We introduce FewTopNER, a novel framework that integrates few-shot named entity recognition (NER) with topic-aware contextual modeling to address the challenges of cross-lingual and low-resource scenarios. FewTopNER leverages a shared multilingual encoder based on XLM-RoBERTa, augmented with language-specific calibration mechanisms, to generate robust contextual embeddings. The architecture comprises a prototype-based entity recognition branch, employing BiLSTM and Conditional Random Fields for sequence labeling, and a topic modeling branch that extracts document-level semantic features through hybrid probabilistic and neural methods. A cross-task bridge facilitates dynamic bidirectional attention and feature fusion between entity and topic representations, thereby enhancing entity disambiguation by incorporating global semantic context. Empirical evaluations on multilingual benchmarks across English, French, Spanish, German, and Italian demonstrate that FewTopNER significantly outperforms existing state-of-the-art few-shot NER models. In particular, the framework achieves improvements of 2.5-4.0 percentage points in F1 score and exhibits enhanced topic coherence, as measured by normalized pointwise mutual information. Ablation studies further confirm the critical contributions of the shared encoder and cross-task integration mechanisms to the overall performance. These results underscore the efficacy of incorporating topic-aware context into few-shot NER and highlight the potential of FewTopNER for robust cross-lingual applications in low-resource settings.
Named-entity recognition (NER) is a task that typically requires large annotated datasets, which limits its applicability across domains with varying entity definitions. This paper addresses few-shot NER, aiming to transfer knowledge to new domains with minimal supervision. Unlike previous approaches that rely solely on limited annotated data, we propose a weakly supervised algorithm that combines small labeled datasets with large amounts of unlabeled data. Our method extends the k-means algorithm with label supervision, cluster size constraints and domain-specific discriminative subspace selection. This unified framework achieves state-of-the-art results in few-shot NER on several English datasets.
Large Language Models (LLMs) demonstrate remarkable versatility in various NLP tasks but encounter distinct challenges in biomedical due to the complexities of language and data scarcity. This paper investigates LLMs application in the biomedical domain by exploring strategies to enhance their performance for the NER task. Our study reveals the importance of meticulously designed prompts in the biomedical. Strategic selection of in-context examples yields a marked improvement, offering ~15-20\% increase in F1 score across all benchmark datasets for biomedical few-shot NER. Additionally, our results indicate that integrating external biomedical knowledge via prompting strategies can enhance the proficiency of general-purpose LLMs to meet the specialized needs of biomedical NER. Leveraging a medical knowledge base, our proposed method, DiRAG, inspired by Retrieval-Augmented Generation (RAG), can boost the zero-shot F1 score of LLMs for biomedical NER. Code is released at \url{https://github.com/masoud-monajati/LLM_Bio_NER}
Few-shot NER aims to identify entities of target types with only limited number of illustrative instances. Unfortunately, few-shot NER is severely challenged by the intrinsic precise generalization problem, i.e., it is hard to accurately determine the desired target type due to the ambiguity stemming from information deficiency. In this paper, we propose Superposition Concept Discriminator (SuperCD), which resolves the above challenge via an active learning paradigm. Specifically, a concept extractor is first introduced to identify superposition concepts from illustrative instances, with each concept corresponding to a possible generalization boundary. Then a superposition instance retriever is applied to retrieve corresponding instances of these superposition concepts from large-scale text corpus. Finally, annotators are asked to annotate the retrieved instances and these annotated instances together with original illustrative instances are used to learn FS-NER models. To this end, we learn a universal concept extractor and superposition instance retriever using a large-scale openly available knowledge bases. Experiments show that SuperCD can effectively identify superposition concepts from illustrative instances, retrieve superposition instances from large-scale corpus, and significantly improve the few-shot NER performance with minimal additional efforts.
Large Language Models (LLMs) have shown impressive abilities in data annotation, opening the way for new approaches to solve classic NLP problems. In this paper, we show how to use LLMs to create NuNER, a compact language representation model specialized in the Named Entity Recognition (NER) task. NuNER can be fine-tuned to solve downstream NER problems in a data-efficient way, outperforming similar-sized foundation models in the few-shot regime and competing with much larger LLMs. We find that the size and entity-type diversity of the pre-training dataset are key to achieving good performance. We view NuNER as a member of the broader family of task-specific foundation models, recently unlocked by LLMs.
Fine-grained few-shot entity extraction in the chemical domain faces two unique challenges. First, compared with entity extraction tasks in the general domain, sentences from chemical papers usually contain more entities. Moreover, entity extraction models usually have difficulty extracting entities of long-tailed types. In this paper, we propose Chem-FINESE, a novel sequence-to-sequence (seq2seq) based few-shot entity extraction approach, to address these two challenges. Our Chem-FINESE has two components: a seq2seq entity extractor to extract named entities from the input sentence and a seq2seq self-validation module to reconstruct the original input sentence from extracted entities. Inspired by the fact that a good entity extraction system needs to extract entities faithfully, our new self-validation module leverages entity extraction results to reconstruct the original input sentence. Besides, we design a new contrastive loss to reduce excessive copying during the extraction process. Finally, we release ChemNER+, a new fine-grained chemical entity extraction dataset that is annotated by domain experts with the ChemNER schema. Experiments in few-shot settings with both ChemNER+ and CHEMET datasets show that our newly proposed framework has contributed up to 8.26% and 6.84% absolute F1-score gains respectively.
Few-shot named entity recognition (NER) aims to recognize novel named entities in low-resource domains utilizing existing knowledge. However, the present few-shot NER models assume that the labeled data are all clean without noise or outliers, and there are few works focusing on the robustness of the cross-domain transfer learning ability to textual adversarial attacks in Few-shot NER. In this work, we comprehensively explore and assess the robustness of few-shot NER models under textual adversarial attack scenario, and found the vulnerability of existing few-shot NER models. Furthermore, we propose a robust two-stage few-shot NER method with Boundary Discrimination and Correlation Purification (BDCP). Specifically, in the span detection stage, the entity boundary discriminative module is introduced to provide a highly distinguishing boundary representation space to detect entity spans. In the entity typing stage, the correlations between entities and contexts are purified by minimizing the interference information and facilitating correlation generalization to alleviate the perturbations caused by textual adversarial attacks. In addition, we construct adversarial examples for few-shot NER based on public datasets Few-NERD and Cross-Dataset. Comprehensive evaluations on those two groups of few-shot NER datasets containing adversarial examples demonstrate the robustness and superiority of the proposed method.
Few-shot named entity recognition (NER) has shown remarkable progress in identifying entities in low-resource domains. However, few-shot NER methods still struggle with out-of-domain (OOD) examples due to their reliance on manual labeling for the target domain. To address this limitation, recent studies enable generalization to an unseen target domain with only a few labeled examples using data augmentation techniques. Two important challenges remain: First, augmentation is limited to the training data, resulting in minimal overlap between the generated data and OOD examples. Second, knowledge transfer is implicit and insufficient, severely hindering model generalizability and the integration of knowledge from the source domain. In this paper, we propose a framework, prompt learning with type-related features (PLTR), to address these challenges. To identify useful knowledge in the source domain and enhance knowledge transfer, PLTR automatically extracts entity type-related features (TRFs) based on mutual information criteria. To bridge the gap between training and OOD data, PLTR generates a unique prompt for each unseen example by selecting relevant TRFs. We show that PLTR achieves significant performance improvements on in-domain and cross-domain datasets. The use of PLTR facilitates model adaptation and increases representation similarities between the source and unseen domains.
The objective of few-shot named entity recognition is to identify named entities with limited labeled instances. Previous works have primarily focused on optimizing the traditional token-wise classification framework, while neglecting the exploration of information based on NER data characteristics. To address this issue, we propose a Multi-Task Semantic Decomposition Framework via Joint Task-specific Pre-training (MSDP) for few-shot NER. Drawing inspiration from demonstration-based and contrastive learning, we introduce two novel pre-training tasks: Demonstration-based Masked Language Modeling (MLM) and Class Contrastive Discrimination. These tasks effectively incorporate entity boundary information and enhance entity representation in Pre-trained Language Models (PLMs). In the downstream main task, we introduce a multi-task joint optimization framework with the semantic decomposing method, which facilitates the model to integrate two different semantic information for entity classification. Experimental results of two few-shot NER benchmarks demonstrate that MSDP consistently outperforms strong baselines by a large margin. Extensive analyses validate the effectiveness and generalization of MSDP.
Recent advancements in language models (LMs) have led to the emergence of powerful models such as Small LMs (e.g., T5) and Large LMs (e.g., GPT-4). These models have demonstrated exceptional capabilities across a wide range of tasks, such as name entity recognition (NER) in the general domain. (We define SLMs as pre-trained models with fewer parameters compared to models like GPT-3/3.5/4, such as T5, BERT, and others.) Nevertheless, their efficacy in the medical section remains uncertain and the performance of medical NER always needs high accuracy because of the particularity of the field. This paper aims to provide a thorough investigation to compare the performance of LMs in medical few-shot NER and answer How far is LMs from 100\% Few-shot NER in Medical Domain, and moreover to explore an effective entity recognizer to help improve the NER performance. Based on our extensive experiments conducted on 16 NER models spanning from 2018 to 2023, our findings clearly indicate that LLMs outperform SLMs in few-shot medical NER tasks, given the presence of suitable examples and appropriate logical frameworks. Despite the overall superiority of LLMs in few-shot medical NER tasks, it is important to note that they still encounter some challenges, such as misidentification, wrong template prediction, etc. Building on previous findings, we introduce a simple and effective method called \textsc{RT} (Retrieving and Thinking), which serves as retrievers, finding relevant examples, and as thinkers, employing a step-by-step reasoning process. Experimental results show that our proposed \textsc{RT} framework significantly outperforms the strong open baselines on the two open medical benchmark datasets
Few-shot Named Entity Recognition (NER) is a task aiming to identify named entities via limited annotated samples. Recently, prototypical networks have shown promising performance in few-shot NER. Most of prototypical networks will utilize the entities from the support set to construct label prototypes and use the query set to compute span-level similarities and optimize these label prototype representations. However, these methods are usually unsuitable for fine-tuning in the target domain, where only the support set is available. In this paper, we propose PromptNER: a novel prompting method for few-shot NER via k nearest neighbor search. We use prompts that contains entity category information to construct label prototypes, which enables our model to fine-tune with only the support set. Our approach achieves excellent transfer learning ability, and extensive experiments on the Few-NERD and CrossNER datasets demonstrate that our model achieves superior performance over state-of-the-art methods.
Named entity recognition in real-world applications suffers from the diversity of entity types, the emergence of new entity types, and the lack of high-quality annotations. To address the above problems, this paper proposes an in-context learning-based NER approach, which can effectively inject in-context NER ability into PLMs and recognize entities of novel types on-the-fly using only a few demonstrative instances. Specifically, we model PLMs as a meta-function $\mathcal{ \lambda_ {\text{instruction, demonstrations, text}}. M}$, and a new entity extractor can be implicitly constructed by applying new instruction and demonstrations to PLMs, i.e., $\mathcal{ (\lambda . M) }$(instruction, demonstrations) $\to$ $\mathcal{F}$ where $\mathcal{F}$ will be a new entity extractor, i.e., $\mathcal{F}$: text $\to$ entities. To inject the above in-context NER ability into PLMs, we propose a meta-function pre-training algorithm, which pre-trains PLMs by comparing the (instruction, demonstration)-initialized extractor with a surrogate golden extractor. Experimental results on 4 few-shot NER datasets show that our method can effectively inject in-context NER ability into PLMs and significantly outperforms the PLMs+fine-tuning counterparts.
Supervised named entity recognition (NER) in the biomedical domain depends on large sets of annotated texts with the given named entities. The creation of such datasets can be time-consuming and expensive, while extraction of new entities requires additional annotation tasks and retraining the model. To address these challenges, this paper proposes a method for zero- and few-shot NER in the biomedical domain. The method is based on transforming the task of multi-class token classification into binary token classification and pre-training on a large amount of datasets and biomedical entities, which allow the model to learn semantic relations between the given and potentially novel named entity labels. We have achieved average F1 scores of 35.44% for zero-shot NER, 50.10% for one-shot NER, 69.94% for 10-shot NER, and 79.51% for 100-shot NER on 9 diverse evaluated biomedical entities with fine-tuned PubMedBERT-based model. The results demonstrate the effectiveness of the proposed method for recognizing new biomedical entities with no or limited number of examples, outperforming previous transformer-based methods, and being comparable to GPT3-based models using models with over 1000 times fewer parameters. We make models and developed code publicly available.
Meta-learning methods have been widely used in few-shot named entity recognition (NER), especially prototype-based methods. However, the Other(O) class is difficult to be represented by a prototype vector because there are generally a large number of samples in the class that have miscellaneous semantics. To solve the problem, we propose MeTNet, which generates prototype vectors for entity types only but not O-class. We design an improved triplet network to map samples and prototype vectors into a low-dimensional space that is easier to be classified and propose an adaptive margin for each entity type. The margin plays as a radius and controls a region with adaptive size in the low-dimensional space. Based on the regions, we propose a new inference procedure to predict the label of a query instance. We conduct extensive experiments in both in-domain and cross-domain settings to show the superiority of MeTNet over other state-of-the-art methods. In particular, we release a Chinese few-shot NER dataset FEW-COMM extracted from a well-known e-commerce platform. To the best of our knowledge, this is the first Chinese few-shot NER dataset. All the datasets and codes are provided at https://github.com/hccngu/MeTNet.
Despite the recent success achieved by several two-stage prototypical networks in few-shot named entity recognition (NER) task, the overdetected false spans at the span detection stage and the inaccurate and unstable prototypes at the type classification stage remain to be challenging problems. In this paper, we propose a novel Type-Aware Decomposed framework, namely TadNER, to solve these problems. We first present a type-aware span filtering strategy to filter out false spans by removing those semantically far away from type names. We then present a type-aware contrastive learning strategy to construct more accurate and stable prototypes by jointly exploiting support samples and type names as references. Extensive experiments on various benchmarks prove that our proposed TadNER framework yields a new state-of-the-art performance. Our code and data will be available at https://github.com/NLPWM-WHU/TadNER.
Few-shot named entity recognition (NER) targets generalizing to unseen labels and/or domains with few labeled examples. Existing metric learning methods compute token-level similarities between query and support sets, but are not able to fully incorporate label semantics into modeling. To address this issue, we propose a simple method to largely improve metric learning for NER: 1) multiple prompt schemas are designed to enhance label semantics; 2) we propose a novel architecture to effectively combine multiple prompt-based representations. Empirically, our method achieves new state-of-the-art (SOTA) results under 16 of the 18 considered settings, substantially outperforming the previous SOTA by an average of 8.84% and a maximum of 34.51% in relative gains of micro F1. Our code is available at https://github.com/AChen-qaq/ProML.
Modern large-scale Pre-trained Language Models (PLMs) have achieved tremendous success on a wide range of downstream tasks. However, most of the LM pre-training objectives only focus on text reconstruction, but have not sought to learn latent-level interpretable representations of sentences. In this paper, we manage to push the language models to obtain a deeper understanding of sentences by proposing a new pre-training objective, Sparse Latent Typing, which enables the model to sparsely extract sentence-level keywords with diverse latent types. Experimental results show that our model is able to learn interpretable latent type categories in a self-supervised manner without using any external knowledge. Besides, the language model pre-trained with such an objective also significantly improves Information Extraction related downstream tasks in both supervised and few-shot settings. Our code is publicly available at: https://github.com/renll/SparseLT.
Demonstration-based learning has shown great potential in stimulating pretrained language models' ability under limited data scenario. Simply augmenting the input with some demonstrations can significantly improve performance on few-shot NER. However, why such demonstrations are beneficial for the learning process remains unclear since there is no explicit alignment between the demonstrations and the predictions. In this paper, we design pathological demonstrations by gradually removing intuitively useful information from the standard ones to take a deep dive of the robustness of demonstration-based sequence labeling and show that (1) demonstrations composed of random tokens still make the model a better few-shot learner; (2) the length of random demonstrations and the relevance of random tokens are the main factors affecting the performance; (3) demonstrations increase the confidence of model predictions on captured superficial patterns. We have publicly released our code at https://github.com/SALT-NLP/RobustDemo.
Few-shot named entity recognition (NER) aims at identifying named entities based on only few labeled instances. Current few-shot NER methods focus on leveraging existing datasets in the rich-resource domains which might fail in a training-from-scratch setting where no source-domain data is used. To tackle training-from-scratch setting, it is crucial to make full use of the annotation information (the boundaries and entity types). Therefore, in this paper, we propose a novel multi-task (Seed, Expand and Entail) learning framework, SEE-Few, for Few-shot NER without using source domain data. The seeding and expanding modules are responsible for providing as accurate candidate spans as possible for the entailing module. The entailing module reformulates span classification as a textual entailment task, leveraging both the contextual clues and entity type information. All the three modules share the same text encoder and are jointly learned. Experimental results on four benchmark datasets under the training-from-scratch setting show that the proposed method outperformed state-of-the-art few-shot NER methods with a large margin. Our code is available at \url{https://github.com/unveiled-the-red-hat/SEE-Few}.
Few-shot Named Entity Recognition (NER) is imperative for entity tagging in limited resource domains and thus received proper attention in recent years. Existing approaches for few-shot NER are evaluated mainly under in-domain settings. In contrast, little is known about how these inherently faithful models perform in cross-domain NER using a few labeled in-domain examples. This paper proposes a two-step rationale-centric data augmentation method to improve the model's generalization ability. Results on several datasets show that our model-agnostic method significantly improves the performance of cross-domain NER tasks compared to previous state-of-the-art methods, including the data augmentation and prompt-tuning methods. Our codes are available at https://github.com/lifan-yuan/FactMix.