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arXiv:2411.01721

Computational Lower Bounds for Regret Minimization in Normal-Form Games

A celebrated connection in the interface of online learning and game theory establishes that players minimizing swap regret converge to correlated equilibria (CE) -- a seminal game-theoretic solution concept. Despite the long history of this problem and the renewed interest it has received in recent years, a basic question remains open: how many iterations are needed to approximate an equilibrium under the usual normal-form representation? In this paper, we provide evidence that existing learning algorithms, such as multiplicative weights update, are close to optimal. In particular, we prove lower bounds for the problem of computing a CE that can be expressed as a uniform mixture of $T$ product distributions -- namely, a uniform $T$-sparse CE; such lower bounds immediately circumscribe (computationally bounded) regret minimization algorithms in games. Our results are obtained in the algorithmic framework put forward by Kothari and Mehta (STOC 2018) in the context of computing Nash equilibria, which consists of the sum-of-squares (SoS) relaxation in conjunction with oracle access to a verification oracle; the goal in that framework is to lower bound either the degree of the SoS relaxation or the number of queries to the verification oracle. Here, we obtain two such hardness results, precluding computing i) uniform $\text{log }n$-sparse CE when $\epsilon =\text{poly}(1/\text{log }n)$ and ii) uniform $n^{1 - o(1)}$-sparse CE when $\epsilon = \text{poly}(1/n)$.

arXiv:2410.23609공식 코드 · Papers with Code

On Positional Bias of Faithfulness for Long-form Summarization

Large Language Models (LLMs) often exhibit positional bias in long-context settings, under-attending to information in the middle of inputs. We investigate the presence of this bias in long-form summarization, its impact on faithfulness, and various techniques to mitigate this bias. To consistently evaluate faithfulness, we first compile a benchmark of eight human-annotated long-form summarization datasets and perform a meta-evaluation of faithfulness metrics. We show that LLM-based faithfulness metrics, though effective with full-context inputs, remain sensitive to document order, indicating positional bias. Analyzing LLM-generated summaries across six datasets, we find a "U-shaped" trend in faithfulness, where LLMs faithfully summarize the beginning and end of documents but neglect middle content. Perturbing document order similarly reveals models are less faithful when important documents are placed in the middle of the input. We find that this behavior is partly due to shifting focus with context length: as context increases, summaries become less faithful, but beyond a certain length, faithfulness improves as the model focuses on the end. Finally, we experiment with different generation techniques to reduce positional bias and find that prompting techniques effectively direct model attention to specific positions, whereas more sophisticated approaches offer limited improvements. Our data and code are available in https://github.com/meetdavidwan/longformfact.

arXiv:2410.23398

On the Optimality of Dilated Entropy and Lower Bounds for Online Learning in Extensive-Form Games

First-order methods (FOMs) are arguably the most scalable algorithms for equilibrium computation in large extensive-form games. To operationalize these methods, a distance-generating function, acting as a regularizer for the strategy space, must be chosen. The ratio between the strong convexity modulus and the diameter of the regularizer is a key parameter in the analysis of FOMs. A natural question is then: what is the optimal distance-generating function for extensive-form decision spaces? In this paper, we make a number of contributions, ultimately establishing that the weight-one dilated entropy (DilEnt) distance-generating function is optimal up to logarithmic factors. The DilEnt regularizer is notable due to its iterate-equivalence with Kernelized OMWU (KOMWU) -- the algorithm with state-of-the-art dependence on the game tree size in extensive-form games -- when used in conjunction with the online mirror descent (OMD) algorithm. However, the standard analysis for OMD is unable to establish such a result; the only current analysis is by appealing to the iterate equivalence to KOMWU. We close this gap by introducing a pair of primal-dual treeplex norms, which we contend form the natural analytic viewpoint for studying the strong convexity of DilEnt. Using these norm pairs, we recover the diameter-to-strong-convexity ratio that predicts the same performance as KOMWU. Along with a new regret lower bound for online learning in sequence-form strategy spaces, we show that this ratio is nearly optimal. Finally, we showcase our analytic techniques by refining the analysis of Clairvoyant OMD when paired with DilEnt, establishing an $\mathcal{O}(n \log |\mathcal{V}| \log T/T)$ approximation rate to coarse correlated equilibrium in $n$-player games, where $|\mathcal{V}|$ is the number of reduced normal-form strategies of the players, establishing the new state of the art.

arXiv:2410.23782

Video Token Merging for Long-form Video Understanding

As the scale of data and models for video understanding rapidly expand, handling long-form video input in transformer-based models presents a practical challenge. Rather than resorting to input sampling or token dropping, which may result in information loss, token merging shows promising results when used in collaboration with transformers. However, the application of token merging for long-form video processing is not trivial. We begin with the premise that token merging should not rely solely on the similarity of video tokens; the saliency of tokens should also be considered. To address this, we explore various video token merging strategies for long-form video classification, starting with a simple extension of image token merging, moving to region-concentrated merging, and finally proposing a learnable video token merging (VTM) algorithm that dynamically merges tokens based on their saliency. Extensive experimental results show that we achieve better or comparable performances on the LVU, COIN, and Breakfast datasets. Moreover, our approach significantly reduces memory costs by 84% and boosts throughput by approximately 6.89 times compared to baseline algorithms.

arXiv:2410.23000

Long$^2$RAG: Evaluating Long-Context & Long-Form Retrieval-Augmented Generation with Key Point Recall

Retrieval-augmented generation (RAG) is a promising approach to address the limitations of fixed knowledge in large language models (LLMs). However, current benchmarks for evaluating RAG systems suffer from two key deficiencies: (1) they fail to adequately measure LLMs' capability in handling long-context retrieval due to a lack of datasets that reflect the characteristics of retrieved documents, and (2) they lack a comprehensive evaluation method for assessing LLMs' ability to generate long-form responses that effectively exploits retrieved information. To address these shortcomings, we introduce the Long$^2$RAG benchmark and the Key Point Recall (KPR) metric. Long$^2$RAG comprises 280 questions spanning 10 domains and across 8 question categories, each associated with 5 retrieved documents with an average length of 2,444 words. KPR evaluates the extent to which LLMs incorporate key points extracted from the retrieved documents into their generated responses, providing a more nuanced assessment of their ability to exploit retrieved information.

arXiv:2410.20783공식 코드 · Papers with Code

Graph-based Uncertainty Metrics for Long-form Language Model Outputs

Recent advancements in Large Language Models (LLMs) have significantly improved text generation capabilities, but these systems are still known to hallucinate, and granular uncertainty estimation for long-form LLM generations remains challenging. In this work, we propose Graph Uncertainty -- which represents the relationship between LLM generations and claims within them as a bipartite graph and estimates the claim-level uncertainty with a family of graph centrality metrics. Under this view, existing uncertainty estimation methods based on the concept of self-consistency can be viewed as using degree centrality as an uncertainty measure, and we show that more sophisticated alternatives such as closeness centrality provide consistent gains at claim-level uncertainty estimation. Moreover, we present uncertainty-aware decoding techniques that leverage both the graph structure and uncertainty estimates to improve the factuality of LLM generations by preserving only the most reliable claims. Compared to existing methods, our graph-based uncertainty metrics lead to an average of 6.8% relative gains on AUPRC across various long-form generation settings, and our end-to-end system provides consistent 2-4% gains in factuality over existing decoding techniques while significantly improving the informativeness of generated responses.

arXiv:2410.18950

Adjusted Overfitting Regression

In this paper, I will introduce a new form of regression, that can adjust overfitting and underfitting through, "distance-based regression." Overfitting often results in finding false patterns causing inaccurate results, so by having a new approach that minimizes overfitting, more accurate predictions can be derived. Then I will proceed with a test of my regression form and show additional ways to optimize the regression. Finally, I will apply my new technique to a specific data set to demonstrate its practical value.

arXiv:2410.17961

Closed-form merging of parameter-efficient modules for Federated Continual Learning

Model merging has emerged as a crucial technique in Deep Learning, enabling the integration of multiple models into a unified system while preserving performance and scalability. In this respect, the compositional properties of low-rank adaptation techniques (e.g., LoRA) have proven beneficial, as simple averaging LoRA modules yields a single model that mostly integrates the capabilities of all individual modules. Building on LoRA, we take a step further by imposing that the merged model matches the responses of all learned modules. Solving this objective in closed form yields an indeterminate system with A and B as unknown variables, indicating the existence of infinitely many closed-form solutions. To address this challenge, we introduce LoRM, an alternating optimization strategy that trains one LoRA matrix at a time. This allows solving for each unknown variable individually, thus finding a unique solution. We apply our proposed methodology to Federated Class-Incremental Learning (FCIL), ensuring alignment of model responses both between clients and across tasks. Our method demonstrates state-of-the-art performance across a range of FCIL scenarios.

arXiv:2410.16456

To the Globe (TTG): Towards Language-Driven Guaranteed Travel Planning

Travel planning is a challenging and time-consuming task that aims to find an itinerary which satisfies multiple, interdependent constraints regarding flights, accommodations, attractions, and other travel arrangements. In this paper, we propose To the Globe (TTG), a real-time demo system that takes natural language requests from users, translates it to symbolic form via a fine-tuned Large Language Model, and produces optimal travel itineraries with Mixed Integer Linear Programming solvers. The overall system takes ~5 seconds to reply to the user request with guaranteed itineraries. To train TTG, we develop a synthetic data pipeline that generates user requests, flight and hotel information in symbolic form without human annotations, based on the statistics of real-world datasets, and fine-tune an LLM to translate NL user requests to their symbolic form, which is sent to the symbolic solver to compute optimal itineraries. Our NL-symbolic translation achieves ~91% exact match in a backtranslation metric (i.e., whether the estimated symbolic form of generated natural language matches the groundtruth), and its returned itineraries have a ratio of 0.979 compared to the optimal cost of the ground truth user request. When evaluated by users, TTG achieves consistently high Net Promoter Scores (NPS) of 35-40% on generated itinerary.

arXiv:2410.17234

Fine-Tuning Large Language Models to Appropriately Abstain with Semantic Entropy

Large Language Models (LLMs) are known to hallucinate, whereby they generate plausible but inaccurate text. This phenomenon poses significant risks in critical applications, such as medicine or law, necessitating robust hallucination mitigation strategies. While recent works have proposed fine-tuning methods to teach LLMs to abstain from answering questions beyond their knowledge or capabilities, these methods rely on the existence of ground-truth labels or are limited to short-form responses. To address these limitations, we propose fine-tuning using semantic entropy, an uncertainty measure derived from introspection into the model which does not require external labels. We demonstrate that our approach matches or outperforms models fine-tuned using prior work and achieves strong performance for both short and long-form generations on a range of datasets.

arXiv:2410.15511

ConTReGen: Context-driven Tree-structured Retrieval for Open-domain Long-form Text Generation

Open-domain long-form text generation requires generating coherent, comprehensive responses that address complex queries with both breadth and depth. This task is challenging due to the need to accurately capture diverse facets of input queries. Existing iterative retrieval-augmented generation (RAG) approaches often struggle to delve deeply into each facet of complex queries and integrate knowledge from various sources effectively. This paper introduces ConTReGen, a novel framework that employs a context-driven, tree-structured retrieval approach to enhance the depth and relevance of retrieved content. ConTReGen integrates a hierarchical, top-down in-depth exploration of query facets with a systematic bottom-up synthesis, ensuring comprehensive coverage and coherent integration of multifaceted information. Extensive experiments on multiple datasets, including LFQA and ODSUM, alongside a newly introduced dataset, ODSUM-WikiHow, demonstrate that ConTReGen outperforms existing state-of-the-art RAG models.

arXiv:2410.16062

Surprise! Uniform Information Density Isn't the Whole Story: Predicting Surprisal Contours in Long-form Discourse

The Uniform Information Density (UID) hypothesis posits that speakers tend to distribute information evenly across linguistic units to achieve efficient communication. Of course, information rate in texts and discourses is not perfectly uniform. While these fluctuations can be viewed as theoretically uninteresting noise on top of a uniform target, another explanation is that UID is not the only functional pressure regulating information content in a language. Speakers may also seek to maintain interest, adhere to writing conventions, and build compelling arguments. In this paper, we propose one such functional pressure; namely that speakers modulate information rate based on location within a hierarchically-structured model of discourse. We term this the Structured Context Hypothesis and test it by predicting the surprisal contours of naturally occurring discourses extracted from large language models using predictors derived from discourse structure. We find that hierarchical predictors are significant predictors of a discourse's information contour and that deeply nested hierarchical predictors are more predictive than shallow ones. This work takes an initial step beyond UID to propose testable hypotheses for why the information rate fluctuates in predictable ways

arXiv:2410.15173공식 코드 · Papers with Code

Uncovering Autoregressive LLM Knowledge of Thematic Fit in Event Representation

The thematic fit estimation task measures the compatibility between a predicate (typically a verb), an argument (typically a noun phrase), and a specific semantic role assigned to the argument. Previous state-of-the-art work has focused on modeling thematic fit through distributional or neural models of event representation, trained in a supervised fashion with indirect labels. In this work, we assess whether pre-trained autoregressive LLMs possess consistent, expressible knowledge about thematic fit. We evaluate both closed and open state-of-the-art LLMs on several psycholinguistic datasets, along three axes: (1) Reasoning Form: multi-step logical reasoning (chain-of-thought prompting) vs. simple prompting. (2) Input Form: providing context (generated sentences) vs. raw tuples <predicate, argument, role>. (3) Output Form: categorical vs. numeric. Our results show that chain-of-thought reasoning is more effective on datasets with self-explanatory semantic role labels, especially Location. Generated sentences helped only in few settings, and lowered results in many others. Predefined categorical (compared to numeric) output raised GPT's results across the board with few exceptions, but lowered Llama's. We saw that semantically incoherent generated sentences, which the models lack the ability to consistently filter out, hurt reasoning and overall performance too. Our GPT-powered methods set new state-of-the-art on all tested datasets.

arXiv:2410.15954

TS-ACL: Closed-Form Solution for Time Series-oriented Continual Learning

Time series classification underpins critical applications such as healthcare diagnostics and gesture-driven interactive systems in multimedia scenarios. However, time series class-incremental learning (TSCIL) faces two major challenges: catastrophic forgetting and intra-class variations. Catastrophic forgetting occurs because gradient-based parameter update strategies inevitably erase past knowledge. And unlike images, time series data exhibits subject-specific patterns, also known as intra-class variations, which refer to differences in patterns observed within the same class. While exemplar-based methods fail to cover diverse variation with limited samples, existing exemplar-free methods lack explicit mechanisms to handle intra-class variations. To address these two challenges, we propose TS-ACL, which leverages a gradient-free closed-form solution to avoid the catastrophic forgetting problem inherent in gradient-based optimization methods while simultaneously learning global distributions to resolve intra-class variations. Additionally, it provides privacy protection and efficiency. Extensive experiments on five benchmark datasets covering various sensor modalities and tasks demonstrate that TS-ACL achieves performance close to joint training on four datasets, outperforming existing methods and establishing a new state-of-the-art (SOTA) for TSCIL.

arXiv:2410.14309공식 코드 · Papers with Code

LoGU: Long-form Generation with Uncertainty Expressions

While Large Language Models (LLMs) demonstrate impressive capabilities, they still struggle with generating factually incorrect content (i.e., hallucinations). A promising approach to mitigate this issue is enabling models to express uncertainty when unsure. Previous research on uncertainty modeling has primarily focused on short-form QA, but realworld applications often require much longer responses. In this work, we introduce the task of Long-form Generation with Uncertainty(LoGU). We identify two key challenges: Uncertainty Suppression, where models hesitate to express uncertainty, and Uncertainty Misalignment, where models convey uncertainty inaccurately. To tackle these challenges, we propose a refinement-based data collection framework and a two-stage training pipeline. Our framework adopts a divide-and-conquer strategy, refining uncertainty based on atomic claims. The collected data are then used in training through supervised fine-tuning (SFT) and direct preference optimization (DPO) to enhance uncertainty expression. Extensive experiments on three long-form instruction following datasets show that our method significantly improves accuracy, reduces hallucinations, and maintains the comprehensiveness of responses.

arXiv:2410.11263

Closed-form estimation and inference for panels with attrition and refreshment samples

It has long been established that, if a panel dataset suffers from attrition, auxiliary (refreshment) sampling restores full identification under additional assumptions that still allow for nontrivial attrition mechanisms. Such identification results rely on implausible assumptions about the attrition process or lead to theoretically and computationally challenging estimation procedures. We propose an alternative identifying assumption that, despite its nonparametric nature, suggests a simple estimation algorithm based on a transformation of the empirical cumulative distribution function of the data. This estimation procedure requires neither tuning parameters nor optimization in the first step, i.e. has a closed form. We prove that our estimator is consistent and asymptotically normal and demonstrate its good performance in simulations. We provide an empirical illustration with income data from the Understanding America Study.

arXiv:2410.12831공식 코드 · Papers with Code

Segment as You Wish -- Free-Form Language-Based Segmentation for Medical Images

Medical imaging is crucial for diagnosing a patient's health condition, and accurate segmentation of these images is essential for isolating regions of interest to ensure precise diagnosis and treatment planning. Existing methods primarily rely on bounding boxes or point-based prompts, while few have explored text-related prompts, despite clinicians often describing their observations and instructions in natural language. To address this gap, we first propose a RAG-based free-form text prompt generator, that leverages the domain corpus to generate diverse and realistic descriptions. Then, we introduce FLanS, a novel medical image segmentation model that handles various free-form text prompts, including professional anatomy-informed queries, anatomy-agnostic position-driven queries, and anatomy-agnostic size-driven queries. Additionally, our model also incorporates a symmetry-aware canonicalization module to ensure consistent, accurate segmentations across varying scan orientations and reduce confusion between the anatomical position of an organ and its appearance in the scan. FLanS is trained on a large-scale dataset of over 100k medical images from 7 public datasets. Comprehensive experiments demonstrate the model's superior language understanding and segmentation precision, along with a deep comprehension of the relationship between them, outperforming SOTA baselines on both in-domain and out-of-domain datasets.

arXiv:2410.13204공식 코드 · Papers with Code

Measuring Free-Form Decision-Making Inconsistency of Language Models in Military Crisis Simulations

There is an increasing interest in using language models (LMs) for automated decision-making, with multiple countries actively testing LMs to aid in military crisis decision-making. To scrutinize relying on LM decision-making in high-stakes settings, we examine the inconsistency of responses in a crisis simulation ("wargame"), similar to reported tests conducted by the US military. Prior work illustrated escalatory tendencies and varying levels of aggression among LMs but were constrained to simulations with pre-defined actions. This was due to the challenges associated with quantitatively measuring semantic differences and evaluating natural language decision-making without relying on pre-defined actions. In this work, we query LMs for free form responses and use a metric based on BERTScore to measure response inconsistency quantitatively. Leveraging the benefits of BERTScore, we show that the inconsistency metric is robust to linguistic variations that preserve semantic meaning in a question-answering setting across text lengths. We show that all five tested LMs exhibit levels of inconsistency that indicate semantic differences, even when adjusting the wargame setting, anonymizing involved conflict countries, or adjusting the sampling temperature parameter $T$. Further qualitative evaluation shows that models recommend courses of action that share few to no similarities. We also study the impact of different prompt sensitivity variations on inconsistency at temperature $T = 0$. We find that inconsistency due to semantically equivalent prompt variations can exceed response inconsistency from temperature sampling for most studied models across different levels of ablations. Given the high-stakes nature of military deployment, we recommend further consideration be taken before using LMs to inform military decisions or other cases of high-stakes decision-making.

arXiv:2410.13246

Atomic Calibration of LLMs in Long-Form Generations

Large language models (LLMs) often suffer from hallucinations, posing significant challenges for real-world applications. Confidence calibration, which estimates the underlying uncertainty of model predictions, is essential to enhance the LLMs' trustworthiness. Existing research on LLM calibration has primarily focused on short-form tasks, providing a single confidence score at the response level (macro calibration). However, this approach is insufficient for long-form generations, where responses often contain more complex statements and may include both accurate and inaccurate information. Therefore, we introduce atomic calibration, a novel approach that evaluates factuality calibration at a fine-grained level by breaking down long responses into atomic claims. We classify confidence elicitation methods into discriminative and generative types and demonstrate that their combination can enhance calibration. Our extensive experiments on various LLMs and datasets show that atomic calibration is well-suited for long-form generation and can also improve macro calibration results. Additionally, atomic calibration reveals insightful patterns in LLM confidence throughout the generation process.

arXiv:2410.13037

LFOSum: Summarizing Long-form Opinions with Large Language Models

Online reviews play a pivotal role in influencing consumer decisions across various domains, from purchasing products to selecting hotels or restaurants. However, the sheer volume of reviews -- often containing repetitive or irrelevant content -- leads to information overload, making it challenging for users to extract meaningful insights. Traditional opinion summarization models face challenges in handling long inputs and large volumes of reviews, while newer Large Language Model (LLM) approaches often fail to generate accurate and faithful summaries. To address those challenges, this paper introduces (1) a new dataset of long-form user reviews, each entity comprising over a thousand reviews, (2) two training-free LLM-based summarization approaches that scale to long inputs, and (3) automatic evaluation metrics. Our dataset of user reviews is paired with in-depth and unbiased critical summaries by domain experts, serving as a reference for evaluation. Additionally, our novel reference-free evaluation metrics provide a more granular, context-sensitive assessment of summary faithfulness. We benchmark several open-source and closed-source LLMs using our methods. Our evaluation reveals that LLMs still face challenges in balancing sentiment and format adherence in long-form summaries, though open-source models can narrow the gap when relevant information is retrieved in a focused manner.