Zero-shot text classification typically relies on prompt engineering, but the inherent prompt brittleness of large language models undermines its reliability. Minor changes in prompt can cause significant discrepancies in model performance. We attribute this prompt brittleness largely to the narrow focus on nexttoken probabilities in existing methods. To address this, we propose Placeholding Parallel Prediction (P3), a novel approach that predicts token probabilities across multiple positions and simulates comprehensive sampling of generation paths in a single run of a language model. Experiments show improved accuracy and up to 98% reduction in the standard deviation across prompts, boosting robustness. Even without a prompt, P3 maintains comparable performance, reducing the need for prompt engineering.
Socially Unacceptable Discourse (SUD) analysis is crucial for maintaining online positive environments. We investigate the effectiveness of Entailment-based zero-shot text classification (unsupervised method) for SUD detection and characterization by leveraging pre-trained transformer models and prompting techniques. The results demonstrate good generalization capabilities of these models to unseen data and highlight the promising nature of this approach for generating labeled datasets for the analysis and characterization of extremist narratives. The findings of this research contribute to the development of robust tools for studying SUD and promoting responsible communication online.
Zero-shot text learning enables text classifiers to handle unseen classes efficiently, alleviating the need for task-specific training data. A simple approach often relies on comparing embeddings of query (text) to those of potential classes. However, the embeddings of a simple query sometimes lack rich contextual information, which hinders the classification performance. Traditionally, this has been addressed by improving the embedding model with expensive training. We introduce QZero, a novel training-free knowledge augmentation approach that reformulates queries by retrieving supporting categories from Wikipedia to improve zero-shot text classification performance. Our experiments across six diverse datasets demonstrate that QZero enhances performance for state-of-the-art static and contextual embedding models without the need for retraining. Notably, in News and medical topic classification tasks, QZero improves the performance of even the largest OpenAI embedding model by at least 5% and 3%, respectively. Acting as a knowledge amplifier, QZero enables small word embedding models to achieve performance levels comparable to those of larger contextual models, offering the potential for significant computational savings. Additionally, QZero offers meaningful insights that illuminate query context and verify topic relevance, aiding in understanding model predictions. Overall, QZero improves embedding-based zero-shot classifiers while maintaining their simplicity. This makes it particularly valuable for resource-constrained environments and domains with constantly evolving information.
Fine-tuning large pre-trained language models (LLMs) on particular datasets is a commonly employed strategy in Natural Language Processing (NLP) classification tasks. However, this approach usually results in a loss of models generalizability. In this paper, we present a framework that allows for maintaining generalizability, and enhances the performance on the downstream task by utilizing task-specific context attribution. We show that a linear transformation of the text representation from any transformer model using the task-specific concept operator results in a projection onto the latent concept space, referred to as context attribution in this paper. The specific concept operator is optimized during the supervised learning stage via novel loss functions. The proposed framework demonstrates that context attribution of the text representation for each task objective can improve the capacity of the discriminator function and thus achieve better performance for the classification task. Experimental results on three datasets, namely HateXplain, IMDB reviews, and Social Media Attributions, illustrate that the proposed model attains superior accuracy and generalizability. Specifically, for the non-fine-tuned BERT on the HateXplain dataset, we observe 8% improvement in accuracy and 10% improvement in F1-score. Whereas for the IMDB dataset, fine-tuned state-of-the-art XLNet is outperformed by 1% for both accuracy and F1-score. Furthermore, in an out-of-domain cross-dataset test, DistilBERT fine-tuned on the IMDB dataset in conjunction with the proposed model improves the F1-score on the HateXplain dataset by 7%. For the Social Media Attributions dataset of YouTube comments, we observe 5.2% increase in F1-metric. The proposed framework is implemented with PyTorch and provided open-source on GitHub.
Mapping ongoing news headlines to event-related classes in a rich knowledge base can be an important component in a knowledge-based event analysis and forecasting solution. In this paper, we present a methodology for creating a benchmark dataset of news headlines mapped to event classes in Wikidata, and resources for the evaluation of methods that perform the mapping. We use the dataset to study two classes of unsupervised methods for this task: 1) adaptations of classic entity linking methods, and 2) methods that treat the problem as a zero-shot text classification problem. For the first approach, we evaluate off-the-shelf entity linking systems. For the second approach, we explore a) pre-trained natural language inference (NLI) models, and b) pre-trained large generative language models. We present the results of our evaluation, lessons learned, and directions for future work. The dataset and scripts for evaluation are made publicly available.
Although large language models (LLMs) have apparently acquired a certain level of grammatical knowledge and the ability to make generalizations, they fail to interpret negation, a crucial step in Natural Language Processing. We try to clarify the reasons for the sub-optimal performance of LLMs understanding negation. We introduce a large semi-automatically generated dataset of circa 400,000 descriptive sentences about commonsense knowledge that can be true or false in which negation is present in about 2/3 of the corpus in different forms. We have used our dataset with the largest available open LLMs in a zero-shot approach to grasp their generalization and inference capability and we have also fine-tuned some of the models to assess whether the understanding of negation can be trained. Our findings show that, while LLMs are proficient at classifying affirmative sentences, they struggle with negative sentences and lack a deep understanding of negation, often relying on superficial cues. Although fine-tuning the models on negative sentences improves their performance, the lack of generalization in handling negation is persistent, highlighting the ongoing challenges of LLMs regarding negation understanding and generalization. The dataset and code are publicly available.
Our research focuses on solving the zero-shot text classification problem in NLP, with a particular emphasis on innovative self-training strategies. To achieve this objective, we propose a novel self-training strategy that uses labels rather than text for training, significantly reducing the model's training time. Specifically, we use categories from Wikipedia as our training set and leverage the SBERT pre-trained model to establish positive correlations between pairs of categories within the same text, facilitating associative training. For new test datasets, we have improved the original self-training approach, eliminating the need for prior training and testing data from each target dataset. Instead, we adopt Wikipedia as a unified training dataset to better approximate the zero-shot scenario. This modification allows for rapid fine-tuning and inference across different datasets, greatly reducing the time required for self-training. Our experimental results demonstrate that this method can adapt the model to the target dataset within minutes. Compared to other BERT-based transformer models, our approach significantly reduces the amount of training data by training only on labels, not the actual text, and greatly improves training efficiency by utilizing a unified training set. Additionally, our method achieves state-of-the-art results on both the Yahoo Topic and AG News datasets.
Conventional approaches to text classification typically assume the existence of a fixed set of predefined labels to which a given text can be classified. However, in real-world applications, there exists an infinite label space for describing a given text. In addition, depending on the aspect (sentiment, topic, etc.) and domain of the text (finance, legal, etc.), the interpretation of the label can vary greatly. This makes the task of text classification, particularly in the zero-shot scenario, extremely challenging. In this paper, we investigate the task of zero-shot text classification with the aim of improving the ability of pre-trained language models (PLMs) to generalize to both seen and unseen data across varying aspects and domains. To solve this we introduce two new simple yet effective pre-training strategies, Implicit and Explicit pre-training. These methods inject aspect-level understanding into the model at train time with the goal of conditioning the model to build task-level understanding. To evaluate this, we construct and release UTCD, a new benchmark dataset for evaluating text classification in zero-shot settings. Experimental results on UTCD show that our approach achieves improved zero-shot generalization on a suite of challenging datasets across an array of zero-shot formalizations.
Existing solutions to zero-shot text classification either conduct prompting with pre-trained language models, which is sensitive to the choices of templates, or rely on large-scale annotated data of relevant tasks for meta-tuning. In this work, we propose a new paradigm based on self-supervised learning to solve zero-shot text classification tasks by tuning the language models with unlabeled data, called self-supervised tuning. By exploring the inherent structure of free texts, we propose a new learning objective called first sentence prediction to bridge the gap between unlabeled data and text classification tasks. After tuning the model to learn to predict the first sentence in a paragraph based on the rest, the model is able to conduct zero-shot inference on unseen tasks such as topic classification and sentiment analysis. Experimental results show that our model outperforms the state-of-the-art baselines on 7 out of 10 tasks. Moreover, the analysis reveals that our model is less sensitive to the prompt design. Our code and pre-trained models are publicly available at https://github.com/DAMO-NLP-SG/SSTuning .
With the development of large language models (LLMs), zero-shot learning has attracted much attention for various NLP tasks. Different from prior works that generate training data with billion-scale natural language generation (NLG) models, we propose a retrieval-enhanced framework to create training data from a general-domain unlabeled corpus. To realize this, we first conduct contrastive pretraining to learn an unsupervised dense retriever for extracting the most relevant documents using class-descriptive verbalizers. We then further propose two simple strategies, namely Verbalizer Augmentation with Demonstrations and Self-consistency Guided Filtering to improve the topic coverage of the dataset while removing noisy examples. Experiments on nine datasets demonstrate that REGEN achieves 4.3% gain over the strongest baselines and saves around 70% of the time compared to baselines using large NLG models. Besides, REGEN can be naturally integrated with recently proposed large language models to boost performance.
Pretrained language models have improved zero-shot text classification by allowing the transfer of semantic knowledge from the training data in order to classify among specific label sets in downstream tasks. We propose a simple way to further improve zero-shot accuracies with minimal effort. We curate small finetuning datasets intended to describe the labels for a task. Unlike typical finetuning data, which has texts annotated with labels, our data simply describes the labels in language, e.g., using a few related terms, dictionary/encyclopedia entries, and short templates. Across a range of topic and sentiment datasets, our method is more accurate than zero-shot by 17-19% absolute. It is also more robust to choices required for zero-shot classification, such as patterns for prompting the model to classify and mappings from labels to tokens in the model's vocabulary. Furthermore, since our data merely describes the labels but does not use input texts, finetuning on it yields a model that performs strongly on multiple text domains for a given label set, even improving over few-shot out-of-domain classification in multiple settings.
The remarkable performance of large language models (LLMs) in zero-shot language understanding has garnered significant attention. However, employing LLMs for large-scale inference or domain-specific fine-tuning requires immense computational resources due to their substantial model size. To overcome these limitations, we introduce a novel method, namely GenCo, which leverages the strong generative power of LLMs to assist in training a smaller and more adaptable language model. In our method, an LLM plays an important role in the self-training loop of a smaller model in two important ways. Firstly, the LLM is used to augment each input instance with a variety of possible continuations, enriching its semantic context for better understanding. Secondly, it helps crafting additional high-quality training pairs, by rewriting input texts conditioned on predicted labels. This ensures the generated texts are highly relevant to the predicted labels, alleviating the prediction error during pseudo-labeling, while reducing the dependency on large volumes of unlabeled text. In our experiments, GenCo outperforms previous state-of-the-art methods when only limited ($<5\%$ of original) in-domain text data is available. Notably, our approach surpasses the performance of Alpaca-7B with human prompts, highlighting the potential of leveraging LLM for self-training.
Text classification of unseen classes is a challenging Natural Language Processing task and is mainly attempted using two different types of approaches. Similarity-based approaches attempt to classify instances based on similarities between text document representations and class description representations. Zero-shot text classification approaches aim to generalize knowledge gained from a training task by assigning appropriate labels of unknown classes to text documents. Although existing studies have already investigated individual approaches to these categories, the experiments in literature do not provide a consistent comparison. This paper addresses this gap by conducting a systematic evaluation of different similarity-based and zero-shot approaches for text classification of unseen classes. Different state-of-the-art approaches are benchmarked on four text classification datasets, including a new dataset from the medical domain. Additionally, novel SimCSE and SBERT-based baselines are proposed, as other baselines used in existing work yield weak classification results and are easily outperformed. Finally, the novel similarity-based Lbl2TransformerVec approach is presented, which outperforms previous state-of-the-art approaches in unsupervised text classification. Our experiments show that similarity-based approaches significantly outperform zero-shot approaches in most cases. Additionally, using SimCSE or SBERT embeddings instead of simpler text representations increases similarity-based classification results even further.
Recent work has demonstrated that pre-trained language models (PLMs) are zero-shot learners. However, most existing zero-shot methods involve heavy human engineering or complicated self-training pipelines, hindering their application to new situations. In this work, we show that zero-shot text classification can be improved simply by clustering texts in the embedding spaces of PLMs. Specifically, we fit the unlabeled texts with a Bayesian Gaussian Mixture Model after initializing cluster positions and shapes using class names. Despite its simplicity, this approach achieves superior or comparable performance on both topic and sentiment classification datasets and outperforms prior works significantly on unbalanced datasets. We further explore the applicability of our clustering approach by evaluating it on 14 datasets with more diverse topics, text lengths, and numbers of classes. Our approach achieves an average of 20% absolute improvement over prompt-based zero-shot learning. Finally, we compare different PLM embedding spaces and find that texts are well-clustered by topics even if the PLM is not explicitly pre-trained to generate meaningful sentence embeddings. This work indicates that PLM embeddings can categorize texts without task-specific fine-tuning, thus providing a new way to analyze and utilize their knowledge and zero-shot learning ability.
Recent advances in large pretrained language models have increased attention to zero-shot text classification. In particular, models finetuned on natural language inference datasets have been widely adopted as zero-shot classifiers due to their promising results and off-the-shelf availability. However, the fact that such models are unfamiliar with the target task can lead to instability and performance issues. We propose a plug-and-play method to bridge this gap using a simple self-training approach, requiring only the class names along with an unlabeled dataset, and without the need for domain expertise or trial and error. We show that fine-tuning the zero-shot classifier on its most confident predictions leads to significant performance gains across a wide range of text classification tasks, presumably since self-training adapts the zero-shot model to the task at hand.
Standard approaches to hate speech detection rely on sufficient available hate speech annotations. Extending previous work that repurposes natural language inference (NLI) models for zero-shot text classification, we propose a simple approach that combines multiple hypotheses to improve English NLI-based zero-shot hate speech detection. We first conduct an error analysis for vanilla NLI-based zero-shot hate speech detection and then develop four strategies based on this analysis. The strategies use multiple hypotheses to predict various aspects of an input text and combine these predictions into a final verdict. We find that the zero-shot baseline used for the initial error analysis already outperforms commercial systems and fine-tuned BERT-based hate speech detection models on HateCheck. The combination of the proposed strategies further increases the zero-shot accuracy of 79.4% on HateCheck by 7.9 percentage points (pp), and the accuracy of 69.6% on ETHOS by 10.0pp.
Current methods for prompt learning in zeroshot scenarios widely rely on a development set with sufficient human-annotated data to select the best-performing prompt template a posteriori. This is not ideal because in a realworld zero-shot scenario of practical relevance, no labelled data is available. Thus, we propose a simple yet effective method for screening reasonable prompt templates in zero-shot text classification: Perplexity Selection (Perplection). We hypothesize that language discrepancy can be used to measure the efficacy of prompt templates, and thereby develop a substantiated perplexity-based scheme allowing for forecasting the performance of prompt templates in advance. Experiments show that our method leads to improved prediction performance in a realistic zero-shot setting, eliminating the need for any labelled examples.
Prompt learning approaches have made waves in natural language processing by inducing better few-shot performance while they still follow a parametric-based learning paradigm; the oblivion and rote memorization problems in learning may encounter unstable generalization issues. Specifically, vanilla prompt learning may struggle to utilize atypical instances by rote during fully-supervised training or overfit shallow patterns with low-shot data. To alleviate such limitations, we develop RetroPrompt with the motivation of decoupling knowledge from memorization to help the model strike a balance between generalization and memorization. In contrast with vanilla prompt learning, RetroPrompt constructs an open-book knowledge-store from training instances and implements a retrieval mechanism during the process of input, training and inference, thus equipping the model with the ability to retrieve related contexts from the training corpus as cues for enhancement. Extensive experiments demonstrate that RetroPrompt can obtain better performance in both few-shot and zero-shot settings. Besides, we further illustrate that our proposed RetroPrompt can yield better generalization abilities with new datasets. Detailed analysis of memorization indeed reveals RetroPrompt can reduce the reliance of language models on memorization; thus, improving generalization for downstream tasks. Code is available in https://github.com/zjunlp/PromptKG/tree/main/research/RetroPrompt.
Large-scale multi-label text classification (LMTC) aims to associate a document with its relevant labels from a large candidate set. Most existing LMTC approaches rely on massive human-annotated training data, which are often costly to obtain and suffer from a long-tailed label distribution (i.e., many labels occur only a few times in the training set). In this paper, we study LMTC under the zero-shot setting, which does not require any annotated documents with labels and only relies on label surface names and descriptions. To train a classifier that calculates the similarity score between a document and a label, we propose a novel metadata-induced contrastive learning (MICoL) method. Different from previous text-based contrastive learning techniques, MICoL exploits document metadata (e.g., authors, venues, and references of research papers), which are widely available on the Web, to derive similar document-document pairs. Experimental results on two large-scale datasets show that: (1) MICoL significantly outperforms strong zero-shot text classification and contrastive learning baselines; (2) MICoL is on par with the state-of-the-art supervised metadata-aware LMTC method trained on 10K-200K labeled documents; and (3) MICoL tends to predict more infrequent labels than supervised methods, thus alleviates the deteriorated performance on long-tailed labels.
Pretrained language models (PLMs) have demonstrated remarkable performance in various natural language processing tasks: Unidirectional PLMs (e.g., GPT) are well known for their superior text generation capabilities; bidirectional PLMs (e.g., BERT) have been the prominent choice for natural language understanding (NLU) tasks. While both types of models have achieved promising few-shot learning performance, their potential for zero-shot learning has been underexplored. In this paper, we present a simple approach that uses both types of PLMs for fully zero-shot learning of NLU tasks without requiring any task-specific data: A unidirectional PLM generates class-conditioned texts guided by prompts, which are used as the training data for fine-tuning a bidirectional PLM. With quality training data selected based on the generation probability and regularization techniques (label smoothing and temporal ensembling) applied to the fine-tuning stage for better generalization and stability, our approach demonstrates strong performance across seven classification tasks of the GLUE benchmark (e.g., 72.3/73.8 on MNLI-m/mm and 92.8 on SST-2), significantly outperforming zero-shot prompting methods and achieving even comparable results to strong few-shot approaches using 32 training samples per class.