Document layout analysis involves understanding the arrangement of elements within a document. This paper navigates the complexities of understanding various elements within document images, such as text, images, tables, and headings. The approach employs an advanced Transformer-based object detection network as an innovative graphical page object detector for identifying tables, figures, and displayed elements. We introduce a query encoding mechanism to provide high-quality object queries for contrastive learning, enhancing efficiency in the decoder phase. We also present a hybrid matching scheme that integrates the decoder's original one-to-one matching strategy with the one-to-many matching strategy during the training phase. This approach aims to improve the model's accuracy and versatility in detecting various graphical elements on a page. Our experiments on PubLayNet, DocLayNet, and PubTables benchmarks show that our approach outperforms current state-of-the-art methods. It achieves an average precision of 97.3% on PubLayNet, 81.6% on DocLayNet, and 98.6 on PubTables, demonstrating its superior performance in layout analysis. These advancements not only enhance the conversion of document images into editable and accessible formats but also streamline information retrieval and data extraction processes.
Before developing a Document Layout Analysis (DLA) model in real-world applications, conducting comprehensive robustness testing is essential. However, the robustness of DLA models remains underexplored in the literature. To address this, we are the first to introduce a robustness benchmark for DLA models, which includes 450K document images of three datasets. To cover realistic corruptions, we propose a perturbation taxonomy with 36 common document perturbations inspired by real-world document processing. Additionally, to better understand document perturbation impacts, we propose two metrics, Mean Perturbation Effect (mPE) for perturbation assessment and Mean Robustness Degradation (mRD) for robustness evaluation. Furthermore, we introduce a self-titled model, i.e., Robust Document Layout Analyzer (RoDLA), which improves attention mechanisms to boost extraction of robust features. Experiments on the proposed benchmarks (PubLayNet-P, DocLayNet-P, and M$^6$Doc-P) demonstrate that RoDLA obtains state-of-the-art mRD scores of 115.7, 135.4, and 150.4, respectively. Compared to previous methods, RoDLA achieves notable improvements in mAP of +3.8%, +7.1% and +12.1%, respectively.
Text role classification involves classifying the semantic role of textual elements within scientific charts. For this task, we propose to finetune two pretrained multimodal document layout analysis models, LayoutLMv3 and UDOP, on chart datasets. The transformers utilize the three modalities of text, image, and layout as input. We further investigate whether data augmentation and balancing methods help the performance of the models. The models are evaluated on various chart datasets, and results show that LayoutLMv3 outperforms UDOP in all experiments. LayoutLMv3 achieves the highest F1-macro score of 82.87 on the ICPR22 test dataset, beating the best-performing model from the ICPR22 CHART-Infographics challenge. Moreover, the robustness of the models is tested on a synthetic noisy dataset ICPR22-N. Finally, the generalizability of the models is evaluated on three chart datasets, CHIME-R, DeGruyter, and EconBiz, for which we added labels for the text roles. Findings indicate that even in cases where there is limited training data, transformers can be used with the help of data augmentation and balancing methods. The source code and datasets are available on GitHub under https://github.com/hjkimk/text-role-classification
In the rapidly evolving field of scientific research, efficiently extracting key information from the burgeoning volume of scientific papers remains a formidable challenge. This paper introduces an innovative framework designed to automate the extraction of vital data from scientific PDF documents, enabling researchers to discern future research trajectories more readily. AutoIE uniquely integrates four novel components: (1) A multi-semantic feature fusion-based approach for PDF document layout analysis; (2) Advanced functional block recognition in scientific texts; (3) A synergistic technique for extracting and correlating information on molecular sieve synthesis; (4) An online learning paradigm tailored for molecular sieve literature. Our SBERT model achieves high Marco F1 scores of 87.19 and 89.65 on CoNLL04 and ADE datasets. In addition, a practical application of AutoIE in the petrochemical molecular sieve synthesis domain demonstrates its efficacy, evidenced by an impressive 78\% accuracy rate. This research paves the way for enhanced data management and interpretation in molecular sieve synthesis. It is a valuable asset for seasoned experts and newcomers in this specialized field.
Document structure analysis (aka document layout analysis) is crucial for understanding the physical layout and logical structure of documents, with applications in information retrieval, document summarization, knowledge extraction, etc. In this paper, we concentrate on Hierarchical Document Structure Analysis (HDSA) to explore hierarchical relationships within structured documents created using authoring software employing hierarchical schemas, such as LaTeX, Microsoft Word, and HTML. To comprehensively analyze hierarchical document structures, we propose a tree construction based approach that addresses multiple subtasks concurrently, including page object detection (Detect), reading order prediction of identified objects (Order), and the construction of intended hierarchical structure (Construct). We present an effective end-to-end solution based on this framework to demonstrate its performance. To assess our approach, we develop a comprehensive benchmark called Comp-HRDoc, which evaluates the above subtasks simultaneously. Our end-to-end system achieves state-of-the-art performance on two large-scale document layout analysis datasets (PubLayNet and DocLayNet), a high-quality hierarchical document structure reconstruction dataset (HRDoc), and our Comp-HRDoc benchmark. The Comp-HRDoc benchmark will be released to facilitate further research in this field.
Document Layout Analysis, which is the task of identifying different semantic regions inside of a document page, is a subject of great interest for both computer scientists and humanities scholars as it represents a fundamental step towards further analysis tasks for the former and a powerful tool to improve and facilitate the study of the documents for the latter. However, many of the works currently present in the literature, especially when it comes to the available datasets, fail to meet the needs of both worlds and, in particular, tend to lean towards the needs and common practices of the computer science side, leading to resources that are not representative of the humanities real needs. For this reason, the present paper introduces U-DIADS-Bib, a novel, pixel-precise, non-overlapping and noiseless document layout analysis dataset developed in close collaboration between specialists in the fields of computer vision and humanities. Furthermore, we propose a novel, computer-aided, segmentation pipeline in order to alleviate the burden represented by the time-consuming process of manual annotation, necessary for the generation of the ground truth segmentation maps. Finally, we present a standardized few-shot version of the dataset (U-DIADS-BibFS), with the aim of encouraging the development of models and solutions able to address this task with as few samples as possible, which would allow for more effective use in a real-world scenario, where collecting a large number of segmentations is not always feasible.
We present an end-to-end transformer-based framework named TRDLU for the task of Document Layout Understanding (DLU). DLU is the fundamental task to automatically understand document structures. To accurately detect content boxes and classify them into semantically meaningful classes from various formats of documents is still an open challenge. Recently, transformer-based detection neural networks have shown their capability over traditional convolutional-based methods in the object detection area. In this paper, we consider DLU as a detection task, and introduce TRDLU which integrates transformer-based vision backbone and transformer encoder-decoder as detection pipeline. TRDLU is only a visual feature-based framework, but its performance is even better than multi-modal feature-based models. To the best of our knowledge, this is the first study of employing a fully transformer-based framework in DLU tasks. We evaluated TRDLU on three different DLU benchmark datasets, each with strong baselines. TRDLU outperforms the current state-of-the-art methods on all of them.
With the rapid development of the internet in the past decade, it has become increasingly important to extract valuable information from vast resources efficiently, which is crucial for establishing a comprehensive digital ecosystem, particularly in the context of research surveys and comprehension. The foundation of these tasks focuses on accurate extraction and deep mining of data from scientific documents, which are essential for building a robust data infrastructure. However, parsing raw data or extracting data from complex scientific documents have been ongoing challenges. Current data extraction methods for scientific documents typically use rule-based (RB) or machine learning (ML) approaches. However, using rule-based methods can incur high coding costs for articles with intricate typesetting. Conversely, relying solely on machine learning methods necessitates annotation work for complex content types within the scientific document, which can be costly. Additionally, few studies have thoroughly defined and explored the hierarchical layout within scientific documents. The lack of a comprehensive definition of the internal structure and elements of the documents indirectly impacts the accuracy of text classification and object recognition tasks. From the perspective of analyzing the standard layout and typesetting used in the specified publication, we propose a new document layout analysis framework called CTBR(Compartment & Text Blocks Refinement). Firstly, we define scientific documents into hierarchical divisions: base domain, compartment, and text blocks. Next, we conduct an in-depth exploration and classification of the meanings of text blocks. Finally, we utilize the results of text block classification to implement object recognition within scientific documents based on rule-based compartment segmentation.
Document layout analysis can help people better understand and use the information in a document. However, the diversity of document layouts and considerable variation in aspect ratios among document objects pose significant challenges. In this study, we designed the Multi-Convolutional Deformable Separation (MCDS) module as the main structure of the network, using the YOLO model as a baseline. Integration of this module into the Backbone and Neck layers enhances the image feature extraction process significantly. Moreover, we incorporate ParNet-Attention to direct the network's focus toward document objects through parallel networks, thereby facilitating a more exhaustive feature extraction. To optimize the model's predictive potential, the Decouple Fusion Head (DFH) is employed within the Head layer. This technique leverages multi-scale features based on the decoupled head, thereby enhancing the accuracy of predictions. Our proposed model achieves remarkable performance on three distinct public datasets with varying characteristics, namely ICDAR-POD, PubLayNet, and IIIT-AR-13K. Notably, in ICDAR-POD, both IoU$_{0.6}$ and IoU$_{0.8}$ achieve the optimal mean Average Precision (mAP), 96.2 and 94.4, respectively.
Visually-situated languages such as charts and plots are omnipresent in real-world documents. These graphical depictions are human-readable and are often analyzed in visually-rich documents to address a variety of questions that necessitate complex reasoning and common-sense responses. Despite the growing number of datasets that aim to answer questions over charts, most only address this task in isolation, without considering the broader context of document-level question answering. Moreover, such datasets lack adequate common-sense reasoning information in their questions. In this work, we introduce a novel task named document-level chart question answering (DCQA). The goal of this task is to conduct document-level question answering, extracting charts or plots in the document via document layout analysis (DLA) first and subsequently performing chart question answering (CQA). The newly developed benchmark dataset comprises 50,010 synthetic documents integrating charts in a wide range of styles (6 styles in contrast to 3 for PlotQA and ChartQA) and includes 699,051 questions that demand a high degree of reasoning ability and common-sense understanding. Besides, we present the development of a potent question-answer generation engine that employs table data, a rich color set, and basic question templates to produce a vast array of reasoning question-answer pairs automatically. Based on DCQA, we devise an OCR-free transformer for document-level chart-oriented understanding, capable of DLA and answering complex reasoning and common-sense questions over charts in an OCR-free manner. Our DCQA dataset is expected to foster research on understanding visualizations in documents, especially for scenarios that require complex reasoning for charts in the visually-rich document. We implement and evaluate a set of baselines, and our proposed method achieves comparable results.
In this report, we introduce DocXChain, a powerful open-source toolchain for document parsing, which is designed and developed to automatically convert the rich information embodied in unstructured documents, such as text, tables and charts, into structured representations that are readable and manipulable by machines. Specifically, basic capabilities, including text detection, text recognition, table structure recognition and layout analysis, are provided. Upon these basic capabilities, we also build a set of fully functional pipelines for document parsing, i.e., general text reading, table parsing, and document structurization, to drive various applications related to documents in real-world scenarios. Moreover, DocXChain is concise, modularized and flexible, such that it can be readily integrated with existing tools, libraries or models (such as LangChain and ChatGPT), to construct more powerful systems that can accomplish more complicated and challenging tasks. The code of DocXChain is publicly available at:~\url{https://github.com/AlibabaResearch/AdvancedLiterateMachinery/tree/main/Applications/DocXChain}
This paper focuses on enhancing Bengali Document Layout Analysis (DLA) using the YOLOv8 model and innovative post-processing techniques. We tackle challenges unique to the complex Bengali script by employing data augmentation for model robustness. After meticulous validation set evaluation, we fine-tune our approach on the complete dataset, leading to a two-stage prediction strategy for accurate element segmentation. Our ensemble model, combined with post-processing, outperforms individual base architectures, addressing issues identified in the BaDLAD dataset. By leveraging this approach, we aim to advance Bengali document analysis, contributing to improved OCR and document comprehension and BaDLAD serves as a foundational resource for this endeavor, aiding future research in the field. Furthermore, our experiments provided key insights to incorporate new strategies into the established solution.
We present appjsonify, a Python-based PDF-to-JSON conversion toolkit for academic papers. It parses a PDF file using several visual-based document layout analysis models and rule-based text processing approaches. appjsonify is a flexible tool that allows users to easily configure the processing pipeline to handle a specific format of a paper they wish to process. We are publicly releasing appjsonify as an easy-to-install toolkit available via PyPI and GitHub.
This study focuses on understanding Bengali Document Layouts using advanced computer programs: Detectron2, YOLOv8, and SAM. We looked at lots of different Bengali documents in our study. Detectron2 is great at finding and separating different parts of documents, like text boxes and paragraphs. YOLOv8 is good at figuring out different tables and pictures. We also tried SAM, which helps us understand tricky layouts. We tested these programs to see how well they work. By comparing their accuracy and speed, we learned which one is good for different types of documents. Our research helps make sense of complex layouts in Bengali documents and can be useful for other languages too.
In the rapidly evolving digital era, the analysis of document layouts plays a pivotal role in automated information extraction and interpretation. In our work, we have trained MViTv2 transformer model architecture with cascaded mask R-CNN on BaDLAD dataset to extract text box, paragraphs, images and tables from a document. After training on 20365 document images for 36 epochs in a 3 phase cycle, we achieved a training loss of 0.2125 and a mask loss of 0.19. Our work extends beyond training, delving into the exploration of potential enhancement avenues. We investigate the impact of rotation and flip augmentation, the effectiveness of slicing input images pre-inference, the implications of varying the resolution of the transformer backbone, and the potential of employing a dual-pass inference to uncover missed text-boxes. Through these explorations, we observe a spectrum of outcomes, where some modifications result in tangible performance improvements, while others offer unique insights for future endeavors.
Document AI aims to automatically analyze documents by leveraging natural language processing and computer vision techniques. One of the major tasks of Document AI is document layout analysis, which structures document pages by interpreting the content and spatial relationships of layout, image, and text. This task can be image-centric, wherein the aim is to identify and label various regions such as authors and paragraphs, or text-centric, where the focus is on classifying individual words in a document. Although there are increasingly sophisticated methods for improving layout analysis, doubts remain about the extent to which their findings can be generalized to a broader context. Specifically, prior work developed systems based on very different architectures, such as transformer-based, graph-based, and CNNs. However, no work has mentioned the effectiveness of these models in a comparative analysis. Moreover, while language-independent Document AI models capable of knowledge transfer have been developed, it remains to be investigated to what degree they can effectively transfer knowledge. In this study, we aim to fill these gaps by conducting a comparative evaluation of state-of-the-art models in document layout analysis and investigating the potential of cross-lingual layout analysis by utilizing machine translation techniques.
Document pre-trained models and grid-based models have proven to be very effective on various tasks in Document AI. However, for the document layout analysis (DLA) task, existing document pre-trained models, even those pre-trained in a multi-modal fashion, usually rely on either textual features or visual features. Grid-based models for DLA are multi-modality but largely neglect the effect of pre-training. To fully leverage multi-modal information and exploit pre-training techniques to learn better representation for DLA, in this paper, we present VGT, a two-stream Vision Grid Transformer, in which Grid Transformer (GiT) is proposed and pre-trained for 2D token-level and segment-level semantic understanding. Furthermore, a new dataset named D$^4$LA, which is so far the most diverse and detailed manually-annotated benchmark for document layout analysis, is curated and released. Experiment results have illustrated that the proposed VGT model achieves new state-of-the-art results on DLA tasks, e.g. PubLayNet ($95.7\%$$\rightarrow$$96.2\%$), DocBank ($79.6\%$$\rightarrow$$84.1\%$), and D$^4$LA ($67.7\%$$\rightarrow$$68.8\%$). The code and models as well as the D$^4$LA dataset will be made publicly available ~\url{https://github.com/AlibabaResearch/AdvancedLiterateMachinery}.
Document digitization is vital for preserving historical records, efficient document management, and advancing OCR (Optical Character Recognition) research. Document Layout Analysis (DLA) involves segmenting documents into meaningful units like text boxes, paragraphs, images, and tables. Challenges arise when dealing with diverse layouts, historical documents, and unique scripts like Bengali, hindered by the lack of comprehensive Bengali DLA datasets. We improved the accuracy of the DLA model for Bengali documents by utilizing advanced Mask R-CNN models available in the Detectron2 library. Our evaluation involved three variants: Mask R-CNN R-50, R-101, and X-101, both with and without pretrained weights from PubLayNet, on the BaDLAD dataset, which contains human-annotated Bengali documents in four categories: text boxes, paragraphs, images, and tables. Results show the effectiveness of these models in accurately segmenting Bengali documents. We discuss speed-accuracy tradeoffs and underscore the significance of pretrained weights. Our findings expand the applicability of Mask R-CNN in document layout analysis, efficient document management, and OCR research while suggesting future avenues for fine-tuning and data augmentation.
Understanding digital documents is like solving a puzzle, especially historical ones. Document Layout Analysis (DLA) helps with this puzzle by dividing documents into sections like paragraphs, images, and tables. This is crucial for machines to read and understand these documents. In the DL Sprint 2.0 competition, we worked on understanding Bangla documents. We used a dataset called BaDLAD with lots of examples. We trained a special model called Mask R-CNN to help with this understanding. We made this model better by step-by-step hyperparameter tuning, and we achieved a good dice score of 0.889. However, not everything went perfectly. We tried using a model trained for English documents, but it didn't fit well with Bangla. This showed us that each language has its own challenges. Our solution for the DL Sprint 2.0 is publicly available at https://www.kaggle.com/competitions/dlsprint2/discussion/432201 along with notebooks, weights, and inference notebook.
Document layout analysis (DLA) is the task of detecting the distinct, semantic content within a document and correctly classifying these items into an appropriate category (e.g., text, title, figure). DLA pipelines enable users to convert documents into structured machine-readable formats that can then be used for many useful downstream tasks. Most existing state-of-the-art (SOTA) DLA models represent documents as images, discarding the rich metadata available in electronically generated PDFs. Directly leveraging this metadata, we represent each PDF page as a structured graph and frame the DLA problem as a graph segmentation and classification problem. We introduce the Graph-based Layout Analysis Model (GLAM), a lightweight graph neural network competitive with SOTA models on two challenging DLA datasets - while being an order of magnitude smaller than existing models. In particular, the 4-million parameter GLAM model outperforms the leading 140M+ parameter computer vision-based model on 5 of the 11 classes on the DocLayNet dataset. A simple ensemble of these two models achieves a new state-of-the-art on DocLayNet, increasing mAP from 76.8 to 80.8. Overall, GLAM is over 5 times more efficient than SOTA models, making GLAM a favorable engineering choice for DLA tasks.