Cross-encoders distilled from large language models (LLMs) are often more effective re-rankers than cross-encoders fine-tuned on manually labeled data. However, distilled models do not match the effectiveness of their teacher LLMs. We hypothesize that this effectiveness gap is due to the fact that previous work has not applied the best-suited methods for fine-tuning cross-encoders on manually labeled data (e.g., hard-negative sampling, deep sampling, and listwise loss functions). To close this gap, we create a new dataset, Rank-DistiLLM. Cross-encoders trained on Rank-DistiLLM achieve the effectiveness of LLMs while being up to 173 times faster and 24 times more memory efficient. Our code and data is available at https://github.com/webis-de/ECIR-25.
The Probability Ranking Principle (PRP) has been considered as the foundational standard in the design of information retrieval (IR) systems. The principle requires an IR module's returned list of results to be ranked with respect to the underlying user interests, so as to maximize the results' utility. Nevertheless, we point out that it is inappropriate to indiscriminately apply PRP through every stage of a contemporary IR system. Such systems contain multiple stages (e.g., retrieval, pre-ranking, ranking, and re-ranking stages, as examined in this paper). The \emph{selection bias} inherent in the model of each stage significantly influences the results that are ultimately presented to users. To address this issue, we propose an improved ranking principle for multi-stage systems, namely the Generalized Probability Ranking Principle (GPRP), to emphasize both the selection bias in each stage of the system pipeline as well as the underlying interest of users. We realize GPRP via a unified algorithmic framework named Full Stage Learning to Rank. Our core idea is to first estimate the selection bias in the subsequent stages and then learn a ranking model that best complies with the downstream modules' selection bias so as to deliver its top ranked results to the final ranked list in the system's output. We performed extensive experiment evaluations of our developed Full Stage Learning to Rank solution, using both simulations and online A/B tests in one of the leading short-video recommendation platforms. The algorithm is proved to be effective in both retrieval and ranking stages. Since deployed, the algorithm has brought consistent and significant performance gain to the platform.
This paper describes our participation in the TREC 2023 Deep Learning Track. We submitted runs that apply generative relevance feedback from a large language model in both a zero-shot and pseudo-relevance feedback setting over two sparse retrieval approaches, namely BM25 and SPLADE. We couple this first stage with adaptive re-ranking over a BM25 corpus graph scored using a monoELECTRA cross-encoder. We investigate the efficacy of these generative approaches for different query types in first-stage retrieval. In re-ranking, we investigate operating points of adaptive re-ranking with different first stages to find the point in graph traversal where the first stage no longer has an effect on the performance of the overall retrieval pipeline. We find some performance gains from the application of generative query reformulation. However, our strongest run in terms of P@10 and nDCG@10 applied both adaptive re-ranking and generative pseudo-relevance feedback, namely uogtr_b_grf_e_gb.
This report presents the ECO (Ensembled Clip score and cOnsensus score) pipeline from team DSBA LAB, which is a new framework used to evaluate and rank captions for a given image. ECO selects the most accurate caption describing image. It is made possible by combining an Ensembled CLIP score, which considers the semantic alignment between the image and captions, with a Consensus score that accounts for the essentialness of the captions. Using this framework, we achieved notable success in the CVPR 2024 Workshop Challenge on Caption Re-ranking Evaluation at the New Frontiers for Zero-Shot Image Captioning Evaluation (NICE). Specifically, we secured third place based on the CIDEr metric, second in both the SPICE and METEOR metrics, and first in the ROUGE-L and all BLEU Score metrics. The code and configuration for the ECO framework are available at https://github.com/DSBA-Lab/ECO .
Utilizing large language models (LLMs) for zero-shot document ranking is done in one of two ways: (1) prompt-based re-ranking methods, which require no further training but are only feasible for re-ranking a handful of candidate documents due to computational costs; and (2) unsupervised contrastive trained dense retrieval methods, which can retrieve relevant documents from the entire corpus but require a large amount of paired text data for contrastive training. In this paper, we propose PromptReps, which combines the advantages of both categories: no need for training and the ability to retrieve from the whole corpus. Our method only requires prompts to guide an LLM to generate query and document representations for effective document retrieval. Specifically, we prompt the LLMs to represent a given text using a single word, and then use the last token's hidden states and the corresponding logits associated with the prediction of the next token to construct a hybrid document retrieval system. The retrieval system harnesses both dense text embedding and sparse bag-of-words representations given by the LLM. Our experimental evaluation on the MSMARCO, TREC deep learning and BEIR zero-shot document retrieval datasets illustrates that this simple prompt-based LLM retrieval method can achieve a similar or higher retrieval effectiveness than state-of-the-art LLM embedding methods that are trained with large amounts of unsupervised data, especially when using a larger LLM.
Fair re-ranking aims to redistribute ranking slots among items more equitably to ensure responsibility and ethics. The exploration of redistribution problems has a long history in economics, offering valuable insights for conceptualizing fair re-ranking as a taxation process. Such a formulation provides us with a fresh perspective to re-examine fair re-ranking and inspire the development of new methods. From a taxation perspective, we theoretically demonstrate that most previous fair re-ranking methods can be reformulated as an item-level tax policy. Ideally, a good tax policy should be effective and conveniently controllable to adjust ranking resources. However, both empirical and theoretical analyses indicate that the previous item-level tax policy cannot meet two ideal controllable requirements: (1) continuity, ensuring minor changes in tax rates result in small accuracy and fairness shifts; (2) controllability over accuracy loss, ensuring precise estimation of the accuracy loss under a specific tax rate. To overcome these challenges, we introduce a new fair re-ranking method named Tax-rank, which levies taxes based on the difference in utility between two items. Then, we efficiently optimize such an objective by utilizing the Sinkhorn algorithm in optimal transport. Upon a comprehensive analysis, Our model Tax-rank offers a superior tax policy for fair re-ranking, theoretically demonstrating both continuity and controllability over accuracy loss. Experimental results show that Tax-rank outperforms all state-of-the-art baselines in terms of effectiveness and efficiency on recommendation and advertising tasks.
We study ranked list truncation (RLT) from a novel "retrieve-then-re-rank" perspective, where we optimize re-ranking by truncating the retrieved list (i.e., trim re-ranking candidates). RLT is crucial for re-ranking as it can improve re-ranking efficiency by sending variable-length candidate lists to a re-ranker on a per-query basis. It also has the potential to improve re-ranking effectiveness. Despite its importance, there is limited research into applying RLT methods to this new perspective. To address this research gap, we reproduce existing RLT methods in the context of re-ranking, especially newly emerged large language model (LLM)-based re-ranking. In particular, we examine to what extent established findings on RLT for retrieval are generalizable to the "retrieve-then-re-rank" setup from three perspectives: (i) assessing RLT methods in the context of LLM-based re-ranking with lexical first-stage retrieval, (ii) investigating the impact of different types of first-stage retrievers on RLT methods, and (iii) investigating the impact of different types of re-rankers on RLT methods. We perform experiments on the TREC 2019 and 2020 deep learning tracks, investigating 8 RLT methods for pipelines involving 3 retrievers and 2 re-rankers. We reach new insights into RLT methods in the context of re-ranking.
The PLAID (Performance-optimized Late Interaction Driver) algorithm for ColBERTv2 uses clustered term representations to retrieve and progressively prune documents for final (exact) document scoring. In this paper, we reproduce and fill in missing gaps from the original work. By studying the parameters PLAID introduces, we find that its Pareto frontier is formed of a careful balance among its three parameters; deviations beyond the suggested settings can substantially increase latency without necessarily improving its effectiveness. We then compare PLAID with an important baseline missing from the paper: re-ranking a lexical system. We find that applying ColBERTv2 as a re-ranker atop an initial pool of BM25 results provides better efficiency-effectiveness trade-offs in low-latency settings. However, re-ranking cannot reach peak effectiveness at higher latency settings due to limitations in recall of lexical matching and provides a poor approximation of an exhaustive ColBERTv2 search. We find that recently proposed modifications to re-ranking that pull in the neighbors of top-scoring documents overcome this limitation, providing a Pareto frontier across all operational points for ColBERTv2 when evaluated using a well-annotated dataset. Curious about why re-ranking methods are highly competitive with PLAID, we analyze the token representation clusters PLAID uses for retrieval and find that most clusters are predominantly aligned with a single token and vice versa. Given the competitive trade-offs that re-ranking baselines exhibit, this work highlights the importance of carefully selecting pertinent baselines when evaluating the efficiency of retrieval engines.
Retrieval-Augmented Generation (RAG) demonstrates great value in alleviating outdated knowledge or hallucination by supplying LLMs with updated and relevant knowledge. However, there are still several difficulties for RAG in understanding complex multi-hop query and retrieving relevant documents, which require LLMs to perform reasoning and retrieve step by step. Inspired by human's reasoning process in which they gradually search for the required information, it is natural to ask whether the LLMs could notice the missing information in each reasoning step. In this work, we first experimentally verified the ability of LLMs to extract information as well as to know the missing. Based on the above discovery, we propose a Missing Information Guided Retrieve-Extraction-Solving paradigm (MIGRES), where we leverage the identification of missing information to generate a targeted query that steers the subsequent knowledge retrieval. Besides, we design a sentence-level re-ranking filtering approach to filter the irrelevant content out from document, along with the information extraction capability of LLMs to extract useful information from cleaned-up documents, which in turn to bolster the overall efficacy of RAG. Extensive experiments conducted on multiple public datasets reveal the superiority of the proposed MIGRES method, and analytical experiments demonstrate the effectiveness of our proposed modules.
The late interaction paradigm introduced with ColBERT stands out in the neural Information Retrieval space, offering a compelling effectiveness-efficiency trade-off across many benchmarks. Efficient late interaction retrieval is based on an optimized multi-step strategy, where an approximate search first identifies a set of candidate documents to re-rank exactly. In this work, we introduce SPLATE, a simple and lightweight adaptation of the ColBERTv2 model which learns an ``MLM adapter'', mapping its frozen token embeddings to a sparse vocabulary space with a partially learned SPLADE module. This allows us to perform the candidate generation step in late interaction pipelines with traditional sparse retrieval techniques, making it particularly appealing for running ColBERT in CPU environments. Our SPLATE ColBERTv2 pipeline achieves the same effectiveness as the PLAID ColBERTv2 engine by re-ranking 50 documents that can be retrieved under 10ms.
Retrieving relevant tables containing the necessary information to accurately answer a given question over tables is critical to open-domain question-answering (QA) systems. Previous methods assume the answer to such a question can be found either in a single table or multiple tables identified through question decomposition or rewriting. However, neither of these approaches is sufficient, as many questions require retrieving multiple tables and joining them through a join plan that cannot be discerned from the user query itself. If the join plan is not considered in the retrieval stage, the subsequent steps of reasoning and answering based on those retrieved tables are likely to be incorrect. To address this problem, we introduce a method that uncovers useful join relations for any query and database during table retrieval. We use a novel re-ranking method formulated as a mixed-integer program that considers not only table-query relevance but also table-table relevance that requires inferring join relationships. Our method outperforms the state-of-the-art approaches for table retrieval by up to 9.3% in F1 score and for end-to-end QA by up to 5.4% in accuracy.
The Knowledge Graph Entity Typing (KGET) task aims to predict missing type annotations for entities in knowledge graphs. Recent works only utilize the \textit{\textbf{structural knowledge}} in the local neighborhood of entities, disregarding \textit{\textbf{semantic knowledge}} in the textual representations of entities, relations, and types that are also crucial for type inference. Additionally, we observe that the interaction between semantic and structural knowledge can be utilized to address the false-negative problem. In this paper, we propose a novel \textbf{\underline{S}}emantic and \textbf{\underline{S}}tructure-aware KG \textbf{\underline{E}}ntity \textbf{\underline{T}}yping~{(SSET)} framework, which is composed of three modules. First, the \textit{Semantic Knowledge Encoding} module encodes factual knowledge in the KG with a Masked Entity Typing task. Then, the \textit{Structural Knowledge Aggregation} module aggregates knowledge from the multi-hop neighborhood of entities to infer missing types. Finally, the \textit{Unsupervised Type Re-ranking} module utilizes the inference results from the two models above to generate type predictions that are robust to false-negative samples. Extensive experiments show that SSET significantly outperforms existing state-of-the-art methods.
The effectiveness of Large Language Models (LLMs) in generating accurate responses relies heavily on the quality of input provided, particularly when employing Retrieval Augmented Generation (RAG) techniques. RAG enhances LLMs by sourcing the most relevant text chunk(s) to base queries upon. Despite the significant advancements in LLMs' response quality in recent years, users may still encounter inaccuracies or irrelevant answers; these issues often stem from suboptimal text chunk retrieval by RAG rather than the inherent capabilities of LLMs. To augment the efficacy of LLMs, it is crucial to refine the RAG process. This paper explores the existing constraints of RAG pipelines and introduces methodologies for enhancing text retrieval. It delves into strategies such as sophisticated chunking techniques, query expansion, the incorporation of metadata annotations, the application of re-ranking algorithms, and the fine-tuning of embedding algorithms. Implementing these approaches can substantially improve the retrieval quality, thereby elevating the overall performance and reliability of LLMs in processing and responding to queries.
Information-seeking dialogue systems are widely used in e-commerce systems, with answers that must be tailored to fit the specific settings of the online system. Given the user query, the information-seeking dialogue systems first retrieve a subset of response candidates, then further select the best response from the candidate set through re-ranking. Current methods mainly retrieve response candidates based solely on the current query, however, incorporating similar questions could introduce more diverse content, potentially refining the representation and improving the matching process. Hence, in this paper, we proposed a Query-bag based Pseudo Relevance Feedback framework (QB-PRF), which constructs a query-bag with related queries to serve as pseudo signals to guide information-seeking conversations. Concretely, we first propose a Query-bag Selection module (QBS), which utilizes contrastive learning to train the selection of synonymous queries in an unsupervised manner by leveraging the representations learned from pre-trained VAE. Secondly, we come up with a Query-bag Fusion module (QBF) that fuses synonymous queries to enhance the semantic representation of the original query through multidimensional attention computation. We verify the effectiveness of the QB-PRF framework on two competitive pretrained backbone models, including BERT and GPT-2. Experimental results on two benchmark datasets show that our framework achieves superior performance over strong baselines.
Existing cross-encoder models can be categorized as pointwise, pairwise, or listwise. Pairwise and listwise models allow passage interactions, which typically makes them more effective than pointwise models but less efficient and less robust to input passage order permutations. To enable efficient permutation-invariant passage interactions during re-ranking, we propose a new cross-encoder architecture with inter-passage attention: the Set-Encoder. In experiments on TREC Deep Learning and TIREx, the Set-Encoder is as effective as state-of-the-art listwise models while being more efficient and invariant to input passage order permutations. Compared to pointwise models, the Set-Encoder is particularly more effective when considering inter-passage information, such as novelty, and retains its advantageous properties compared to other listwise models. Our code is publicly available at https://github.com/webis-de/ECIR-25.
Advances in natural language processing techniques, such as named entity recognition and normalization to widely used standardized terminologies like UMLS or SNOMED-CT, along with the digitalization of electronic health records, have significantly advanced clinical text analysis. This study presents ClinLinker, a novel approach employing a two-phase pipeline for medical entity linking that leverages the potential of in-domain adapted language models for biomedical text mining: initial candidate retrieval using a SapBERT-based bi-encoder and subsequent re-ranking with a cross-encoder, trained by following a contrastive-learning strategy to be tailored to medical concepts in Spanish. This methodology, focused initially on content in Spanish, substantially outperforming multilingual language models designed for the same purpose. This is true even for complex scenarios involving heterogeneous medical terminologies and being trained on a subset of the original data. Our results, evaluated using top-k accuracy at 25 and other top-k metrics, demonstrate our approach's performance on two distinct clinical entity linking Gold Standard corpora, DisTEMIST (diseases) and MedProcNER (clinical procedures), outperforming previous benchmarks by 40 points in DisTEMIST and 43 points in MedProcNER, both normalized to SNOMED-CT codes. These findings highlight our approach's ability to address language-specific nuances and set a new benchmark in entity linking, offering a potent tool for enhancing the utility of digital medical records. The resulting system is of practical value, both for large scale automatic generation of structured data derived from clinical records, as well as for exhaustive extraction and harmonization of predefined clinical variables of interest.
In Open-domain Question Answering (ODQA), it is essential to discern relevant contexts as evidence and avoid spurious ones among retrieved results. The model architecture that uses concatenated multiple contexts in the decoding phase, i.e., Fusion-in-Decoder, demonstrates promising performance but generates incorrect outputs from seemingly plausible contexts. To address this problem, we propose the Multi-Granularity guided Fusion-in-Decoder (MGFiD), discerning evidence across multiple levels of granularity. Based on multi-task learning, MGFiD harmonizes passage re-ranking with sentence classification. It aggregates evident sentences into an anchor vector that instructs the decoder. Additionally, it improves decoding efficiency by reusing the results of passage re-ranking for passage pruning. Through our experiments, MGFiD outperforms existing models on the Natural Questions (NQ) and TriviaQA (TQA) datasets, highlighting the benefits of its multi-granularity solution.
The lack of training data gives rise to the system cold-start problem in recommendation systems, making them struggle to provide effective recommendations. To address this problem, Large Language Models (LLMs) can model recommendation tasks as language analysis tasks and provide zero-shot results based on their vast open-world knowledge. However, the large scale of the item corpus poses a challenge to LLMs, leading to substantial token consumption that makes it impractical to deploy in real-world recommendation systems. To tackle this challenge, we introduce a tree-based LLM recommendation framework LLMTreeRec, which structures all items into an item tree to improve the efficiency of LLM's item retrieval. LLMTreeRec achieves state-of-the-art performance under the system cold-start setting in two widely used datasets, which is even competitive with conventional deep recommendation systems that use substantial training data. Furthermore, LLMTreeRec outperforms the baseline model in A/B testing on Huawei industrial systems. Consequently, LLMTreeRec demonstrates its effectiveness as an industry-friendly solution that has been successfully deployed online. Our code is available at: https://github.com/Applied-Machine-Learning-Lab/LLMTreeRec.
Large language models with billions of parameters, such as GPT-3.5, GPT-4, and LLaMA, are increasingly prevalent. Numerous studies have explored effective prompting techniques to harness the power of these LLMs for various research problems. Retrieval, specifically in the legal data domain, poses a challenging task for the direct application of Prompting techniques due to the large number and substantial length of legal articles. This research focuses on maximizing the potential of prompting by placing it as the final phase of the retrieval system, preceded by the support of two phases: BM25 Pre-ranking and BERT-based Re-ranking. Experiments on the COLIEE 2023 dataset demonstrate that integrating prompting techniques on LLMs into the retrieval system significantly improves retrieval accuracy. However, error analysis reveals several existing issues in the retrieval system that still need resolution.
The goal of knowledge graph completion (KGC) is to predict missing facts among entities. Previous methods for KGC re-ranking are mostly built on non-generative language models to obtain the probability of each candidate. Recently, generative large language models (LLMs) have shown outstanding performance on several tasks such as information extraction and dialog systems. Leveraging them for KGC re-ranking is beneficial for leveraging the extensive pre-trained knowledge and powerful generative capabilities. However, it may encounter new problems when accomplishing the task, namely mismatch, misordering and omission. To this end, we introduce KC-GenRe, a knowledge-constrained generative re-ranking method based on LLMs for KGC. To overcome the mismatch issue, we formulate the KGC re-ranking task as a candidate identifier sorting generation problem implemented by generative LLMs. To tackle the misordering issue, we develop a knowledge-guided interactive training method that enhances the identification and ranking of candidates. To address the omission issue, we design a knowledge-augmented constrained inference method that enables contextual prompting and controlled generation, so as to obtain valid rankings. Experimental results show that KG-GenRe achieves state-of-the-art performance on four datasets, with gains of up to 6.7% and 7.7% in the MRR and Hits@1 metric compared to previous methods, and 9.0% and 11.1% compared to that without re-ranking. Extensive analysis demonstrates the effectiveness of components in KG-GenRe.