Poisoning backdoor attacks involve an adversary manipulating the training data to induce certain behaviors in the victim model by inserting a trigger in the signal at inference time. We adapted clean label backdoor (CLBD)-data poisoning attacks, which do not modify the training labels, on state-of-the-art speech recognition models that support/perform a Spoken Language Understanding task, achieving 99.8% attack success rate by poisoning 10% of the training data. We analyzed how varying the signal-strength of the poison, percent of samples poisoned, and choice of trigger impact the attack. We also found that CLBD attacks are most successful when applied to training samples that are inherently hard for a proxy model. Using this strategy, we achieved an attack success rate of 99.3% by poisoning a meager 1.5% of the training data. Finally, we applied two previously developed defenses against gradient-based attacks, and found that they attain mixed success against poisoning.
Speech large language models (speech-LLMs) integrate speech and text-based foundation models to provide a unified framework for handling a wide range of downstream tasks. In this paper, we introduce WHISMA, a speech-LLM tailored for spoken language understanding (SLU) that demonstrates robust performance in various zero-shot settings. WHISMA combines the speech encoder from Whisper with the Llama-3 LLM, and is fine-tuned in a parameter-efficient manner on a comprehensive collection of SLU-related datasets. Our experiments show that WHISMA significantly improves the zero-shot slot filling performance on the SLURP benchmark, achieving a relative gain of 26.6% compared to the current state-of-the-art model. Furthermore, to evaluate WHISMA's generalisation capabilities to unseen domains, we develop a new task-agnostic benchmark named SLU-GLUE. The evaluation results indicate that WHISMA outperforms an existing speech-LLM (Qwen-Audio) with a relative gain of 33.0%.
We present Speech-MASSIVE, a multilingual Spoken Language Understanding (SLU) dataset comprising the speech counterpart for a portion of the MASSIVE textual corpus. Speech-MASSIVE covers 12 languages from different families and inherits from MASSIVE the annotations for the intent prediction and slot-filling tasks. Our extension is prompted by the scarcity of massively multilingual SLU datasets and the growing need for versatile speech datasets to assess foundation models (LLMs, speech encoders) across languages and tasks. We provide a multimodal, multitask, multilingual dataset and report SLU baselines using both cascaded and end-to-end architectures in various training scenarios (zero-shot, few-shot, and full fine-tune). Furthermore, we demonstrate the suitability of Speech-MASSIVE for benchmarking other tasks such as speech transcription, language identification, and speech translation. The dataset, models, and code are publicly available at: https://github.com/hlt-mt/Speech-MASSIVE
Test data is said to be out-of-distribution (OOD) when it unexpectedly differs from the training data, a common challenge in real-world use cases of machine learning. Although OOD generalisation has gained interest in recent years, few works have focused on OOD generalisation in spoken language understanding (SLU) tasks. To facilitate research on this topic, we introduce a modified version of the popular SLU dataset SLURP, featuring data splits for testing OOD generalisation in the SLU task. We call our modified dataset SLURP For OOD generalisation, or SLURPFOOD. Utilising our OOD data splits, we find end-to-end SLU models to have limited capacity for generalisation. Furthermore, by employing model interpretability techniques, we shed light on the factors contributing to the generalisation difficulties of the models. To improve the generalisation, we experiment with two techniques, which improve the results on some, but not all the splits, emphasising the need for new techniques.
Speech encoders pretrained through self-supervised learning (SSL) have demonstrated remarkable performance in various downstream tasks, including Spoken Language Understanding (SLU) and Automatic Speech Recognition (ASR). For instance, fine-tuning SSL models for such tasks has shown significant potential, leading to improvements in the SOTA performance across challenging datasets. In contrast to existing research, this paper contributes by comparing the effectiveness of SSL approaches in the context of (i) the low-resource spoken Tunisian Arabic dialect and (ii) its combination with a low-resource SLU and ASR scenario, where only a few semantic annotations are available for fine-tuning. We conduct experiments using many SSL speech encoders on the TARIC-SLU dataset. We use speech encoders that were pre-trained on either monolingual or multilingual speech data. Some of them have also been refined without in-domain nor Tunisian data through multimodal supervised teacher-student paradigm. This study yields numerous significant findings that we are discussing in this paper.
Zero-shot spoken language understanding (SLU) enables systems to comprehend user utterances in new domains without prior exposure to training data. Recent studies often rely on large language models (LLMs), leading to excessive footprints and complexity. This paper proposes the use of Whisper, a standalone speech processing model, for zero-shot end-to-end (E2E) SLU. To handle unseen semantic labels, SLU tasks are integrated into a question-answering (QA) framework, which prompts the Whisper decoder for semantics deduction. The system is efficiently trained with prefix-tuning, optimising a minimal set of parameters rather than the entire Whisper model. We show that the proposed system achieves a 40.7% absolute gain for slot filling (SLU-F1) on SLURP compared to a recently introduced zero-shot benchmark. Furthermore, it performs comparably to a Whisper-GPT-2 modular system under both in-corpus and cross-corpus evaluation settings, but with a relative 34.8% reduction in model parameters.
Speech models may be affected by performance imbalance in different population subgroups, raising concerns about fair treatment across these groups. Prior attempts to mitigate unfairness either focus on user-defined subgroups, potentially overlooking other affected subgroups, or do not explicitly improve the internal representation at the subgroup level. This paper proposes the first adoption of contrastive learning to mitigate speech model bias in underperforming subgroups. We employ a three-level learning technique that guides the model in focusing on different scopes for the contrastive loss, i.e., task, subgroup, and the errors within subgroups. The experiments on two spoken language understanding datasets and two languages demonstrate that our approach improves internal subgroup representations, thus reducing model bias and enhancing performance.
Recently, multi-task spoken language understanding (SLU) models have emerged, designed to address various speech processing tasks. However, these models often rely on a large number of parameters. Also, they often encounter difficulties in adapting to new data for a specific task without experiencing catastrophic forgetting of previously trained tasks. In this study, we propose finding task-specific subnetworks within a multi-task SLU model via neural network pruning. In addition to model compression, we expect that the forgetting of previously trained tasks can be mitigated by updating only a task-specific subnetwork. We conduct experiments on top of the state-of-the-art multi-task SLU model ``UniverSLU'', trained for several tasks such as emotion recognition (ER), intent classification (IC), and automatic speech recognition (ASR). We show that pruned models were successful in adapting to additional ASR or IC data with minimal performance degradation on previously trained tasks.
Self-Supervised Learning is vastly used to efficiently represent speech for Spoken Language Understanding, gradually replacing conventional approaches. Meanwhile, textual SSL models are proposed to encode language-agnostic semantics. SAMU-XLSR framework employed this semantic information to enrich multilingual speech representations. A recent study investigated SAMU-XLSR in-domain semantic enrichment by specializing it on downstream transcriptions, leading to state-of-the-art results on a challenging SLU task. This study's interest lies in the loss of multilingual performances and lack of specific-semantics training induced by such specialization in close languages without any SLU implication. We also consider SAMU-XLSR's loss of initial cross-lingual abilities due to a separate SLU fine-tuning. Therefore, this paper proposes a dual task learning approach to improve SAMU-XLSR semantic enrichment while considering distant languages for multilingual and language portability experiments.
Slot filling and intent detection are two highly correlated tasks in spoken language understanding (SLU). Recent SLU research attempts to explore zero-shot prompting techniques in large language models to alleviate the data scarcity problem. Nevertheless, the existing prompting work ignores the cross-task interaction information for SLU, which leads to sub-optimal performance. To solve this problem, we present the pioneering work of Cross-task Interactive Prompting (CroPrompt) for SLU, which enables the model to interactively leverage the information exchange across the correlated tasks in SLU. Additionally, we further introduce a multi-task self-consistency mechanism to mitigate the error propagation caused by the intent information injection. We conduct extensive experiments on the standard SLU benchmark and the results reveal that CroPrompt consistently outperforms the existing prompting approaches. In addition, the multi-task self-consistency mechanism can effectively ease the error propagation issue, thereby enhancing the performance. We hope this work can inspire more research on cross-task prompting for SLU.
The Spoken Language Understanding Evaluation (SLUE) suite of benchmark tasks was recently introduced to address the need for open resources and benchmarking of complex spoken language understanding (SLU) tasks, including both classification and sequence generation tasks, on natural speech. The benchmark has demonstrated preliminary success in using pre-trained speech foundation models (SFM) for these SLU tasks. However, the community still lacks a fine-grained understanding of the comparative utility of different SFMs. Inspired by this, we ask: which SFMs offer the most benefits for these complex SLU tasks, and what is the most effective approach for incorporating these SFMs? To answer this, we perform an extensive evaluation of multiple supervised and self-supervised SFMs using several evaluation protocols: (i) frozen SFMs with a lightweight prediction head, (ii) frozen SFMs with a complex prediction head, and (iii) fine-tuned SFMs with a lightweight prediction head. Although the supervised SFMs are pre-trained on much more speech recognition data (with labels), they do not always outperform self-supervised SFMs; the latter tend to perform at least as well as, and sometimes better than, supervised SFMs, especially on the sequence generation tasks in SLUE. While there is no universally optimal way of incorporating SFMs, the complex prediction head gives the best performance for most tasks, although it increases the inference time. We also introduce an open-source toolkit and performance leaderboard, SLUE-PERB, for these tasks and modeling strategies.
The integration of pre-trained text-based large language models (LLM) with speech input has enabled instruction-following capabilities for diverse speech tasks. This integration requires the use of a speech encoder, a speech adapter, and an LLM, trained on diverse tasks. We propose the use of discrete speech units (DSU), rather than continuous-valued speech encoder outputs, that are converted to the LLM token embedding space using the speech adapter. We generate DSU using a self-supervised speech encoder followed by k-means clustering. The proposed model shows robust performance on speech inputs from seen/unseen domains and instruction-following capability in spoken question answering. We also explore various types of DSU extracted from different layers of the self-supervised speech encoder, as well as Mel frequency Cepstral Coefficients (MFCC). Our findings suggest that the ASR task and datasets are not crucial in instruction-tuning for spoken question answering tasks.
Spoken Language Understanding (SLU) is a critical component of voice assistants; it consists of converting speech to semantic parses for task execution. Previous works have explored end-to-end models to improve the quality and robustness of SLU models with Deliberation, however these models have remained autoregressive, resulting in higher latencies. In this work we introduce PRoDeliberation, a novel method leveraging a Connectionist Temporal Classification-based decoding strategy as well as a denoising objective to train robust non-autoregressive deliberation models. We show that PRoDeliberation achieves the latency reduction of parallel decoding (2-10x improvement over autoregressive models) while retaining the ability to correct Automatic Speech Recognition (ASR) mistranscriptions of autoregressive deliberation systems. We further show that the design of the denoising training allows PRoDeliberation to overcome the limitations of small ASR devices, and we provide analysis on the necessity of each component of the system.
Recent works demonstrate that voice assistants do not perform equally well for everyone, but research on demographic robustness of speech technologies is still scarce. This is mainly due to the rarity of large datasets with controlled demographic tags. This paper introduces the Sonos Voice Control Bias Assessment Dataset, an open dataset composed of voice assistant requests for North American English in the music domain (1,038 speakers, 166 hours, 170k audio samples, with 9,040 unique labelled transcripts) with a controlled demographic diversity (gender, age, dialectal region and ethnicity). We also release a statistical demographic bias assessment methodology, at the univariate and multivariate levels, tailored to this specific use case and leveraging spoken language understanding metrics rather than transcription accuracy, which we believe is a better proxy for user experience. To demonstrate the capabilities of this dataset and statistical method to detect demographic bias, we consider a pair of state-of-the-art Automatic Speech Recognition and Spoken Language Understanding models. Results show statistically significant differences in performance across age, dialectal region and ethnicity. Multivariate tests are crucial to shed light on mixed effects between dialectal region, gender and age.
Spoken language understanding (SLU) is a core task in task-oriented dialogue systems, which aims at understanding the user's current goal through constructing semantic frames. SLU usually consists of two subtasks, including intent detection and slot filling. Although there are some SLU frameworks joint modeling the two subtasks and achieving high performance, most of them still overlook the inherent relationships between intents and slots and fail to achieve mutual guidance between the two subtasks. To solve the problem, we propose a multi-level multi-grained SLU framework MMCL to apply contrastive learning at three levels, including utterance level, slot level, and word level to enable intent and slot to mutually guide each other. For the utterance level, our framework implements coarse granularity contrastive learning and fine granularity contrastive learning simultaneously. Besides, we also apply the self-distillation method to improve the robustness of the model. Experimental results and further analysis demonstrate that our proposed model achieves new state-of-the-art results on two public multi-intent SLU datasets, obtaining a 2.6 overall accuracy improvement on the MixATIS dataset compared to previous best models.
Recently, deep end-to-end learning has been studied for intent classification in Spoken Language Understanding (SLU). However, end-to-end models require a large amount of speech data with intent labels, and highly optimized models are generally sensitive to the inconsistency between the training and evaluation conditions. Therefore, a natural language understanding approach based on Automatic Speech Recognition (ASR) remains attractive because it can utilize a pre-trained general language model and adapt to the mismatch of the speech input environment. Using this module-based approach, we improve a noisy-channel model to handle transcription inconsistencies caused by ASR errors. We propose a two-stage method, Contrastive and Consistency Learning (CCL), that correlates error patterns between clean and noisy ASR transcripts and emphasizes the consistency of the latent features of the two transcripts. Experiments on four benchmark datasets show that CCL outperforms existing methods and improves the ASR robustness in various noisy environments. Code is available at https://github.com/syoung7388/CCL.
While extensively explored in text-based tasks, Named Entity Recognition (NER) remains largely neglected in spoken language understanding. Existing resources are limited to a single, English-only dataset. This paper addresses this gap by introducing MSNER, a freely available, multilingual speech corpus annotated with named entities. It provides annotations to the VoxPopuli dataset in four languages (Dutch, French, German, and Spanish). We have also releasing an efficient annotation tool that leverages automatic pre-annotations for faster manual refinement. This results in 590 and 15 hours of silver-annotated speech for training and validation, alongside a 17-hour, manually-annotated evaluation set. We further provide an analysis comparing silver and gold annotations. Finally, we present baseline NER models to stimulate further research on this newly available dataset.
State-of-the-art model for zero-shot cross-lingual spoken language understanding performs cross-lingual unsupervised contrastive learning to achieve the label-agnostic semantic alignment between each utterance and its code-switched data. However, it ignores the precious intent/slot labels, whose label information is promising to help capture the label-aware semantics structure and then leverage supervised contrastive learning to improve both source and target languages' semantics. In this paper, we propose Hybrid and Cooperative Contrastive Learning to address this problem. Apart from cross-lingual unsupervised contrastive learning, we design a holistic approach that exploits source language supervised contrastive learning, cross-lingual supervised contrastive learning and multilingual supervised contrastive learning to perform label-aware semantics alignments in a comprehensive manner. Each kind of supervised contrastive learning mechanism includes both single-task and joint-task scenarios. In our model, one contrastive learning mechanism's input is enhanced by others. Thus the total four contrastive learning mechanisms are cooperative to learn more consistent and discriminative representations in the virtuous cycle during the training process. Experiments show that our model obtains consistent improvements over 9 languages, achieving new state-of-the-art performance.
Recent advancements in language modeling have led to the emergence of Large Language Models (LLMs) capable of various natural language processing tasks. Despite their success in text-based tasks, applying LLMs to the speech domain remains limited and challenging. This paper presents BLOOMZMMS, a novel model that integrates a multilingual LLM with a multilingual speech encoder, aiming to harness the capabilities of LLMs for speech recognition and beyond. Utilizing a multi-instructional training approach, we demonstrate the transferability of linguistic knowledge from the text to the speech modality. Our experiments, conducted on 1900 hours of transcribed data from 139 languages, establish that a multilingual speech representation can be effectively learned and aligned with a multilingual LLM. While this learned representation initially shows limitations in task generalization, we address this issue by generating synthetic targets in a multi-instructional style. Our zero-shot evaluation results confirm the robustness of our approach across multiple tasks, including speech translation and multilingual spoken language understanding, thereby opening new avenues for applying LLMs in the speech domain.
Spoken Language Understanding (SLU) models are a core component of voice assistants (VA), such as Alexa, Bixby, and Google Assistant. In this paper, we introduce a pipeline designed to extend SLU systems to new languages, utilizing Large Language Models (LLMs) that we fine-tune for machine translation of slot-annotated SLU training data. Our approach improved on the MultiATIS++ benchmark, a primary multi-language SLU dataset, in the cloud scenario using an mBERT model. Specifically, we saw an improvement in the Overall Accuracy metric: from 53% to 62.18%, compared to the existing state-of-the-art method, Fine and Coarse-grained Multi-Task Learning Framework (FC-MTLF). In the on-device scenario (tiny and not pretrained SLU), our method improved the Overall Accuracy from 5.31% to 22.06% over the baseline Global-Local Contrastive Learning Framework (GL-CLeF) method. Contrary to both FC-MTLF and GL-CLeF, our LLM-based machine translation does not require changes in the production architecture of SLU. Additionally, our pipeline is slot-type independent: it does not require any slot definitions or examples.