Recent advances in text recognition led to a paradigm shift for page-level recognition, from multi-step segmentation-based approaches to end-to-end attention-based ones. However, the na\"ive character-level autoregressive decoding process results in long prediction times: it requires several seconds to process a single page image on a modern GPU. We propose the Meta Document Attention Network (Meta-DAN) as a novel decoding strategy to reduce the prediction time while enabling a better context modeling. It relies on two main components: windowed queries, to process several transformer queries altogether, enlarging the context modeling with near future; and multi-token predictions, whose goal is to predict several tokens per query instead of only the next one. We evaluate the proposed approach on 10 full-page handwritten datasets and demonstrate state-of-the-art results on average in terms of character error rate. Source code and weights of trained models are available at https://github.com/FactoDeepLearning/meta_dan.
Handwritten text recognition (HTR) remains a challenging task, particularly for multi-page documents where pages share common formatting and contextual features. While modern optical character recognition (OCR) engines are proficient with printed text, their performance on handwriting is limited, often requiring costly labeled data for fine-tuning. In this paper, we explore the use of multi-modal large language models (MLLMs) for transcribing multi-page handwritten documents in a zero-shot setting. We investigate various configurations of commercial OCR engines and MLLMs, utilizing the latter both as end-to-end transcribers and as post-processors, with and without image components. We propose a novel method, '+first page', which enhances MLLM transcription by providing the OCR output of the entire document along with just the first page image. This approach leverages shared document features without incurring the high cost of processing all images. Experiments on a multi-page version of the IAM Handwriting Database demonstrate that '+first page' improves transcription accuracy, balances cost with performance, and even enhances results on out-of-sample text by extrapolating formatting and OCR error patterns from a single page.
This study demonstrates that Large Language Models (LLMs) can transcribe historical handwritten documents with significantly higher accuracy than specialized Handwritten Text Recognition (HTR) software, while being faster and more cost-effective. We introduce an open-source software tool called Transcription Pearl that leverages these capabilities to automatically transcribe and correct batches of handwritten documents using commercially available multimodal LLMs from OpenAI, Anthropic, and Google. In tests on a diverse corpus of 18th/19th century English language handwritten documents, LLMs achieved Character Error Rates (CER) of 5.7 to 7% and Word Error Rates (WER) of 8.9 to 15.9%, improvements of 14% and 32% respectively over specialized state-of-the-art HTR software like Transkribus. Most significantly, when LLMs were then used to correct those transcriptions as well as texts generated by conventional HTR software, they achieved near-human levels of accuracy, that is CERs as low as 1.8% and WERs of 3.5%. The LLMs also completed these tasks 50 times faster and at approximately 1/50th the cost of proprietary HTR programs. These results demonstrate that when LLMs are incorporated into software tools like Transcription Pearl, they provide an accessible, fast, and highly accurate method for mass transcription of historical handwritten documents, significantly streamlining the digitization process.
Specimen associated biodiversity data are sought after for biological, environmental, climate, and conservation sciences. A rate shift is required for the extraction of data from specimen images to eliminate the bottleneck that the reliance on human-mediated transcription of these data represents. We applied advanced computer vision techniques to develop the `Hespi' (HErbarium Specimen sheet PIpeline), which extracts a pre-catalogue subset of collection data on the institutional labels on herbarium specimens from their digital images. The pipeline integrates two object detection models; the first detects bounding boxes around text-based labels and the second detects bounding boxes around text-based data fields on the primary institutional label. The pipeline classifies text-based institutional labels as printed, typed, handwritten, or a combination and applies Optical Character Recognition (OCR) and Handwritten Text Recognition (HTR) for data extraction. The recognized text is then corrected against authoritative databases of taxon names. The extracted text is also corrected with the aide of a multimodal Large Language Model (LLM). Hespi accurately detects and extracts text for test datasets including specimen sheet images from international herbaria. The components of the pipeline are modular and users can train their own models with their own data and use them in place of the models provided.
We explore the application of Vision Transformer (ViT) for handwritten text recognition. The limited availability of labeled data in this domain poses challenges for achieving high performance solely relying on ViT. Previous transformer-based models required external data or extensive pre-training on large datasets to excel. To address this limitation, we introduce a data-efficient ViT method that uses only the encoder of the standard transformer. We find that incorporating a Convolutional Neural Network (CNN) for feature extraction instead of the original patch embedding and employ Sharpness-Aware Minimization (SAM) optimizer to ensure that the model can converge towards flatter minima and yield notable enhancements. Furthermore, our introduction of the span mask technique, which masks interconnected features in the feature map, acts as an effective regularizer. Empirically, our approach competes favorably with traditional CNN-based models on small datasets like IAM and READ2016. Additionally, it establishes a new benchmark on the LAM dataset, currently the largest dataset with 19,830 training text lines. The code is publicly available at: https://github.com/YutingLi0606/HTR-VT.
Reading text from images (either natural scenes or documents) has been a long-standing research topic for decades, due to the high technical challenge and wide application range. Previously, individual specialist models are developed to tackle the sub-tasks of text reading (e.g., scene text recognition, handwritten text recognition and mathematical expression recognition). However, such specialist models usually cannot effectively generalize across different sub-tasks. Recently, generalist models (such as GPT-4V), trained on tremendous data in a unified way, have shown enormous potential in reading text in various scenarios, but with the drawbacks of limited accuracy and low efficiency. In this work, we propose Platypus, a generalized specialist model for text reading. Specifically, Platypus combines the best of both worlds: being able to recognize text of various forms with a single unified architecture, while achieving excellent accuracy and high efficiency. To better exploit the advantage of Platypus, we also construct a text reading dataset (called Worms), the images of which are curated from previous datasets and partially re-labeled. Experiments on standard benchmarks demonstrate the effectiveness and superiority of the proposed Platypus model. Model and data will be made publicly available at https://github.com/AlibabaResearch/AdvancedLiterateMachinery/tree/main/OCR/Platypus.
Information extraction from handwritten documents involves traditionally three distinct steps: Document Layout Analysis, Handwritten Text Recognition, and Named Entity Recognition. Recent approaches have attempted to integrate these steps into a single process using fully end-to-end architectures. Despite this, these integrated approaches have not yet matched the performance of language models, when applied to information extraction in plain text. In this paper, we introduce DANIEL (Document Attention Network for Information Extraction and Labelling), a fully end-to-end architecture integrating a language model and designed for comprehensive handwritten document understanding. DANIEL performs layout recognition, handwriting recognition, and named entity recognition on full-page documents. Moreover, it can simultaneously learn across multiple languages, layouts, and tasks. For named entity recognition, the ontology to be applied can be specified via the input prompt. The architecture employs a convolutional encoder capable of processing images of any size without resizing, paired with an autoregressive decoder based on a transformer-based language model. DANIEL achieves competitive results on four datasets, including a new state-of-the-art performance on RIMES 2009 and M-POPP for Handwriting Text Recognition, and IAM NER for Named Entity Recognition. Furthermore, DANIEL is much faster than existing approaches. We provide the source code and the weights of the trained models at \url{https://github.com/Shulk97/daniel}.
We present the Manuscripts of Handwritten Arabic~(Muharaf) dataset, which is a machine learning dataset consisting of more than 1,600 historic handwritten page images transcribed by experts in archival Arabic. Each document image is accompanied by spatial polygonal coordinates of its text lines as well as basic page elements. This dataset was compiled to advance the state of the art in handwritten text recognition (HTR), not only for Arabic manuscripts but also for cursive text in general. The Muharaf dataset includes diverse handwriting styles and a wide range of document types, including personal letters, diaries, notes, poems, church records, and legal correspondences. In this paper, we describe the data acquisition pipeline, notable dataset features, and statistics. We also provide a preliminary baseline result achieved by training convolutional neural networks using this data.
Handwritten text recognition has been developed rapidly in the recent years, following the rise of deep learning and its applications. Though deep learning methods provide notable boost in performance concerning text recognition, non-trivial deviation in performance can be detected even when small pre-processing or architectural/optimization elements are changed. This work follows a ``best practice'' rationale; highlight simple yet effective empirical practices that can further help training and provide well-performing handwritten text recognition systems. Specifically, we considered three basic aspects of a deep HTR system and we proposed simple yet effective solutions: 1) retain the aspect ratio of the images in the preprocessing step, 2) use max-pooling for converting the 3D feature map of CNN output into a sequence of features and 3) assist the training procedure via an additional CTC loss which acts as a shortcut on the max-pooled sequential features. Using these proposed simple modifications, one can attain close to state-of-the-art results, while considering a basic convolutional-recurrent (CNN+LSTM) architecture, for both IAM and RIMES datasets. Code is available at https://github.com/georgeretsi/HTR-best-practices/.
This paper introduces a novel approach to post-Optical Character Recognition Correction (POC) for handwritten Cyrillic text, addressing a significant gap in current research methodologies. This gap is due to the lack of large text corporas that provide OCR errors for further training of language-based POC models, which are demanding in terms of corpora size. Our study primarily focuses on the development and application of a synthetic handwriting generation engine based on B\'ezier curves. Such an engine generates highly realistic handwritten text in any amounts, which we utilize to create a substantial dataset by transforming Russian text corpora sourced from the internet. We apply a Handwritten Text Recognition (HTR) model to this dataset to identify OCR errors, forming the basis for our POC model training. The correction model is trained on a 90-symbol input context, utilizing a pre-trained T5 architecture with a seq2seq correction task. We evaluate our approach on HWR200 and School_notebooks_RU datasets as they provide significant challenges in the HTR domain. Furthermore, POC can be used to highlight errors for teachers, evaluating student performance. This can be done simply by comparing sentences before and after correction, displaying differences in text. Our primary contribution lies in the innovative use of B\'ezier curves for Cyrillic text generation and subsequent error correction using a specialized POC model. We validate our approach by presenting Word Accuracy Rate (WAR) and Character Accuracy Rate (CAR) results, both with and without post-OCR correction, using real open corporas of handwritten Cyrillic text. These results, coupled with our methodology, are designed to be reproducible, paving the way for further advancements in the field of OCR and handwritten text analysis. Paper contributions can be found in https://github.com/dbrainio/CyrillicHandwritingPOC
This paper presents a comprehensive evaluation of the Optical Character Recognition (OCR) capabilities of the recently released GPT-4V(ision), a Large Multimodal Model (LMM). We assess the model's performance across a range of OCR tasks, including scene text recognition, handwritten text recognition, handwritten mathematical expression recognition, table structure recognition, and information extraction from visually-rich document. The evaluation reveals that GPT-4V performs well in recognizing and understanding Latin contents, but struggles with multilingual scenarios and complex tasks. Specifically, it showed limitations when dealing with non-Latin languages and complex tasks such as handwriting mathematical expression recognition, table structure recognition, and end-to-end semantic entity recognition and pair extraction from document image. Based on these observations, we affirm the necessity and continued research value of specialized OCR models. In general, despite its versatility in handling diverse OCR tasks, GPT-4V does not outperform existing state-of-the-art OCR models. How to fully utilize pre-trained general-purpose LMMs such as GPT-4V for OCR downstream tasks remains an open problem. The study offers a critical reference for future research in OCR with LMMs. Evaluation pipeline and results are available at https://github.com/SCUT-DLVCLab/GPT-4V_OCR.
Purpose: In this paper, we establish a baseline for handwritten stenography recognition, using the novel LION dataset, and investigate the impact of including selected aspects of stenographic theory into the recognition process. We make the LION dataset publicly available with the aim of encouraging future research in handwritten stenography recognition. Methods: A state-of-the-art text recognition model is trained to establish a baseline. Stenographic domain knowledge is integrated by applying four different encoding methods that transform the target sequence into representations, which approximate selected aspects of the writing system. Results are further improved by integrating a pre-training scheme, based on synthetic data. Results: The baseline model achieves an average test character error rate (CER) of 29.81% and a word error rate (WER) of 55.14%. Test error rates are reduced significantly by combining stenography-specific target sequence encodings with pre-training and fine-tuning, yielding CERs in the range of 24.5% - 26% and WERs of 44.8% - 48.2%. Conclusion: The obtained results demonstrate the challenging nature of stenography recognition. Integrating stenography-specific knowledge, in conjunction with pre-training and fine-tuning on synthetic data, yields considerable improvements. Together with our precursor study on the subject, this is the first work to apply modern handwritten text recognition to stenography. The dataset and our code are publicly available via Zenodo.
Handwriting recognition has seen significant success with the use of deep learning. However, a persistent shortcoming of neural networks is that they are not well-equipped to deal with shifting data distributions. In the field of handwritten text recognition (HTR), this shows itself in poor recognition accuracy for writers that are not similar to those seen during training. An ideal HTR model should be adaptive to new writing styles in order to handle the vast amount of possible writing styles. In this paper, we explore how HTR models can be made writer adaptive by using only a handful of examples from a new writer (e.g., 16 examples) for adaptation. Two HTR architectures are used as base models, using a ResNet backbone along with either an LSTM or Transformer sequence decoder. Using these base models, two methods are considered to make them writer adaptive: 1) model-agnostic meta-learning (MAML), an algorithm commonly used for tasks such as few-shot classification, and 2) writer codes, an idea originating from automatic speech recognition. Results show that an HTR-specific version of MAML known as MetaHTR improves performance compared to the baseline with a 1.4 to 2.0 improvement in word error rate (WER). The improvement due to writer adaptation is between 0.2 and 0.7 WER, where a deeper model seems to lend itself better to adaptation using MetaHTR than a shallower model. However, applying MetaHTR to larger HTR models or sentence-level HTR may become prohibitive due to its high computational and memory requirements. Lastly, writer codes based on learned features or Hinge statistical features did not lead to improved recognition performance.
Handwriting recognition remains challenging for some of the most spoken languages, like Bangla, due to the complexity of line and word segmentation brought by the curvilinear nature of writing and lack of quality datasets. This paper solves the segmentation problem by introducing a state-of-the-art method (BN-DRISHTI) that combines a deep learning-based object detection framework (YOLO) with Hough and Affine transformation for skew correction. However, training deep learning models requires a massive amount of data. Thus, we also present an extended version of the BN-HTRd dataset comprising 786 full-page handwritten Bangla document images, line and word-level annotation for segmentation, and corresponding ground truths for word recognition. Evaluation on the test portion of our dataset resulted in an F-score of 99.97% for line and 98% for word segmentation. For comparative analysis, we used three external Bangla handwritten datasets, namely BanglaWriting, WBSUBNdb_text, and ICDAR 2013, where our system outperformed by a significant margin, further justifying the performance of our approach on completely unseen samples.
The pressing need for digitization of historical documents has led to a strong interest in designing computerised image processing methods for automatic handwritten text recognition. However, not much attention has been paid on studying the handwritten text written in the margins, i.e. marginalia, that also forms an important source of information. Nevertheless, training an accurate and robust recognition system for marginalia calls for data-efficient approaches due to the unavailability of sufficient amounts of annotated multi-writer texts. Therefore, this work presents an end-to-end framework for automatic detection and recognition of handwritten marginalia, and leverages data augmentation and transfer learning to overcome training data scarcity. The detection phase involves investigation of R-CNN and Faster R-CNN networks. The recognition phase includes an attention-based sequence-to-sequence model, with ResNet feature extraction, bidirectional LSTM-based sequence modeling, and attention-based prediction of marginalia. The effectiveness of the proposed framework has been empirically evaluated on the data from early book collections found in the Uppsala University Library in Sweden. Source code and pre-trained models are available at Github.
Recent advances in handwritten text recognition enabled to recognize whole documents in an end-to-end way: the Document Attention Network (DAN) recognizes the characters one after the other through an attention-based prediction process until reaching the end of the document. However, this autoregressive process leads to inference that cannot benefit from any parallelization optimization. In this paper, we propose Faster DAN, a two-step strategy to speed up the recognition process at prediction time: the model predicts the first character of each text line in the document, and then completes all the text lines in parallel through multi-target queries and a specific document positional encoding scheme. Faster DAN reaches competitive results compared to standard DAN, while being at least 4 times faster on whole single-page and double-page images of the RIMES 2009, READ 2016 and MAURDOR datasets. Source code and trained model weights are available at https://github.com/FactoDeepLearning/FasterDAN.
The evaluation of Handwritten Text Recognition (HTR) systems has traditionally used metrics based on the edit distance between HTR and ground truth (GT) transcripts, at both the character and word levels. This is very adequate when the experimental protocol assumes that both GT and HTR text lines are the same, which allows edit distances to be independently computed to each given line. Driven by recent advances in pattern recognition, HTR systems increasingly face the end-to-end page-level transcription of a document, where the precision of locating the different text lines and their corresponding reading order (RO) play a key role. In such a case, the standard metrics do not take into account the inconsistencies that might appear. In this paper, the problem of evaluating HTR systems at the page level is introduced in detail. We analyse the convenience of using a two-fold evaluation, where the transcription accuracy and the RO goodness are considered separately. Different alternatives are proposed, analysed and empirically compared both through partially simulated and through real, full end-to-end experiments. Results support the validity of the proposed two-fold evaluation approach. An important conclusion is that such an evaluation can be adequately achieved by just two simple and well-known metrics: the Word Error Rate (WER), that takes transcription sequentiality into account, and the here re-formulated Bag of Words Word Error Rate (bWER), that ignores order. While the latter directly and very accurately assess intrinsic word recognition errors, the difference between both metrics gracefully correlates with the Normalised Spearman's Foot Rule Distance (NSFD), a metric which explicitly measures RO errors associated with layout analysis flaws.
Handwritten Text Recognition (HTR) is more interesting and challenging than printed text due to uneven variations in the handwriting style of the writers, content, and time. HTR becomes more challenging for the Indic languages because of (i) multiple characters combined to form conjuncts which increase the number of characters of respective languages, and (ii) near to 100 unique basic Unicode characters in each Indic script. Recently, many recognition methods based on the encoder-decoder framework have been proposed to handle such problems. They still face many challenges, such as image blur and incomplete characters due to varying writing styles and ink density. We argue that most encoder-decoder methods are based on local visual features without explicit global semantic information. In this work, we enhance the performance of Indic handwritten text recognizers using global semantic information. We use a semantic module in an encoder-decoder framework for extracting global semantic information to recognize the Indic handwritten texts. The semantic information is used in both the encoder for supervision and the decoder for initialization. The semantic information is predicted from the word embedding of a pre-trained language model. Extensive experiments demonstrate that the proposed framework achieves state-of-the-art results on handwritten texts of ten Indic languages.
Handwritten text recognition has been widely studied in the last decades for its numerous applications. Nowadays, the state-of-the-art approach consists in a three-step process. The document is segmented into text lines, which are then ordered and recognized. However, this three-step approach has many drawbacks. The three steps are treated independently whereas they are closely related. Errors accumulate from one step to the other. The ordering step is based on heuristic rules which prevent its use for documents with a complex layouts or for heterogeneous documents. The need for additional physical segmentation annotations for training the segmentation stage is inherent to this approach. In this thesis, we propose to tackle these issues by performing the handwritten text recognition of whole document in an end-to-end way. To this aim, we gradually increase the difficulty of the recognition task, moving from isolated lines to paragraphs, and then to whole documents. We proposed an approach at the line level, based on a fully convolutional network, in order to design a first generic feature extraction step for the handwriting recognition task. Based on this preliminary work, we studied two different approaches to recognize handwritten paragraphs. We reached state-of-the-art results at paragraph level on the RIMES 2011, IAM and READ 2016 datasets and outperformed the line-level state of the art on these datasets. We finally proposed the first end-to-end approach dedicated to the recognition of both text and layout, at document level. Characters and layout tokens are sequentially predicted following a learned reading order. We proposed two new metrics we used to evaluate this task on the RIMES 2009 and READ 2016 dataset, at page level and double-page level.
We introduce a new dataset for offline Handwritten Text Recognition (HTR) from images of Bangla scripts comprising words, lines, and document-level annotations. The BN-HTRd dataset is based on the BBC Bangla News corpus, meant to act as ground truth texts. These texts were subsequently used to generate the annotations that were filled out by people with their handwriting. Our dataset includes 788 images of handwritten pages produced by approximately 150 different writers. It can be adopted as a basis for various handwriting classification tasks such as end-to-end document recognition, word-spotting, word or line segmentation, and so on. We also propose a scheme to segment Bangla handwritten document images into corresponding lines in an unsupervised manner. Our line segmentation approach takes care of the variability involved in different writing styles, accurately segmenting complex handwritten text lines of curvilinear nature. Along with a bunch of pre-processing and morphological operations, both Hough line and circle transforms were employed to distinguish different linear components. In order to arrange those components into their corresponding lines, we followed an unsupervised clustering approach. The average success rate of our segmentation technique is 81.57% in terms of FM metrics (similar to F-measure) with a mean Average Precision (mAP) of 0.547.