We propose an innovative token representation and update method in a new ultra-small language model: the Wave network. Specifically, we use a complex vector to represent each token, encoding both global and local semantics of the input text. A complex vector consists of two components: a magnitude vector representing the global semantics of the input text, and a phase vector capturing the relationships between individual tokens and global semantics. Experiments on the AG News text classification task demonstrate that, when generating complex vectors from randomly initialized token embeddings, our single-layer Wave Network achieves 90.91% accuracy with wave interference and 91.66% with wave modulation - outperforming a single Transformer layer using BERT pre-trained embeddings by 19.23% and 19.98%, respectively, and approaching the accuracy of the pre-trained and fine-tuned BERT base model (94.64%). Additionally, compared to BERT base, the Wave Network reduces video memory usage and training time by 77.34% and 85.62% during wave modulation. In summary, we used a 2.4-million-parameter small language model to achieve accuracy comparable to a 100-million-parameter BERT model in text classification.
Large Language Models (LLMs) have demonstrated impressive capabilities across diverse Natural Language Processing (NLP) tasks, including language understanding, reasoning, and generation. However, general-domain LLMs often struggle with financial tasks due to the technical and specialized nature of financial texts. This study investigates the efficacy of instruction fine-tuning smaller-scale LLMs, including Mistral-7B, Llama3-8B, and Phi3-mini, to enhance their performance in financial text classification tasks. We fine-tuned both instruction-tuned and base models across four financial classification tasks, achieving significant improvements in task-specific performance. Furthermore, we evaluated the zero-shot capabilities of these fine-tuned models on three unseen complex financial tasks, including argument classification, deal completeness classification, and causal classification. Our results indicate while base model fine-tuning led to greater degradation, instruction-tuned models maintained more robust performance. To address this degradation, we employed model merging techniques, integrating single-task domain-specific fine-tuned models with the base model. Using this merging method resulted in significant enhancements in zero-shot performance, even exceeding the original model's accuracy on certain datasets. Our findings underscore the effectiveness of instruction fine-tuning and model merging for adapting LLMs to specialized financial text classification tasks.
Predicting financial markets and stock price movements requires analyzing a company's performance, historic price movements, industry-specific events alongside the influence of human factors such as social media and press coverage. We assume that financial reports (such as income statements, balance sheets, and cash flow statements), historical price data, and recent news articles can collectively represent aforementioned factors. We combine financial data in tabular format with textual news articles and employ pre-trained Large Language Models (LLMs) to predict market movements. Recent research in LLMs has demonstrated that they are able to perform both tabular and text classification tasks, making them our primary model to classify the multi-modal data. We utilize retrieval augmentation techniques to retrieve and attach relevant chunks of news articles to financial metrics related to a company and prompt the LLMs in zero, two, and four-shot settings. Our dataset contains news articles collected from different sources, historic stock price, and financial report data for 20 companies with the highest trading volume across different industries in the stock market. We utilized recently released language models for our LLM-based classifier, including GPT- 3 and 4, and LLaMA- 2 and 3 models. We introduce an LLM-based classifier capable of performing classification tasks using combination of tabular (structured) and textual (unstructured) data. By using this model, we predicted the movement of a given stock's price in our dataset with a weighted F1-score of 58.5% and 59.1% and Matthews Correlation Coefficient of 0.175 for both 3-month and 6-month periods.
In text classification tasks, models often rely on spurious correlations for predictions, incorrectly associating irrelevant features with the target labels. This issue limits the robustness and generalization of models, especially when faced with out-of-distribution data where such spurious correlations no longer hold. To address this challenge, we propose the Causally Calibrated Robust Classifier (CCR), which aims to reduce models' reliance on spurious correlations and improve model robustness. Our approach integrates a causal feature selection method based on counterfactual reasoning, along with an unbiased inverse propensity weighting (IPW) loss function. By focusing on selecting causal features, we ensure that the model relies less on spurious features during prediction. We theoretically justify our approach and empirically show that CCR achieves state-of-the-art performance among methods without group labels, and in some cases, it can compete with the models that utilize group labels.
Large Language Models (LLMs) are distinguished by their architecture, which dictates their parameter size and performance capabilities. Social scientists have increasingly adopted LLMs for text classification tasks, which are difficult to scale with human coders. While very large, closed-source models often deliver superior performance, their use presents significant risks. These include lack of transparency, potential exposure of sensitive data, challenges to replicability, and dependence on proprietary systems. Additionally, their high costs make them impractical for large-scale research projects. In contrast, open-source models, although available in various sizes, may underperform compared to commercial alternatives if used without further fine-tuning. However, open-source models offer distinct advantages: they can be run locally (ensuring data privacy), fine-tuned for specific tasks, shared within the research community, and integrated into reproducible workflows. This study demonstrates that small, fine-tuned open-source LLMs can achieve equal or superior performance to models such as ChatGPT-4. We further explore the relationship between training set size and fine-tuning efficacy in open-source models. Finally, we propose a hybrid workflow that leverages the strengths of both open and closed models, offering a balanced approach to performance, transparency, and reproducibility.
In recent times, Vision-Language Models (VLMs) have been trained under two predominant paradigms. Generative training has enabled Multimodal Large Language Models (MLLMs) to tackle various complex tasks, yet issues such as hallucinations and weak object discrimination persist. Discriminative training, exemplified by models like CLIP, excels in zero-shot image-text classification and retrieval, yet struggles with complex scenarios requiring fine-grained semantic differentiation. This paper addresses these challenges by proposing a unified approach that integrates the strengths of both paradigms. Considering interleaved image-text sequences as the general format of input samples, we introduce a structure-induced training strategy that imposes semantic relationships between input samples and the MLLM's hidden state. This approach enhances the MLLM's ability to capture global semantics and distinguish fine-grained semantics. By leveraging dynamic sequence alignment within the Dynamic Time Warping framework and integrating a novel kernel for fine-grained semantic differentiation, our method effectively balances generative and discriminative tasks. Extensive experiments demonstrate the effectiveness of our approach, achieving state-of-the-art results in multiple generative tasks, especially those requiring cognitive and discrimination abilities. Additionally, our method surpasses discriminative benchmarks in interleaved and fine-grained retrieval tasks. By employing a retrieval-augmented generation strategy, our approach further enhances performance in some generative tasks within one model, offering a promising direction for future research in vision-language modeling.
In real-world applications, as data availability increases, obtaining labeled data for machine learning (ML) projects remains challenging due to the high costs and intensive efforts required for data annotation. Many ML projects, particularly those focused on multi-label classification, also grapple with data imbalance issues, where certain classes may lack sufficient data to train effective classifiers. This study introduces and examines a novel oversampling method for multi-label text classification, designed to address performance challenges associated with data imbalance. The proposed method identifies potential new samples from unlabeled data by leveraging similarity measures between instances. By iteratively searching the unlabeled dataset, the method locates instances similar to those in underrepresented classes and evaluates their contribution to classifier performance enhancement. Instances that demonstrate performance improvement are then added to the labeled dataset. Experimental results indicate that the proposed approach effectively enhances classifier performance post-oversampling.
Patient experience and care quality are crucial for a hospital's sustainability and reputation. The analysis of patient feedback offers valuable insight into patient satisfaction and outcomes. However, the unstructured nature of these comments poses challenges for traditional machine learning methods following a supervised learning paradigm. This is due to the unavailability of labeled data and the nuances these texts encompass. This research explores leveraging Large Language Models (LLMs) in conducting Multi-label Text Classification (MLTC) of inpatient comments shared after a stay in the hospital. GPT-4 Turbo was leveraged to conduct the classification. However, given the sensitive nature of patients' comments, a security layer is introduced before feeding the data to the LLM through a Protected Health Information (PHI) detection framework, which ensures patients' de-identification. Additionally, using the prompt engineering framework, zero-shot learning, in-context learning, and chain-of-thought prompting were experimented with. Results demonstrate that GPT-4 Turbo, whether following a zero-shot or few-shot setting, outperforms traditional methods and Pre-trained Language Models (PLMs) and achieves the highest overall performance with an F1-score of 76.12% and a weighted F1-score of 73.61% followed closely by the few-shot learning results. Subsequently, the results' association with other patient experience structured variables (e.g., rating) was conducted. The study enhances MLTC through the application of LLMs, offering healthcare practitioners an efficient method to gain deeper insights into patient feedback and deliver prompt, appropriate responses.
Machine learning (ML) for text classification has been widely used in various domains. These applications can significantly impact ethics, economics, and human behavior, raising serious concerns about trusting ML decisions. Studies indicate that conventional metrics are insufficient to build human trust in ML models. These models often learn spurious correlations and predict based on them. In the real world, their performance can deteriorate significantly. To avoid this, a common practice is to test whether predictions are reasonable based on valid patterns in the data. Along with this, a challenge known as the trustworthiness oracle problem has been introduced. Due to the lack of automated trustworthiness oracles, the assessment requires manual validation of the decision process disclosed by explanation methods. However, this is time-consuming, error-prone, and unscalable. We propose TOKI, the first automated trustworthiness oracle generation method for text classifiers. TOKI automatically checks whether the words contributing the most to a prediction are semantically related to the predicted class. Specifically, we leverage ML explanations to extract the decision-contributing words and measure their semantic relatedness with the class based on word embeddings. We also introduce a novel adversarial attack method that targets trustworthiness vulnerabilities identified by TOKI. To evaluate their alignment with human judgement, experiments are conducted. We compare TOKI with a naive baseline based solely on model confidence and TOKI-guided adversarial attack method with A2T, a SOTA adversarial attack method. Results show that relying on prediction uncertainty cannot effectively distinguish between trustworthy and untrustworthy predictions, TOKI achieves 142% higher accuracy than the naive baseline, and TOKI-guided attack method is more effective with fewer perturbations than A2T.
State-of-the-art Extreme Multi-Label Text Classification (XMTC) models rely heavily on multi-label attention layers to focus on key tokens in input text, but obtaining optimal attention weights is challenging and resource-intensive. To address this, we introduce PLANT -- Pretrained and Leveraged AtteNTion -- a novel transfer learning strategy for fine-tuning XMTC decoders. PLANT surpasses existing state-of-the-art methods across all metrics on mimicfull, mimicfifty, mimicfour, eurlex, and wikiten datasets. It particularly excels in few-shot scenarios, outperforming previous models specifically designed for few-shot scenarios by over 50 percentage points in F1 scores on mimicrare and by over 36 percentage points on mimicfew, demonstrating its superior capability in handling rare codes. PLANT also shows remarkable data efficiency in few-shot scenarios, achieving precision comparable to traditional models with significantly less data. These results are achieved through key technical innovations: leveraging a pretrained Learning-to-Rank model as the planted attention layer, integrating mutual-information gain to enhance attention, introducing an inattention mechanism, and implementing a stateful-decoder to maintain context. Comprehensive ablation studies validate the importance of these contributions in realizing the performance gains.
Despite their high predictive accuracies, current machine learning systems often exhibit systematic biases stemming from annotation artifacts or insufficient support for certain classes in the dataset. Recent work proposes automatic methods for identifying and explaining systematic biases using keywords. We introduce DISCERN, a framework for interpreting systematic biases in text classifiers using language explanations. DISCERN iteratively generates precise natural language descriptions of systematic errors by employing an interactive loop between two large language models. Finally, we use the descriptions to improve classifiers by augmenting classifier training sets with synthetically generated instances or annotated examples via active learning. On three text-classification datasets, we demonstrate that language explanations from our framework induce consistent performance improvements that go beyond what is achievable with exemplars of systematic bias. Finally, in human evaluations, we show that users can interpret systematic biases more effectively (by over 25% relative) and efficiently when described through language explanations as opposed to cluster exemplars.
The unique characteristics of text data make classification tasks a complex problem. Advances in unsupervised and semi-supervised learning and autoencoder architectures addressed several challenges. However, they still struggle with imbalanced text classification tasks, a common scenario in real-world applications, demonstrating a tendency to produce embeddings with unfavorable properties, such as class overlap. In this paper, we show that leveraging class-aware contrastive optimization combined with denoising autoencoders can successfully tackle imbalanced text classification tasks, achieving better performance than the current state-of-the-art. Concretely, our proposal combines reconstruction loss with contrastive class separation in the embedding space, allowing a better balance between the truthfulness of the generated embeddings and the model's ability to separate different classes. Compared with an extensive set of traditional and state-of-the-art competing methods, our proposal demonstrates a notable increase in performance across a wide variety of text datasets.
Synthetic data augmentation via large language models (LLMs) allows researchers to leverage additional training data, thus enhancing the performance of downstream tasks, especially when real-world data is scarce. However, the generated data can deviate from the real-world data, and this misalignment can bring deficient outcomes while applying the trained model to applications. Therefore, we proposed efficient weighted-loss approaches to align synthetic data with real-world distribution by emphasizing high-quality and diversified data generated by LLMs with using merely a little real-world data. We empirically assessed the effectiveness of our method on multiple text classification tasks, and the results showed leveraging our approaches on a BERT-level model robustly outperformed standard cross-entropy and other data weighting approaches, providing potential solutions to effectively leveraging synthetic data from any suitable data generator for model training.
Objective: This review aims to analyze the application of natural language processing (NLP) techniques in cancer research using electronic health records (EHRs) and clinical notes. This review addresses gaps in the existing literature by providing a broader perspective than previous studies focused on specific cancer types or applications. Methods: A comprehensive literature search was conducted using the Scopus database, identifying 94 relevant studies published between 2019 and 2024. Data extraction included study characteristics, cancer types, NLP methodologies, dataset information, performance metrics, challenges, and future directions. Studies were categorized based on cancer types and NLP applications. Results: The results showed a growing trend in NLP applications for cancer research, with breast, lung, and colorectal cancers being the most studied. Information extraction and text classification emerged as predominant NLP tasks. A shift from rule-based to advanced machine learning techniques, particularly transformer-based models, was observed. The Dataset sizes used in existing studies varied widely. Key challenges included the limited generalizability of proposed solutions and the need for improved integration into clinical workflows. Conclusion: NLP techniques show significant potential in analyzing EHRs and clinical notes for cancer research. However, future work should focus on improving model generalizability, enhancing robustness in handling complex clinical language, and expanding applications to understudied cancer types. Integration of NLP tools into clinical practice and addressing ethical considerations remain crucial for utilizing the full potential of NLP in enhancing cancer diagnosis, treatment, and patient outcomes.
In light of the recent success of Graph Neural Networks (GNNs) and their ability to perform inference on complex data structures, many studies apply GNNs to the task of text classification. In most previous methods, a heterogeneous graph, containing both word and document nodes, is constructed using the entire corpus and a GNN is used to classify document nodes. In this work, we explore a new Discriminative Graph of Words Graph Neural Network (DGoW-GNN) approach encapsulating both a novel discriminative graph construction and model to classify text. In our graph construction, containing only word nodes and no document nodes, we split the training corpus into disconnected subgraphs according to their labels and weight edges by the pointwise mutual information of the represented words. Our graph construction, for which we provide theoretical motivation, allows us to reformulate the task of text classification as the task of walk classification. We also propose a new model for the graph-based classification of text, which combines a GNN and a sequence model. We evaluate our approach on seven benchmark datasets and find that it is outperformed by several state-of-the-art baseline models. We analyse reasons for this performance difference and hypothesise under which conditions it is likely to change.
Large Language Models have introduced novel opportunities for text comprehension and generation. Yet, they are vulnerable to adversarial perturbations and data poisoning attacks, particularly in tasks like text classification and translation. However, the adversarial robustness of abstractive text summarization models remains less explored. In this work, we unveil a novel approach by exploiting the inherent lead bias in summarization models, to perform adversarial perturbations. Furthermore, we introduce an innovative application of influence functions, to execute data poisoning, which compromises the model's integrity. This approach not only shows a skew in the models behavior to produce desired outcomes but also shows a new behavioral change, where models under attack tend to generate extractive summaries rather than abstractive summaries.
Text classification involves categorizing a given text, such as determining its sentiment or identifying harmful content. With the advancement of large language models (LLMs), these models have become highly effective at performing text classification tasks. However, they still show vulnerabilities to variations in text formatting. Recent research demonstrates that modifying input formats, such as vertically aligning words for encoder-based models, can substantially lower accuracy in text classification tasks. While easily understood by humans, these inputs can significantly mislead models, posing a potential risk of bypassing detection in real-world scenarios involving harmful or sensitive information. With the expanding application of LLMs, a crucial question arises: Do decoder-based LLMs exhibit similar vulnerabilities to vertically formatted text input? In this paper, we investigate the impact of vertical text input on the performance of various LLMs across multiple text classification datasets and analyze the underlying causes. Our findings are as follows: (i) Vertical text input significantly degrades the accuracy of LLMs in text classification tasks. (ii) Chain of Thought (CoT) reasoning does not help LLMs recognize vertical input or mitigate its vulnerability, but few-shot learning with careful analysis does. (iii) We explore the underlying cause of the vulnerability by analyzing the inherent issues in tokenization and attention matrices.
Finetuning is a common practice widespread across different communities to adapt pretrained models to particular tasks. Text classification is one of these tasks for which many pretrained models are available. On the other hand, ensembles of neural networks are typically used to boost performance and provide reliable uncertainty estimates. However, ensembling pretrained models for text classification is not a well-studied avenue. In this paper, we present a metadataset with predictions from five large finetuned models on six datasets, and report results of different ensembling strategies from these predictions. Our results shed light on how ensembling can improve the performance of finetuned text classifiers and incentivize future adoption of ensembles in such tasks.
We investigate the challenge of generating adversarial examples to test the robustness of text classification algorithms detecting low-credibility content, including propaganda, false claims, rumours and hyperpartisan news. We focus on simulation of content moderation by setting realistic limits on the number of queries an attacker is allowed to attempt. Within our solution (TREPAT), initial rephrasings are generated by large language models with prompts inspired by meaning-preserving NLP tasks, e.g. text simplification and style transfer. Subsequently, these modifications are decomposed into small changes, applied through beam search procedure until the victim classifier changes its decision. The evaluation confirms the superiority of our approach in the constrained scenario, especially in case of long input text (news articles), where exhaustive search is not feasible.
Graph contrastive learning (GCL) has been widely applied to text classification tasks due to its ability to generate self-supervised signals from unlabeled data, thus facilitating model training. However, existing GCL-based text classification methods often suffer from negative sampling bias, where similar nodes are incorrectly paired as negative pairs. This can lead to over-clustering, where instances of the same class are divided into different clusters. To address the over-clustering issue, we propose an innovative GCL-based method of graph contrastive learning via cluster-refined negative sampling for semi-supervised text classification, namely ClusterText. Firstly, we combine the pre-trained model Bert with graph neural networks to learn text representations. Secondly, we introduce a clustering refinement strategy, which clusters the learned text representations to obtain pseudo labels. For each text node, its negative sample set is drawn from different clusters. Additionally, we propose a self-correction mechanism to mitigate the loss of true negative samples caused by clustering inconsistency. By calculating the Euclidean distance between each text node and other nodes within the same cluster, distant nodes are still selected as negative samples. Our proposed ClusterText demonstrates good scalable computing, as it can effectively extract important information from from a large amount of data. Experimental results demonstrate the superiority of ClusterText in text classification tasks.