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arXiv:2411.04319

Towards Optimizing SQL Generation via LLM Routing

Text-to-SQL enables users to interact with databases through natural language, simplifying access to structured data. Although highly capable large language models (LLMs) achieve strong accuracy for complex queries, they incur unnecessary latency and dollar cost for simpler ones. In this paper, we introduce the first LLM routing approach for Text-to-SQL, which dynamically selects the most cost-effective LLM capable of generating accurate SQL for each query. We present two routing strategies (score- and classification-based) that achieve accuracy comparable to the most capable LLM while reducing costs. We design the routers for ease of training and efficient inference. In our experiments, we highlight a practical and explainable accuracy-cost trade-off on the BIRD dataset.

arXiv:2411.04975공식 코드 · Papers with Code

SuffixDecoding: Extreme Speculative Decoding for Emerging AI Applications

Speculative decoding is widely adopted to reduce latency in large language model (LLM) inference by leveraging smaller draft models capable of handling diverse user tasks. However, emerging AI applications, such as LLM-based agents, present unique workload characteristics: instead of diverse independent requests, agentic frameworks typically submit repetitive inference requests, such as multi-agent pipelines performing similar subtasks or self-refinement loops iteratively enhancing outputs. These workloads result in long and highly predictable sequences, which current speculative decoding methods do not effectively exploit. To address this gap, we introduce \emph{SuffixDecoding}, a novel method that utilizes efficient suffix trees to cache long token sequences from prompts and previous outputs. By adaptively speculating more tokens when acceptance likelihood is high and fewer when it is low, SuffixDecoding effectively exploits opportunities for longer speculations while conserving computation when those opportunities are limited. Evaluations on agentic benchmarks, including SWE-Bench and Text-to-SQL, demonstrate that SuffixDecoding achieves speedups of up to 5.3$\times$, outperforming state-of-the-art methods -- 2.8$\times$ faster than model-based approaches like EAGLE-2/3 and 1.9$\times$ faster than model-free approaches such as Token Recycling. SuffixDecoding is open-sourced at https://github.com/snowflakedb/ArcticInference.

arXiv:2411.00788

KeyInst: Keyword Instruction for Improving SQL Formulation in Text-to-SQL

Text-to-SQL parsing involves the translation of natural language queries (NLQs) into their corresponding SQL commands. A principal challenge within this domain is the formulation of SQL queries that are not only syntactically correct but also semantically aligned with the natural language input. However, the intrinsic disparity between the NLQ and the SQL poses a significant challenge. In this research, we introduce Keyword Instruction (KeyInst), a novel method designed to enhance SQL formulation by Large Language Models (LLMs). KeyInst essentially provides guidance on pivotal SQL keywords likely to be part of the final query, thus facilitates a smoother SQL query formulation process. We explore two strategies for integrating KeyInst into Text-to-SQL parsing: a pipeline strategy and a single-pass strategy. The former first generates KeyInst for question, which are then used to prompt LLMs. The latter employs a fine-tuned model to concurrently generate KeyInst and SQL in one step. We developed StrucQL, a benchmark specifically designed for the evaluation of SQL formulation. Extensive experiments on StrucQL and other benchmarks demonstrate that KeyInst significantly improves upon the existing Text-to-SQL prompting techniques.

arXiv:2411.00073공식 코드 · Papers with Code

RSL-SQL: Robust Schema Linking in Text-to-SQL Generation

Text-to-SQL generation aims to translate natural language questions into SQL statements. In Text-to-SQL based on large language models, schema linking is a widely adopted strategy to streamline the input for LLMs by selecting only relevant schema elements, therefore reducing noise and computational overhead. However, schema linking faces risks that require caution, including the potential omission of necessary elements and disruption of database structural integrity. To address these challenges, we propose a novel framework called RSL-SQL that combines bidirectional schema linking, contextual information augmentation, binary selection strategy, and multi-turn self-correction. We improve the recall of pattern linking using forward and backward pruning methods, achieving a strict recall of 94% while reducing the number of input columns by 83%. Furthermore, it hedges the risk by voting between a full mode and a simplified mode enhanced with contextual information. Experiments on the BIRD and Spider benchmarks demonstrate that our approach achieves SOTA execution accuracy among open-source solutions, with 67.2% on BIRD and 87.9% on Spider using GPT-4o. Furthermore, our approach outperforms a series of GPT-4 based Text-to-SQL systems when adopting DeepSeek (much cheaper) with same intact prompts. Extensive analysis and ablation studies confirm the effectiveness of each component in our framework. The codes are available at https://github.com/Laqcce-cao/RSL-SQL.

arXiv:2410.22082

An Actor-Critic Approach to Boosting Text-to-SQL Large Language Model

Text-To-SQL (T2S) conversion based on large language models (LLMs) has found a wide range of applications, by leveraging the capabilities of LLMs in interpreting the query intent expressed in natural language. Existing research focuses on suitable representations for data schema and/or questions, task-specific instructions and representative examples, and complicated inference pipelines. All these methods are empirical and task specific, without a theoretical bound on performance. In this paper, we propose a simple, general, and performance guaranteed T2S enhancement approach called Actor-Critic (AC). Specifically, we design two roles using the same LLM: an Actor to produce SQL queries and a Critic to evaluate the produced SQL. If the Critic believes the produced SQL is wrong, it notifies the Actor to reproduce the SQL and perform evaluation again. By this simple iterative process, expected performance can be derived in theory. We conducted extensive experiments on the Spider and related datasets with eleven LLMs, and demonstrated that the Actor-Critic method consistently improves the performance of T2S, thus serving as a general enhancement approach for T2S conversion.

arXiv:2410.16283

Understanding the Effect of Algorithm Transparency of Model Explanations in Text-to-SQL Semantic Parsing

Explaining the decisions of AI has become vital for fostering appropriate user trust in these systems. This paper investigates explanations for a structured prediction task called ``text-to-SQL Semantic Parsing'', which translates a natural language question into a structured query language (SQL) program. In this task setting, we designed three levels of model explanation, each exposing a different amount of the model's decision-making details (called ``algorithm transparency''), and investigated how different model explanations could potentially yield different impacts on the user experience. Our study with $\sim$100 participants shows that (1) the low-/high-transparency explanations often lead to less/more user reliance on the model decisions, whereas the medium-transparency explanations strike a good balance. We also show that (2) only the medium-transparency participant group was able to engage further in the interaction and exhibit increasing performance over time, and that (3) they showed the least changes in trust before and after the study.

arXiv:2410.14049

Learning Metadata-Agnostic Representations for Text-to-SQL In-Context Example Selection

In-context learning (ICL) is a powerful paradigm where large language models (LLMs) benefit from task demonstrations added to the prompt. Yet, selecting optimal demonstrations is not trivial, especially for complex or multi-modal tasks where input and output distributions differ. We hypothesize that forming task-specific representations of the input is key. In this paper, we propose a method to align representations of natural language questions and those of SQL queries in a shared embedding space. Our technique, dubbed MARLO - Metadata-Agnostic Representation Learning for Text-tO-SQL - uses query structure to model querying intent without over-indexing on underlying database metadata (i.e. tables, columns, or domain-specific entities of a database referenced in the question or query). This allows MARLO to select examples that are structurally and semantically relevant for the task rather than examples that are spuriously related to a certain domain or question phrasing. When used to retrieve examples based on question similarity, MARLO shows superior performance compared to generic embedding models (on average +2.9\%pt. in execution accuracy) on the Spider benchmark. It also outperforms the next best method that masks metadata information by +0.8\%pt. in execution accuracy on average, while imposing a significantly lower inference latency.

arXiv:2410.12916공식 코드 · Papers with Code

MSc-SQL: Multi-Sample Critiquing Small Language Models For Text-To-SQL Translation

Text-to-SQL generation enables non-experts to interact with databases via natural language. Recent advances rely on large closed-source models like GPT-4 that present challenges in accessibility, privacy, and latency. To address these issues, we focus on developing small, efficient, and open-source text-to-SQL models. We demonstrate the benefits of sampling multiple candidate SQL generations and propose our method, MSc-SQL, to critique them using associated metadata. Our sample critiquing model evaluates multiple outputs simultaneously, achieving state-of-the-art performance compared to other open-source models while remaining competitive with larger models at a much lower cost. Full code can be found at github.com/layer6ai-labs/msc-sql.

arXiv:2410.11371

Learning from Imperfect Data: Towards Efficient Knowledge Distillation of Autoregressive Language Models for Text-to-SQL

Large Language Models (LLMs) have shown promising performance in text-to-SQL, which involves translating natural language questions into SQL queries. However, current text-to-SQL LLMs are computationally expensive and challenging to deploy in real-world applications, highlighting the importance of compressing them. To achieve this goal, knowledge distillation (KD) is a common approach, which aims to distill the larger teacher model into a smaller student model. While numerous KD methods for autoregressive LLMs have emerged recently, it is still under-explored whether they work well in complex text-to-SQL scenarios. To this end, we conduct a series of analyses and reveal that these KD methods generally fall short in balancing performance and efficiency. In response to this problem, we propose to improve the KD with Imperfect Data, namely KID, which effectively boosts the performance without introducing much training budget. The core of KID is to efficiently mitigate the training-inference mismatch by simulating the cascading effect of inference in the imperfect training data. Extensive experiments on 5 text-to-SQL benchmarks show that, KID can not only achieve consistent and significant performance gains (up to +5.83% average score) across all model types and sizes, but also effectively improve the training efficiency.

arXiv:2410.11076

PRACTIQ: A Practical Conversational Text-to-SQL dataset with Ambiguous and Unanswerable Queries

Previous text-to-SQL datasets and systems have primarily focused on user questions with clear intentions that can be answered. However, real user questions can often be ambiguous with multiple interpretations or unanswerable due to a lack of relevant data. In this work, we construct a practical conversational text-to-SQL dataset called PRACTIQ, consisting of ambiguous and unanswerable questions inspired by real-world user questions. We first identified four categories of ambiguous questions and four categories of unanswerable questions by studying existing text-to-SQL datasets. Then, we generate conversations with four turns: the initial user question, an assistant response seeking clarification, the user's clarification, and the assistant's clarified SQL response with the natural language explanation of the execution results. For some ambiguous queries, we also directly generate helpful SQL responses, that consider multiple aspects of ambiguity, instead of requesting user clarification. To benchmark the performance on ambiguous, unanswerable, and answerable questions, we implemented large language model (LLM)-based baselines using various LLMs. Our approach involves two steps: question category classification and clarification SQL prediction. Our experiments reveal that state-of-the-art systems struggle to handle ambiguous and unanswerable questions effectively. We will release our code for data generation and experiments on GitHub.

arXiv:2410.01943

CHASE-SQL: Multi-Path Reasoning and Preference Optimized Candidate Selection in Text-to-SQL

In tackling the challenges of large language model (LLM) performance for Text-to-SQL tasks, we introduce CHASE-SQL, a new framework that employs innovative strategies, using test-time compute in multi-agent modeling to improve candidate generation and selection. CHASE-SQL leverages LLMs' intrinsic knowledge to generate diverse and high-quality SQL candidates using different LLM generators with: (1) a divide-and-conquer method that decomposes complex queries into manageable sub-queries in a single LLM call; (2) chain-of-thought reasoning based on query execution plans, reflecting the steps a database engine takes during execution; and (3) a unique instance-aware synthetic example generation technique, which offers specific few-shot demonstrations tailored to test questions.To identify the best candidate, a selection agent is employed to rank the candidates through pairwise comparisons with a fine-tuned binary-candidates selection LLM. This selection approach has been demonstrated to be more robust over alternatives. The proposed generators-selector framework not only enhances the quality and diversity of SQL queries but also outperforms previous methods. Overall, our proposed CHASE-SQL achieves the state-of-the-art execution accuracy of 73.0% and 73.01% on the test set and development set of the notable BIRD Text-to-SQL dataset benchmark, rendering CHASE-SQL the top submission of the leaderboard (at the time of paper submission).

arXiv:2410.01066

From Natural Language to SQL: Review of LLM-based Text-to-SQL Systems

Since the onset of LLMs, translating natural language queries to structured SQL commands is assuming increasing. Unlike the previous reviews, this survey provides a comprehensive study of the evolution of LLM-based text-to-SQL systems, from early rule-based models to advanced LLM approaches, and how LLMs impacted this field. We discuss benchmarks, evaluation methods and evaluation metrics. Also, we uniquely study the role of integration of knowledge graphs for better contextual accuracy and schema linking in these systems. The current techniques fall into two categories: in-context learning of corpus and fine-tuning, which then leads to approaches such as zero-shot, few-shot learning from the end, and data augmentation. Finally, we highlight key challenges such as computational efficiency, model robustness, and data privacy with perspectives toward their development and improvements in potential areas for future of LLM-based text-to-SQL system.

arXiv:2409.19014공식 코드 · Papers with Code

FLEX: Expert-level False-Less EXecution Metric for Reliable Text-to-SQL Benchmark

Text-to-SQL systems have become crucial for translating natural language into SQL queries in various industries, enabling non-technical users to perform complex data operations. The need for accurate evaluation methods has increased as these systems have grown more sophisticated. However, the Execution Accuracy (EX), the most prevalent evaluation metric, still shows many false positives and negatives. Thus, this paper introduces FLEX (False-Less EXecution), a novel approach to evaluating text-to-SQL systems using large language models (LLMs) to emulate human expert-level evaluation of SQL queries. Our metric improves agreement with human experts (from 62 to 87.04 in Cohen's kappa) with comprehensive context and sophisticated criteria. Our extensive experiments yield several key insights: (1) Models' performance increases by over 2.6 points on average, substantially affecting rankings on Spider and BIRD benchmarks; (2) The underestimation of models in EX primarily stems from annotation quality issues; and (3) Model performance on particularly challenging questions tends to be overestimated. This work contributes to a more accurate and nuanced evaluation of text-to-SQL systems, potentially reshaping our understanding of state-of-the-art performance in this field.

arXiv:2409.16751공식 코드 · Papers with Code

E-SQL: Direct Schema Linking via Question Enrichment in Text-to-SQL

Translating Natural Language Queries into Structured Query Language (Text-to-SQL or NLQ-to-SQL) is a critical task extensively studied by both the natural language processing and database communities, aimed at providing a natural language interface to databases (NLIDB) and lowering the barrier for non-experts. Despite recent advancements made through the use of Large Language Models (LLMs), significant challenges remain. These include handling complex database schemas, resolving ambiguity in user queries, and generating SQL queries with intricate structures that accurately reflect the user's intent. In this work, we introduce E-SQL, a novel pipeline specifically designed to address these challenges through direct schema linking and candidate predicate augmentation. E-SQL enhances the natural language query by incorporating relevant database items (i.e., tables, columns, and values) and conditions directly into the question and SQL construction plan, bridging the gap between the query and the database structure. The pipeline leverages candidate predicate augmentation to mitigate erroneous or incomplete predicates in generated SQLs. Comprehensive evaluations on the BIRD benchmark illustrate that E-SQL achieves competitive performance, particularly excelling in complex queries with a 66.29% execution accuracy on the test set. A further observation from our experiments reveals that incorporating schema filtering into the translation pipeline does not have a positive impact on performance when the most advanced proprietary LLMs are used. Additionally, our experiments with small LLMs highlight the importance and positive impact of enriched questions on their performance. Without fine-tuning, single-prompt SQL generation using enriched questions with DeepSeek Coder 7B Instruct 1.5v achieves 56.45% execution accuracy on the BIRD development set.

arXiv:2409.16682공식 코드 · Papers with Code

SynTQA: Synergistic Table-based Question Answering via Mixture of Text-to-SQL and E2E TQA

Text-to-SQL parsing and end-to-end question answering (E2E TQA) are two main approaches for Table-based Question Answering task. Despite success on multiple benchmarks, they have yet to be compared and their synergy remains unexplored. In this paper, we identify different strengths and weaknesses through evaluating state-of-the-art models on benchmark datasets: Text-to-SQL demonstrates superiority in handling questions involving arithmetic operations and long tables; E2E TQA excels in addressing ambiguous questions, non-standard table schema, and complex table contents. To combine both strengths, we propose a Synergistic Table-based Question Answering approach that integrate different models via answer selection, which is agnostic to any model types. Further experiments validate that ensembling models by either feature-based or LLM-based answer selector significantly improves the performance over individual models.

arXiv:2409.15985

DataGpt-SQL-7B: An Open-Source Language Model for Text-to-SQL

In addressing the pivotal role of translating natural language queries into SQL commands, we propose a suite of compact, fine-tuned models and self-refine mechanisms to democratize data access and analysis for non-expert users, mitigating risks associated with closed-source Large Language Models. Specifically, we constructed a dataset of over 20K sample for Text-to-SQL as well as the preference dateset, to improve the efficiency in the domain of SQL generation. To further ensure code validity, a code corrector was integrated into the model. Our system, DataGpt-sql, achieved 87.2\% accuracy on the spider-dev, respectively, showcasing the effectiveness of our solution in text-to-SQL conversion tasks. Our code, data, and models are available at \url{https://github.com/CainiaoTechAi/datagpt-sql-7b}

arXiv:2409.15907

Enhancing Text-to-SQL Capabilities of Large Language Models via Domain Database Knowledge Injection

Text-to-SQL is a subtask in semantic parsing that has seen rapid progress with the evolution of Large Language Models (LLMs). However, LLMs face challenges due to hallucination issues and a lack of domain-specific database knowledge(such as table schema and cell values). As a result, they can make errors in generating table names, columns, and matching values to the correct columns in SQL statements. This paper introduces a method of knowledge injection to enhance LLMs' ability to understand schema contents by incorporating prior knowledge. This approach improves their performance in Text-to-SQL tasks. Experimental results show that pre-training LLMs on domain-specific database knowledge and fine-tuning them on downstream Text-to-SQL tasks significantly improves the Execution Match (EX) and Exact Match (EM) metrics across various models. This effectively reduces errors in generating column names and matching values to the columns. Furthermore, the knowledge-injected models can be applied to many downstream Text-to-SQL tasks, demonstrating the generalizability of the approach presented in this paper.

arXiv:2409.14082공식 코드 · Papers with Code

PTD-SQL: Partitioning and Targeted Drilling with LLMs in Text-to-SQL

Large Language Models (LLMs) have emerged as powerful tools for Text-to-SQL tasks, exhibiting remarkable reasoning capabilities. Different from tasks such as math word problems and commonsense reasoning, SQL solutions have a relatively fixed pattern. This facilitates the investigation of whether LLMs can benefit from categorical thinking, mirroring how humans acquire knowledge through inductive reasoning based on comparable examples. In this study, we propose that employing query group partitioning allows LLMs to focus on learning the thought processes specific to a single problem type, consequently enhancing their reasoning abilities across diverse difficulty levels and problem categories. Our experiments reveal that multiple advanced LLMs, when equipped with PTD-SQL, can either surpass or match previous state-of-the-art (SOTA) methods on the Spider and BIRD datasets. Intriguingly, models with varying initial performances have exhibited significant improvements, mainly at the boundary of their capabilities after targeted drilling, suggesting a parallel with human progress. Code is available at https://github.com/lrlbbzl/PTD-SQL.

arXiv:2409.12172

You Only Read Once (YORO): Learning to Internalize Database Knowledge for Text-to-SQL

While significant progress has been made on the text-to-SQL task, recent solutions repeatedly encode the same database schema for every question, resulting in unnecessary high inference cost and often overlooking crucial database knowledge. To address these issues, we propose You Only Read Once (YORO), a novel paradigm that directly internalizes database knowledge into the parametric knowledge of a text-to-SQL model during training and eliminates the need for schema encoding during inference. YORO significantly reduces the input token length by 66%-98%. Despite its shorter inputs, our empirical results demonstrate YORO's competitive performances with traditional systems on three benchmarks as well as its significant outperformance on large databases. Furthermore, YORO excels in handling questions with challenging value retrievals such as abbreviation.

arXiv:2409.11056공식 코드 · Papers with Code

Large Language Models are Good Multi-lingual Learners : When LLMs Meet Cross-lingual Prompts

With the advent of Large Language Models (LLMs), generating rule-based data for real-world applications has become more accessible. Due to the inherent ambiguity of natural language and the complexity of rule sets, especially in long contexts, LLMs often struggle to follow all specified rules, frequently omitting at least one. To enhance the reasoning and understanding of LLMs on long and complex contexts, we propose a novel prompting strategy Multi-Lingual Prompt, namely MLPrompt, which automatically translates the error-prone rule that an LLM struggles to follow into another language, thus drawing greater attention to it. Experimental results on public datasets across various tasks have shown MLPrompt can outperform state-of-the-art prompting methods such as Chain of Thought, Tree of Thought, and Self-Consistency. Additionally, we introduce a framework integrating MLPrompt with an auto-checking mechanism for structured data generation, with a specific case study in text-to-MIP instances. Further, we extend the proposed framework for text-to-SQL to demonstrate its generation ability towards structured data synthesis.