One-Shot Hierarchical Federated Clustering for Distributed Non-IID Biomedical Data Analysis

원문 초록

In multi-institutional biomedical data analysis, comprehensive disease profiles are often fragmented across different data silos. Furthermore, local data distributions typically exhibit varying levels of granularity or even complex nested structures. Although Hierarchical Clustering (HC) is a powerful tool for exploring such data topologies, its cumbersome recursive process incurs prohibitive computational overhead and renders it highly susceptible to privacy leakage. This paper, therefore, introduces an efficient one-shot hierarchical FC framework that performs client-end (institutions) distribution exploration and server-end distribution aggregation through one-way prototype-level communication from clients to the server. Although the designed one-shot prototype transmission guarantees minimal computational overhead and mitigates privacy risks, it inevitably incurs information loss. To counteract this, a multi-granular competitive learning mechanism is proposed on the server to fuse the clusterlets, effectively maximizing the retention and mining of global distribution topologies under limited, one-way communication constraints. It turns out that the complex cluster distributions across clients can be efficiently explored, and extensive experiments comparing state-of-the-art methods on public datasets demonstrate the superiority of the proposed framework in balancing robust clustering, privacy preservation, and computational efficiency.