Converting text into the structured query language (Text2SQL) is a research hotspot in the field of natural language processing (NLP), which has broad application prospects. In the era of big data, the use of databases has penetrated all walks of life, in which the collected data is large in scale, diverse in variety, and wide in scope, making the data query cumbersome and inefficient, and putting forward higher requirements for the Text2SQL model. In practical applications, the current mainstream end-to-end Text2SQL model is not only difficult to build due to its complex structure and high requirements for training data, but also difficult to adjust due to massive parameters. In addition, the accuracy of the model is hard to achieve the desired result. Based on this, this paper proposes a pipelined Text2SQL method: SPSQL. This method disassembles the Text2SQL task into four subtasks--table selection, column selection, SQL generation, and value filling, which can be converted into a text classification problem, a sequence labeling problem, and two text generation problems, respectively. Then, we construct data formats of different subtasks based on existing data and improve the accuracy of the overall model by improving the accuracy of each submodel. We also use the named entity recognition module and data augmentation to optimize the overall model. We construct the dataset based on the marketing business data of the State Grid Corporation of China. Experiments demonstrate our proposed method achieves the best performance compared with the end-to-end method and other pipeline methods.
Interactive semantic parsing based on natural language (NL) feedback, where users provide feedback to correct the parser mistakes, has emerged as a more practical scenario than the traditional one-shot semantic parsing. However, prior work has heavily relied on human-annotated feedback data to train the interactive semantic parser, which is prohibitively expensive and not scalable. In this work, we propose a new task of simulating NL feedback for interactive semantic parsing. We accompany the task with a novel feedback evaluator. The evaluator is specifically designed to assess the quality of the simulated feedback, based on which we decide the best feedback simulator from our proposed variants. On a text-to-SQL dataset, we show that our feedback simulator can generate high-quality NL feedback to boost the error correction ability of a specific parser. In low-data settings, our feedback simulator can help achieve comparable error correction performance as trained using the costly, full set of human annotations.
Relational databases play an important role in business, science, and more. However, many users cannot fully unleash the analytical power of relational databases, because they are not familiar with database languages such as SQL. Many techniques have been proposed to automatically generate SQL from natural language, but they suffer from two issues: (1) they still make many mistakes, particularly for complex queries, and (2) they do not provide a flexible way for non-expert users to validate and refine incorrect queries. To address these issues, we introduce a new interaction mechanism that allows users to directly edit a step-by-step explanation of a query to fix errors. Our experiments on multiple datasets, as well as a user study with 24 participants, demonstrate that our approach can achieve better performance than multiple SOTA approaches. Our code and datasets are available at https://github.com/magic-YuanTian/STEPS.
Context-dependent Text-to-SQL aims to translate multi-turn natural language questions into SQL queries. Despite various methods have exploited context-dependence information implicitly for contextual SQL parsing, there are few attempts to explicitly address the dependencies between current question and question context. This paper presents QURG, a novel Question Rewriting Guided approach to help the models achieve adequate contextual understanding. Specifically, we first train a question rewriting model to complete the current question based on question context, and convert them into a rewriting edit matrix. We further design a two-stream matrix encoder to jointly model the rewriting relations between question and context, and the schema linking relations between natural language and structured schema. Experimental results show that QURG significantly improves the performances on two large-scale context-dependent datasets SParC and CoSQL, especially for hard and long-turn questions.
Nearly all general-purpose neural semantic parsers generate logical forms in a strictly top-down autoregressive fashion. Though such systems have achieved impressive results across a variety of datasets and domains, recent works have called into question whether they are ultimately limited in their ability to compositionally generalize. In this work, we approach semantic parsing from, quite literally, the opposite direction; that is, we introduce a neural semantic parsing generation method that constructs logical forms from the bottom up, beginning from the logical form's leaves. The system we introduce is lazy in that it incrementally builds up a set of potential semantic parses, but only expands and processes the most promising candidate parses at each generation step. Such a parsimonious expansion scheme allows the system to maintain an arbitrarily large set of parse hypotheses that are never realized and thus incur minimal computational overhead. We evaluate our approach on compositional generalization; specifically, on the challenging CFQ dataset and three Text-to-SQL datasets where we show that our novel, bottom-up semantic parsing technique outperforms general-purpose semantic parsers while also being competitive with comparable neural parsers that have been designed for each task.
The limited scale of annotated data constraints existing context-dependent text-to-SQL models because of the complexity of labeling. The data augmentation method is a commonly used method to solve this problem. However, the data generated by current augmentation methods often lack diversity. In this paper, we introduce ConDA, which generates interactive questions and corresponding SQL results. We designed the SQL dialogue state to enhance the data diversity through the state transition. Meanwhile, we also present a filter method to ensure the data quality by a grounding model. Additionally, we utilize a grounding model to identify and filter low-quality questions that mismatch the state information. Experimental results on the SParC and CoSQL datasets show that ConDA boosts the baseline model to achieve an average improvement of $3.3\%$ on complex questions. Moreover, we analyze the augmented data, which reveals that the data generated by ConDA are of high quality in both SQL template hardness and types, turns, and question consistency.
Text-to-SQL is a task that converts a natural language question into a structured query language (SQL) to retrieve information from a database. Large language models (LLMs) work well in natural language generation tasks, but they are not specifically pre-trained to understand the syntax and semantics of SQL commands. In this paper, we propose an LLM-based framework for Text-to-SQL which retrieves helpful demonstration examples to prompt LLMs. However, questions with different database schemes can vary widely, even if the intentions behind them are similar and the corresponding SQL queries exhibit similarities. Consequently, it becomes crucial to identify the appropriate SQL demonstrations that align with our requirements. We design a de-semanticization mechanism that extracts question skeletons, allowing us to retrieve similar examples based on their structural similarity. We also model the relationships between question tokens and database schema items (i.e., tables and columns) to filter out scheme-related information. Our framework adapts the range of the database schema in prompts to balance length and valuable information. A fallback mechanism allows for a more detailed schema to be provided if the generated SQL query fails. Ours outperforms state-of-the-art models and demonstrates strong generalization ability on three cross-domain Text-to-SQL benchmarks.
Chain-of-thought (CoT) prompting combined with large language models (LLMs) have achieved encouraging results on complex reasoning tasks. Text-to-SQL is a critical semantic parsing task that converts natural language questions into SQL statements, involving a complex reasoning process. However, there is little work about using CoT prompting to activate LLM's reasoning capabilities on Text-to-SQL tasks. In this work, we propose a new paradigm for prompting Text-to-SQL tasks, called Divide-and-Prompt, which first divides the task into subtasks, and then approach each subtask through CoT. We present 3 prompting-based methods to enhance the Text-to-SQL ability of LLMs. Experiments show that these prompts guide LLMs to generate Text-to-SQL with higher execution accuracy.
Large language models (LLMs) have achieved impressive performance on code generation. However, for complex programming tasks, generating the correct solution in one go becomes challenging, thus some prior works have designed program repair approaches to improve code generation performance. In this work, we propose Self-Debugging, which teaches a large language model to debug its predicted program via few-shot demonstrations. In particular, we demonstrate that Self-Debugging can teach the large language model to perform rubber duck debugging; i.e., without any human feedback on the code correctness or error messages, the model is able to identify its mistakes by investigating the execution results and explaining the generated code in natural language. Self-Debugging achieves the state-of-the-art performance on several code generation benchmarks, including the Spider dataset for text-to-SQL generation, TransCoder for C++-to-Python translation, and MBPP for text-to-Python generation. On the Spider benchmark where there are no unit tests to verify the correctness of predictions, Self-Debugging with code explanation consistently improves the baseline by 2-3%, and improves the prediction accuracy on problems of the hardest level by 9%. On TransCoder and MBPP where unit tests are available, Self-Debugging improves the baseline accuracy by up to 12%. Meanwhile, by leveraging feedback messages and reusing failed predictions, Self-Debugging notably improves sample efficiency, and can match or outperform baseline models that generate more than 10x candidate programs.
This paper presents the first comprehensive analysis of ChatGPT's Text-to-SQL ability. Given the recent emergence of large-scale conversational language model ChatGPT and its impressive capabilities in both conversational abilities and code generation, we sought to evaluate its Text-to-SQL performance. We conducted experiments on 12 benchmark datasets with different languages, settings, or scenarios, and the results demonstrate that ChatGPT has strong text-to-SQL abilities. Although there is still a gap from the current state-of-the-art (SOTA) model performance, considering that the experiment was conducted in a zero-shot scenario, ChatGPT's performance is still impressive. Notably, in the ADVETA (RPL) scenario, the zero-shot ChatGPT even outperforms the SOTA model that requires fine-tuning on the Spider dataset by 4.1\%, demonstrating its potential for use in practical applications. To support further research in related fields, we have made the data generated by ChatGPT publicly available at https://github.com/THU-BPM/chatgpt-sql.
Electronic medical records (EMRs) are stored in relational databases. It can be challenging to access the required information if the user is unfamiliar with the database schema or general database fundamentals. Hence, researchers have explored text-to-SQL generation methods that provide healthcare professionals direct access to EMR data without needing a database expert. However, currently available datasets have been essentially "solved" with state-of-the-art models achieving accuracy greater than or near 90%. In this paper, we show that there is still a long way to go before solving text-to-SQL generation in the medical domain. To show this, we create new splits of the existing medical text-to-SQL dataset MIMICSQL that better measure the generalizability of the resulting models. We evaluate state-of-the-art language models on our new split showing substantial drops in performance with accuracy dropping from up to 92% to 28%, thus showing substantial room for improvement. Moreover, we introduce a novel data augmentation approach to improve the generalizability of the language models. Overall, this paper is the first step towards developing more robust text-to-SQL models in the medical domain.\footnote{The dataset and code will be released upon acceptance.
Conversational, multi-turn, text-to-SQL (CoSQL) tasks map natural language utterances in a dialogue to SQL queries. State-of-the-art (SOTA) systems use large, pre-trained and finetuned language models, such as the T5-family, in conjunction with constrained decoding. With multi-tasking (MT) over coherent tasks with discrete prompts during training, we improve over specialized text-to-SQL T5-family models. Based on Oracle analyses over n-best hypotheses, we apply a query plan model and a schema linking algorithm as rerankers. Combining MT and reranking, our results using T5-3B show absolute accuracy improvements of 1.0% in exact match and 3.4% in execution match over a SOTA baseline on CoSQL. While these gains consistently manifest at turn level, context dependent turns are considerably harder. We conduct studies to tease apart errors attributable to domain and compositional generalization, with the latter remaining a challenge for multi-turn conversations, especially in generating SQL with unseen parse trees.
One of the recent best attempts at Text-to-SQL is the pre-trained language model. Due to the structural property of the SQL queries, the seq2seq model takes the responsibility of parsing both the schema items (i.e., tables and columns) and the skeleton (i.e., SQL keywords). Such coupled targets increase the difficulty of parsing the correct SQL queries especially when they involve many schema items and logic operators. This paper proposes a ranking-enhanced encoding and skeleton-aware decoding framework to decouple the schema linking and the skeleton parsing. Specifically, for a seq2seq encoder-decode model, its encoder is injected by the most relevant schema items instead of the whole unordered ones, which could alleviate the schema linking effort during SQL parsing, and its decoder first generates the skeleton and then the actual SQL query, which could implicitly constrain the SQL parsing. We evaluate our proposed framework on Spider and its three robustness variants: Spider-DK, Spider-Syn, and Spider-Realistic. The experimental results show that our framework delivers promising performance and robustness. Our code is available at https://github.com/RUCKBReasoning/RESDSQL.
Neural text-to-SQL models have achieved remarkable performance in translating natural language questions into SQL queries. However, recent studies reveal that text-to-SQL models are vulnerable to task-specific perturbations. Previous curated robustness test sets usually focus on individual phenomena. In this paper, we propose a comprehensive robustness benchmark based on Spider, a cross-domain text-to-SQL benchmark, to diagnose the model robustness. We design 17 perturbations on databases, natural language questions, and SQL queries to measure the robustness from different angles. In order to collect more diversified natural question perturbations, we utilize large pretrained language models (PLMs) to simulate human behaviors in creating natural questions. We conduct a diagnostic study of the state-of-the-art models on the robustness set. Experimental results reveal that even the most robust model suffers from a 14.0% performance drop overall and a 50.7% performance drop on the most challenging perturbation. We also present a breakdown analysis regarding text-to-SQL model designs and provide insights for improving model robustness.
The task of text-to-SQL parsing, which aims at converting natural language questions into executable SQL queries, has garnered increasing attention in recent years, as it can assist end users in efficiently extracting vital information from databases without the need for technical background. One of the major challenges in text-to-SQL parsing is domain generalization, i.e., how to generalize well to unseen databases. Recently, the pre-trained text-to-text transformer model, namely T5, though not specialized for text-to-SQL parsing, has achieved state-of-the-art performance on standard benchmarks targeting domain generalization. In this work, we explore ways to further augment the pre-trained T5 model with specialized components for text-to-SQL parsing. Such components are expected to introduce structural inductive bias into text-to-SQL parsers thus improving model's capacity on (potentially multi-hop) reasoning, which is critical for generating structure-rich SQLs. To this end, we propose a new architecture GRAPHIX-T5, a mixed model with the standard pre-trained transformer model augmented by some specially-designed graph-aware layers. Extensive experiments and analysis demonstrate the effectiveness of GRAPHIX-T5 across four text-to-SQL benchmarks: SPIDER, SYN, REALISTIC and DK. GRAPHIX-T5 surpass all other T5-based parsers with a significant margin, achieving new state-of-the-art performance. Notably, GRAPHIX-T5-large reach performance superior to the original T5-large by 5.7% on exact match (EM) accuracy and 6.6% on execution accuracy (EX). This even outperforms the T5-3B by 1.2% on EM and 1.5% on EX.
We present a new text-to-SQL dataset for electronic health records (EHRs). The utterances were collected from 222 hospital staff members, including physicians, nurses, and insurance review and health records teams. To construct the QA dataset on structured EHR data, we conducted a poll at a university hospital and used the responses to create seed questions. We then manually linked these questions to two open-source EHR databases, MIMIC-III and eICU, and included various time expressions and held-out unanswerable questions in the dataset, which were also collected from the poll. Our dataset poses a unique set of challenges: the model needs to 1) generate SQL queries that reflect a wide range of needs in the hospital, including simple retrieval and complex operations such as calculating survival rate, 2) understand various time expressions to answer time-sensitive questions in healthcare, and 3) distinguish whether a given question is answerable or unanswerable. We believe our dataset, EHRSQL, can serve as a practical benchmark for developing and assessing QA models on structured EHR data and take a step further towards bridging the gap between text-to-SQL research and its real-life deployment in healthcare. EHRSQL is available at https://github.com/glee4810/EHRSQL.
Exploring the generalization of a text-to-SQL parser is essential for a system to automatically adapt the real-world databases. Previous works provided investigations focusing on lexical diversity, including the influence of the synonym and perturbations in both natural language questions and databases. However, research on the structure variety of database schema~(DS) is deficient. Specifically, confronted with the same input question, the target SQL is probably represented in different ways when the DS comes to a different structure. In this work, we provide in-deep discussions about the structural generalization of text-to-SQL tasks. We observe that current datasets are too templated to study structural generalization. To collect eligible test data, we propose a framework to generate novel text-to-SQL data via automatic and synchronous (DS, SQL) pair altering. In the experiments, significant performance reduction when evaluating well-trained text-to-SQL models on the synthetic samples demonstrates the limitation of current research regarding structural generalization. According to comprehensive analysis, we suggest the practical reason is the overfitting of (NL, SQL) patterns.
Inference-time adaptation methods for semantic parsing are useful for leveraging examples from newly-observed domains without repeated fine-tuning. Existing approaches typically bias the decoder by simply concatenating input-output example pairs (cases) from the new domain at the encoder's input in a Seq-to-Seq model. Such methods cannot adequately leverage the structure of logical forms in the case examples. We propose StructCBR, a structured case-based reasoning approach, which leverages subtree-level similarity between logical forms of cases and candidate outputs, resulting in better decoder decisions. For the task of adapting Text-to-SQL models to unseen schemas, we show that exploiting case examples in a structured manner via StructCBR offers consistent performance improvements over prior inference-time adaptation methods across five different databases. To the best of our knowledge, we are the first to attempt inference-time adaptation of Text-to-SQL models, and harness trainable structured similarity between subqueries.
In this paper, we study the problem of knowledge-intensive text-to-SQL, in which domain knowledge is necessary to parse expert questions into SQL queries over domain-specific tables. We formalize this scenario by building a new Chinese benchmark KnowSQL consisting of domain-specific questions covering various domains. We then address this problem by presenting formulaic knowledge, rather than by annotating additional data examples. More concretely, we construct a formulaic knowledge bank as a domain knowledge base and propose a framework (ReGrouP) to leverage this formulaic knowledge during parsing. Experiments using ReGrouP demonstrate a significant 28.2% improvement overall on KnowSQL.
Text-to-SQL semantic parsing is an important NLP task, which greatly facilitates the interaction between users and the database and becomes the key component in many human-computer interaction systems. Much recent progress in text-to-SQL has been driven by large-scale datasets, but most of them are centered on English. In this work, we present MultiSpider, the largest multilingual text-to-SQL dataset which covers seven languages (English, German, French, Spanish, Japanese, Chinese, and Vietnamese). Upon MultiSpider, we further identify the lexical and structural challenges of text-to-SQL (caused by specific language properties and dialect sayings) and their intensity across different languages. Experimental results under three typical settings (zero-shot, monolingual and multilingual) reveal a 6.1% absolute drop in accuracy in non-English languages. Qualitative and quantitative analyses are conducted to understand the reason for the performance drop of each language. Besides the dataset, we also propose a simple schema augmentation framework SAVe (Schema-Augmentation-with-Verification), which significantly boosts the overall performance by about 1.8% and closes the 29.5% performance gap across languages.