The task of converting natural language questions (NLQs) into executable SQL queries, known as text-to-SQL, has gained significant interest in recent years, as it enables non-technical users to interact with relational databases. Many benchmarks, such as SPIDER and WikiSQL, have contributed to the development of new models and the evaluation of their performance. In addition, other datasets, like SEDE and BIRD, have introduced more challenges and complexities to better map real-world scenarios. However, these datasets primarily focus on high-resource languages such as English and Chinese. In this work, we introduce Dialect2SQL, the first large-scale, cross-domain text-to-SQL dataset in an Arabic dialect. It consists of 9,428 NLQ-SQL pairs across 69 databases in various domains. Along with SQL-related challenges such as long schemas, dirty values, and complex queries, our dataset also incorporates the complexities of the Moroccan dialect, which is known for its diverse source languages, numerous borrowed words, and unique expressions. This demonstrates that our dataset will be a valuable contribution to both the text-to-SQL community and the development of resources for low-resource languages.
Large language models (LLMs) have revolutionized natural language interfaces for databases, particularly in text-to-SQL conversion. However, current approaches often generate unreliable outputs when faced with ambiguity or insufficient context. We present Reliable Text-to-SQL (RTS), a novel framework that enhances query generation reliability by incorporating abstention and human-in-the-loop mechanisms. RTS focuses on the critical schema linking phase, which aims to identify the key database elements needed for generating SQL queries. It autonomously detects potential errors during the answer generation process and responds by either abstaining or engaging in user interaction. A vital component of RTS is the Branching Point Prediction (BPP) which utilizes statistical conformal techniques on the hidden layers of the LLM model for schema linking, providing probabilistic guarantees on schema linking accuracy. We validate our approach through comprehensive experiments on the BIRD benchmark, demonstrating significant improvements in robustness and reliability. Our findings highlight the potential of combining transparent-box LLMs with human-in-the-loop processes to create more robust natural language interfaces for databases. For the BIRD benchmark, our approach achieves near-perfect schema linking accuracy, autonomously involving a human when needed. Combined with query generation, we demonstrate that near-perfect schema linking and a small query generation model can almost match SOTA accuracy achieved with a model orders of magnitude larger than the one we use.
Text-to-SQL enables users to interact with databases through natural language, simplifying the retrieval and synthesis of information. Despite the success of large language models (LLMs) in converting natural language questions into SQL queries, their broader adoption is limited by two main challenges: achieving robust generalization across diverse queries and ensuring interpretative confidence in their predictions. To tackle these issues, our research investigates the integration of selective classifiers into Text-to-SQL systems. We analyse the trade-off between coverage and risk using entropy based confidence estimation with selective classifiers and assess its impact on the overall performance of Text-to-SQL models. Additionally, we explore the models' initial calibration and improve it with calibration techniques for better model alignment between confidence and accuracy. Our experimental results show that encoder-decoder T5 is better calibrated than in-context-learning GPT 4 and decoder-only Llama 3, thus the designated external entropy-based selective classifier has better performance. The study also reveal that, in terms of error detection, selective classifier with a higher probability detects errors associated with irrelevant questions rather than incorrect query generations.
Large language models (LLMs) have been adopted to perform text-to-SQL tasks, utilizing their in-context learning (ICL) capability to translate natural language questions into structured query language (SQL). However, such a technique faces correctness problems and requires efficient repairing solutions. In this paper, we conduct the first comprehensive study of text-to-SQL errors. Our study covers four representative ICL-based techniques, five basic repairing methods, two benchmarks, and two LLM settings. We find that text-to-SQL errors are widespread and summarize 29 error types of 7 categories. We also find that existing repairing attempts have limited correctness improvement at the cost of high computational overhead with many mis-repairs. Based on the findings, we propose MapleRepair, a novel text-to-SQL error detection and repairing framework. The evaluation demonstrates that MapleRepair outperforms existing solutions by repairing 13.8% more queries with neglectable mis-repairs and 67.4% less overhead.
Structured product data, in the form of attribute-value pairs, is essential for e-commerce platforms to support features such as faceted product search and attribute-based product comparison. However, vendors often provide unstructured product descriptions, making attribute value extraction necessary to ensure data consistency and usability. Large language models (LLMs) have demonstrated their potential for product attribute value extraction in few-shot scenarios. Recent research has shown that self-refinement techniques can improve the performance of LLMs on tasks such as code generation and text-to-SQL translation. For other tasks, the application of these techniques has resulted in increased costs due to processing additional tokens, without achieving any improvement in performance. This paper investigates applying two self-refinement techniques, error-based prompt rewriting and self-correction, to the product attribute value extraction task. The self-refinement techniques are evaluated across zero-shot, few-shot in-context learning, and fine-tuning scenarios using GPT-4o. The experiments show that both self-refinement techniques have only a marginal impact on the model's performance across the different scenarios, while significantly increasing processing costs. For scenarios with training data, fine-tuning yields the highest performance, while the ramp-up costs of fine-tuning are balanced out as the amount of product descriptions increases.
We present a question-and-answer (Q\&A) application designed to support the contract management process by leveraging combined information from contract documents (PDFs) and data retrieved from contract management systems (database). This data is processed by a large language model (LLM) to provide precise and relevant answers. The accuracy of these responses is further enhanced through the use of Retrieval-Augmented Generation (RAG), text-to-SQL techniques, and agents that dynamically orchestrate the workflow. These techniques eliminate the need to retrain the language model. Additionally, we employed Prompt Engineering to fine-tune the focus of responses. Our findings demonstrate that this multi-agent orchestration and combination of techniques significantly improve the relevance and accuracy of the answers, offering a promising direction for future information systems.
Recent advancements in large language models (LLMs) have significantly advanced text-to-SQL systems. However, most LLM-based methods often narrowly focus on SQL generation, neglecting the complexities of real-world conversational queries. This oversight can lead to unreliable responses, particularly for ambiguous questions that cannot be directly addressed with SQL. To bridge this gap, we propose MMSQL, a comprehensive test suite designed to evaluate the question classification and SQL generation capabilities of LLMs by simulating real-world scenarios with diverse question types and multi-turn Q\&A interactions. Using MMSQL, we assessed the performance of popular LLMs, including both open-source and closed-source models, and identified key factors impacting their performance in such scenarios. Moreover, we introduce an LLM-based multi-agent framework that employs specialized agents to identify question types and determine appropriate answering strategies. Our experiments demonstrate that this approach significantly enhances the model's ability to navigate the complexities of conversational dynamics, effectively handling the diverse and complex nature of user queries.
International enterprises, organizations, or hospitals collect large amounts of multi-modal data stored in databases, text documents, images, and videos. While there has been recent progress in the separate fields of multi-modal data exploration as well as in database systems that automatically translate natural language questions to database query languages, the research challenge of querying database systems combined with other unstructured modalities such as images in natural language is widely unexplored. In this paper, we propose XMODE - a system that enables explainable, multi-modal data exploration in natural language. Our approach is based on the following research contributions: (1) Our system is inspired by a real-world use case that enables users to explore multi-modal information systems. (2) XMODE leverages a LLM-based agentic AI framework to decompose a natural language question into subtasks such as text-to-SQL generation and image analysis. (3) Experimental results on multi-modal datasets over relational data and images demonstrate that our system outperforms state-of-the-art multi-modal exploration systems, excelling not only in accuracy but also in various performance metrics such as query latency, API costs, planning efficiency, and explanation quality, thanks to the more effective utilization of the reasoning capabilities of LLMs.
Recently, large language models (LLMs) have significantly improved the performance of text-to-SQL systems. Nevertheless, many state-of-the-art (SOTA) approaches have overlooked the critical aspect of system robustness. Our experiments reveal that while LLM-driven methods excel on standard datasets, their accuracy is notably compromised when faced with adversarial perturbations. To address this challenge, we propose a robust text-to-SQL solution, called Solid-SQL, designed to integrate with various LLMs. We focus on the pre-processing stage, training a robust schema-linking model enhanced by LLM-based data augmentation. Additionally, we design a two-round, structural similarity-based example retrieval strategy for in-context learning. Our method achieves SOTA SQL execution accuracy levels of 82.1% and 58.9% on the general Spider and Bird benchmarks, respectively. Furthermore, experimental results show that Solid-SQL delivers an average improvement of 11.6% compared to baselines on the perturbed Spider-Syn, Spider-Realistic, and Dr. Spider benchmarks.
Despite the significant advancements in Text-to-SQL (Text2SQL) facilitated by large language models (LLMs), the latest state-of-the-art techniques are still trapped in the in-context learning of closed-source LLMs (e.g., GPT-4), which limits their applicability in open scenarios. To address this challenge, we propose a novel RObust mUltitask Tuning and collaboration mEthod (ROUTE) to improve the comprehensive capabilities of open-source LLMs for Text2SQL, thereby providing a more practical solution. Our approach begins with multi-task supervised fine-tuning (SFT) using various synthetic training data related to SQL generation. Unlike existing SFT-based Text2SQL methods, we introduced several additional SFT tasks, including schema linking, noise correction, and continuation writing. Engaging in a variety of SQL generation tasks enhances the model's understanding of SQL syntax and improves its ability to generate high-quality SQL queries. Additionally, inspired by the collaborative modes of LLM agents, we introduce a Multitask Collaboration Prompting (MCP) strategy. This strategy leverages collaboration across several SQL-related tasks to reduce hallucinations during SQL generation, thereby maximizing the potential of enhancing Text2SQL performance through explicit multitask capabilities. Extensive experiments and in-depth analyses have been performed on eight open-source LLMs and five widely-used benchmarks. The results demonstrate that our proposal outperforms the latest Text2SQL methods and yields leading performance.
Exploratory data analysis (EDA), coupled with SQL, is essential for data analysts involved in data exploration and analysis. However, data analysts often encounter two primary challenges: (1) the need to craft SQL queries skillfully, and (2) the requirement to generate suitable visualization types that enhance the interpretation of query results. Due to its significance, substantial research efforts have been made to explore different approaches to address these challenges, including leveraging large language models (LLMs). However, existing methods fail to meet real-world data exploration requirements primarily due to (1) complex database schema; (2) unclear user intent; (3) limited cross-domain generalization capability; and (4) insufficient end-to-end text-to-visualization capability. This paper presents TiInsight, an automated SQL-based cross-domain exploratory data analysis system. First, we propose hierarchical data context (i.e., HDC), which leverages LLMs to summarize the contexts related to the database schema, which is crucial for open-world EDA systems to generalize across data domains. Second, the EDA system is divided into four components (i.e., stages): HDC generation, question clarification and decomposition, text-to-SQL generation (i.e., TiSQL), and data visualization (i.e., TiChart). Finally, we implemented an end-to-end EDA system with a user-friendly GUI interface in the production environment at PingCAP. We have also open-sourced all APIs of TiInsight to facilitate research within the EDA community. Through extensive evaluations by a real-world user study, we demonstrate that TiInsight offers remarkable performance compared to human experts. Specifically, TiSQL achieves an execution accuracy of 86.3% on the Spider dataset using GPT-4. It also demonstrates state-of-the-art performance on the Bird dataset.
Text-to-SQL task aims to automatically yield SQL queries according to user text questions. To address this problem, we propose a Cooperative SQL Generation framework based on Multi-functional Agents (CSMA) through information interaction among large language model (LLM) based agents who own part of the database schema seperately. Inspired by the collaboration in human teamwork, CSMA consists of three stages: 1) Question-related schema collection, 2) Question-corresponding SQL query generation, and 3) SQL query correctness check. In the first stage, agents analyze their respective schema and communicate with each other to collect the schema information relevant to the question. In the second stage, agents try to generate the corresponding SQL query for the question using the collected information. In the third stage, agents check if the SQL query is created correctly according to their known information. This interaction-based method makes the question-relevant part of database schema from each agent to be used for SQL generation and check. Experiments on the Spider and Bird benckmark demonstrate that CSMA achieves a high performance level comparable to the state-of-the-arts, meanwhile holding the private data in these individual agents.
Text-to-SQL systems facilitate smooth interaction with databases by translating natural language queries into Structured Query Language (SQL), bridging the gap between non-technical users and complex database management systems. This survey provides a comprehensive overview of the evolution of AI-driven text-to-SQL systems, highlighting their foundational components, advancements in large language model (LLM) architectures, and the critical role of datasets such as Spider, WikiSQL, and CoSQL in driving progress. We examine the applications of text-to-SQL in domains like healthcare, education, and finance, emphasizing their transformative potential for improving data accessibility. Additionally, we analyze persistent challenges, including domain generalization, query optimization, support for multi-turn conversational interactions, and the limited availability of datasets tailored for NoSQL databases and dynamic real-world scenarios. To address these challenges, we outline future research directions, such as extending text-to-SQL capabilities to support NoSQL databases, designing datasets for dynamic multi-turn interactions, and optimizing systems for real-world scalability and robustness. By surveying current advancements and identifying key gaps, this paper aims to guide the next generation of research and applications in LLM-based text-to-SQL systems.
This paper analyzes the performance of Small Language Models (SLMs) and Vision Language Models (VLMs) and evaluates the trade-off between model performance and carbon emissions across 4 essential tasks: Image Captioning, Visual Question Answering (VQA), Dialogue Summarization and Text-to-SQL conversion. Various SLMs and VLMs belonging to the Qwen and LLaMA architecture family are chosen and variants based on model size in terms of the number of parameters, quantization level and fine-tuning parameters are evaluated. The model variant's performance and carbon emissions are calculated. To quantify the trade-off between model performance and carbon emissions, we introduce a novel metric called CEGI (Carbon Efficient Gain Index). This metric represents the carbon emission per unit percentage gain per million trainable parameters . This metric provides a normalized measure to compare model's efficiency in terms of performance improvement relative to their environmental cost. The experiment's outcome demonstrates that fine-tuning SLMs and VLMs can achieve performance levels comparable to Large Language Models (LLMs) while producing significantly less carbon emissions. Our findings suggest that the marginal gains in accuracy from larger models do not justify the substantial increase in carbon emissions. Leveraging lower-bit quantization levels, the proposed metric further enhances energy efficiency without compromising performance. This study highlights balancing high performance and environmental sustainability. It offers a valuable metric for selecting models suitable for environmentally-friendly AI development.
The SQL-to-text generation task traditionally uses template base, Seq2Seq, tree-to-sequence, and graph-to-sequence models. Recent models take advantage of pre-trained generative language models for this task in the Seq2Seq framework. However, treating SQL as a sequence of inputs to the pre-trained models is not optimal. In this work, we put forward a new SQL intermediate representation called EzSQL to align SQL with the natural language text sequence. EzSQL simplifies the SQL queries and brings them closer to natural language text by modifying operators and keywords, which can usually be described in natural language. EzSQL also removes the need for set operators. Our proposed SQL-to-text generation model uses EzSQL as the input to a pre-trained generative language model for generating the text descriptions. We demonstrate that our model is an effective state-of-the-art method to generate text narrations from SQL queries on the WikiSQL and Spider datasets. We also show that by generating pretraining data using our SQL-to-text generation model, we can enhance the performance of Text-to-SQL parsers.
Calibration is crucial as large language models (LLMs) are increasingly deployed to convert natural language queries into SQL for commercial databases. In this work, we investigate calibration techniques for assigning confidence to generated SQL queries. We show that a straightforward baseline -- deriving confidence from the model's full-sequence probability -- outperforms recent methods that rely on follow-up prompts for self-checking and confidence verbalization. Our comprehensive evaluation, conducted across two widely-used Text-to-SQL benchmarks and multiple LLM architectures, provides valuable insights into the effectiveness of various calibration strategies.
Large Language Models (LLMs) exhibit impressive problem-solving skills across many tasks, but they still underperform compared to humans in various downstream applications, such as text-to-SQL. On the BIRD benchmark leaderboard, human performance achieves an accuracy of 92.96\%, whereas the top-performing method reaches only 72.39\%. Notably, these state-of-the-art (SoTA) methods predominantly rely on in-context learning to simulate human-like reasoning. However, they overlook a critical human skill: continual learning. Inspired by the educational practice of maintaining mistake notebooks during our formative years, we propose LPE-SQL (Leveraging Prior Experience: An Expandable Auxiliary Knowledge Base for Text-to-SQL), a novel framework designed to augment LLMs by enabling continual learning without requiring parameter fine-tuning. LPE-SQL consists of four modules that \textbf{i)} retrieve relevant entries, \textbf{ii)} efficient sql generation, \textbf{iii)} generate the final result through a cross-consistency mechanism and \textbf{iv)} log successful and failed tasks along with their reasoning processes or reflection-generated tips. Importantly, the core module of LPE-SQL is the fourth one, while the other modules employ foundational methods, allowing LPE-SQL to be easily integrated with SoTA technologies to further enhance performance. Our experimental results demonstrate that this continual learning approach yields substantial performance gains, with the smaller Llama-3.1-70B model with surpassing the performance of the larger Llama-3.1-405B model using SoTA methods.
This study examines conversational business analytics, an approach that utilizes AI to address the technical competency gaps that hinder end users from effectively using traditional self-service analytics. By facilitating natural language interactions, conversational business analytics aims to empower end users to independently retrieve data and generate insights. The analysis focuses on Text-to-SQL as a representative technology for translating natural language requests into SQL statements. Developing theoretical models grounded in expected utility theory, this study identifies the conditions under which conversational business analytics, through partial or full support, can outperform delegation to human experts. The results indicate that partial support, focusing solely on information generation by AI, is viable when the accuracy of AI-generated SQL queries leads to a profit that surpasses the performance of a human expert. In contrast, full support includes not only information generation but also validation through explanations provided by the AI, and requires sufficiently high validation effectiveness to be reliable. However, user-based validation presents challenges, such as misjudgment and rejection of valid SQL queries, which may limit the effectiveness of conversational business analytics. These challenges underscore the need for robust validation mechanisms, including improved user support, automated processes, and methods for assessing quality independent of the technical competency of end users.
To tackle the challenges of large language model performance in natural language to SQL tasks, we introduce XiYan-SQL, an innovative framework that employs a multi-generator ensemble strategy to improve candidate generation. We introduce M-Schema, a semi-structured schema representation method designed to enhance the understanding of database structures. To enhance the quality and diversity of generated candidate SQL queries, XiYan-SQL integrates the significant potential of in-context learning (ICL) with the precise control of supervised fine-tuning. On one hand, we propose a series of training strategies to fine-tune models to generate high-quality candidates with diverse preferences. On the other hand, we implement the ICL approach with an example selection method based on named entity recognition to prevent overemphasis on entities. The refiner optimizes each candidate by correcting logical or syntactical errors. To address the challenge of identifying the best candidate, we fine-tune a selection model to distinguish nuances of candidate SQL queries. The experimental results on multiple dialect datasets demonstrate the robustness of XiYan-SQL in addressing challenges across different scenarios. Overall, our proposed XiYan-SQL achieves the state-of-the-art execution accuracy of 75.63% on Bird benchmark, 89.65% on the Spider test set, 69.86% on SQL-Eval, 41.20% on NL2GQL. The proposed framework not only enhances the quality and diversity of SQL queries but also outperforms previous methods.
Real-world enterprise text-to-SQL workflows often involve complex cloud or local data across various database systems, multiple SQL queries in various dialects, and diverse operations from data transformation to analytics. We introduce Spider 2.0, an evaluation framework comprising 632 real-world text-to-SQL workflow problems derived from enterprise-level database use cases. The databases in Spider 2.0 are sourced from real data applications, often containing over 1,000 columns and stored in local or cloud database systems such as BigQuery and Snowflake. We show that solving problems in Spider 2.0 frequently requires understanding and searching through database metadata, dialect documentation, and even project-level codebases. This challenge calls for models to interact with complex SQL workflow environments, process extremely long contexts, perform intricate reasoning, and generate multiple SQL queries with diverse operations, often exceeding 100 lines, which goes far beyond traditional text-to-SQL challenges. Our evaluations indicate that based on o1-preview, our code agent framework successfully solves only 21.3% of the tasks, compared with 91.2% on Spider 1.0 and 73.0% on BIRD. Our results on Spider 2.0 show that while language models have demonstrated remarkable performance in code generation -- especially in prior text-to-SQL benchmarks -- they require significant improvement in order to achieve adequate performance for real-world enterprise usage. Progress on Spider 2.0 represents crucial steps towards developing intelligent, autonomous, code agents for real-world enterprise settings. Our code, baseline models, and data are available at https://spider2-sql.github.io