To address an important gap in creating children's stories for vocabulary enrichment, we investigate the automatic evaluation of how well stories convey the semantics of target vocabulary words, a task with substantial implications for generating educational content. We motivate this task, which we call measuring contextual informativeness in children's stories, and provide a formal task definition as well as a dataset for the task. We further propose a method for automating the task using a large language model (LLM). Our experiments show that our approach reaches a Spearman correlation of 0.4983 with human judgments of informativeness, while the strongest baseline only obtains a correlation of 0.3534. An additional analysis shows that the LLM-based approach is able to generalize to measuring contextual informativeness in adult-directed text, on which it also outperforms all baselines.
Given news articles about an entity, such as a public figure or organization, timeline summarization (TLS) involves generating a timeline that summarizes the key events about the entity. However, the TLS task is too underspecified, since what is of interest to each reader may vary, and hence there is not a single ideal or optimal timeline. In this paper, we introduce a novel task, called Constrained Timeline Summarization (CTLS), where a timeline is generated in which all events in the timeline meet some constraint. An example of a constrained timeline concerns the legal battles of Tiger Woods, where only events related to his legal problems are selected to appear in the timeline. We collected a new human-verified dataset of constrained timelines involving 47 entities and 5 constraints per entity. We propose an approach that employs a large language model (LLM) to summarize news articles according to a specified constraint and cluster them to identify key events to include in a constrained timeline. In addition, we propose a novel self-reflection method during summary generation, demonstrating that this approach successfully leads to improved performance.
Parameter-efficient fine-tuning (PEFT) methods optimize large language models (LLMs) by modifying or introducing a small number of parameters to enhance alignment with downstream tasks. However, they can result in catastrophic forgetting, where LLMs prioritize new knowledge at the expense of comprehensive world knowledge. A promising approach to mitigate this issue is to recall prior memories based on the original knowledge. To this end, we propose a model-agnostic PEFT framework, IMSM, which Interweaves Memories of a Siamese Large Language Model. Specifically, our siamese LLM is equipped with an existing PEFT method. Given an incoming query, it generates two distinct memories based on the pre-trained and fine-tuned parameters. IMSM then incorporates an interweaving mechanism that regulates the contributions of both original and enhanced memories when generating the next token. This framework is theoretically applicable to all open-source LLMs and existing PEFT methods. We conduct extensive experiments across various benchmark datasets, evaluating the performance of popular open-source LLMs using the proposed IMSM, in comparison to both classical and leading PEFT methods. Our findings indicate that IMSM maintains comparable time and space efficiency to backbone PEFT methods while significantly improving performance and effectively mitigating catastrophic forgetting.
This study aims to improve the efficiency and quality of career interviews conducted by nursing managers. To this end, we have been developing a slot-filling dialogue system that engages in pre-interviews to collect information on staff careers as a preparatory step before the actual interviews. Conventional slot-filling-based interview dialogue systems have limitations in the flexibility of information collection because the dialogue progresses based on predefined slot sets. We therefore propose a method that leverages large language models (LLMs) to dynamically generate new slots according to the flow of the dialogue, achieving more natural conversations. Furthermore, we incorporate abduction into the slot generation process to enable more appropriate and effective slot generation. To validate the effectiveness of the proposed method, we conducted experiments using a user simulator. The results suggest that the proposed method using abduction is effective in enhancing both information-collecting capabilities and the naturalness of the dialogue.
We introduce KALL-E, a novel autoregressive (AR) language modeling approach with next-distribution prediction for text-to-speech (TTS) synthesis. Unlike existing methods, KALL-E directly models and predicts the continuous speech distribution conditioned on text without relying on VAE- or diffusion-based components. Specifically, we use WaveVAE to extract continuous speech distributions from waveforms instead of using discrete speech tokens. A single AR language model predicts these continuous speech distributions from text, with a Kullback-Leibler divergence loss as the constraint. Experimental results show that KALL-E outperforms open-source implementations of YourTTS, VALL-E, NaturalSpeech 2, and CosyVoice in terms of naturalness and speaker similarity in zero-shot TTS scenarios. Moreover, KALL-E demonstrates exceptional zero-shot capabilities in emotion and accent cloning. Importantly, KALL-E presents a more straightforward and effective paradigm for using continuous speech representations in TTS. Audio samples are available at: \url{https://zxf-icpc.github.io/kalle/}.
In this era of technological advancements, several cutting-edge techniques are being implemented to enhance Autonomous Driving (AD) systems, focusing on improving safety, efficiency, and adaptability in complex driving environments. However, AD still faces some problems including performance limitations. To address this problem, we conducted an in-depth study on implementing the Multi-modal Large Language Model. We constructed a Virtual Question Answering (VQA) dataset to fine-tune the model and address problems with the poor performance of MLLM on AD. We then break down the AD decision-making process by scene understanding, prediction, and decision-making. Chain of Thought has been used to make the decision more perfectly. Our experiments and detailed analysis of Autonomous Driving give an idea of how important MLLM is for AD.
Existing Autonomous Driving Systems (ADS) independently make driving decisions, but they face two significant limitations. First, in complex scenarios, ADS may misinterpret the environment and make inappropriate driving decisions. Second, these systems are unable to incorporate human driving preferences in their decision-making processes. This paper proposes Autoware$.$Flex, a novel ADS system that incorporates human input into the driving process, allowing users to guide the ADS in making more appropriate decisions and ensuring their preferences are satisfied. Achieving this needs to address two key challenges: (1) translating human instructions, expressed in natural language, into a format the ADS can understand, and (2) ensuring these instructions are executed safely and consistently within the ADS' s decision-making framework. For the first challenge, we employ a Large Language Model (LLM) assisted by an ADS-specialized knowledge base to enhance domain-specific translation. For the second challenge, we design a validation mechanism to ensure that human instructions result in safe and consistent driving behavior. Experiments conducted on both simulators and a real-world autonomous vehicle demonstrate that Autoware$.$Flex effectively interprets human instructions and executes them safely.
We study mechanism design when agents hold private information about both their preferences and a common payoff-relevant state. We show that standard message-driven mechanisms cannot implement socially efficient allocations when agents have multidimensional types, even under favorable conditions. To overcome this limitation, we propose data-driven mechanisms that leverage additional post-allocation information, modeled as an estimator of the payoff-relevant state. Our data-driven mechanisms extend the classic Vickrey-Clarke-Groves class. We show that they achieve exact implementation in posterior equilibrium when the state is either fully revealed or the utility is linear in an unbiased estimator. We also show that they achieve approximate implementation with a consistent estimator, converging to exact implementation as the estimator converges, and present bounds on the convergence rate. We demonstrate applications to digital advertising auctions and large language model (LLM)-based mechanisms, where user engagement naturally reveals relevant information.
Effective pre-training of large language models (LLMs) has been challenging due to the immense resource demands and the complexity of the technical processes involved. This paper presents a detailed technical report on YuLan-Mini, a highly capable base model with 2.42B parameters that achieves top-tier performance among models of similar parameter scale. Our pre-training approach focuses on enhancing training efficacy through three key technical contributions: an elaborate data pipeline combines data cleaning with data schedule strategies, a robust optimization method to mitigate training instability, and an effective annealing approach that incorporates targeted data selection and long context training. Remarkably, YuLan-Mini, trained on 1.08T tokens, achieves performance comparable to industry-leading models that require significantly more data. To facilitate reproduction, we release the full details of the data composition for each training phase. Project details can be accessed at the following link: https://github.com/RUC-GSAI/YuLan-Mini.
Speech brain-computer interfaces aim to decipher what a person is trying to say from neural activity alone, restoring communication to people with paralysis who have lost the ability to speak intelligibly. The Brain-to-Text Benchmark '24 and associated competition was created to foster the advancement of decoding algorithms that convert neural activity to text. Here, we summarize the lessons learned from the competition ending on June 1, 2024 (the top 4 entrants also presented their experiences in a recorded webinar). The largest improvements in accuracy were achieved using an ensembling approach, where the output of multiple independent decoders was merged using a fine-tuned large language model (an approach used by all 3 top entrants). Performance gains were also found by improving how the baseline recurrent neural network (RNN) model was trained, including by optimizing learning rate scheduling and by using a diphone training objective. Improving upon the model architecture itself proved more difficult, however, with attempts to use deep state space models or transformers not yet appearing to offer a benefit over the RNN baseline. The benchmark will remain open indefinitely to support further work towards increasing the accuracy of brain-to-text algorithms.
Despite the recent advancement in Retrieval-Augmented Generation (RAG) systems, most retrieval methodologies are often developed for factual retrieval, which assumes query and positive documents are semantically similar. In this paper, we instead propose and study a more challenging type of retrieval task, called hidden rationale retrieval, in which query and document are not similar but can be inferred by reasoning chains, logic relationships, or empirical experiences. To address such problems, an instruction-tuned Large language model (LLM) with a cross-encoder architecture could be a reasonable choice. To further strengthen pioneering LLM-based retrievers, we design a special instruction that transforms the retrieval task into a generative task by prompting LLM to answer a binary-choice question. The model can be fine-tuned with direct preference optimization (DPO). The framework is also optimized for computational efficiency with no performance degradation. We name this retrieval framework by RaHoRe and verify its zero-shot and fine-tuned performance superiority on Emotional Support Conversation (ESC), compared with previous retrieval works. Our study suggests the potential to employ LLM as a foundation for a wider scope of retrieval tasks. Our codes, models, and datasets are available on https://github.com/flyfree5/LaHoRe.
With the rapid growth in the scale and complexity of large language models (LLMs), the costs of training and inference have risen substantially. Model compression has emerged as a mainstream solution to reduce memory usage and computational overhead. This paper presents Group Quantization and Sparse Acceleration (\textbf{GQSA}), a novel compression technique tailored for LLMs. Traditional methods typically focus exclusively on either quantization or sparsification, but relying on a single strategy often results in significant performance loss at high compression rates. In contrast, GQSA integrates quantization and sparsification in a tightly coupled manner, leveraging GPU-friendly structured group sparsity and quantization for efficient acceleration. The proposed method consists of three key steps. First, GQSA applies group structured pruning to adhere to GPU-friendly sparse pattern constraints. Second, a two-stage sparsity-aware training process is employed to maximize performance retention after compression. Finally, the framework adopts the Block Sparse Row (BSR) format to enable practical deployment and efficient execution. Experimental results on the LLaMA model family show that GQSA achieves an excellent balance between model speed and accuracy. Furthermore, on the latest LLaMA-3 and LLaMA-3.1 models, GQSA outperforms existing LLM compression techniques significantly.
Retinal image analysis is crucial for diagnosing and treating eye diseases, yet generating accurate medical reports from images remains challenging due to variability in image quality and pathology, especially with limited labeled data. Previous Transformer-based models struggled to integrate visual and textual information under limited supervision. In response, we propose a novel vision-language model for retinal image captioning that combines visual and textual features through a guided context self-attention mechanism. This approach captures both intricate details and the global clinical context, even in data-scarce scenarios. Extensive experiments on the DeepEyeNet dataset demonstrate a 0.023 BLEU@4 improvement, along with significant qualitative advancements, highlighting the effectiveness of our model in generating comprehensive medical captions.
Video question answering (VideoQA) aims to answer natural language questions according to the given videos. Although existing models perform well in the factoid VideoQA task, they still face challenges in deep video understanding (DVU) task, which focuses on story videos. Compared to factoid videos, the most significant feature of story videos is storylines, which are composed of complex interactions and long-range evolvement of core story topics including characters, actions and locations. Understanding these topics requires models to possess DVU capability. However, existing DVU datasets rarely organize questions according to these story topics, making them difficult to comprehensively assess VideoQA models' DVU capability of complex storylines. Additionally, the question quantity and video length of these dataset are limited by high labor costs of handcrafted dataset building method. In this paper, we devise a large language model based multi-agent collaboration framework, StoryMind, to automatically generate a new large-scale DVU dataset. The dataset, FriendsQA, derived from the renowned sitcom Friends with an average episode length of 1,358 seconds, contains 44.6K questions evenly distributed across 14 fine-grained topics. Finally, We conduct comprehensive experiments on 10 state-of-the-art VideoQA models using the FriendsQA dataset.
The impressive performance of Large Language Model (LLM) has prompted researchers to develop Multi-modal LLM (MLLM), which has shown great potential for various multi-modal tasks. However, current MLLM often struggles to effectively address fine-grained multi-modal challenges. We argue that this limitation is closely linked to the models' visual grounding capabilities. The restricted spatial awareness and perceptual acuity of visual encoders frequently lead to interference from irrelevant background information in images, causing the models to overlook subtle but crucial details. As a result, achieving fine-grained regional visual comprehension becomes difficult. In this paper, we break down multi-modal understanding into two stages, from Coarse to Fine (CoF). In the first stage, we prompt the MLLM to locate the approximate area of the answer. In the second stage, we further enhance the model's focus on relevant areas within the image through visual prompt engineering, adjusting attention weights of pertinent regions. This, in turn, improves both visual grounding and overall performance in downstream tasks. Our experiments show that this approach significantly boosts the performance of baseline models, demonstrating notable generalization and effectiveness. Our CoF approach is available online at https://github.com/Gavin001201/CoF.
The ongoing revolution in language modeling has led to various novel applications, some of which rely on the emerging social abilities of large language models (LLMs). Already, many turn to the new cyber friends for advice during the pivotal moments of their lives and trust them with the deepest secrets, implying that accurate shaping of the LLM's personality is paramount. To this end, state-of-the-art approaches exploit a vast variety of training data, and prompt the model to adopt a particular personality. We ask (i) if personality-prompted models behave (i.e., make decisions when presented with a social situation) in line with the ascribed personality (ii) if their behavior can be finely controlled. We use classic psychological experiments, the Milgram experiment and the Ultimatum Game, as social interaction testbeds and apply personality prompting to open- and closed-source LLMs from 4 different vendors. Our experiments reveal failure modes of the prompt-based modulation of the models' behavior that are shared across all models tested and persist under prompt perturbations. These findings challenge the optimistic sentiment toward personality prompting generally held in the community.
Large Language Model (LLM) agents are increasingly being deployed as conversational assistants capable of performing complex real-world tasks through tool integration. This enhanced ability to interact with external systems and process various data sources, while powerful, introduces significant security vulnerabilities. In particular, indirect prompt injection attacks pose a critical threat, where malicious instructions embedded within external data sources can manipulate agents to deviate from user intentions. While existing defenses based on rule constraints, source spotlighting, and authentication protocols show promise, they struggle to maintain robust security while preserving task functionality. We propose a novel and orthogonal perspective that reframes agent security from preventing harmful actions to ensuring task alignment, requiring every agent action to serve user objectives. Based on this insight, we develop Task Shield, a test-time defense mechanism that systematically verifies whether each instruction and tool call contributes to user-specified goals. Through experiments on the AgentDojo benchmark, we demonstrate that Task Shield reduces attack success rates (2.07\%) while maintaining high task utility (69.79\%) on GPT-4o.
One common approach for question answering over speech data is to first transcribe speech using automatic speech recognition (ASR) and then employ text-based retrieval-augmented generation (RAG) on the transcriptions. While this cascaded pipeline has proven effective in many practical settings, ASR errors can propagate to the retrieval and generation steps. To overcome this limitation, we introduce SpeechRAG, a novel framework designed for open-question answering over spoken data. Our proposed approach fine-tunes a pre-trained speech encoder into a speech adapter fed into a frozen large language model (LLM)--based retrieval model. By aligning the embedding spaces of text and speech, our speech retriever directly retrieves audio passages from text-based queries, leveraging the retrieval capacity of the frozen text retriever. Our retrieval experiments on spoken question answering datasets show that direct speech retrieval does not degrade over the text-based baseline, and outperforms the cascaded systems using ASR. For generation, we use a speech language model (SLM) as a generator, conditioned on audio passages rather than transcripts. Without fine-tuning of the SLM, this approach outperforms cascaded text-based models when there is high WER in the transcripts.
Recent advancements in AI alignment techniques have significantly improved the alignment of large language models (LLMs) with static human preferences. However, the dynamic nature of human preferences can render some prior training data outdated or even erroneous, ultimately causing LLMs to deviate from contemporary human preferences and societal norms. Existing methodologies, whether they involve the curation of new data for continual alignment or the manual correction of outdated data for re-alignment, demand costly human resources. To address this challenge, we propose a novel approach, Large Language Model Behavior Correction with Influence Function Recall and Post-Training (LANCET), which requires no human involvement. LANCET consists of two phases: (1) using influence functions to identify the training data that significantly impact undesirable model outputs, and (2) applying an Influence function-driven Bregman Optimization (IBO) technique to adjust the model's behavior based on these influence distributions. Our experiments demonstrate that LANCET effectively and efficiently correct inappropriate behaviors of LLMs. Furthermore, LANCET can outperform methods that rely on collecting human preferences, and it enhances the interpretability of learning human preferences within LLMs.
This report presents a small language model (SLM) for Japanese clinical and medicine, named NCVC-slm-1. This 1B parameters model was trained using Japanese text classified to be of high-quality. Moreover, NCVC-slm-1 was augmented with respect to clinical and medicine content that includes the variety of diseases, drugs, and examinations. Using a carefully designed pre-processing, a specialized morphological analyzer and tokenizer, this small and light-weight model performed not only to generate text but also indicated the feasibility of understanding clinical and medicine text. In comparison to other large language models, a fine-tuning NCVC-slm-1 demonstrated the highest scores on 6 tasks of total 8 on JMED-LLM. According to this result, SLM indicated the feasibility of performing several downstream tasks in the field of clinical and medicine. Hopefully, NCVC-slm-1 will be contributed to develop and accelerate the field of clinical and medicine for a bright future.