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arXiv:2409.03131공식 코드 · Papers with Code

Well, that escalated quickly: The Single-Turn Crescendo Attack (STCA)

This paper introduces a new method for adversarial attacks on large language models (LLMs) called the Single-Turn Crescendo Attack (STCA). Building on the multi-turn crescendo attack method introduced by Russinovich, Salem, and Eldan (2024), which gradually escalates the context to provoke harmful responses, the STCA achieves similar outcomes in a single interaction. By condensing the escalation into a single, well-crafted prompt, the STCA bypasses typical moderation filters that LLMs use to prevent inappropriate outputs. This technique reveals vulnerabilities in current LLMs and emphasizes the importance of stronger safeguards in responsible AI (RAI). The STCA offers a novel method that has not been previously explored.

arXiv:2409.03021

CLUE: Concept-Level Uncertainty Estimation for Large Language Models

Large Language Models (LLMs) have demonstrated remarkable proficiency in various natural language generation (NLG) tasks. Previous studies suggest that LLMs' generation process involves uncertainty. However, existing approaches to uncertainty estimation mainly focus on sequence-level uncertainty, overlooking individual pieces of information within sequences. These methods fall short in separately assessing the uncertainty of each component in a sequence. In response, we propose a novel framework for Concept-Level Uncertainty Estimation (CLUE) for LLMs. We leverage LLMs to convert output sequences into concept-level representations, breaking down sequences into individual concepts and measuring the uncertainty of each concept separately. We conduct experiments to demonstrate that CLUE can provide more interpretable uncertainty estimation results compared with sentence-level uncertainty, and could be a useful tool for various tasks such as hallucination detection and story generation.

arXiv:2409.03183

Bypassing DARCY Defense: Indistinguishable Universal Adversarial Triggers

Neural networks (NN) classification models for Natural Language Processing (NLP) are vulnerable to the Universal Adversarial Triggers (UAT) attack that triggers a model to produce a specific prediction for any input. DARCY borrows the "honeypot" concept to bait multiple trapdoors, effectively detecting the adversarial examples generated by UAT. Unfortunately, we find a new UAT generation method, called IndisUAT, which produces triggers (i.e., tokens) and uses them to craft adversarial examples whose feature distribution is indistinguishable from that of the benign examples in a randomly-chosen category at the detection layer of DARCY. The produced adversarial examples incur the maximal loss of predicting results in the DARCY-protected models. Meanwhile, the produced triggers are effective in black-box models for text generation, text inference, and reading comprehension. Finally, the evaluation results under NN models for NLP tasks indicate that the IndisUAT method can effectively circumvent DARCY and penetrate other defenses. For example, IndisUAT can reduce the true positive rate of DARCY's detection by at least 40.8% and 90.6%, and drop the accuracy by at least 33.3% and 51.6% in the RNN and CNN models, respectively. IndisUAT reduces the accuracy of the BERT's adversarial defense model by at least 34.0%, and makes the GPT-2 language model spew racist outputs even when conditioned on non-racial context.

arXiv:2409.02375

How Privacy-Savvy Are Large Language Models? A Case Study on Compliance and Privacy Technical Review

The recent advances in large language models (LLMs) have significantly expanded their applications across various fields such as language generation, summarization, and complex question answering. However, their application to privacy compliance and technical privacy reviews remains under-explored, raising critical concerns about their ability to adhere to global privacy standards and protect sensitive user data. This paper seeks to address this gap by providing a comprehensive case study evaluating LLMs' performance in privacy-related tasks such as privacy information extraction (PIE), legal and regulatory key point detection (KPD), and question answering (QA) with respect to privacy policies and data protection regulations. We introduce a Privacy Technical Review (PTR) framework, highlighting its role in mitigating privacy risks during the software development life-cycle. Through an empirical assessment, we investigate the capacity of several prominent LLMs, including BERT, GPT-3.5, GPT-4, and custom models, in executing privacy compliance checks and technical privacy reviews. Our experiments benchmark the models across multiple dimensions, focusing on their precision, recall, and F1-scores in extracting privacy-sensitive information and detecting key regulatory compliance points. While LLMs show promise in automating privacy reviews and identifying regulatory discrepancies, significant gaps persist in their ability to fully comply with evolving legal standards. We provide actionable recommendations for enhancing LLMs' capabilities in privacy compliance, emphasizing the need for robust model improvements and better integration with legal and regulatory requirements. This study underscores the growing importance of developing privacy-aware LLMs that can both support businesses in compliance efforts and safeguard user privacy rights.

arXiv:2409.02076공식 코드 · Papers with Code

LongGenBench: Benchmarking Long-Form Generation in Long Context LLMs

Current benchmarks like Needle-in-a-Haystack (NIAH), Ruler, and Needlebench focus on models' ability to understand long-context input sequences but fail to capture a critical dimension: the generation of high-quality long-form text. Applications such as design proposals, technical documentation, and creative writing rely on coherent, instruction-following outputs over extended sequences - a challenge that existing benchmarks do not adequately address. To fill this gap, we introduce LongGenBench, a novel benchmark designed to rigorously evaluate large language models' (LLMs) ability to generate long text while adhering to complex instructions. Through tasks requiring specific events or constraints within generated text, LongGenBench evaluates model performance across four distinct scenarios, three instruction types, and two generation-lengths (16K and 32K tokens). Our evaluation of ten state-of-the-art LLMs reveals that, despite strong results on Ruler, all models struggled with long text generation on LongGenBench, particularly as text length increased. This suggests that current LLMs are not yet equipped to meet the demands of real-world, long-form text generation.

arXiv:2409.01193공식 코드 · Papers with Code

CLIBE: Detecting Dynamic Backdoors in Transformer-based NLP Models

Backdoors can be injected into NLP models to induce misbehavior when the input text contains a specific feature, known as a trigger, which the attacker secretly selects. Unlike fixed words, phrases, or sentences used in the static text trigger, NLP dynamic backdoor attacks design triggers associated with abstract and latent text features, making them considerably stealthier than traditional static backdoor attacks. However, existing research on NLP backdoor detection primarily focuses on defending against static backdoor attacks, while detecting dynamic backdoors in NLP models remains largely unexplored. This paper presents CLIBE, the first framework to detect dynamic backdoors in Transformer-based NLP models. CLIBE injects a "few-shot perturbation" into the suspect Transformer model by crafting optimized weight perturbation in the attention layers to make the perturbed model classify a limited number of reference samples as a target label. Subsequently, CLIBE leverages the generalization ability of this few-shot perturbation to determine whether the original model contains a dynamic backdoor. Extensive evaluation on three advanced NLP dynamic backdoor attacks, two widely-used Transformer frameworks, and four real-world classification tasks strongly validates the effectiveness of CLIBE. We also demonstrate the robustness of CLIBE against various adaptive attacks. Furthermore, we employ CLIBE to scrutinize 49 popular Transformer models on Hugging Face and discover one exhibiting a high probability of containing a dynamic backdoor. We have contacted Hugging Face and provided detailed evidence of this model's backdoor behavior. Moreover, we extend CLIBE to detect backdoor text generation models modified to exhibit toxic behavior. To the best of our knowledge, CLIBE is the first framework capable of detecting backdoors in text generation models without access to trigger input test samples.

arXiv:2409.00863공식 코드 · Papers with Code

Fisher Information guided Purification against Backdoor Attacks

Studies on backdoor attacks in recent years suggest that an adversary can compromise the integrity of a deep neural network (DNN) by manipulating a small set of training samples. Our analysis shows that such manipulation can make the backdoor model converge to a bad local minima, i.e., sharper minima as compared to a benign model. Intuitively, the backdoor can be purified by re-optimizing the model to smoother minima. However, a na\"ive adoption of any optimization targeting smoother minima can lead to sub-optimal purification techniques hampering the clean test accuracy. Hence, to effectively obtain such re-optimization, inspired by our novel perspective establishing the connection between backdoor removal and loss smoothness, we propose Fisher Information guided Purification (FIP), a novel backdoor purification framework. Proposed FIP consists of a couple of novel regularizers that aid the model in suppressing the backdoor effects and retaining the acquired knowledge of clean data distribution throughout the backdoor removal procedure through exploiting the knowledge of Fisher Information Matrix (FIM). In addition, we introduce an efficient variant of FIP, dubbed as Fast FIP, which reduces the number of tunable parameters significantly and obtains an impressive runtime gain of almost $5\times$. Extensive experiments show that the proposed method achieves state-of-the-art (SOTA) performance on a wide range of backdoor defense benchmarks: 5 different tasks -- Image Recognition, Object Detection, Video Action Recognition, 3D point Cloud, Language Generation; 11 different datasets including ImageNet, PASCAL VOC, UCF101; diverse model architectures spanning both CNN and vision transformer; 14 different backdoor attacks, e.g., Dynamic, WaNet, LIRA, ISSBA, etc.

arXiv:2409.01053

A Perspective on Literary Metaphor in the Context of Generative AI

At the intersection of creative text generation and literary theory, this study explores the role of literary metaphor and its capacity to generate a range of meanings. In this regard, literary metaphor is vital to the development of any particular language. To investigate whether the inclusion of original figurative language improves textual quality, we trained an LSTM-based language model in Afrikaans. The network produces phrases containing compellingly novel figures of speech. Specifically, the emphasis falls on how AI might be utilised as a defamiliarisation technique, which disrupts expected uses of language to augment poetic expression. Providing a literary perspective on text generation, the paper raises thought-provoking questions on aesthetic value, interpretation and evaluation.

arXiv:2409.02908

Masked Diffusion Models are Secretly Time-Agnostic Masked Models and Exploit Inaccurate Categorical Sampling

Masked diffusion models (MDMs) have emerged as a popular research topic for generative modeling of discrete data, thanks to their superior performance over other discrete diffusion models, and are rivaling the auto-regressive models (ARMs) for language modeling tasks. The recent effort in simplifying the masked diffusion framework further leads to alignment with continuous-space diffusion models and more principled training and sampling recipes. In this paper, however, we reveal that both training and sampling of MDMs are theoretically free from the time variable, arguably the key signature of diffusion models, and are instead equivalent to masked models. The connection on the sampling aspect is drawn by our proposed first-hitting sampler (FHS). Specifically, we show that the FHS is theoretically equivalent to MDMs' original generation process while significantly alleviating the time-consuming categorical sampling and achieving a 20$\times$ speedup. In addition, our investigation raises doubts about whether MDMs can truly beat ARMs in text generation. We identify, for the first time, an underlying numerical issue, even with the commonly used 32-bit floating-point precision, which results in inaccurate categorical sampling. We show that it lowers the effective temperature both theoretically and empirically, and the resulting decrease in token diversity makes previous evaluations, which assess the generation quality solely through the incomplete generative perplexity metric, somewhat unfair.

arXiv:2409.02691

LLM-Assisted Visual Analytics: Opportunities and Challenges

We explore the integration of large language models (LLMs) into visual analytics (VA) systems to transform their capabilities through intuitive natural language interactions. We survey current research directions in this emerging field, examining how LLMs are integrated into data management, language interaction, visualisation generation, and language generation processes. We highlight the new possibilities that LLMs bring to VA, especially how they can change VA processes beyond the usual use cases. We especially highlight building new visualisation-language models, allowing access of a breadth of domain knowledge, multimodal interaction, and opportunities with guidance. Finally, we carefully consider the prominent challenges of using current LLMs in VA tasks. Our discussions in this paper aim to guide future researchers working on LLM-assisted VA systems and help them navigate common obstacles when developing these systems.

arXiv:2409.02686

Deconfounded Causality-aware Parameter-Efficient Fine-Tuning for Problem-Solving Improvement of LLMs

Large Language Models (LLMs) have demonstrated remarkable efficiency in tackling various tasks based on human instructions, but studies reveal that they often struggle with tasks requiring reasoning, such as math or physics. This limitation raises questions about whether LLMs truly comprehend embedded knowledge or merely learn to replicate the token distribution without a true understanding of the content. In this paper, we delve into this problem and aim to enhance the reasoning capabilities of LLMs. First, we investigate if the model has genuine reasoning capabilities by visualizing the text generation process at the attention and representation level. Then, we formulate the reasoning process of LLMs into a causal framework, which provides a formal explanation of the problems observed in the visualization. Finally, building upon this causal framework, we propose Deconfounded Causal Adaptation (DCA), a novel parameter-efficient fine-tuning (PEFT) method to enhance the model's reasoning capabilities by encouraging the model to extract the general problem-solving skills and apply these skills to different questions. Experiments show that our method outperforms the baseline consistently across multiple benchmarks, and with only 1.2M tunable parameters, we achieve better or comparable results to other fine-tuning methods. This demonstrates the effectiveness and efficiency of our method in improving the overall accuracy and reliability of LLMs.

arXiv:2409.02649

OpenFact at CheckThat! 2024: Combining Multiple Attack Methods for Effective Adversarial Text Generation

This paper presents the experiments and results for the CheckThat! Lab at CLEF 2024 Task 6: Robustness of Credibility Assessment with Adversarial Examples (InCrediblAE). The primary objective of this task was to generate adversarial examples in five problem domains in order to evaluate the robustness of widely used text classification methods (fine-tuned BERT, BiLSTM, and RoBERTa) when applied to credibility assessment issues. This study explores the application of ensemble learning to enhance adversarial attacks on natural language processing (NLP) models. We systematically tested and refined several adversarial attack methods, including BERT-Attack, Genetic algorithms, TextFooler, and CLARE, on five datasets across various misinformation tasks. By developing modified versions of BERT-Attack and hybrid methods, we achieved significant improvements in attack effectiveness. Our results demonstrate the potential of modification and combining multiple methods to create more sophisticated and effective adversarial attack strategies, contributing to the development of more robust and secure systems.

arXiv:2409.01482공식 코드 · Papers with Code

Masked Mixers for Language Generation and Retrieval

Attention mechanisms that confer selective focus on a strict subset of input elements are nearly ubiquitous in language models today. We posit there to be downside to the use of attention: most information present in the input is necessarily lost. In support of this idea we observe poor input representation accuracy in transformers, but find more accurate representation in what we term masked mixers which replace self-attention with masked convolutions. Applied to TinyStories the masked mixer learns causal language tasks more efficiently than early transformer implementations and somewhat less efficiently than optimized, current implementations. The most efficient learning algorithm observed for this dataset is a transformer-masked mixer hybrid, suggesting that these models learn in an orthogonal manner. We hypothesized that the information loss exhibited by transformers would be much more detrimental to retrieval than generation, and to test this we introduce an efficient training approach for retrieval models based on existing generative model embeddings. With this method, embeddings from masked mixers are found to result in far better summary-to-story retrieval compared to embeddings from transformers.

arXiv:2408.16978공식 코드 · Papers with Code

Training Ultra Long Context Language Model with Fully Pipelined Distributed Transformer

Large Language Models (LLMs) with long context capabilities are integral to complex tasks in natural language processing and computational biology, such as text generation and protein sequence analysis. However, training LLMs directly on extremely long contexts demands considerable GPU resources and increased memory, leading to higher costs and greater complexity. Alternative approaches that introduce long context capabilities via downstream finetuning or adaptations impose significant design limitations. In this paper, we propose Fully Pipelined Distributed Transformer (FPDT) for efficiently training long-context LLMs with extreme hardware efficiency. For GPT and Llama models, we achieve a 16x increase in sequence length that can be trained on the same hardware compared to current state-of-the-art solutions. With our dedicated sequence chunk pipeline design, we can now train 8B LLM with 2 million sequence length on only 4 GPUs, while also maintaining over 55% of MFU. Our proposed FPDT is agnostic to existing training techniques and is proven to work efficiently across different LLM models.

arXiv:2408.16967공식 코드 · Papers with Code

MemLong: Memory-Augmented Retrieval for Long Text Modeling

Recent advancements in Large Language Models (LLMs) have yielded remarkable success across diverse fields. However, handling long contexts remains a significant challenge for LLMs due to the quadratic time and space complexity of attention mechanisms and the growing memory consumption of the key-value cache during generation. This work introduces MemLong: Memory-Augmented Retrieval for Long Text Generation, a method designed to enhance the capabilities of long-context language modeling by utilizing an external retriever for historical information retrieval. MemLong combines a non-differentiable ``ret-mem'' module with a partially trainable decoder-only language model and introduces a fine-grained, controllable retrieval attention mechanism that leverages semantic-level relevant chunks. Comprehensive evaluations on multiple long-context language modeling benchmarks demonstrate that MemLong consistently outperforms other state-of-the-art LLMs. More importantly, MemLong can extend the context length on a single 3090 GPU from 4k up to 80k. Our code is available at https://github.com/Bui1dMySea/MemLong

arXiv:2408.16345공식 코드 · Papers with Code

The Unreasonable Ineffectiveness of Nucleus Sampling on Mitigating Text Memorization

This work analyses the text memorization behavior of large language models (LLMs) when subjected to nucleus sampling. Stochastic decoding methods like nucleus sampling are typically applied to overcome issues such as monotonous and repetitive text generation, which are often observed with maximization-based decoding techniques. We hypothesize that nucleus sampling might also reduce the occurrence of memorization patterns, because it could lead to the selection of tokens outside the memorized sequence. To test this hypothesis we create a diagnostic dataset with a known distribution of duplicates that gives us some control over the likelihood of memorization of certain parts of the training data. Our analysis of two GPT-Neo models fine-tuned on this dataset interestingly shows that (i) an increase of the nucleus size reduces memorization only modestly, and (ii) even when models do not engage in "hard" memorization -- a verbatim reproduction of training samples -- they may still display "soft" memorization whereby they generate outputs that echo the training data but without a complete one-by-one resemblance.

arXiv:2408.16241

Making the Most of your Model: Methods for Finetuning and Applying Pretrained Transformers

This thesis provides methods and analysis of models which make progress on this goal. The techniques outlined are task agnostic, and should provide benefit when used with nearly any transformer LM. We introduce two new finetuning methods which add new capabilities to the models they are used on. The first adds a recurrence mechanism, which removes the fixed-window sized constraint and improves the efficiency of a transformer decoder. The second allows masked language models (MLMs) to be used for initialization of both the encoder and decoder of a non-autoregressive sequence-to-sequence transformer, opening up generative applications of models which were previously only used for natural language understanding tasks. We also introduce two new techniques for improving the quality of predictions of any transformer decoder without additional finetuning. One, hidden state optimization, can be applied to any transformer decoder to improve the quality of predictions at inference time, especially for few-shot classification. The other, conditional beam search, allows practitioners to search for natural language generation (NLG) model outputs with high likelihood while conditioning on the event that the output is not degenerate (e.g. empty, repetitive, etc.). Finally, we provide theoretical and empirical insights on the divergence of model-likelihood and output quality which has widely been observed in prior work. These insights apply to any model which represents a distribution over text, and apply to language models which are not transformers or even autoregressive. We argue that the NLP community has, to some extent, misunderstood the implications of these findings, and encourage a point of view which has more nuance.

arXiv:2408.15625공식 코드 · Papers with Code

CBF-LLM: Safe Control for LLM Alignment

This paper proposes a control-based framework for aligning large language models (LLMs) by leveraging a control barrier function (CBF) to ensure user-desirable text generation. The presented framework applies the safety filter, designed based on the CBF, to the output generation of the baseline LLM, i.e., the sequence of the token, with the aim of intervening in the generated text. The overall text-generation system is implemented with Llama 3 and a RoBERTa model, and the source code is available at https://github.com/Mya-Mya/CBF-LLM. The experiment demonstrates its control ability and effectiveness in reducing the number of interventions needed for user-specified alignment tasks.

arXiv:2408.14623공식 코드 · Papers with Code

MODOC: A Modular Interface for Flexible Interlinking of Text Retrieval and Text Generation Functions

Large Language Models (LLMs) produce eloquent texts but often the content they generate needs to be verified. Traditional information retrieval systems can assist with this task, but most systems have not been designed with LLM-generated queries in mind. As such, there is a compelling need for integrated systems that provide both retrieval and generation functionality within a single user interface. We present MODOC, a modular user interface that leverages the capabilities of LLMs and provides assistance with detecting their confabulations, promoting integrity in scientific writing. MODOC represents a significant step forward in scientific writing assistance. Its modular architecture supports flexible functions for retrieving information and for writing and generating text in a single, user-friendly interface.

arXiv:2408.15240

Generative Verifiers: Reward Modeling as Next-Token Prediction

Verifiers or reward models are often used to enhance the reasoning performance of large language models (LLMs). A common approach is the Best-of-N method, where N candidate solutions generated by the LLM are ranked by a verifier, and the best one is selected. While LLM-based verifiers are typically trained as discriminative classifiers to score solutions, they do not utilize the text generation capabilities of pretrained LLMs. To overcome this limitation, we instead propose training verifiers using the ubiquitous next-token prediction objective, jointly on verification and solution generation. Compared to standard verifiers, such generative verifiers (GenRM) can benefit from several advantages of LLMs: they integrate seamlessly with instruction tuning, enable chain-of-thought reasoning, and can utilize additional test-time compute via majority voting for better verification. We demonstrate that GenRM outperforms discriminative, DPO verifiers, and LLM-as-a-Judge, resulting in a 16-40% improvement in the number of problems solved with Best-of-N on algorithmic and math reasoning tasks. Furthermore, we find that training GenRM with synthetic verification rationales is sufficient to pick out subtle errors on math problems. Finally, we demonstrate that generative verifiers scale favorably with model size and inference-time compute.