Handwritten text recognition (HTR) remains a challenging task, particularly for multi-page documents where pages share common formatting and contextual features. While modern optical character recognition (OCR) engines are proficient with printed text, their performance on handwriting is limited, often requiring costly labeled data for fine-tuning. In this paper, we explore the use of multi-modal large language models (MLLMs) for transcribing multi-page handwritten documents in a zero-shot setting. We investigate various configurations of commercial OCR engines and MLLMs, utilizing the latter both as end-to-end transcribers and as post-processors, with and without image components. We propose a novel method, '+first page', which enhances MLLM transcription by providing the OCR output of the entire document along with just the first page image. This approach leverages shared document features without incurring the high cost of processing all images. Experiments on a multi-page version of the IAM Handwriting Database demonstrate that '+first page' improves transcription accuracy, balances cost with performance, and even enhances results on out-of-sample text by extrapolating formatting and OCR error patterns from a single page.
We explore the ability of two LLMs -- GPT-4o and Claude Sonnet 3.5 -- to transcribe historical handwritten documents in a tabular format and compare their performance to traditional OCR/HTR systems: EasyOCR, Keras, Pytesseract, and TrOCR. Considering the tabular form of the data, two types of experiments are executed: one where the images are split line by line and the other where the entire scan is used as input. Based on CER and BLEU, we demonstrate that LLMs outperform the conventional OCR/HTR methods. Moreover, we also compare the evaluated CER and BLEU scores to human evaluations to better judge the outputs of whole-scan experiments and understand influential factors for CER and BLEU. Combining judgments from all the evaluation metrics, we conclude that two-shot GPT-4o for line-by-line images and two-shot Claude Sonnet 3.5 for whole-scan images yield the transcriptions of the historical records most similar to the ground truth.
This study demonstrates that Large Language Models (LLMs) can transcribe historical handwritten documents with significantly higher accuracy than specialized Handwritten Text Recognition (HTR) software, while being faster and more cost-effective. We introduce an open-source software tool called Transcription Pearl that leverages these capabilities to automatically transcribe and correct batches of handwritten documents using commercially available multimodal LLMs from OpenAI, Anthropic, and Google. In tests on a diverse corpus of 18th/19th century English language handwritten documents, LLMs achieved Character Error Rates (CER) of 5.7 to 7% and Word Error Rates (WER) of 8.9 to 15.9%, improvements of 14% and 32% respectively over specialized state-of-the-art HTR software like Transkribus. Most significantly, when LLMs were then used to correct those transcriptions as well as texts generated by conventional HTR software, they achieved near-human levels of accuracy, that is CERs as low as 1.8% and WERs of 3.5%. The LLMs also completed these tasks 50 times faster and at approximately 1/50th the cost of proprietary HTR programs. These results demonstrate that when LLMs are incorporated into software tools like Transcription Pearl, they provide an accessible, fast, and highly accurate method for mass transcription of historical handwritten documents, significantly streamlining the digitization process.
Specimen associated biodiversity data are sought after for biological, environmental, climate, and conservation sciences. A rate shift is required for the extraction of data from specimen images to eliminate the bottleneck that the reliance on human-mediated transcription of these data represents. We applied advanced computer vision techniques to develop the `Hespi' (HErbarium Specimen sheet PIpeline), which extracts a pre-catalogue subset of collection data on the institutional labels on herbarium specimens from their digital images. The pipeline integrates two object detection models; the first detects bounding boxes around text-based labels and the second detects bounding boxes around text-based data fields on the primary institutional label. The pipeline classifies text-based institutional labels as printed, typed, handwritten, or a combination and applies Optical Character Recognition (OCR) and Handwritten Text Recognition (HTR) for data extraction. The recognized text is then corrected against authoritative databases of taxon names. The extracted text is also corrected with the aide of a multimodal Large Language Model (LLM). Hespi accurately detects and extracts text for test datasets including specimen sheet images from international herbaria. The components of the pipeline are modular and users can train their own models with their own data and use them in place of the models provided.
We introduce a general detection-based approach to text line recognition, be it printed (OCR) or handwritten (HTR), with Latin, Chinese, or ciphered characters. Detection-based approaches have until now been largely discarded for HTR because reading characters separately is often challenging, and character-level annotation is difficult and expensive. We overcome these challenges thanks to three main insights: (i) synthetic pre-training with sufficiently diverse data enables learning reasonable character localization for any script; (ii) modern transformer-based detectors can jointly detect a large number of instances, and, if trained with an adequate masking strategy, leverage consistency between the different detections; (iii) once a pre-trained detection model with approximate character localization is available, it is possible to fine-tune it with line-level annotation on real data, even with a different alphabet. Our approach, dubbed DTLR, builds on a completely different paradigm than state-of-the-art HTR methods, which rely on autoregressive decoding, predicting character values one by one, while we treat a complete line in parallel. Remarkably, we demonstrate good performance on a large range of scripts, usually tackled with specialized approaches. In particular, we improve state-of-the-art performances for Chinese script recognition on the CASIA v2 dataset, and for cipher recognition on the Borg and Copiale datasets. Our code and models are available at https://github.com/raphael-baena/DTLR.
We explore the application of Vision Transformer (ViT) for handwritten text recognition. The limited availability of labeled data in this domain poses challenges for achieving high performance solely relying on ViT. Previous transformer-based models required external data or extensive pre-training on large datasets to excel. To address this limitation, we introduce a data-efficient ViT method that uses only the encoder of the standard transformer. We find that incorporating a Convolutional Neural Network (CNN) for feature extraction instead of the original patch embedding and employ Sharpness-Aware Minimization (SAM) optimizer to ensure that the model can converge towards flatter minima and yield notable enhancements. Furthermore, our introduction of the span mask technique, which masks interconnected features in the feature map, acts as an effective regularizer. Empirically, our approach competes favorably with traditional CNN-based models on small datasets like IAM and READ2016. Additionally, it establishes a new benchmark on the LAM dataset, currently the largest dataset with 19,830 training text lines. The code is publicly available at: https://github.com/YutingLi0606/HTR-VT.
Handwritten Text Generation (HTG) conditioned on text and style is a challenging task due to the variability of inter-user characteristics and the unlimited combinations of characters that form new words unseen during training. Diffusion Models have recently shown promising results in HTG but still remain under-explored. We present DiffusionPen (DiffPen), a 5-shot style handwritten text generation approach based on Latent Diffusion Models. By utilizing a hybrid style extractor that combines metric learning and classification, our approach manages to capture both textual and stylistic characteristics of seen and unseen words and styles, generating realistic handwritten samples. Moreover, we explore several variation strategies of the data with multi-style mixtures and noisy embeddings, enhancing the robustness and diversity of the generated data. Extensive experiments using IAM offline handwriting database show that our method outperforms existing methods qualitatively and quantitatively, and its additional generated data can improve the performance of Handwriting Text Recognition (HTR) systems. The code is available at: https://github.com/koninik/DiffusionPen.
The evaluation of generative models for natural image tasks has been extensively studied. Similar protocols and metrics are used in cases with unique particularities, such as Handwriting Generation, even if they might not be completely appropriate. In this work, we introduce three measures tailored for HTG evaluation, $ \text{HTG}_{\text{HTR}} $, $ \text{HTG}_{\text{style}} $, and $ \text{HTG}_{\text{OOV}} $, and argue that they are more expedient to evaluate the quality of generated handwritten images. The metrics rely on the recognition error/accuracy of Handwriting Text Recognition and Writer Identification models and emphasize writing style, textual content, and diversity as the main aspects that adhere to the content of handwritten images. We conduct comprehensive experiments on the IAM handwriting database, showcasing that widely used metrics such as FID fail to properly quantify the diversity and the practical utility of generated handwriting samples. Our findings show that our metrics are richer in information and underscore the necessity of standardized evaluation protocols in HTG. The proposed metrics provide a more robust and informative protocol for assessing HTG quality, contributing to improved performance in HTR. Code for the evaluation protocol is available at: https://github.com/koninik/HTG_evaluation.
We present the Manuscripts of Handwritten Arabic~(Muharaf) dataset, which is a machine learning dataset consisting of more than 1,600 historic handwritten page images transcribed by experts in archival Arabic. Each document image is accompanied by spatial polygonal coordinates of its text lines as well as basic page elements. This dataset was compiled to advance the state of the art in handwritten text recognition (HTR), not only for Arabic manuscripts but also for cursive text in general. The Muharaf dataset includes diverse handwriting styles and a wide range of document types, including personal letters, diaries, notes, poems, church records, and legal correspondences. In this paper, we describe the data acquisition pipeline, notable dataset features, and statistics. We also provide a preliminary baseline result achieved by training convolutional neural networks using this data.
Handwritten text recognition has been developed rapidly in the recent years, following the rise of deep learning and its applications. Though deep learning methods provide notable boost in performance concerning text recognition, non-trivial deviation in performance can be detected even when small pre-processing or architectural/optimization elements are changed. This work follows a ``best practice'' rationale; highlight simple yet effective empirical practices that can further help training and provide well-performing handwritten text recognition systems. Specifically, we considered three basic aspects of a deep HTR system and we proposed simple yet effective solutions: 1) retain the aspect ratio of the images in the preprocessing step, 2) use max-pooling for converting the 3D feature map of CNN output into a sequence of features and 3) assist the training procedure via an additional CTC loss which acts as a shortcut on the max-pooled sequential features. Using these proposed simple modifications, one can attain close to state-of-the-art results, while considering a basic convolutional-recurrent (CNN+LSTM) architecture, for both IAM and RIMES datasets. Code is available at https://github.com/georgeretsi/HTR-best-practices/.
Referring Video Object Segmentation (R-VOS) methods face challenges in maintaining consistent object segmentation due to temporal context variability and the presence of other visually similar objects. We propose an end-to-end R-VOS paradigm that explicitly models temporal instance consistency alongside the referring segmentation. Specifically, we introduce a novel hybrid memory that facilitates inter-frame collaboration for robust spatio-temporal matching and propagation. Features of frames with automatically generated high-quality reference masks are propagated to segment the remaining frames based on multi-granularity association to achieve temporally consistent R-VOS. Furthermore, we propose a new Mask Consistency Score (MCS) metric to evaluate the temporal consistency of video segmentation. Extensive experiments demonstrate that our approach enhances temporal consistency by a significant margin, leading to top-ranked performance on popular R-VOS benchmarks, i.e., Ref-YouTube-VOS (67.1%) and Ref-DAVIS17 (65.6%). The code is available at https://github.com/bo-miao/HTR.
We describe the project REE-HDSC and outline our efforts to improve the quality of named entities extracted automatically from texts generated by hand-written text recognition (HTR) software. We describe a six-step processing pipeline and test it by processing 19th and 20th century death certificates from the civil registry of Curacao. We find that the pipeline extracts dates with high precision but that the precision of person name extraction is low. Next we show how name precision extraction can be improved by retraining HTR models with names, post-processing and by identifying and removing incorrect names.
This paper introduces a novel approach to post-Optical Character Recognition Correction (POC) for handwritten Cyrillic text, addressing a significant gap in current research methodologies. This gap is due to the lack of large text corporas that provide OCR errors for further training of language-based POC models, which are demanding in terms of corpora size. Our study primarily focuses on the development and application of a synthetic handwriting generation engine based on B\'ezier curves. Such an engine generates highly realistic handwritten text in any amounts, which we utilize to create a substantial dataset by transforming Russian text corpora sourced from the internet. We apply a Handwritten Text Recognition (HTR) model to this dataset to identify OCR errors, forming the basis for our POC model training. The correction model is trained on a 90-symbol input context, utilizing a pre-trained T5 architecture with a seq2seq correction task. We evaluate our approach on HWR200 and School_notebooks_RU datasets as they provide significant challenges in the HTR domain. Furthermore, POC can be used to highlight errors for teachers, evaluating student performance. This can be done simply by comparing sentences before and after correction, displaying differences in text. Our primary contribution lies in the innovative use of B\'ezier curves for Cyrillic text generation and subsequent error correction using a specialized POC model. We validate our approach by presenting Word Accuracy Rate (WAR) and Character Accuracy Rate (CAR) results, both with and without post-OCR correction, using real open corporas of handwritten Cyrillic text. These results, coupled with our methodology, are designed to be reproducible, paving the way for further advancements in the field of OCR and handwritten text analysis. Paper contributions can be found in https://github.com/dbrainio/CyrillicHandwritingPOC
Handwriting recognition has seen significant success with the use of deep learning. However, a persistent shortcoming of neural networks is that they are not well-equipped to deal with shifting data distributions. In the field of handwritten text recognition (HTR), this shows itself in poor recognition accuracy for writers that are not similar to those seen during training. An ideal HTR model should be adaptive to new writing styles in order to handle the vast amount of possible writing styles. In this paper, we explore how HTR models can be made writer adaptive by using only a handful of examples from a new writer (e.g., 16 examples) for adaptation. Two HTR architectures are used as base models, using a ResNet backbone along with either an LSTM or Transformer sequence decoder. Using these base models, two methods are considered to make them writer adaptive: 1) model-agnostic meta-learning (MAML), an algorithm commonly used for tasks such as few-shot classification, and 2) writer codes, an idea originating from automatic speech recognition. Results show that an HTR-specific version of MAML known as MetaHTR improves performance compared to the baseline with a 1.4 to 2.0 improvement in word error rate (WER). The improvement due to writer adaptation is between 0.2 and 0.7 WER, where a deeper model seems to lend itself better to adaptation using MetaHTR than a shallower model. However, applying MetaHTR to larger HTR models or sentence-level HTR may become prohibitive due to its high computational and memory requirements. Lastly, writer codes based on learned features or Hinge statistical features did not lead to improved recognition performance.
Text-to-Image synthesis is the task of generating an image according to a specific text description. Generative Adversarial Networks have been considered the standard method for image synthesis virtually since their introduction. Denoising Diffusion Probabilistic Models are recently setting a new baseline, with remarkable results in Text-to-Image synthesis, among other fields. Aside its usefulness per se, it can also be particularly relevant as a tool for data augmentation to aid training models for other document image processing tasks. In this work, we present a latent diffusion-based method for styled text-to-text-content-image generation on word-level. Our proposed method is able to generate realistic word image samples from different writer styles, by using class index styles and text content prompts without the need of adversarial training, writer recognition, or text recognition. We gauge system performance with the Fr\'echet Inception Distance, writer recognition accuracy, and writer retrieval. We show that the proposed model produces samples that are aesthetically pleasing, help boosting text recognition performance, and get similar writer retrieval score as real data. Code is available at: https://github.com/koninik/WordStylist.
The evaluation of Handwritten Text Recognition (HTR) systems has traditionally used metrics based on the edit distance between HTR and ground truth (GT) transcripts, at both the character and word levels. This is very adequate when the experimental protocol assumes that both GT and HTR text lines are the same, which allows edit distances to be independently computed to each given line. Driven by recent advances in pattern recognition, HTR systems increasingly face the end-to-end page-level transcription of a document, where the precision of locating the different text lines and their corresponding reading order (RO) play a key role. In such a case, the standard metrics do not take into account the inconsistencies that might appear. In this paper, the problem of evaluating HTR systems at the page level is introduced in detail. We analyse the convenience of using a two-fold evaluation, where the transcription accuracy and the RO goodness are considered separately. Different alternatives are proposed, analysed and empirically compared both through partially simulated and through real, full end-to-end experiments. Results support the validity of the proposed two-fold evaluation approach. An important conclusion is that such an evaluation can be adequately achieved by just two simple and well-known metrics: the Word Error Rate (WER), that takes transcription sequentiality into account, and the here re-formulated Bag of Words Word Error Rate (bWER), that ignores order. While the latter directly and very accurately assess intrinsic word recognition errors, the difference between both metrics gracefully correlates with the Normalised Spearman's Foot Rule Distance (NSFD), a metric which explicitly measures RO errors associated with layout analysis flaws.
Handwritten Text Recognition (HTR) is more interesting and challenging than printed text due to uneven variations in the handwriting style of the writers, content, and time. HTR becomes more challenging for the Indic languages because of (i) multiple characters combined to form conjuncts which increase the number of characters of respective languages, and (ii) near to 100 unique basic Unicode characters in each Indic script. Recently, many recognition methods based on the encoder-decoder framework have been proposed to handle such problems. They still face many challenges, such as image blur and incomplete characters due to varying writing styles and ink density. We argue that most encoder-decoder methods are based on local visual features without explicit global semantic information. In this work, we enhance the performance of Indic handwritten text recognizers using global semantic information. We use a semantic module in an encoder-decoder framework for extracting global semantic information to recognize the Indic handwritten texts. The semantic information is used in both the encoder for supervision and the decoder for initialization. The semantic information is predicted from the word embedding of a pre-trained language model. Extensive experiments demonstrate that the proposed framework achieves state-of-the-art results on handwritten texts of ten Indic languages.
HTR models development has become a conventional step for digital humanities projects. The performance of these models, often quite high, relies on manual transcription and numerous handwritten documents. Although the method has proven successful for Latin scripts, a similar amount of data is not yet achievable for scripts considered poorly-endowed, like Arabic scripts. In that respect, we are introducing and assessing a new modus operandi for HTR models development and fine-tuning dedicated to the Arabic Maghrib{\=i} scripts. The comparison between several state-of-the-art HTR demonstrates the relevance of a word-based neural approach specialized for Arabic, capable to achieve an error rate below 5% with only 10 pages manually transcribed. These results open new perspectives for Arabic scripts processing and more generally for poorly-endowed languages processing. This research is part of the development of RASAM dataset in partnership with the GIS MOMM and the BULAC.
We introduce a new dataset for offline Handwritten Text Recognition (HTR) from images of Bangla scripts comprising words, lines, and document-level annotations. The BN-HTRd dataset is based on the BBC Bangla News corpus, meant to act as ground truth texts. These texts were subsequently used to generate the annotations that were filled out by people with their handwriting. Our dataset includes 788 images of handwritten pages produced by approximately 150 different writers. It can be adopted as a basis for various handwriting classification tasks such as end-to-end document recognition, word-spotting, word or line segmentation, and so on. We also propose a scheme to segment Bangla handwritten document images into corresponding lines in an unsupervised manner. Our line segmentation approach takes care of the variability involved in different writing styles, accurately segmenting complex handwritten text lines of curvilinear nature. Along with a bunch of pre-processing and morphological operations, both Hough line and circle transforms were employed to distinguish different linear components. In order to arrange those components into their corresponding lines, we followed an unsupervised clustering approach. The average success rate of our segmentation technique is 81.57% in terms of FM metrics (similar to F-measure) with a mean Average Precision (mAP) of 0.547.
Convolutional Neural Networks (CNN) have shown promising results for the task of Handwritten Text Recognition (HTR) but they still fall behind Recurrent Neural Networks (RNNs)/Transformer based models in terms of performance. In this paper, we propose a CNN based architecture that bridges this gap. Our work, Easter2.0, is composed of multiple layers of 1D Convolution, Batch Normalization, ReLU, Dropout, Dense Residual connection, Squeeze-and-Excitation module and make use of Connectionist Temporal Classification (CTC) loss. In addition to the Easter2.0 architecture, we propose a simple and effective data augmentation technique 'Tiling and Corruption (TACO)' relevant for the task of HTR/OCR. Our work achieves state-of-the-art results on IAM handwriting database when trained using only publicly available training data. In our experiments, we also present the impact of TACO augmentations and Squeeze-and-Excitation (SE) on text recognition accuracy. We further show that Easter2.0 is suitable for few-shot learning tasks and outperforms current best methods including Transformers when trained on limited amount of annotated data. Code and model is available at: https://github.com/kartikgill/Easter2