or cosine) to calculate the semantic similarity between them. There exist many different ways for aggregating the variable length of code or query tokens into a learnable embedding, including bi-encoder, cross-encoder, and poly-encoder. The goal of the query encoder and code encoder is to produce embeddings that are close with each other for a related pair of query and the corresponding desired code snippet, in which the choice and design of encoder is very significant. In this paper, we propose a novel deep semantic model which makes use of the utilities of not only the multi-modal sources, but also feature extractors such as self-attention, the aggregated vectors, combination of the intermediate representations. We apply the proposed model to tackle the CodeSearchNet challenge about semantic code search. We align cross-lingual embedding for multi-modality learning with large batches and hard example mining, and combine different learned representations for better enhancing the representation learning. Our model is trained on CodeSearchNet corpus and evaluated on the held-out data, the final model achieves 0.384 NDCG and won the first place in this benchmark. Models and code are available at https://github.com/overwindows/SemanticCodeSearch.git.
In this paper, we propose the CodeRetriever model, which learns the function-level code semantic representations through large-scale code-text contrastive pre-training. We adopt two contrastive learning schemes in CodeRetriever: unimodal contrastive learning and bimodal contrastive learning. For unimodal contrastive learning, we design an unsupervised learning approach to build semantic-related code pairs based on the documentation and function name. For bimodal contrastive learning, we leverage the documentation and in-line comments of code to build code-text pairs. Both contrastive objectives can fully leverage large-scale code corpus for pre-training. Extensive experimental results show that CodeRetriever achieves new state-of-the-art with significant improvement over existing code pre-trained models, on eleven domain/language-specific code search tasks with six programming languages in different code granularity (function-level, snippet-level and statement-level). These results demonstrate the effectiveness and robustness of CodeRetriever.
In source code search, a common information-seeking strategy involves providing a short initial query with a broad meaning, and then iteratively refining the query using terms gleaned from the results of subsequent searches. This strategy requires programmers to spend time reading search results that are irrelevant to their development needs. In contrast, when programmers seek information from other humans, they typically refine queries by asking and answering clarifying questions. Clarifying questions have been shown to benefit general-purpose search engines, but have not been examined in the context of code search. We present a method for generating natural-sounding clarifying questions using information extracted from function names and comments. Our method outperformed a keyword-based method for single-turn refinement in synthetic studies, and was associated with shorter search duration in human studies.
With the great success of pre-trained models, the pretrain-then-finetune paradigm has been widely adopted on downstream tasks for source code understanding. However, compared to costly training a large-scale model from scratch, how to effectively adapt pre-trained models to a new task has not been fully explored. In this paper, we propose an approach to bridge pre-trained models and code-related tasks. We exploit semantic-preserving transformation to enrich downstream data diversity, and help pre-trained models learn semantic features invariant to these semantically equivalent transformations. Further, we introduce curriculum learning to organize the transformed data in an easy-to-hard manner to fine-tune existing pre-trained models. We apply our approach to a range of pre-trained models, and they significantly outperform the state-of-the-art models on tasks for source code understanding, such as algorithm classification, code clone detection, and code search. Our experiments even show that without heavy pre-training on code data, natural language pre-trained model RoBERTa fine-tuned with our lightweight approach could outperform or rival existing code pre-trained models fine-tuned on the above tasks, such as CodeBERT and GraphCodeBERT. This finding suggests that there is still much room for improvement in code pre-trained models.
Code search aims to retrieve accurate code snippets based on a natural language query to improve software productivity and quality. With the massive amount of available programs such as (on GitHub or Stack Overflow), identifying and localizing the precise code is critical for the software developers. In addition, Deep learning has recently been widely applied to different code-related scenarios, e.g., vulnerability detection, source code summarization. However, automated deep code search is still challenging since it requires a high-level semantic mapping between code and natural language queries. Most existing deep learning-based approaches for code search rely on the sequential text i.e., feeding the program and the query as a flat sequence of tokens to learn the program semantics while the structural information is not fully considered. Furthermore, the widely adopted Graph Neural Networks (GNNs) have proved their effectiveness in learning program semantics, however, they also suffer the problem of capturing the global dependencies in the constructed graph, which limits the model learning capacity. To address these challenges, in this paper, we design a novel neural network framework, named GraphSearchNet, to enable an effective and accurate source code search by jointly learning the rich semantics of both source code and natural language queries. Specifically, we propose to construct graphs for the source code and queries with bidirectional GGNN (BiGGNN) to capture the local structural information of the source code and queries. Furthermore, we enhance BiGGNN by utilizing the multi-head attention module to supplement the global dependencies that BiGGNN missed to improve the model learning capacity. The extensive experiments on Java and Python programming language from the public benchmark CodeSearchNet confirm that GraphSearchNet outperforms current state-of-the-art works.
Recently, deep learning methods have become mainstream in code search since they do better at capturing semantic correlations between code snippets and search queries and have promising performance. However, code snippets have diverse information from different dimensions, such as business logic, specific algorithm, and hardware communication, so it is hard for a single code representation module to cover all the perspectives. On the other hand, as a specific query may focus on one or several perspectives, it is difficult for a single query representation module to represent different user intents. In this paper, we propose MuCoS, a multi-model ensemble learning architecture for semantic code search. It combines several individual learners, each of which emphasizes a specific perspective of code snippets. We train the individual learners on different datasets which contain different perspectives of code information, and we use a data augmentation strategy to get these different datasets. Then we ensemble the learners to capture comprehensive features of code snippets.
Semantic code search is about finding semantically relevant code snippets for a given natural language query. In the state-of-the-art approaches, the semantic similarity between code and query is quantified as the distance of their representation in the shared vector space. In this paper, to improve the vector space, we introduce tree-serialization methods on a simplified form of AST and build the multimodal representation for the code data. We conduct extensive experiments using a single corpus that is large-scale and multi-language: CodeSearchNet. Our results show that both our tree-serialized representations and multimodal learning model improve the performance of code search. Last, we define intuitive quantification metrics oriented to the completeness of semantic and syntactic information of the code data, to help understand the experimental findings.