Machine learning (ML) models serve as powerful tools for threat detection and mitigation; however, they also introduce potential new risks. Adversarial input can exploit these models through standard interfaces, thus creating new attack pathways that threaten critical network operations. As ML advancements progress, adversarial strategies become more advanced, and conventional defenses such as adversarial training are costly in computational terms and often fail to provide real-time detection. These methods typically require a balance between robustness and model performance, which presents challenges for applications that demand instant response. To further investigate this vulnerability, we suggest a novel strategy for detecting and mitigating adversarial attacks using eXplainable Artificial Intelligence (XAI). This approach is evaluated in real time within intrusion detection systems (IDS), leading to the development of a zero-touch mitigation strategy. Additionally, we explore various scenarios in the Radio Resource Control (RRC) layer within the Open Radio Access Network (O-RAN) framework, emphasizing the critical need for enhanced mitigation techniques to strengthen IDS defenses against advanced threats and implement a zero-touch mitigation solution. Extensive testing across different scenarios in the RRC layer of the O-RAN infrastructure validates the ability of the framework to detect and counteract integrated RRC-layer attacks when paired with adversarial strategies, emphasizing the essential need for robust defensive mechanisms to strengthen IDS against complex threats.
In the field of Explainable Artificial Intelligence (XAI), argumentative XAI approaches have been proposed to represent the internal reasoning process of deep neural networks in a more transparent way by interpreting hidden nodes as arguements. However, as the number of layers increases, existing compression methods simplify all layers at once, which lead to high accumulative information loss. To compensate for this, we propose an iterative layer-by-layer compression technique in which each layer is compressed separately and the reduction error in the next layer is immediately compensated for, thereby improving the overall input-output and structural fidelity of the model. Experiments on the Breast Cancer Diagnosis dataset show that, compared to traditional compression, the method reduces input-output and structural unfaithfulness, and maintains a more consistent attack-support relationship in the Argumentative Explanation scheme. This is significant because it provides a new way to make complex MLP models more compact while still conveying their internal inference logic without distortion.
Drawing parallels with the way biological networks are studied, we adapt the treatment--control paradigm to explainable artificial intelligence research and enrich it through multi-parametric input alterations. In this study, we propose a framework for investigating the internal inference impacted by input data augmentations. The internal changes in network operation are reflected in activation changes measured by variance, which can be decomposed into components related to each augmentation, employing Sobol indices and Shapley values. These quantities enable one to visualize sensitivity to different variables and use them for guided masking of activations. In addition, we introduce a way of single-class sensitivity analysis where the candidates are filtered according to their matching to prediction bias generated by targeted damaging of the activations. Relying on the observed parallels, we assume that the developed framework can potentially be transferred to studying biological neural networks in complex environments.
This review systematically examines deep learning applications in financial asset management. Unlike prior reviews, this study focuses on identifying emerging trends, such as the integration of explainable artificial intelligence (XAI) and deep reinforcement learning (DRL), and their transformative potential. It highlights new developments, including hybrid models (e.g., transformer-based architectures) and the growing use of alternative data sources such as ESG indicators and sentiment analysis. These advancements challenge traditional financial paradigms and set the stage for a deeper understanding of the evolving landscape. We use the Scopus database to select the most relevant articles published from 2018 to 2023. The inclusion criteria encompassed articles that explicitly apply deep learning models within financial asset management. We excluded studies focused on physical assets. This review also outlines our methodology for evaluating the relevance and impact of the included studies, including data sources and analytical methods. Our search identified 934 articles, with 612 meeting the inclusion criteria based on their focus and methodology. The synthesis of results from these articles provides insights into the effectiveness of deep learning models in improving portfolio performance and price forecasting accuracy. The review highlights the broad applicability and potential enhancements deep learning offers to financial asset management. Despite some limitations due to the scope of model application and variation in methodological rigour, the overall evidence supports deep learning as a valuable tool in this field. Our systematic review underscores the progressive integration of deep learning in financial asset management, suggesting a trajectory towards more sophisticated and impactful applications.
Sensor-based Human Activity Recognition (HAR) in smart home environments is crucial for several applications, especially in the healthcare domain. The majority of the existing approaches leverage deep learning models. While these approaches are effective, the rationale behind their outputs is opaque. Recently, eXplainable Artificial Intelligence (XAI) approaches emerged to provide intuitive explanations to the output of HAR models. To the best of our knowledge, these approaches leverage classic deep models like CNNs or RNNs. Recently, Graph Neural Networks (GNNs) proved to be effective for sensor-based HAR. However, existing approaches are not designed with explainability in mind. In this work, we propose the first explainable Graph Neural Network explicitly designed for smart home HAR. Our results on two public datasets show that this approach provides better explanations than state-of-the-art methods while also slightly improving the recognition rate.
The analysis of lifelogs can yield valuable insights into an individual's daily life, particularly with regard to their health and well-being. The accurate assessment of quality of life is necessitated by the use of diverse sensors and precise synchronization. To rectify this issue, this study proposes the image-based sleep quality and stress level estimation flow (PixleepFlow). PixleepFlow employs a conversion methodology into composite image data to examine sleep patterns and their impact on overall health. Experiments were conducted using lifelog datasets to ascertain the optimal combination of data formats. In addition, we identified which sensor information has the greatest influence on the quality of life through Explainable Artificial Intelligence(XAI). As a result, PixleepFlow produced more significant results than various data formats. This study was part of a written-based competition, and the additional findings from the lifelog dataset are detailed in Section Section IV. More information about PixleepFlow can be found at https://github.com/seongjiko/Pixleep.
Non-small cell lung cancer (NSCLC) remains a major global health challenge, with high post-surgical recurrence rates underscoring the need for accurate pathological response predictions to guide personalized treatments. Although artificial intelligence models show promise in this domain, their clinical adoption is limited by the lack of medically grounded guidance during training, often resulting in non-explainable intrinsic predictions. To address this, we propose Doctor-in-the-Loop, a novel framework that integrates expert-driven domain knowledge with explainable artificial intelligence techniques, directing the model toward clinically relevant anatomical regions and improving both interpretability and trustworthiness. Our approach employs a gradual multi-view strategy, progressively refining the model's focus from broad contextual features to finer, lesion-specific details. By incorporating domain insights at every stage, we enhance predictive accuracy while ensuring that the model's decision-making process aligns more closely with clinical reasoning. Evaluated on a dataset of NSCLC patients, Doctor-in-the-Loop delivers promising predictive performance and provides transparent, justifiable outputs, representing a significant step toward clinically explainable artificial intelligence in oncology.
As machine learning models become increasingly prevalent in time series applications, Explainable Artificial Intelligence (XAI) methods are essential for understanding their predictions. Within XAI, feature attribution methods aim to identify which input features contribute the most to a model's prediction, with their evaluation typically relying on perturbation-based metrics. Through systematic empirical analysis across multiple datasets, model architectures, and perturbation strategies, we reveal previously overlooked class-dependent effects in these metrics: they show varying effectiveness across classes, achieving strong results for some while remaining less sensitive to others. In particular, we find that the most effective perturbation strategies often demonstrate the most pronounced class differences. Our analysis suggests that these effects arise from the learned biases of classifiers, indicating that perturbation-based evaluation may reflect specific model behaviors rather than intrinsic attribution quality. We propose an evaluation framework with a class-aware penalty term to help assess and account for these effects in evaluating feature attributions, offering particular value for class-imbalanced datasets. Although our analysis focuses on time series classification, these class-dependent effects likely extend to other structured data domains where perturbation-based evaluation is common.
Accurate prediction of shear strength parameters in Municipal Solid Waste (MSW) remains a critical challenge in geotechnical engineering due to the heterogeneous nature of waste materials and their temporal evolution through degradation processes. This paper presents a novel explainable artificial intelligence (XAI) framework for evaluating cohesion and friction angle across diverse MSW compositional profiles. The proposed model integrates a multi-layer perceptron architecture with SHAP (SHapley Additive exPlanations) analysis to provide transparent insights into how specific waste components influence strength characteristics. Training data encompassed large-scale direct shear tests across various waste compositions and degradation states. The model demonstrated superior predictive accuracy compared to traditional gradient boosting methods, achieving mean absolute percentage errors of 7.42% and 14.96% for friction angle and cohesion predictions, respectively. Through SHAP analysis, the study revealed that fibrous materials and particle size distribution were primary drivers of shear strength variation, with food waste and plastics showing significant but non-linear effects. The model's explainability component successfully quantified these relationships, enabling evidence-based recommendations for waste management practices. This research bridges the gap between advanced machine learning and geotechnical engineering practice, offering a reliable tool for rapid assessment of MSW mechanical properties while maintaining interpretability for engineering decision-making.
Parkinson's disease (PD) is a neurodegenerative disorder characterized by motor dysfunction and abnormal neural oscillations. These symptoms can be modulated through electrical stimulation. Traditional neural activity analysis in PD has typically relied on statistical methods, which often introduce bias owing to the need for expert-driven feature extraction. To address this limitation, we explore an explainable artificial intelligence (XAI) approach to analyze neural activity in Parkinsonian rats receiving electrical stimulation. Electrocorticogram (ECoG) signals were collected before and after electrical stimulation using graphene-based electrodes that enable less-invasive monitoring and stimulation in PD. EEGNet, a convolutional neural network, classified these ECoG signals into pre- and post-stimulation states. We applied layer-wise relevance propagation, an XAI technique, to identify key neural inputs contributing to the model's decisions, incorporating the spatial electrode information matched to the cortex map. The XAI analysis highlighted area-specific importance in beta and gamma frequency bands, which could not be detected through mean comparison analyses relying on feature extraction. These findings demonstrate the potential of XAI in analyzing neural dynamics in neurodegenerative disorders such as PD, suggesting that the integration of graphene-based electrodes with advanced deep learning models offers a promising solution for real-time PD monitoring and therapy.
Most commonly used non-linear machine learning methods are closed-box models, uninterpretable to humans. The field of explainable artificial intelligence (XAI) aims to develop tools to examine the inner workings of these closed boxes. An often-used model-agnostic approach to XAI involves using simple models as local approximations to produce so-called local explanations; examples of this approach include LIME, SHAP, and SLISEMAP. This paper shows how a large set of local explanations can be reduced to a small "proxy set" of simple models, which can act as a generative global explanation. This reduction procedure, ExplainReduce, can be formulated as an optimisation problem and approximated efficiently using greedy heuristics.
The growing interest in eXplainable Artificial Intelligence (XAI) has prompted research into models with built-in interpretability, the most prominent of which are part-prototype models. Part-Prototype Models (PPMs) make decisions by comparing an input image to a set of learned prototypes, providing human-understandable explanations in the form of ``this looks like that''. Despite their inherent interpretability, PPMS are not yet considered a valuable alternative to post-hoc models. In this survey, we investigate the reasons for this and provide directions for future research. We analyze papers from 2019 to 2024, and derive a taxonomy of the challenges that current PPMS face. Our analysis shows that the open challenges are quite diverse. The main concern is the quality and quantity of prototypes. Other concerns are the lack of generalization to a variety of tasks and contexts, and general methodological issues, including non-standardized evaluation. We provide ideas for future research in five broad directions: improving predictive performance, developing novel architectures grounded in theory, establishing frameworks for human-AI collaboration, aligning models with humans, and establishing metrics and benchmarks for evaluation. We hope that this survey will stimulate research and promote intrinsically interpretable models for application domains. Our list of surveyed papers is available at https://github.com/aix-group/ppm-survey.
We fine-tuned and compared several encoder-based Transformer large language models (LLM) to predict differential item functioning (DIF) from the item text. We then applied explainable artificial intelligence (XAI) methods to these models to identify specific words associated with DIF. The data included 42,180 items designed for English language arts and mathematics summative state assessments among students in grades 3 to 11. Prediction $R^2$ ranged from .04 to .32 among eight focal and reference group pairs. Our findings suggest that many words associated with DIF reflect minor sub-domains included in the test blueprint by design, rather than construct-irrelevant item content that should be removed from assessments. This may explain why qualitative reviews of DIF items often yield confusing or inconclusive results. Our approach can be used to screen words associated with DIF during the item-writing process for immediate revision, or help review traditional DIF analysis results by highlighting key words in the text. Extensions of this research can enhance the fairness of assessment programs, especially those that lack resources to build high-quality items, and among smaller subpopulations where we do not have sufficient sample sizes for traditional DIF analyses.
Around 50 percent of Irelands rural population relies on unregulated private wells vulnerable to agricultural runoff and untreated wastewater. High national rates of Shiga toxin-producing Escherichia coli (STEC) and other waterborne illnesses have been linked to well water exposure. Periodic well testing is essential for public health, yet the lack of government incentives places the financial burden on households. Understanding environmental, cognitive, and material factors influencing well-testing behavior is critical. This study employs Agent-Based Modeling (ABM) to simulate policy interventions based on national survey data. The ABM framework, designed for private well-testing behavior, integrates a Deep Q-network reinforcement learning model and Explainable AI (XAI) for decision-making insights. Key features were selected using Recursive Feature Elimination (RFE) with 10-fold cross-validation, while SHAP (Shapley Additive Explanations) provided further interpretability for policy recommendations. Fourteen policy scenarios were tested. The most effective, Free Well Testing plus Communication Campaign, increased participation to 435 out of 561 agents, from a baseline of approximately 5 percent, with rapid behavioral adaptation. Free Well Testing plus Regulation also performed well, with 433 out of 561 agents initiating well testing. Free testing alone raised participation to over 75 percent, with some agents testing multiple times annually. Scenarios with free well testing achieved faster learning efficiency, converging in 1000 episodes, while others took 2000 episodes, indicating slower adaptation. This research demonstrates the value of ABM and XAI in public health policy, providing a framework for evaluating behavioral interventions in environmental health.
The surge of explainable artificial intelligence methods seeks to enhance transparency and explainability in machine learning models. At the same time, there is a growing demand for explaining decisions taken through complex algorithms used in mathematical optimization. However, current explanation methods do not take into account the structure of the underlying optimization problem, leading to unreliable outcomes. In response to this need, we introduce Coherent Local Explanations for Mathematical Optimization (CLEMO). CLEMO provides explanations for multiple components of optimization models, the objective value and decision variables, which are coherent with the underlying model structure. Our sampling-based procedure can provide explanations for the behavior of exact and heuristic solution algorithms. The effectiveness of CLEMO is illustrated by experiments for the shortest path problem, the knapsack problem, and the vehicle routing problem.
In this study, we introduce a novel method to predict mental health by building machine learning models for a non-invasive wearable device equipped with Laser Doppler Flowmetry (LDF) and Fluorescence Spectroscopy (FS) sensors. Besides, we present the corresponding dataset to predict mental health, e.g. depression, anxiety, and stress levels via the DAS-21 questionnaire. To our best knowledge, this is the world's largest and the most generalized dataset ever collected for both LDF and FS studies. The device captures cutaneous blood microcirculation parameters, and wavelet analysis of the LDF signal extracts key rhythmic oscillations. The dataset, collected from 132 volunteers aged 18-94 from 19 countries, explores relationships between physiological features, demographics, lifestyle habits, and health conditions. We employed a variety of machine learning methods to classify stress detection, in which LightGBM is identified as the most effective model for stress detection, achieving a ROC AUC of 0.7168 and a PR AUC of 0.8852. In addition, we also incorporated Explainable Artificial Intelligence (XAI) techniques into our analysis to investigate deeper insights into the model's predictions. Our results suggest that females, younger individuals and those with a higher Body Mass Index (BMI) or heart rate have a greater likelihood of experiencing mental health conditions like stress and anxiety. All related code and data are published online: https://github.com/leduckhai/Wearable_LDF-FS.
Machine learning has shown promise in reducing bias in numerical weather model predictions of wind gusts. Yet, they underperform to predict high gusts even with additional observations due to the right-skewed distribution of gusts. Uncertainty quantification (UQ) addresses this by identifying when predictions are reliable or needs cautious interpretation. Using data from 61 extratropical storms in the Northeastern USA, we introduce evidential neural network (ENN) as a novel approach for UQ in gust predictions, leveraging atmospheric variables from the Weather Research and Forecasting (WRF) model as features and gust observations as targets. Explainable artificial intelligence (XAI) techniques demonstrated that key predictive features also contributed to higher uncertainty. Estimated uncertainty correlated with storm intensity and spatial gust gradients. ENN allowed constructing gust prediction intervals without requiring an ensemble. From an operational perspective, providing gust forecasts with quantified uncertainty enhances stakeholders' confidence in risk assessment and response planning for extreme gust events.
Concept-based explanation methods, such as concept bottleneck models (CBMs), aim to improve the interpretability of machine learning models by linking their decisions to human-understandable concepts, under the critical assumption that such concepts can be accurately attributed to the network's feature space. However, this foundational assumption has not been rigorously validated, mainly because the field lacks standardised metrics and benchmarks to assess the existence and spatial alignment of such concepts. To address this, we propose three metrics: the concept global importance metric, the concept existence metric, and the concept location metric, including a technique for visualising concept activations, i.e., concept activation mapping. We benchmark post-hoc CBMs to illustrate their capabilities and challenges. Through qualitative and quantitative experiments, we demonstrate that, in many cases, even the most important concepts determined by post-hoc CBMs are not present in input images; moreover, when they are present, their saliency maps fail to align with the expected regions by either activating across an entire object or misidentifying relevant concept-specific regions. We analyse the root causes of these limitations, such as the natural correlation of concepts. Our findings underscore the need for more careful application of concept-based explanation techniques especially in settings where spatial interpretability is critical.
The addressee estimation (understanding to whom somebody is talking) is a fundamental task for human activity recognition in multi-party conversation scenarios. Specifically, in the field of human-robot interaction, it becomes even more crucial to enable social robots to participate in such interactive contexts. However, it is usually implemented as a binary classification task, restricting the robot's capability to estimate whether it was addressed \review{or not, which} limits its interactive skills. For a social robot to gain the trust of humans, it is also important to manifest a certain level of transparency and explainability. Explainable artificial intelligence thus plays a significant role in the current machine learning applications and models, to provide explanations for their decisions besides excellent performance. In our work, we a) present an addressee estimation model with improved performance in comparison with the previous state-of-the-art; b) further modify this model to include inherently explainable attention-based segments; c) implement the explainable addressee estimation as part of a modular cognitive architecture for multi-party conversation in an iCub robot; d) validate the real-time performance of the explainable model in multi-party human-robot interaction; e) propose several ways to incorporate explainability and transparency in the aforementioned architecture; and f) perform an online user study to analyze the effect of various explanations on how human participants perceive the robot.
The widespread use of artificial intelligence deep neural networks in fields such as medicine and engineering necessitates understanding their decision-making processes. Current explainability methods often produce inconsistent results and struggle to highlight essential signals influencing model inferences. This paper introduces the Evolutionary Independent Deterministic Explanation (EVIDENCE) theory, a novel approach offering a deterministic, model-independent method for extracting significant signals from black-box models. EVIDENCE theory, grounded in robust mathematical formalization, is validated through empirical tests on diverse datasets, including COVID-19 audio diagnostics, Parkinson's disease voice recordings, and the George Tzanetakis music classification dataset (GTZAN). Practical applications of EVIDENCE include improving diagnostic accuracy in healthcare and enhancing audio signal analysis. For instance, in the COVID-19 use case, EVIDENCE-filtered spectrograms fed into a frozen Residual Network with 50 layers improved precision by 32% for positive cases and increased the area under the curve (AUC) by 16% compared to baseline models. For Parkinson's disease classification, EVIDENCE achieved near-perfect precision and sensitivity, with a macro average F1-Score of 0.997. In the GTZAN, EVIDENCE maintained a high AUC of 0.996, demonstrating its efficacy in filtering relevant features for accurate genre classification. EVIDENCE outperformed other Explainable Artificial Intelligence (XAI) methods such as LIME, SHAP, and GradCAM in almost all metrics. These findings indicate that EVIDENCE not only improves classification accuracy but also provides a transparent and reproducible explanation mechanism, crucial for advancing the trustworthiness and applicability of AI systems in real-world settings.