The exponential increase in academic papers has significantly increased the time required for researchers to access relevant literature. Keyphrase Extraction (KPE) offers a solution to this situation by enabling researchers to efficiently retrieve relevant literature. The current study on KPE from academic articles aims to improve the performance of extraction models through innovative approaches using Title and Abstract as input corpora. However, the semantic richness of keywords is significantly constrained by the length of the abstract. While full-text-based KPE can address this issue, it simultaneously introduces noise, which significantly diminishes KPE performance. To address this issue, this paper utilized the structural features and section texts obtained from the section structure information of academic articles to extract keyphrase from academic papers. The approach consists of two main parts: (1) exploring the effect of seven structural features on KPE models, and (2) integrating the extraction results from all section texts used as input corpora for KPE models via a keyphrase integration algorithm to obtain the keyphrase integration result. Furthermore, this paper also examined the effect of the classification quality of section structure on the KPE performance. The results show that incorporating structural features improves KPE performance, though different features have varying effects on model efficacy. The keyphrase integration approach yields the best performance, and the classification quality of section structure can affect KPE performance. These findings indicate that using the section structure information of academic articles contributes to effective KPE from academic articles. The code and dataset supporting this study are available at https://github.com/yan-xinyi/SSB_KPE.
In an era of information overload, manually annotating the vast and growing corpus of documents and scholarly papers is increasingly impractical. Automated keyphrase extraction addresses this challenge by identifying representative terms within texts. However, most existing methods focus on short documents (up to 512 tokens), leaving a gap in processing long-context documents. In this paper, we introduce LongKey, a novel framework for extracting keyphrases from lengthy documents, which uses an encoder-based language model to capture extended text intricacies. LongKey uses a max-pooling embedder to enhance keyphrase candidate representation. Validated on the comprehensive LDKP datasets and six diverse, unseen datasets, LongKey consistently outperforms existing unsupervised and language model-based keyphrase extraction methods. Our findings demonstrate LongKey's versatility and superior performance, marking an advancement in keyphrase extraction for varied text lengths and domains.
Keyphrase ranking plays a crucial role in information retrieval and summarization by indexing and retrieving relevant information efficiently. Advances in natural language processing, especially large language models (LLMs), have improved keyphrase extraction and ranking. However, traditional methods often overlook diversity, resulting in redundant keyphrases. We propose a novel approach using Submodular Function Optimization (SFO) to balance relevance and diversity in keyphrase ranking. By framing the task as submodular maximization, our method selects diverse and representative keyphrases. Experiments on benchmark datasets show that our approach outperforms existing methods in both relevance and diversity metrics, achieving SOTA performance in execution time. Our code is available online.
This paper proposes Attention-Seeker, an unsupervised keyphrase extraction method that leverages self-attention maps from a Large Language Model to estimate the importance of candidate phrases. Our approach identifies specific components - such as layers, heads, and attention vectors - where the model pays significant attention to the key topics of the text. The attention weights provided by these components are then used to score the candidate phrases. Unlike previous models that require manual tuning of parameters (e.g., selection of heads, prompts, hyperparameters), Attention-Seeker dynamically adapts to the input text without any manual adjustments, enhancing its practical applicability. We evaluate Attention-Seeker on four publicly available datasets: Inspec, SemEval2010, SemEval2017, and Krapivin. Our results demonstrate that, even without parameter tuning, Attention-Seeker outperforms most baseline models, achieving state-of-the-art performance on three out of four datasets, particularly excelling in extracting keyphrases from long documents.
Open Retrieval Conversational Question Answering (OrConvQA) answers a question given a conversation as context and a document collection. A typical OrConvQA pipeline consists of three modules: a Retriever to retrieve relevant documents from the collection, a Reranker to rerank them given the question and the context, and a Reader to extract an answer span. The conversational turns can provide valuable context to answer the final query. State-of-the-art OrConvQA systems use the same history modeling for all three modules of the pipeline. We hypothesize this as suboptimal. Specifically, we argue that a broader context is needed in the first modules of the pipeline to not miss relevant documents, while a narrower context is needed in the last modules to identify the exact answer span. We propose NORMY, the first unsupervised non-uniform history modeling pipeline which generates the best conversational history for each module. We further propose a novel Retriever for NORMY, which employs keyphrase extraction on the conversation history, and leverages passages retrieved in previous turns as additional context. We also created a new dataset for OrConvQA, by expanding the doc2dial dataset. We implemented various state-of-the-art history modeling techniques and comprehensively evaluated them separately for each module of the pipeline on three datasets: OR-QUAC, our doc2dial extension, and ConvMix. Our extensive experiments show that NORMY outperforms the state-of-the-art in the individual modules and in the end-to-end system.
Zero-shot keyphrase extraction aims to build a keyphrase extractor without training by human-annotated data, which is challenging due to the limited human intervention involved. Challenging but worthwhile, zero-shot setting efficiently reduces the time and effort that data labeling takes. Recent efforts on pre-trained large language models (e.g., ChatGPT and ChatGLM) show promising performance on zero-shot settings, thus inspiring us to explore prompt-based methods. In this paper, we ask whether strong keyphrase extraction models can be constructed by directly prompting the large language model ChatGPT. Through experimental results, it is found that ChatGPT still has a lot of room for improvement in the keyphrase extraction task compared to existing state-of-the-art unsupervised and supervised models.
Automatic Keyphrase Extraction involves identifying essential phrases in a document. These keyphrases are crucial in various tasks such as document classification, clustering, recommendation, indexing, searching, summarization, and text simplification. This paper introduces a platform that integrates keyphrase datasets and facilitates the evaluation of keyphrase extraction algorithms. The platform includes BibRank, an automatic keyphrase extraction algorithm that leverages a rich dataset obtained by parsing bibliographic data in BibTeX format. BibRank combines innovative weighting techniques with positional, statistical, and word co-occurrence information to extract keyphrases from documents. The platform proves valuable for researchers and developers seeking to enhance their keyphrase extraction algorithms and advance the field of natural language processing.
Keyphrase generation (KG) aims to generate a set of summarizing words or phrases given a source document, while keyphrase extraction (KE) aims to identify them from the text. Because the search space is much smaller in KE, it is often combined with KG to predict keyphrases that may or may not exist in the corresponding document. However, current unified approaches adopt sequence labeling and maximization-based generation that primarily operate at a token level, falling short in observing and scoring keyphrases as a whole. In this work, we propose SimCKP, a simple contrastive learning framework that consists of two stages: 1) An extractor-generator that extracts keyphrases by learning context-aware phrase-level representations in a contrastive manner while also generating keyphrases that do not appear in the document; 2) A reranker that adapts scores for each generated phrase by likewise aligning their representations with the corresponding document. Experimental results on multiple benchmark datasets demonstrate the effectiveness of our proposed approach, which outperforms the state-of-the-art models by a significant margin.
In this study, we investigate using graph neural network (GNN) representations to enhance contextualized representations of pre-trained language models (PLMs) for keyphrase extraction from lengthy documents. We show that augmenting a PLM with graph embeddings provides a more comprehensive semantic understanding of words in a document, particularly for long documents. We construct a co-occurrence graph of the text and embed it using a graph convolutional network (GCN) trained on the task of edge prediction. We propose a graph-enhanced sequence tagging architecture that augments contextualized PLM embeddings with graph representations. Evaluating on benchmark datasets, we demonstrate that enhancing PLMs with graph embeddings outperforms state-of-the-art models on long documents, showing significant improvements in F1 scores across all the datasets. Our study highlights the potential of GNN representations as a complementary approach to improve PLM performance for keyphrase extraction from long documents.
The keyphrase extraction task refers to the automatic selection of phrases from a given document to summarize its core content. State-of-the-art (SOTA) performance has recently been achieved by embedding-based algorithms, which rank candidates according to how similar their embeddings are to document embeddings. However, such solutions either struggle with the document and candidate length discrepancies or fail to fully utilize the pre-trained language model (PLM) without further fine-tuning. To this end, in this paper, we propose a simple yet effective unsupervised approach, PromptRank, based on the PLM with an encoder-decoder architecture. Specifically, PromptRank feeds the document into the encoder and calculates the probability of generating the candidate with a designed prompt by the decoder. We extensively evaluate the proposed PromptRank on six widely used benchmarks. PromptRank outperforms the SOTA approach MDERank, improving the F1 score relatively by 34.18%, 24.87%, and 17.57% for 5, 10, and 15 returned results, respectively. This demonstrates the great potential of using prompt for unsupervised keyphrase extraction. We release our code at https://github.com/HLT-NLP/PromptRank.
Despite the significant advancements in keyphrase extraction and keyphrase generation methods, the predominant approach for evaluation mainly relies on exact matching with human references. This scheme fails to recognize systems that generate keyphrases semantically equivalent to the references or diverse keyphrases that carry practical utility. To better assess the capability of keyphrase systems, we propose KPEval, a comprehensive evaluation framework consisting of four critical aspects: reference agreement, faithfulness, diversity, and utility. For each aspect, we design semantic-based metrics to reflect the evaluation objectives. Meta-evaluation studies demonstrate that our evaluation strategy correlates better with human preferences compared to a range of previously proposed metrics. Using KPEval, we re-evaluate 23 keyphrase systems and discover that (1) established model comparison results have blind-spots especially when considering reference-free evaluation; (2) large language models are underestimated by prior evaluation works; and (3) there is no single best model that can excel in all the aspects.
Listening to long video/audio recordings from video conferencing and online courses for acquiring information is extremely inefficient. Even after ASR systems transcribe recordings into long-form spoken language documents, reading ASR transcripts only partly speeds up seeking information. It has been observed that a range of NLP applications, such as keyphrase extraction, topic segmentation, and summarization, significantly improve users' efficiency in grasping important information. The meeting scenario is among the most valuable scenarios for deploying these spoken language processing (SLP) capabilities. However, the lack of large-scale public meeting datasets annotated for these SLP tasks severely hinders their advancement. To prompt SLP advancement, we establish a large-scale general Meeting Understanding and Generation Benchmark (MUG) to benchmark the performance of a wide range of SLP tasks, including topic segmentation, topic-level and session-level extractive summarization and topic title generation, keyphrase extraction, and action item detection. To facilitate the MUG benchmark, we construct and release a large-scale meeting dataset for comprehensive long-form SLP development, the AliMeeting4MUG Corpus, which consists of 654 recorded Mandarin meeting sessions with diverse topic coverage, with manual annotations for SLP tasks on manual transcripts of meeting recordings. To the best of our knowledge, the AliMeeting4MUG Corpus is so far the largest meeting corpus in scale and facilitates most SLP tasks. In this paper, we provide a detailed introduction of this corpus, SLP tasks and evaluation methods, baseline systems and their performance.
Neural models that do not rely on pre-training have excelled in the keyphrase generation task with large annotated datasets. Meanwhile, new approaches have incorporated pre-trained language models (PLMs) for their data efficiency. However, there lacks a systematic study of how the two types of approaches compare and how different design choices can affect the performance of PLM-based models. To fill in this knowledge gap and facilitate a more informed use of PLMs for keyphrase extraction and keyphrase generation, we present an in-depth empirical study. Formulating keyphrase extraction as sequence labeling and keyphrase generation as sequence-to-sequence generation, we perform extensive experiments in three domains. After showing that PLMs have competitive high-resource performance and state-of-the-art low-resource performance, we investigate important design choices including in-domain PLMs, PLMs with different pre-training objectives, using PLMs with a parameter budget, and different formulations for present keyphrases. Further results show that (1) in-domain BERT-like PLMs can be used to build strong and data-efficient keyphrase generation models; (2) with a fixed parameter budget, prioritizing model depth over width and allocating more layers in the encoder leads to better encoder-decoder models; and (3) introducing four in-domain PLMs, we achieve a competitive performance in the news domain and the state-of-the-art performance in the scientific domain.
Keyphrase extraction is the process of automatically selecting a small set of most relevant phrases from a given text. Supervised keyphrase extraction approaches need large amounts of labeled training data and perform poorly outside the domain of the training data. In this paper, we present PatternRank, which leverages pretrained language models and part-of-speech for unsupervised keyphrase extraction from single documents. Our experiments show PatternRank achieves higher precision, recall and F1-scores than previous state-of-the-art approaches. In addition, we present the KeyphraseVectorizers package, which allows easy modification of part-of-speech patterns for candidate keyphrase selection, and hence adaptation of our approach to any domain.
Transformer-based architectures in natural language processing force input size limits that can be problematic when long documents need to be processed. This paper overcomes this issue for keyphrase extraction by chunking the long documents while keeping a global context as a query defining the topic for which relevant keyphrases should be extracted. The developed system employs a pre-trained BERT model and adapts it to estimate the probability that a given text span forms a keyphrase. We experimented using various context sizes on two popular datasets, Inspec and SemEval, and a large novel dataset. The presented results show that a shorter context with a query overcomes a longer one without the query on long documents.
Keyphrase extraction is a fundamental task in natural language processing and information retrieval that aims to extract a set of phrases with important information from a source document. Identifying important keyphrase is the central component of the keyphrase extraction task, and its main challenge is how to represent information comprehensively and discriminate importance accurately. In this paper, to address these issues, we design a new hyperbolic matching model (HyperMatch) to represent phrases and documents in the same hyperbolic space and explicitly estimate the phrase-document relevance via the Poincar\'e distance as the important score of each phrase. Specifically, to capture the hierarchical syntactic and semantic structure information, HyperMatch takes advantage of the hidden representations in multiple layers of RoBERTa and integrates them as the word embeddings via an adaptive mixing layer. Meanwhile, considering the hierarchical structure hidden in the document, HyperMatch embeds both phrases and documents in the same hyperbolic space via a hyperbolic phrase encoder and a hyperbolic document encoder. This strategy can further enhance the estimation of phrase-document relevance due to the good properties of hyperbolic space. In this setting, the keyphrase extraction can be taken as a matching problem and effectively implemented by minimizing a hyperbolic margin-based triplet loss. Extensive experiments are conducted on six benchmarks and demonstrate that HyperMatch outperforms the state-of-the-art baselines.
Keyphrase extraction aims at automatically extracting a list of "important" phrases representing the key concepts in a document. Prior approaches for unsupervised keyphrase extraction resorted to heuristic notions of phrase importance via embedding clustering or graph centrality, requiring extensive domain expertise. Our work presents a simple alternative approach which defines keyphrases as document phrases that are salient for predicting the topic of the document. To this end, we propose INSPECT -- an approach that uses self-explaining models for identifying influential keyphrases in a document by measuring the predictive impact of input phrases on the downstream task of the document topic classification. We show that this novel method not only alleviates the need for ad-hoc heuristics but also achieves state-of-the-art results in unsupervised keyphrase extraction in four datasets across two domains: scientific publications and news articles.
Keyphrase extraction from a given document is the task of automatically extracting salient phrases that best describe the document. This paper proposes a novel unsupervised graph-based ranking method to extract high-quality phrases from a given document. We obtain the contextualized embeddings from pre-trained language models enriched with topic vectors from Latent Dirichlet Allocation (LDA) to represent the candidate phrases and the document. We introduce a scoring mechanism for the phrases using the information obtained from contextualized embeddings and the topic vectors. The salient phrases are extracted using a ranking algorithm on an undirected graph constructed for the given document. In the undirected graph, the nodes represent the phrases, and the edges between the phrases represent the semantic relatedness between them, weighted by a score obtained from the scoring mechanism. To demonstrate the efficacy of our proposed method, we perform several experiments on open source datasets in the science domain and observe that our novel method outperforms existing unsupervised embedding based keyphrase extraction methods. For instance, on the SemEval2017 dataset, our method advances the F1 score from 0.2195 (EmbedRank) to 0.2819 at the top 10 extracted keyphrases. Several variants of the proposed algorithm are investigated to determine their effect on the quality of keyphrases. We further demonstrate the ability of our proposed method to collect additional high-quality keyphrases that are not present in the document from external knowledge bases like Wikipedia for enriching the document with newly discovered keyphrases. We evaluate this step on a collection of annotated documents. The F1-score at the top 10 expanded keyphrases is 0.60, indicating that our algorithm can also be used for 'concept' expansion using external knowledge.
In this work, we explore how to train task-specific language models aimed towards learning rich representation of keyphrases from text documents. We experiment with different masking strategies for pre-training transformer language models (LMs) in discriminative as well as generative settings. In the discriminative setting, we introduce a new pre-training objective - Keyphrase Boundary Infilling with Replacement (KBIR), showing large gains in performance (upto 8.16 points in F1) over SOTA, when the LM pre-trained using KBIR is fine-tuned for the task of keyphrase extraction. In the generative setting, we introduce a new pre-training setup for BART - KeyBART, that reproduces the keyphrases related to the input text in the CatSeq format, instead of the denoised original input. This also led to gains in performance (upto 4.33 points in F1@M) over SOTA for keyphrase generation. Additionally, we also fine-tune the pre-trained language models on named entity recognition (NER), question answering (QA), relation extraction (RE), abstractive summarization and achieve comparable performance with that of the SOTA, showing that learning rich representation of keyphrases is indeed beneficial for many other fundamental NLP tasks.
With the development of Internet technology, the phenomenon of information overload is becoming more and more obvious. It takes a lot of time for users to obtain the information they need. However, keyphrases that summarize document information highly are helpful for users to quickly obtain and understand documents. For academic resources, most existing studies extract keyphrases through the title and abstract of papers. We find that title information in references also contains author-assigned keyphrases. Therefore, this article uses reference information and applies two typical methods of unsupervised extraction methods (TF*IDF and TextRank), two representative traditional supervised learning algorithms (Na\"ive Bayes and Conditional Random Field) and a supervised deep learning model (BiLSTM-CRF), to analyze the specific performance of reference information on keyphrase extraction. It is expected to improve the quality of keyphrase recognition from the perspective of expanding the source text. The experimental results show that reference information can increase precision, recall, and F1 of automatic keyphrase extraction to a certain extent. This indicates the usefulness of reference information on keyphrase extraction of academic papers and provides a new idea for the following research on automatic keyphrase extraction.