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arXiv:2405.01617

An Explainable and Conformal AI Model to Detect Temporomandibular Joint Involvement in Children Suffering from Juvenile Idiopathic Arthritis

Juvenile idiopathic arthritis (JIA) is the most common rheumatic disease during childhood and adolescence. The temporomandibular joints (TMJ) are among the most frequently affected joints in patients with JIA, and mandibular growth is especially vulnerable to arthritic changes of the TMJ in children. A clinical examination is the most cost-effective method to diagnose TMJ involvement, but clinicians find it difficult to interpret and inaccurate when used only on clinical examinations. This study implemented an explainable artificial intelligence (AI) model that can help clinicians assess TMJ involvement. The classification model was trained using Random Forest on 6154 clinical examinations of 1035 pediatric patients (67% female, 33% male) and evaluated on its ability to correctly classify TMJ involvement or not on a separate test set. Most notably, the results show that the model can classify patients within two years of their first examination as having TMJ involvement with a precision of 0.86 and a sensitivity of 0.7. The results show promise for an AI model in the assessment of TMJ involvement in children and as a decision support tool.

arXiv:2405.00076

Towards trustable SHAP scores

SHAP scores represent the proposed use of the well-known Shapley values in eXplainable Artificial Intelligence (XAI). Recent work has shown that the exact computation of SHAP scores can produce unsatisfactory results. Concretely, for some ML models, SHAP scores will mislead with respect to relative feature influence. To address these limitations, recently proposed alternatives exploit different axiomatic aggregations, all of which are defined in terms of abductive explanations. However, the proposed axiomatic aggregations are not Shapley values. This paper investigates how SHAP scores can be modified so as to extend axiomatic aggregations to the case of Shapley values in XAI. More importantly, the proposed new definition of SHAP scores avoids all the known cases where unsatisfactory results have been identified. The paper also characterizes the complexity of computing the novel definition of SHAP scores, highlighting families of classifiers for which computing these scores is tractable. Furthermore, the paper proposes modifications to the existing implementations of SHAP scores. These modifications eliminate some of the known limitations of SHAP scores, and have negligible impact in terms of performance.

arXiv:2404.18736

Mapping the Potential of Explainable AI for Fairness Along the AI Lifecycle

The widespread use of artificial intelligence (AI) systems across various domains is increasingly surfacing issues related to algorithmic fairness, especially in high-stakes scenarios. Thus, critical considerations of how fairness in AI systems might be improved -- and what measures are available to aid this process -- are overdue. Many researchers and policymakers see explainable AI (XAI) as a promising way to increase fairness in AI systems. However, there is a wide variety of XAI methods and fairness conceptions expressing different desiderata, and the precise connections between XAI and fairness remain largely nebulous. Besides, different measures to increase algorithmic fairness might be applicable at different points throughout an AI system's lifecycle. Yet, there currently is no coherent mapping of fairness desiderata along the AI lifecycle. In this paper, we we distill eight fairness desiderata, map them along the AI lifecycle, and discuss how XAI could help address each of them. We hope to provide orientation for practical applications and to inspire XAI research specifically focused on these fairness desiderata.

arXiv:2404.16903

Fiper: a Visual-based Explanation Combining Rules and Feature Importance

Artificial Intelligence algorithms have now become pervasive in multiple high-stakes domains. However, their internal logic can be obscure to humans. Explainable Artificial Intelligence aims to design tools and techniques to illustrate the predictions of the so-called black-box algorithms. The Human-Computer Interaction community has long stressed the need for a more user-centered approach to Explainable AI. This approach can benefit from research in user interface, user experience, and visual analytics. This paper proposes a visual-based method to illustrate rules paired with feature importance. A user study with 15 participants was conducted comparing our visual method with the original output of the algorithm and textual representation to test its effectiveness with users.

arXiv:2404.16495

T-Explainer: A Model-Agnostic Explainability Framework Based on Gradients

The development of machine learning applications has increased significantly in recent years, motivated by the remarkable ability of learning-powered systems to discover and generalize intricate patterns hidden in massive datasets. Modern learning models, while powerful, often have a level of complexity that renders them opaque black boxes, resulting in a notable lack of transparency that hinders our ability to decipher their reasoning. Opacity challenges the interpretability and practical application of machine learning, especially in critical domains where understanding the underlying reasons is essential for informed decision-making. Explainable Artificial Intelligence (XAI) rises to address that challenge, unraveling the complexity of black boxes by providing elucidating explanations. Among the various XAI approaches, feature attribution/importance stands out for its capacity to delineate the significance of input features in the prediction process. However, most existing attribution methods have limitations, such as instability, when divergent explanations may result from similar or even the same instance. This work introduces T-Explainer, a novel local additive attribution explainer based on Taylor expansion. It has desirable properties, such as local accuracy and consistency, making T-Explainer stable over multiple runs. We demonstrate T-Explainer's effectiveness in quantitative benchmark experiments against well-known attribution methods. Additionally, we provide several tools to evaluate and visualize explanations, turning T-Explainer into a comprehensive XAI framework.

arXiv:2404.16074

Explaining AI Decisions: Towards Achieving Human-Centered Explainability in Smart Home Environments

Smart home systems are gaining popularity as homeowners strive to enhance their living and working environments while minimizing energy consumption. However, the adoption of artificial intelligence (AI)-enabled decision-making models in smart home systems faces challenges due to the complexity and black-box nature of these systems, leading to concerns about explainability, trust, transparency, accountability, and fairness. The emerging field of explainable artificial intelligence (XAI) addresses these issues by providing explanations for the models' decisions and actions. While state-of-the-art XAI methods are beneficial for AI developers and practitioners, they may not be easily understood by general users, particularly household members. This paper advocates for human-centered XAI methods, emphasizing the importance of delivering readily comprehensible explanations to enhance user satisfaction and drive the adoption of smart home systems. We review state-of-the-art XAI methods and prior studies focusing on human-centered explanations for general users in the context of smart home applications. Through experiments on two smart home application scenarios, we demonstrate that explanations generated by prominent XAI techniques might not be effective in helping users understand and make decisions. We thus argue for the necessity of a human-centric approach in representing explanations in smart home systems and highlight relevant human-computer interaction (HCI) methodologies, including user studies, prototyping, technology probes analysis, and heuristic evaluation, that can be employed to generate and present human-centered explanations to users.

arXiv:2404.13002

Towards Robust Ferrous Scrap Material Classification with Deep Learning and Conformal Prediction

In the steel production domain, recycling ferrous scrap is essential for environmental and economic sustainability, as it reduces both energy consumption and greenhouse gas emissions. However, the classification of scrap materials poses a significant challenge, requiring advancements in automation technology. Additionally, building trust among human operators is a major obstacle. Traditional approaches often fail to quantify uncertainty and lack clarity in model decision-making, which complicates acceptance. In this article, we describe how conformal prediction can be employed to quantify uncertainty and add robustness in scrap classification. We have adapted the Split Conformal Prediction technique to seamlessly integrate with state-of-the-art computer vision models, such as the Vision Transformer (ViT), Swin Transformer, and ResNet-50, while also incorporating Explainable Artificial Intelligence (XAI) methods. We evaluate the approach using a comprehensive dataset of 8147 images spanning nine ferrous scrap classes. The application of the Split Conformal Prediction method allowed for the quantification of each model's uncertainties, which enhanced the understanding of predictions and increased the reliability of the results. Specifically, the Swin Transformer model demonstrated more reliable outcomes than the others, as evidenced by its smaller average size of prediction sets and achieving an average classification accuracy exceeding 95%. Furthermore, the Score-CAM method proved highly effective in clarifying visual features, significantly enhancing the explainability of the classification decisions.

arXiv:2404.12762

How should AI decisions be explained? Requirements for Explanations from the Perspective of European Law

This paper investigates the relationship between law and eXplainable Artificial Intelligence (XAI). While there is much discussion about the AI Act, for which the trilogue of the European Parliament, Council and Commission recently concluded, other areas of law seem underexplored. This paper focuses on European (and in part German) law, although with international concepts and regulations such as fiduciary plausibility checks, the General Data Protection Regulation (GDPR), and product safety and liability. Based on XAI-taxonomies, requirements for XAI-methods are derived from each of the legal bases, resulting in the conclusion that each legal basis requires different XAI properties and that the current state of the art does not fulfill these to full satisfaction, especially regarding the correctness (sometimes called fidelity) and confidence estimates of XAI-methods. Published in the Proceedings of the AAAI/ACM Conference on AI, Ethics, and Society https://doi.org/10.1609/aies.v7i1.31648 .

arXiv:2404.11875

Concept Induction using LLMs: a user experiment for assessment

Explainable Artificial Intelligence (XAI) poses a significant challenge in providing transparent and understandable insights into complex AI models. Traditional post-hoc algorithms, while useful, often struggle to deliver interpretable explanations. Concept-based models offer a promising avenue by incorporating explicit representations of concepts to enhance interpretability. However, existing research on automatic concept discovery methods is often limited by lower-level concepts, costly human annotation requirements, and a restricted domain of background knowledge. In this study, we explore the potential of a Large Language Model (LLM), specifically GPT-4, by leveraging its domain knowledge and common-sense capability to generate high-level concepts that are meaningful as explanations for humans, for a specific setting of image classification. We use minimal textual object information available in the data via prompting to facilitate this process. To evaluate the output, we compare the concepts generated by the LLM with two other methods: concepts generated by humans and the ECII heuristic concept induction system. Since there is no established metric to determine the human understandability of concepts, we conducted a human study to assess the effectiveness of the LLM-generated concepts. Our findings indicate that while human-generated explanations remain superior, concepts derived from GPT-4 are more comprehensible to humans compared to those generated by ECII.

arXiv:2404.11428

Explainable Lung Disease Classification from Chest X-Ray Images Utilizing Deep Learning and XAI

Lung diseases remain a critical global health concern, and it's crucial to have accurate and quick ways to diagnose them. This work focuses on classifying different lung diseases into five groups: viral pneumonia, bacterial pneumonia, COVID, tuberculosis, and normal lungs. Employing advanced deep learning techniques, we explore a diverse range of models including CNN, hybrid models, ensembles, transformers, and Big Transfer. The research encompasses comprehensive methodologies such as hyperparameter tuning, stratified k-fold cross-validation, and transfer learning with fine-tuning.Remarkably, our findings reveal that the Xception model, fine-tuned through 5-fold cross-validation, achieves the highest accuracy of 96.21\%. This success shows that our methods work well in accurately identifying different lung diseases. The exploration of explainable artificial intelligence (XAI) methodologies further enhances our understanding of the decision-making processes employed by these models, contributing to increased trust in their clinical applications.

arXiv:2404.11597

Explainable Artificial Intelligence Techniques for Accurate Fault Detection and Diagnosis: A Review

As the manufacturing industry advances with sensor integration and automation, the opaque nature of deep learning models in machine learning poses a significant challenge for fault detection and diagnosis. And despite the related predictive insights Artificial Intelligence (AI) can deliver, advanced machine learning engines often remain a black box. This paper reviews the eXplainable AI (XAI) tools and techniques in this context. We explore various XAI methodologies, focusing on their role in making AI decision-making transparent, particularly in critical scenarios where humans are involved. We also discuss current limitations and potential future research that aims to balance explainability with model performance while improving trustworthiness in the context of AI applications for critical industrial use cases.

arXiv:2404.10387

CNN-based explanation ensembling for dataset, representation and explanations evaluation

Explainable Artificial Intelligence has gained significant attention due to the widespread use of complex deep learning models in high-stake domains such as medicine, finance, and autonomous cars. However, different explanations often present different aspects of the model's behavior. In this research manuscript, we explore the potential of ensembling explanations generated by deep classification models using convolutional model. Through experimentation and analysis, we aim to investigate the implications of combining explanations to uncover a more coherent and reliable patterns of the model's behavior, leading to the possibility of evaluating the representation learned by the model. With our method, we can uncover problems of under-representation of images in a certain class. Moreover, we discuss other side benefits like features' reduction by replacing the original image with its explanations resulting in the removal of some sensitive information. Through the use of carefully selected evaluation metrics from the Quantus library, we demonstrated the method's superior performance in terms of Localisation and Faithfulness, compared to individual explanations.

arXiv:2404.08721

Beyond One-Size-Fits-All: Adapting Counterfactual Explanations to User Objectives

Explainable Artificial Intelligence (XAI) has emerged as a critical area of research aimed at enhancing the transparency and interpretability of AI systems. Counterfactual Explanations (CFEs) offer valuable insights into the decision-making processes of machine learning algorithms by exploring alternative scenarios where certain factors differ. Despite the growing popularity of CFEs in the XAI community, existing literature often overlooks the diverse needs and objectives of users across different applications and domains, leading to a lack of tailored explanations that adequately address the different use cases. In this paper, we advocate for a nuanced understanding of CFEs, recognizing the variability in desired properties based on user objectives and target applications. We identify three primary user objectives and explore the desired characteristics of CFEs in each case. By addressing these differences, we aim to design more effective and tailored explanations that meet the specific needs of users, thereby enhancing collaboration with AI systems.

arXiv:2404.09601

Reactive Model Correction: Mitigating Harm to Task-Relevant Features via Conditional Bias Suppression

Deep Neural Networks are prone to learning and relying on spurious correlations in the training data, which, for high-risk applications, can have fatal consequences. Various approaches to suppress model reliance on harmful features have been proposed that can be applied post-hoc without additional training. Whereas those methods can be applied with efficiency, they also tend to harm model performance by globally shifting the distribution of latent features. To mitigate unintended overcorrection of model behavior, we propose a reactive approach conditioned on model-derived knowledge and eXplainable Artificial Intelligence (XAI) insights. While the reactive approach can be applied to many post-hoc methods, we demonstrate the incorporation of reactivity in particular for P-ClArC (Projective Class Artifact Compensation), introducing a new method called R-ClArC (Reactive Class Artifact Compensation). Through rigorous experiments in controlled settings (FunnyBirds) and with a real-world dataset (ISIC2019), we show that introducing reactivity can minimize the detrimental effect of the applied correction while simultaneously ensuring low reliance on spurious features.

arXiv:2404.08613공식 코드 · Papers with Code

Using Explainable AI and Transfer Learning to understand and predict the maintenance of Atlantic blocking with limited observational data

Blocking events are an important cause of extreme weather, especially long-lasting blocking events that trap weather systems in place. The duration of blocking events is, however, underestimated in climate models. Explainable Artificial Intelligence are a class of data analysis methods that can help identify physical causes of prolonged blocking events and diagnose model deficiencies. We demonstrate this approach on an idealized quasigeostrophic model developed by Marshall and Molteni (1993). We train a convolutional neural network (CNN), and subsequently, build a sparse predictive model for the persistence of Atlantic blocking, conditioned on an initial high-pressure anomaly. Shapley Additive ExPlanation (SHAP) analysis reveals that high-pressure anomalies in the American Southeast and North Atlantic, separated by a trough over Atlantic Canada, contribute significantly to prediction of sustained blocking events in the Atlantic region. This agrees with previous work that identified precursors in the same regions via wave train analysis. When we apply the same CNN to blockings in the ERA5 atmospheric reanalysis, there is insufficient data to accurately predict persistent blocks. We partially overcome this limitation by pre-training the CNN on the plentiful data of the Marshall-Molteni model, and then using Transfer Learning to achieve better predictions than direct training. SHAP analysis before and after transfer learning allows a comparison between the predictive features in the reanalysis and the quasigeostrophic model, quantifying dynamical biases in the idealized model. This work demonstrates the potential for machine learning methods to extract meaningful precursors of extreme weather events and achieve better prediction using limited observational data.

arXiv:2404.07725

Unraveling the Dilemma of AI Errors: Exploring the Effectiveness of Human and Machine Explanations for Large Language Models

The field of eXplainable artificial intelligence (XAI) has produced a plethora of methods (e.g., saliency-maps) to gain insight into artificial intelligence (AI) models, and has exploded with the rise of deep learning (DL). However, human-participant studies question the efficacy of these methods, particularly when the AI output is wrong. In this study, we collected and analyzed 156 human-generated text and saliency-based explanations collected in a question-answering task (N=40) and compared them empirically to state-of-the-art XAI explanations (integrated gradients, conservative LRP, and ChatGPT) in a human-participant study (N=136). Our findings show that participants found human saliency maps to be more helpful in explaining AI answers than machine saliency maps, but performance negatively correlated with trust in the AI model and explanations. This finding hints at the dilemma of AI errors in explanation, where helpful explanations can lead to lower task performance when they support wrong AI predictions.

arXiv:2404.05997

Concept-Attention Whitening for Interpretable Skin Lesion Diagnosis

The black-box nature of deep learning models has raised concerns about their interpretability for successful deployment in real-world clinical applications. To address the concerns, eXplainable Artificial Intelligence (XAI) aims to provide clear and understandable explanations of the decision-making process. In the medical domain, concepts such as attributes of lesions or abnormalities serve as key evidence for deriving diagnostic results. Existing concept-based models mainly depend on concepts that appear independently and require fine-grained concept annotations such as bounding boxes. However, a medical image usually contains multiple concepts, and the fine-grained concept annotations are difficult to acquire. In this paper, we aim to interpret representations in deep neural networks by aligning the axes of the latent space with known concepts of interest. We propose a novel Concept-Attention Whitening (CAW) framework for interpretable skin lesion diagnosis. CAW is comprised of a disease diagnosis branch and a concept alignment branch. In the former branch, we train a convolutional neural network (CNN) with an inserted CAW layer to perform skin lesion diagnosis. The CAW layer decorrelates features and aligns image features to conceptual meanings via an orthogonal matrix. In the latter branch, the orthogonal matrix is calculated under the guidance of the concept attention mask. We particularly introduce a weakly-supervised concept mask generator that only leverages coarse concept labels for filtering local regions that are relevant to certain concepts, improving the optimization of the orthogonal matrix. Extensive experiments on two public skin lesion diagnosis datasets demonstrated that CAW not only enhanced interpretability but also maintained a state-of-the-art diagnostic performance.

arXiv:2404.03892

Enhancing Breast Cancer Diagnosis in Mammography: Evaluation and Integration of Convolutional Neural Networks and Explainable AI

The Deep learning (DL) models for diagnosing breast cancer from mammographic images often operate as "black boxes", making it difficult for healthcare professionals to trust and understand their decision-making processes. The study presents an integrated framework combining Convolutional Neural Networks (CNNs) and Explainable Artificial Intelligence (XAI) for the enhanced diagnosis of breast cancer using the CBIS-DDSM dataset. The methodology encompasses an elaborate data preprocessing pipeline and advanced data augmentation techniques to counteract dataset limitations and transfer learning using pre-trained networks such as VGG-16, Inception-V3 and ResNet was employed. A focal point of our study is the evaluation of XAI's effectiveness in interpreting model predictions, highlighted by utilizing the Hausdorff measure to assess the alignment between AI-generated explanations and expert annotations quantitatively. This approach is critical for XAI in promoting trustworthiness and ethical fairness in AI-assisted diagnostics. The findings from our research illustrate the effective collaboration between CNNs and XAI in advancing diagnostic methods for breast cancer, thereby facilitating a more seamless integration of advanced AI technologies within clinical settings. By enhancing the interpretability of AI driven decisions, this work lays the groundwork for improved collaboration between AI systems and medical practitioners, ultimately enriching patient care. Furthermore, the implications of our research extended well beyond the current methodologies. It encourages further research into how to combine multimodal data and improve AI explanations to meet the needs of clinical practice.

arXiv:2404.03436공식 코드 · Papers with Code

Interpreting End-to-End Deep Learning Models for Speech Source Localization Using Layer-wise Relevance Propagation

Deep learning models are widely applied in the signal processing community, yet their inner working procedure is often treated as a black box. In this paper, we investigate the use of eXplainable Artificial Intelligence (XAI) techniques to learning-based end-to-end speech source localization models. We consider the Layer-wise Relevance Propagation (LRP) technique, which aims to determine which parts of the input are more important for the output prediction. Using LRP we analyze two state-of-the-art models, of differing architectural complexity that map audio signals acquired by the microphones to the cartesian coordinates of the source. Specifically, we inspect the relevance associated with the input features of the two models and discover that both networks denoise and de-reverberate the microphone signals to compute more accurate statistical correlations between them and consequently localize the sources. To further demonstrate this fact, we estimate the Time-Difference of Arrivals (TDoAs) via the Generalized Cross Correlation with Phase Transform (GCC-PHAT) using both microphone signals and relevance signals extracted from the two networks and show that through the latter we obtain more accurate time-delay estimation results.

arXiv:2404.03499

Comprehensible Artificial Intelligence on Knowledge Graphs: A survey

Artificial Intelligence applications gradually move outside the safe walls of research labs and invade our daily lives. This is also true for Machine Learning methods on Knowledge Graphs, which has led to a steady increase in their application since the beginning of the 21st century. However, in many applications, users require an explanation of the Artificial Intelligences decision. This led to increased demand for Comprehensible Artificial Intelligence. Knowledge Graphs epitomize fertile soil for Comprehensible Artificial Intelligence, due to their ability to display connected data, i.e. knowledge, in a human- as well as machine-readable way. This survey gives a short history to Comprehensible Artificial Intelligence on Knowledge Graphs. Furthermore, we contribute by arguing that the concept Explainable Artificial Intelligence is overloaded and overlapping with Interpretable Machine Learning. By introducing the parent concept Comprehensible Artificial Intelligence, we provide a clear-cut distinction of both concepts while accounting for their similarities. Thus, we provide in this survey a case for Comprehensible Artificial Intelligence on Knowledge Graphs consisting of Interpretable Machine Learning on Knowledge Graphs and Explainable Artificial Intelligence on Knowledge Graphs. This leads to the introduction of a novel taxonomy for Comprehensible Artificial Intelligence on Knowledge Graphs. In addition, a comprehensive overview of the research on Comprehensible Artificial Intelligence on Knowledge Graphs is presented and put into the context of the taxonomy. Finally, research gaps in the field of Comprehensible Artificial Intelligence on Knowledge Graphs are identified for future research.