We present a novel approach to end-to-end automatic speech recognition (ASR) that utilizes pre-trained masked language models (LMs) to facilitate the extraction of linguistic information. The proposed models, BERT-CTC and BECTRA, are specifically designed to effectively integrate pre-trained LMs (e.g., BERT) into end-to-end ASR models. BERT-CTC adapts BERT for connectionist temporal classification (CTC) by addressing the constraint of the conditional independence assumption between output tokens. This enables explicit conditioning of BERT's contextualized embeddings in the ASR process, seamlessly merging audio and linguistic information through an iterative refinement algorithm. BECTRA extends BERT-CTC to the transducer framework and trains the decoder network using a vocabulary suitable for ASR training. This aims to bridge the gap between the text processed in end-to-end ASR and BERT, as these models have distinct vocabularies with varying text formats and styles, such as the presence of punctuation. Experimental results on various ASR tasks demonstrate that the proposed models improve over both the CTC and transducer-based baselines, owing to the incorporation of BERT knowledge. Moreover, our in-depth analysis and investigation verify the effectiveness of the proposed formulations and architectural designs.
Semantic parsing that translates natural language queries to SPARQL is of great importance for Knowledge Graph Question Answering (KGQA) systems. Although pre-trained language models like T5 have achieved significant success in the Text-to-SPARQL task, their generated outputs still exhibit notable errors specific to the SPARQL language, such as triplet flips. To address this challenge and further improve the performance, we propose an additional pre-training stage with a new objective, Triplet Order Correction (TOC), along with the commonly used Masked Language Modeling (MLM), to collectively enhance the model's sensitivity to triplet order and SPARQL syntax. Our method achieves state-of-the-art performances on three widely-used benchmarks.
Syllables are compositional units of spoken language that efficiently structure human speech perception and production. However, current neural speech representations lack such structure, resulting in dense token sequences that are costly to process. To bridge this gap, we propose a new model, Sylber, that produces speech representations with clean and robust syllabic structure. Specifically, we propose a self-supervised learning (SSL) framework that bootstraps syllabic embeddings by distilling from its own initial unsupervised syllabic segmentation. This results in a highly structured representation of speech features, offering three key benefits: 1) a fast, linear-time syllable segmentation algorithm, 2) efficient syllabic tokenization with an average of 4.27 tokens per second, and 3) novel phonological units suited for efficient spoken language modeling. Our proposed segmentation method is highly robust and generalizes to out-of-domain data and unseen languages without any tuning. By training token-to-speech generative models, fully intelligible speech can be reconstructed from Sylber tokens with a significantly lower bitrate than baseline SSL tokens. This suggests that our model effectively compresses speech into a compact sequence of tokens with minimal information loss. Lastly, we demonstrate that categorical perception-a linguistic phenomenon in speech perception-emerges naturally in Sylber, making the embedding space more categorical and sparse than previous speech features and thus supporting the high efficiency of our tokenization. Together, we present a novel SSL approach for representing speech as syllables, with significant potential for efficient speech tokenization and spoken language modeling.
Large language models (LLMs) have shown remarkable in-context learning (ICL) capabilities on textual data. We explore whether these capabilities can be extended to continuous vectors from diverse domains, obtained from black-box pretrained encoders. By aligning input data with an LLM's embedding space through lightweight projectors, we observe that LLMs can effectively process and learn from these projected vectors, which we term Vector-ICL. In particular, we find that pretraining projectors with general language modeling objectives enables Vector-ICL, while task-specific finetuning further enhances performance. In our experiments across various tasks and modalities, including text reconstruction, numerical function regression, text classification, summarization, molecule captioning, time-series classification, graph classification, and fMRI decoding, Vector-ICL often surpasses both few-shot ICL and domain-specific model or tuning. We further conduct analyses and case studies, indicating the potential of LLMs to process vector representations beyond traditional token-based paradigms.
We release the first neural machine translation system for translation between Russian, Azerbaijani and the endangered Lezgian languages, as well as monolingual and parallel datasets collected and aligned for training and evaluating the system. Multiple experiments are conducted to identify how different sets of training language pairs and data domains can influence the resulting translation quality. We achieve BLEU scores of 26.14 for Lezgian-Azerbaijani, 22.89 for Azerbaijani-Lezgian, 29.48 for Lezgian-Russian and 24.25 for Russian-Lezgian pairs. The quality of zero-shot translation is assessed on a Large Language Model, showing its high level of fluency in Lezgian. However, the model often refuses to translate, justifying itself with its incompetence. We contribute our translation model along with the collected parallel and monolingual corpora and sentence encoder for the Lezgian language.
In reinforcement learning, if the agent's reward differs from the designers' true utility, even only rarely, the state distribution resulting from the agent's policy can be very bad, in theory and in practice. When RL policies would devolve into undesired behavior, a common countermeasure is KL regularization to a trusted policy ("Don't do anything I wouldn't do"). All current cutting-edge language models are RL agents that are KL-regularized to a "base policy" that is purely predictive. Unfortunately, we demonstrate that when this base policy is a Bayesian predictive model of a trusted policy, the KL constraint is no longer reliable for controlling the behavior of an advanced RL agent. We demonstrate this theoretically using algorithmic information theory, and while systems today are too weak to exhibit this theorized failure precisely, we RL-finetune a language model and find evidence that our formal results are plausibly relevant in practice. We also propose a theoretical alternative that avoids this problem by replacing the "Don't do anything I wouldn't do" principle with "Don't do anything I mightn't do".
Multimodal document understanding is a challenging task to process and comprehend large amounts of textual and visual information. Recent advances in Large Language Models (LLMs) have significantly improved the performance of this task. However, existing methods typically focus on either plain text or a limited number of document images, struggling to handle long PDF documents with interleaved text and images, especially for academic papers. In this paper, we introduce PDF-WuKong, a multimodal large language model (MLLM) which is designed to enhance multimodal question-answering (QA) for long PDF documents. PDF-WuKong incorporates a sparse sampler that operates on both text and image representations, significantly improving the efficiency and capability of the MLLM. The sparse sampler is integrated with the MLLM's image encoder and selects the paragraphs or diagrams most pertinent to user queries for processing by the language model. To effectively train and evaluate our model, we construct PaperPDF, a dataset consisting of a broad collection of English and Chinese academic papers. Multiple strategies are proposed to automatically generate 1.1 million QA pairs along with their corresponding evidence sources. Experimental results demonstrate the superiority and high efficiency of our approach over other models on the task of long multimodal document understanding, surpassing proprietary products by an average of 8.6% on F1. Our code and dataset will be released at https://github.com/yh-hust/PDF-Wukong.
Aligning diffusion models with user preferences has been a key challenge. Existing methods for aligning diffusion models either require retraining or are limited to differentiable reward functions. To address these limitations, we propose a stochastic optimization approach, dubbed Demon, to guide the denoising process at inference time without backpropagation through reward functions or model retraining. Our approach works by controlling noise distribution in denoising steps to concentrate density on regions corresponding to high rewards through stochastic optimization. We provide comprehensive theoretical and empirical evidence to support and validate our approach, including experiments that use non-differentiable sources of rewards such as Visual-Language Model (VLM) APIs and human judgements. To the best of our knowledge, the proposed approach is the first inference-time, backpropagation-free preference alignment method for diffusion models. Our method can be easily integrated with existing diffusion models without further training. Our experiments show that the proposed approach significantly improves the average aesthetics scores for text-to-image generation. Implementation is available at https://github.com/aiiu-lab/DemonSampling.
Discrete diffusion has achieved state-of-the-art performance, outperforming or approaching autoregressive models on standard benchmarks. In this work, we introduce Discrete Diffusion with Planned Denoising (DDPD), a novel framework that separates the generation process into two models: a planner and a denoiser. At inference time, the planner selects which positions to denoise next by identifying the most corrupted positions in need of denoising, including both initially corrupted and those requiring additional refinement. This plan-and-denoise approach enables more efficient reconstruction during generation by iteratively identifying and denoising corruptions in the optimal order. DDPD outperforms traditional denoiser-only mask diffusion methods, achieving superior results on language modeling benchmarks such as text8, OpenWebText, and token-based image generation on ImageNet $256 \times 256$. Notably, in language modeling, DDPD significantly reduces the performance gap between diffusion-based and autoregressive methods in terms of generative perplexity. Code is available at https://github.com/liusulin/DDPD.
Vision-Language Models (VLMs) are powerful tools for processing and understanding text and images. We study the processing of visual tokens in the language model component of LLaVA, a prominent VLM. Our approach focuses on analyzing the localization of object information, the evolution of visual token representations across layers, and the mechanism of integrating visual information for predictions. Through ablation studies, we demonstrated that object identification accuracy drops by over 70\% when object-specific tokens are removed. We observed that visual token representations become increasingly interpretable in the vocabulary space across layers, suggesting an alignment with textual tokens corresponding to image content. Finally, we found that the model extracts object information from these refined representations at the last token position for prediction, mirroring the process in text-only language models for factual association tasks. These findings provide crucial insights into how VLMs process and integrate visual information, bridging the gap between our understanding of language and vision models, and paving the way for more interpretable and controllable multimodal systems.
We introduce Pixtral-12B, a 12--billion-parameter multimodal language model. Pixtral-12B is trained to understand both natural images and documents, achieving leading performance on various multimodal benchmarks, surpassing a number of larger models. Unlike many open-source models, Pixtral is also a cutting-edge text model for its size, and does not compromise on natural language performance to excel in multimodal tasks. Pixtral uses a new vision encoder trained from scratch, which allows it to ingest images at their natural resolution and aspect ratio. This gives users flexibility on the number of tokens used to process an image. Pixtral is also able to process any number of images in its long context window of 128K tokens. Pixtral 12B substanially outperforms other open models of similar sizes (Llama-3.2 11B \& Qwen-2-VL 7B). It also outperforms much larger open models like Llama-3.2 90B while being 7x smaller. We further contribute an open-source benchmark, MM-MT-Bench, for evaluating vision-language models in practical scenarios, and provide detailed analysis and code for standardized evaluation protocols for multimodal LLMs. Pixtral-12B is released under Apache 2.0 license.
This paper introduces TinyEmo, a family of small multi-modal language models for emotional reasoning and classification. Our approach features: (1) a synthetic emotional instruct dataset for both pre-training and fine-tuning stages, (2) a Metric Projector that delegates classification from the language model allowing for more efficient training and inference, (3) a multi-modal large language model (MM-LLM) for emotional reasoning, and (4) a semi-automated framework for bias detection. TinyEmo is able to perform emotion classification and emotional reasoning, all while using substantially fewer parameters than comparable models. This efficiency allows us to freely incorporate more diverse emotional datasets, enabling strong performance on classification tasks, with our smallest model (700M parameters) outperforming larger state-of-the-art models based on general-purpose MM-LLMs with over 7B parameters. Additionally, the Metric Projector allows for interpretability and indirect bias detection in large models without additional training, offering an approach to understand and improve AI systems. We release code, models, and dataset at https://github.com/ggcr/TinyEmo
In this work, we address the problem of large language model (LLM) unlearning, aiming to remove unwanted data influences and associated model capabilities (e.g., copyrighted data or harmful content generation) while preserving essential model utilities, without the need for retraining from scratch. Despite the growing need for LLM unlearning, a principled optimization framework remains lacking. To this end, we revisit the state-of-the-art approach, negative preference optimization (NPO), and identify the issue of reference model bias, which could undermine NPO's effectiveness, particularly when unlearning forget data of varying difficulty. Given that, we propose a simple yet effective unlearning optimization framework, called SimNPO, showing that 'simplicity' in removing the reliance on a reference model (through the lens of simple preference optimization) benefits unlearning. We also provide deeper insights into SimNPO's advantages, supported by analysis using mixtures of Markov chains. Furthermore, we present extensive experiments validating SimNPO's superiority over existing unlearning baselines in benchmarks like TOFU and MUSE, and robustness against relearning attacks. Codes are available at https://github.com/OPTML-Group/Unlearn-Simple.
Architectures such as Linformer and Mamba have recently emerged as competitive linear time replacements for transformers. However, corresponding large pretrained models are often unavailable, especially in non-text domains. To remedy this, we present a Cross-Architecture Layerwise Distillation (CALD) approach that jointly converts a transformer model to a linear time substitute and fine-tunes it to a target task. We also compare several means to guide the fine-tuning to optimally retain the desired inference capability from the original model. The methods differ in their use of the target model and the trajectory of the parameters. In a series of empirical studies on language processing, language modeling, and speech processing, we show that CALD can effectively recover the result of the original model, and that the guiding strategy contributes to the result. Some reasons for the variation are suggested.
The combination of Large Language Models (LLMs), systematic evaluation, and evolutionary algorithms has enabled breakthroughs in combinatorial optimization and scientific discovery. We propose to extend this powerful combination to the control of dynamical systems, generating interpretable control policies capable of complex behaviors. With our novel method, we represent control policies as programs in standard languages like Python. We evaluate candidate controllers in simulation and evolve them using a pre-trained LLM. Unlike conventional learning-based control techniques, which rely on black-box neural networks to encode control policies, our approach enhances transparency and interpretability. We still take advantage of the power of large AI models, but only at the policy design phase, ensuring that all system components remain interpretable and easily verifiable at runtime. Additionally, the use of standard programming languages makes it straightforward for humans to finetune or adapt the controllers based on their expertise and intuition. We illustrate our method through its application to the synthesis of an interpretable control policy for the pendulum swing-up and the ball in cup tasks. We make the code available at https://github.com/muellerlab/synthesizing_interpretable_control_policies.git.
The transcription of medical monologues, especially those containing a high density of specialized terminology and delivered with a distinct accent, presents a significant challenge for existing automated systems. This paper introduces a novel approach leveraging a Large Language Model (LLM) to generate highly accurate medical transcripts from audio recordings of doctors' monologues, specifically focusing on Indian accents. Our methodology integrates advanced language modeling techniques to lower the Word Error Rate (WER) and ensure the precise recognition of critical medical terms. Through rigorous testing on a comprehensive dataset of medical recordings, our approach demonstrates substantial improvements in both overall transcription accuracy and the fidelity of key medical terminologies. These results suggest that our proposed system could significantly aid in clinical documentation processes, offering a reliable tool for healthcare providers to streamline their transcription needs while maintaining high standards of accuracy.
Large Language Models (LLMs) have achieved remarkable breakthroughs. However, the huge number of parameters in LLMs require significant amount of memory storage in inference, which prevents their practical deployment in many applications. To reduce memory storage of LLMs, singular value decomposition (SVD) provides a promising solution to approximate weight matrices for compressing LLMs. In this paper, we take a step further to explore parameter sharing across different layers with SVD to achieve more effective compression for LLMs. Specifically, weight matrices in different layers are decomposed and represented as a linear combination of a set of shared basis vectors and unique coefficients. The types of weight matrices and the layer selection for basis sharing are examined when compressing LLMs to maintain the performance. Comprehensive experiments demonstrate that Basis Sharing outperforms state-of-the-art SVD-based compression approaches and parameter sharing techniques, especially under large compression ratios. Code is available at: https://github.com/TUDa-HWAI/Basis_Sharing
Cluster analysis plays a crucial role in various domains and applications, such as customer segmentation in marketing. These contexts often involve multimodal data, including both tabular and textual datasets, making it challenging to represent hidden patterns for obtaining meaningful clusters. This study introduces ERASMO, a framework designed to fine-tune a pretrained language model on textually encoded tabular data and generate embeddings from the fine-tuned model. ERASMO employs a textual converter to transform tabular data into a textual format, enabling the language model to process and understand the data more effectively. Additionally, ERASMO produces contextually rich and structurally representative embeddings through techniques such as random feature sequence shuffling and number verbalization. Extensive experimental evaluations were conducted using multiple datasets and baseline approaches. Our results demonstrate that ERASMO fully leverages the specific context of each tabular dataset, leading to more precise and nuanced embeddings for accurate clustering. This approach enhances clustering performance by capturing complex relationship patterns within diverse tabular data.
Ensuring faithfulness to context in large language models (LLMs) and retrieval-augmented generation (RAG) systems is crucial for reliable deployment in real-world applications, as incorrect or unsupported information can erode user trust. Despite advancements on standard benchmarks, faithfulness hallucination-where models generate responses misaligned with the provided context-remains a significant challenge. In this work, we introduce FaithEval, a novel and comprehensive benchmark tailored to evaluate the faithfulness of LLMs in contextual scenarios across three diverse tasks: unanswerable, inconsistent, and counterfactual contexts. These tasks simulate real-world challenges where retrieval mechanisms may surface incomplete, contradictory, or fabricated information. FaithEval comprises 4.9K high-quality problems in total, validated through a rigorous four-stage context construction and validation framework, employing both LLM-based auto-evaluation and human validation. Our extensive study across a wide range of open-source and proprietary models reveals that even state-of-the-art models often struggle to remain faithful to the given context, and that larger models do not necessarily exhibit improved faithfulness.Project is available at: \url{https://github.com/SalesforceAIResearch/FaithEval}.
Language models (LMs) can exhibit human-like behaviour, but it is unclear how to describe this behaviour without undue anthropomorphism. We formalise a behaviourist view of LM character traits: qualities such as truthfulness, sycophancy, or coherent beliefs and intentions, which may manifest as consistent patterns of behaviour. Our theory is grounded in empirical demonstrations of LMs exhibiting different character traits, such as accurate and logically coherent beliefs, and helpful and harmless intentions. We find that the consistency with which LMs exhibit certain character traits varies with model size, fine-tuning, and prompting. In addition to characterising LM character traits, we evaluate how these traits develop over the course of an interaction. We find that traits such as truthfulness and harmfulness can be stationary, i.e., consistent over an interaction, in certain contexts, but may be reflective in different contexts, meaning they mirror the LM's behavior in the preceding interaction. Our formalism enables us to describe LM behaviour precisely in intuitive language, without undue anthropomorphism.