Robust alignment guardrails for large language models are becoming increasingly important with their widespread application. In contrast to previous studies, we demonstrate that inference-time activation interventions can bypass safety alignments and effectively steer model generations towards harmful AI coordination for Llama 2. Our method applies fine-grained interventions at specific model subcomponents, particularly attention heads, using a simple binary choice probing strategy. These interventions then generalise to the open-ended generation setting effectively circumventing safety guardrails. We show that probing single attention heads is more effective than intervening on full layers and intervening on only four attention heads is comparable to supervised fine-tuning. We further show that only a few example completions are needed to compute effective steering directions, which is an advantage over classical fine-tuning. Our findings highlight the shortcomings of current alignment techniques. In addition, our results suggest that, at the attention head level, activations encode fine-grained linearly separable behaviors. Practically, the approach offers a straightforward methodology to steer large language model behaviour, which could be extended to diverse domains beyond safety requiring fine-grained control over the model output. The code and datasets for this study can be found on https://github.com/PaulDrm/targeted_intervention.
Existing LLM-based agents have achieved strong performance on held-in tasks, but their generalizability to unseen tasks remains poor. Hence, some recent work focus on fine-tuning the policy model with more diverse tasks to improve the generalizability. In this work, we find that finetuning a reward model to guide the policy model is more robust than directly finetuning the policy model. Based on this finding, we propose AgentRM, a generalizable reward model, to guide the policy model for effective test-time search. We comprehensively investigate three approaches to construct the reward model, including explicit reward modeling, implicit reward modeling and LLM-as-a-judge. We then use AgentRM to guide the answer generation with Best-of-N sampling and step-level beam search. On four types of nine agent tasks, AgentRM enhances the base policy model by $8.8$ points on average, surpassing the top general agent by $4.0$. Moreover, it demonstrates weak-to-strong generalization, yielding greater improvement of $12.6$ on LLaMA-3-70B policy model. As for the specializability, AgentRM can also boost a finetuned policy model and outperform the top specialized agent by $11.4$ on three held-in tasks. Further analysis verifies its effectiveness in test-time scaling. Codes will be released to facilitate the research in this area.
Regulatory texts are inherently long and complex, presenting significant challenges for information retrieval systems in supporting regulatory officers with compliance tasks. This paper introduces a hybrid information retrieval system that combines lexical and semantic search techniques to extract relevant information from large regulatory corpora. The system integrates a fine-tuned sentence transformer model with the traditional BM25 algorithm to achieve both semantic precision and lexical coverage. To generate accurate and comprehensive responses, retrieved passages are synthesized using Large Language Models (LLMs) within a Retrieval Augmented Generation (RAG) framework. Experimental results demonstrate that the hybrid system significantly outperforms standalone lexical and semantic approaches, with notable improvements in Recall@10 and MAP@10. By openly sharing our fine-tuned model and methodology, we aim to advance the development of robust natural language processing tools for compliance-driven applications in regulatory domains.
Retrieval-augmented generation (RAG) has emerged to address the knowledge-intensive visual question answering (VQA) task. Current methods mainly employ separate retrieval and generation modules to acquire external knowledge and generate answers, respectively. We propose ReAuSE, an alternative to the previous RAG model for the knowledge-based VQA task, which seamlessly integrates knowledge retriever into the generative multi-modal large language model, serving as a built-in search engine. Specifically, our model functions both as a generative retriever and an accurate answer generator. It not only helps retrieve documents from the knowledge base by producing identifiers for each document, but it also answers visual questions based on the retrieved documents. Furthermore, we propose a reinforced retrieval calibration module from relevance feedback to improve retrieval performance and align with the preferences for accurate answer generation. Extensive experiments on two representative OKVQA and A-OKVQA datasets demonstrate significant improvements ranging from 2.9\% to 9.6\% across all evaluation metrics when compared to strong baselines.
In this paper, we identify a critical problem, "lost-in-retrieval", in retrieval-augmented multi-hop question answering (QA): the key entities are missed in LLMs' sub-question decomposition. "Lost-in-retrieval" significantly degrades the retrieval performance, which disrupts the reasoning chain and leads to the incorrect answers. To resolve this problem, we propose a progressive retrieval and rewriting method, namely ChainRAG, which sequentially handles each sub-question by completing missing key entities and retrieving relevant sentences from a sentence graph for answer generation. Each step in our retrieval and rewriting process builds upon the previous one, creating a seamless chain that leads to accurate retrieval and answers. Finally, all retrieved sentences and sub-question answers are integrated to generate a comprehensive answer to the original question. We evaluate ChainRAG on three multi-hop QA datasets$\unicode{x2013}$MuSiQue, 2Wiki, and HotpotQA$\unicode{x2013}$using three large language models: GPT4o-mini, Qwen2.5-72B, and GLM-4-Plus. Empirical results demonstrate that ChainRAG consistently outperforms baselines in both effectiveness and efficiency.
\Ac{RAG} has emerged as a crucial technique for enhancing large models with real-time and domain-specific knowledge. While numerous improvements and open-source tools have been proposed to refine the \ac{RAG} framework for accuracy, relatively little attention has been given to improving the trustworthiness of generated results. To address this gap, we introduce TrustRAG, a novel framework that enhances \ac{RAG} from three perspectives: indexing, retrieval, and generation. Specifically, in the indexing stage, we propose a semantic-enhanced chunking strategy that incorporates hierarchical indexing to supplement each chunk with contextual information, ensuring semantic completeness. In the retrieval stage, we introduce a utility-based filtering mechanism to identify high-quality information, supporting answer generation while reducing input length. In the generation stage, we propose fine-grained citation enhancement, which detects opinion-bearing sentences in responses and infers citation relationships at the sentence-level, thereby improving citation accuracy. We open-source the TrustRAG framework and provide a demonstration studio designed for excerpt-based question answering tasks \footnote{https://huggingface.co/spaces/golaxy/TrustRAG}. Based on these, we aim to help researchers: 1) systematically enhancing the trustworthiness of \ac{RAG} systems and (2) developing their own \ac{RAG} systems with more reliable outputs.
We present PeerQA, a real-world, scientific, document-level Question Answering (QA) dataset. PeerQA questions have been sourced from peer reviews, which contain questions that reviewers raised while thoroughly examining the scientific article. Answers have been annotated by the original authors of each paper. The dataset contains 579 QA pairs from 208 academic articles, with a majority from ML and NLP, as well as a subset of other scientific communities like Geoscience and Public Health. PeerQA supports three critical tasks for developing practical QA systems: Evidence retrieval, unanswerable question classification, and answer generation. We provide a detailed analysis of the collected dataset and conduct experiments establishing baseline systems for all three tasks. Our experiments and analyses reveal the need for decontextualization in document-level retrieval, where we find that even simple decontextualization approaches consistently improve retrieval performance across architectures. On answer generation, PeerQA serves as a challenging benchmark for long-context modeling, as the papers have an average size of 12k tokens. Our code and data is available at https://github.com/UKPLab/peerqa.
Question answering on free-form tables (TableQA) is challenging due to the absence of predefined schemas and the presence of noise in large tables. While Large Language Models (LLMs) have shown promise in TableQA, they struggle with large free-form tables and noise sensitivity. To address these challenges, we propose TabSD, a SQL-based decomposition model that enhances LLMs' ability to process large free-form tables. TabSD generates SQL queries to guide the table decomposition, remove noise, and processes sub-tables for better answer generation. Additionally, SQL Verifier refines SQL outputs to enhance decomposition accuracy. We introduce two TableQA datasets with large free-form tables, SLQA and SEQA, which consist solely of large free-form tables and will be publicly available. Experimental results on four benchmark datasets demonstrate that TABSD outperforms the best-existing baseline models by 23.07%, 2.84%, 23.24% and 9.32% in accuracy, respectively, highlighting its effectiveness in handling large and noisy free-form tables.
Document retrieval is a core component of question-answering systems, as it enables conditioning answer generation on new and large-scale corpora. While effective, the standard practice of encoding documents into high-dimensional embeddings for similarity search entails large memory and compute footprints, and also makes it hard to inspect the inner workings of the system. In this paper, we propose a tree-based method for organizing and representing reference documents at various granular levels, which offers the flexibility to balance cost and utility, and eases the inspection of the corpus content and retrieval operations. Our method, called ReTreever, jointly learns a routing function per internal node of a binary tree such that query and reference documents are assigned to similar tree branches, hence directly optimizing for retrieval performance. Our evaluations show that ReTreever generally preserves full representation accuracy. Its hierarchical structure further provides strong coarse representations and enhances transparency by indirectly learning meaningful semantic groupings. Among hierarchical retrieval methods, ReTreever achieves the best retrieval accuracy at the lowest latency, proving that this family of techniques can be viable in practical applications.
Query expansion is widely used in Information Retrieval (IR) to improve search outcomes by enriching queries with additional contextual information. Although recent Large Language Model (LLM) based methods generate pseudo-relevant content and expanded terms via multiple prompts, they often yield repetitive, narrow expansions that lack the diverse context needed to retrieve all relevant information. In this paper, we introduce QA-Expand, a novel and effective framework for query expansion. It first generates multiple relevant questions from the initial query and subsequently produces corresponding pseudo-answers as surrogate documents. A feedback model further rewrites and filters these answers to ensure only the most informative augmentations are incorporated. Extensive experiments on benchmarks such as BEIR and TREC demonstrate that QA-Expand enhances retrieval performance by up to 13% over state-of-the-art methods, offering a robust solution for modern retrieval challenges.
Motivation: Proteins are of great significance in living organisms. However, understanding their functions encounters numerous challenges, such as insufficient integration of multimodal information, a large number of training parameters, limited flexibility of classification-based methods, and the lack of systematic evaluation metrics for protein Q&A systems. To tackle these issues, we propose the Prot2Chat framework. Results: We modified ProteinMPNN to encode protein sequence and structural information in a unified way. We used a large language model (LLM) to encode questions into vectors and developed a protein-text adapter to compress protein information into virtual tokens based on these vectors, achieving the early fusion of text and protein information. Finally, the same LLM reads the virtual tokens and the questions to generate answers. To optimize training efficiency, we froze the encoder and employed Low-Rank Adaptation (LoRA) techniques for the LLM. Experiments on two datasets show that both automated metrics and expert evaluations demonstrate the superior performance of our model, and zero-shot prediction results highlight its generalization ability. The models and codes are available at https://github.com/ wangzc1233/Prot2Chat. Contact: [email omitted] or [email omitted] Key words: Protein Q&A, Early-Fusion, LLM
Recent advances in Retrieval-Augmented Generation (RAG) have significantly improved response accuracy and relevance by incorporating external knowledge into Large Language Models (LLMs). However, existing RAG methods primarily focus on generating text-only answers, even in Multimodal Retrieval-Augmented Generation (MRAG) scenarios, where multimodal elements are retrieved to assist in generating text answers. To address this, we introduce the Multimodal Retrieval-Augmented Multimodal Generation (MRAMG) task, in which we aim to generate multimodal answers that combine both text and images, fully leveraging the multimodal data within a corpus. Despite growing attention to this challenging task, a notable lack of a comprehensive benchmark persists for effectively evaluating its performance. To bridge this gap, we provide MRAMG-Bench, a meticulously curated, human-annotated benchmark comprising 4,346 documents, 14,190 images, and 4,800 QA pairs, distributed across six distinct datasets and spanning three domains: Web, Academia, and Lifestyle. The datasets incorporate diverse difficulty levels and complex multi-image scenarios, providing a robust foundation for evaluating the MRAMG task. To facilitate rigorous evaluation, MRAMG-Bench incorporates a comprehensive suite of both statistical and LLM-based metrics, enabling a thorough analysis of the performance of generative models in the MRAMG task. Additionally, we propose an efficient and flexible multimodal answer generation framework that can leverage LLMs/MLLMs to generate multimodal responses. Our datasets and complete evaluation results for 11 popular generative models are available at https://github.com/MRAMG-Bench/MRAMG.
The diversity and complexity of Indic languages present unique challenges for natural language processing (NLP) tasks, particularly in the domain of question answering (QA).To address these challenges, this paper explores the application of State Space Models (SSMs),to build efficient and contextually aware QA systems tailored for Indic languages. SSMs are particularly suited for this task due to their ability to model long-term and short-term dependencies in sequential data, making them well-equipped to handle the rich morphology, complex syntax, and contextual intricacies characteristic of Indian languages. We evaluated multiple SSM architectures across diverse datasets representing various Indic languages and conducted a comparative analysis of their performance. Our results demonstrate that these models effectively capture linguistic subtleties, leading to significant improvements in question interpretation, context alignment, and answer generation. This work represents the first application of SSMs to question answering tasks in Indic languages, establishing a foundational benchmark for future research in this domain. We propose enhancements to existing SSM frameworks, optimizing their applicability to low-resource settings and multilingual scenarios prevalent in Indic languages.
Retrieval-augmented generation (RAG) is extensively utilized to incorporate external, current knowledge into large language models, thereby minimizing hallucinations. A standard RAG pipeline may comprise several components, such as query rewriting, document retrieval, document filtering, and answer generation. However, these components are typically optimized separately through supervised fine-tuning, which can lead to misalignments between the objectives of individual modules and the overarching aim of generating accurate answers in question-answering (QA) tasks. Although recent efforts have explored reinforcement learning (RL) to optimize specific RAG components, these approaches often focus on overly simplistic pipelines with only two components or do not adequately address the complex interdependencies and collaborative interactions among the modules. To overcome these challenges, we propose treating the RAG pipeline as a multi-agent cooperative task, with each component regarded as an RL agent. Specifically, we present MMOA-RAG, a Multi-Module joint Optimization Algorithm for RAG, which employs multi-agent reinforcement learning to harmonize all agents' goals towards a unified reward, such as the F1 score of the final answer. Experiments conducted on various QA datasets demonstrate that MMOA-RAG improves the overall pipeline performance and outperforms existing baselines. Furthermore, comprehensive ablation studies validate the contributions of individual components and the adaptability of MMOA-RAG across different RAG components and datasets. The code of MMOA-RAG is on https://github.com/chenyiqun/MMOA-RAG.
When addressing professional questions in the biomedical domain, humans typically acquire multiple pieces of information as evidence and engage in multifaceted evidence analysis to provide high-quality answers. Current LLM-based answer generation methods lack a detailed definition and learning process for evidence analysis, leading to the risk of error propagation and hallucinations while using evidence. Although increasing the parameter size of LLMs can alleviate these issues, it also presents challenges in model training and deployment with limited resources. In this study, we propose EvidenceMap, which aims to enable a tiny pre-trained language model to explicitly learn multiple aspects of biomedical evidence, including supportive evaluation, logical correlation and content summarization, thereby latently guiding a small generative model (around 3B parameters) to provide textual responses. Experimental results demonstrate that our method, fine-tuning a language model with 66M parameters, exceeds the RAG method with an 8B LLM by 19.9% and 5.7% in reference-based quality and accuracy, respectively.
This paper introduces an approach to question answering over knowledge bases like Wikipedia and Wikidata by performing "question-to-question" matching and retrieval from a dense vector embedding store. Instead of embedding document content, we generate a comprehensive set of questions for each logical content unit using an instruction-tuned LLM. These questions are vector-embedded and stored, mapping to the corresponding content. Vector embedding of user queries are then matched against this question vector store. The highest similarity score leads to direct retrieval of the associated article content, eliminating the need for answer generation. Our method achieves high cosine similarity ( > 0.9 ) for relevant question pairs, enabling highly precise retrieval. This approach offers several advantages including computational efficiency, rapid response times, and increased scalability. We demonstrate its effectiveness on Wikipedia and Wikidata, including multimedia content through structured fact retrieval from Wikidata, opening up new pathways for multimodal question answering.
Large language models (LLMs) have revolutionized natural language interfaces for databases, particularly in text-to-SQL conversion. However, current approaches often generate unreliable outputs when faced with ambiguity or insufficient context. We present Reliable Text-to-SQL (RTS), a novel framework that enhances query generation reliability by incorporating abstention and human-in-the-loop mechanisms. RTS focuses on the critical schema linking phase, which aims to identify the key database elements needed for generating SQL queries. It autonomously detects potential errors during the answer generation process and responds by either abstaining or engaging in user interaction. A vital component of RTS is the Branching Point Prediction (BPP) which utilizes statistical conformal techniques on the hidden layers of the LLM model for schema linking, providing probabilistic guarantees on schema linking accuracy. We validate our approach through comprehensive experiments on the BIRD benchmark, demonstrating significant improvements in robustness and reliability. Our findings highlight the potential of combining transparent-box LLMs with human-in-the-loop processes to create more robust natural language interfaces for databases. For the BIRD benchmark, our approach achieves near-perfect schema linking accuracy, autonomously involving a human when needed. Combined with query generation, we demonstrate that near-perfect schema linking and a small query generation model can almost match SOTA accuracy achieved with a model orders of magnitude larger than the one we use.
Human preference alignment can greatly enhance Multimodal Large Language Models (MLLMs), but collecting high-quality preference data is costly. A promising solution is the self-evolution strategy, where models are iteratively trained on data they generate. However, current techniques still rely on human- or GPT-annotated data and sometimes require additional models or ground truth answers. To address these issues, we propose a novel multimodal self-evolution framework that enables the model to autonomously generate high-quality questions and answers using only unannotated images. First, we implement an image-driven self-questioning mechanism, allowing the model to create and evaluate questions based on image content, regenerating them if they are irrelevant or unanswerable. This sets a strong foundation for answer generation. Second, we introduce an answer self-enhancement technique, starting with image captioning to improve answer quality. We also use corrupted images to generate rejected answers, forming distinct preference pairs for optimization. Finally, we incorporate an image content alignment loss function alongside Direct Preference Optimization (DPO) loss to reduce hallucinations, ensuring the model focuses on image content. Experiments show that our framework performs competitively with methods using external information, offering a more efficient and scalable approach to MLLMs.
Generation with source attribution is important for enhancing the verifiability of retrieval-augmented generation (RAG) systems. However, existing approaches in RAG primarily link generated content to document-level references, making it challenging for users to locate evidence among multiple content-rich retrieved documents. To address this challenge, we propose Retrieval-Augmented Generation with Visual Source Attribution (VISA), a novel approach that combines answer generation with visual source attribution. Leveraging large vision-language models (VLMs), VISA identifies the evidence and highlights the exact regions that support the generated answers with bounding boxes in the retrieved document screenshots. To evaluate its effectiveness, we curated two datasets: Wiki-VISA, based on crawled Wikipedia webpage screenshots, and Paper-VISA, derived from PubLayNet and tailored to the medical domain. Experimental results demonstrate the effectiveness of VISA for visual source attribution on documents' original look, as well as highlighting the challenges for improvement. Code, data, and model checkpoints will be released.
Large Vision Language Models (LVLMs) have achieved significant progress in integrating visual and textual inputs for multimodal reasoning. However, a recurring challenge is ensuring these models utilize visual information as effectively as linguistic content when both modalities are necessary to formulate an accurate answer. We hypothesize that hallucinations arise due to the lack of effective visual grounding in current LVLMs. This issue extends to vision-language benchmarks, where it is difficult to make the image indispensable for accurate answer generation, particularly in vision question-answering tasks. In this work, we introduce FiVL, a novel method for constructing datasets designed to train LVLMs for enhanced visual grounding and to evaluate their effectiveness in achieving it. These datasets can be utilized for both training and assessing an LVLM's ability to use image content as substantive evidence rather than relying solely on linguistic priors, providing insights into the model's reliance on visual information. To demonstrate the utility of our dataset, we introduce an innovative training task that outperforms baselines alongside a validation method and application for explainability. The code is available at https://github.com/IntelLabs/fivl.