Fair re-ranking aims to redistribute ranking slots among items more equitably to ensure responsibility and ethics. The exploration of redistribution problems has a long history in economics, offering valuable insights for conceptualizing fair re-ranking as a taxation process. Such a formulation provides us with a fresh perspective to re-examine fair re-ranking and inspire the development of new methods. From a taxation perspective, we theoretically demonstrate that most previous fair re-ranking methods can be reformulated as an item-level tax policy. Ideally, a good tax policy should be effective and conveniently controllable to adjust ranking resources. However, both empirical and theoretical analyses indicate that the previous item-level tax policy cannot meet two ideal controllable requirements: (1) continuity, ensuring minor changes in tax rates result in small accuracy and fairness shifts; (2) controllability over accuracy loss, ensuring precise estimation of the accuracy loss under a specific tax rate. To overcome these challenges, we introduce a new fair re-ranking method named Tax-rank, which levies taxes based on the difference in utility between two items. Then, we efficiently optimize such an objective by utilizing the Sinkhorn algorithm in optimal transport. Upon a comprehensive analysis, Our model Tax-rank offers a superior tax policy for fair re-ranking, theoretically demonstrating both continuity and controllability over accuracy loss. Experimental results show that Tax-rank outperforms all state-of-the-art baselines in terms of effectiveness and efficiency on recommendation and advertising tasks.
We study ranked list truncation (RLT) from a novel "retrieve-then-re-rank" perspective, where we optimize re-ranking by truncating the retrieved list (i.e., trim re-ranking candidates). RLT is crucial for re-ranking as it can improve re-ranking efficiency by sending variable-length candidate lists to a re-ranker on a per-query basis. It also has the potential to improve re-ranking effectiveness. Despite its importance, there is limited research into applying RLT methods to this new perspective. To address this research gap, we reproduce existing RLT methods in the context of re-ranking, especially newly emerged large language model (LLM)-based re-ranking. In particular, we examine to what extent established findings on RLT for retrieval are generalizable to the "retrieve-then-re-rank" setup from three perspectives: (i) assessing RLT methods in the context of LLM-based re-ranking with lexical first-stage retrieval, (ii) investigating the impact of different types of first-stage retrievers on RLT methods, and (iii) investigating the impact of different types of re-rankers on RLT methods. We perform experiments on the TREC 2019 and 2020 deep learning tracks, investigating 8 RLT methods for pipelines involving 3 retrievers and 2 re-rankers. We reach new insights into RLT methods in the context of re-ranking.
Retrieval-Augmented Generation (RAG) demonstrates great value in alleviating outdated knowledge or hallucination by supplying LLMs with updated and relevant knowledge. However, there are still several difficulties for RAG in understanding complex multi-hop query and retrieving relevant documents, which require LLMs to perform reasoning and retrieve step by step. Inspired by human's reasoning process in which they gradually search for the required information, it is natural to ask whether the LLMs could notice the missing information in each reasoning step. In this work, we first experimentally verified the ability of LLMs to extract information as well as to know the missing. Based on the above discovery, we propose a Missing Information Guided Retrieve-Extraction-Solving paradigm (MIGRES), where we leverage the identification of missing information to generate a targeted query that steers the subsequent knowledge retrieval. Besides, we design a sentence-level re-ranking filtering approach to filter the irrelevant content out from document, along with the information extraction capability of LLMs to extract useful information from cleaned-up documents, which in turn to bolster the overall efficacy of RAG. Extensive experiments conducted on multiple public datasets reveal the superiority of the proposed MIGRES method, and analytical experiments demonstrate the effectiveness of our proposed modules.
The Knowledge Graph Entity Typing (KGET) task aims to predict missing type annotations for entities in knowledge graphs. Recent works only utilize the \textit{\textbf{structural knowledge}} in the local neighborhood of entities, disregarding \textit{\textbf{semantic knowledge}} in the textual representations of entities, relations, and types that are also crucial for type inference. Additionally, we observe that the interaction between semantic and structural knowledge can be utilized to address the false-negative problem. In this paper, we propose a novel \textbf{\underline{S}}emantic and \textbf{\underline{S}}tructure-aware KG \textbf{\underline{E}}ntity \textbf{\underline{T}}yping~{(SSET)} framework, which is composed of three modules. First, the \textit{Semantic Knowledge Encoding} module encodes factual knowledge in the KG with a Masked Entity Typing task. Then, the \textit{Structural Knowledge Aggregation} module aggregates knowledge from the multi-hop neighborhood of entities to infer missing types. Finally, the \textit{Unsupervised Type Re-ranking} module utilizes the inference results from the two models above to generate type predictions that are robust to false-negative samples. Extensive experiments show that SSET significantly outperforms existing state-of-the-art methods.
Existing cross-encoder models can be categorized as pointwise, pairwise, or listwise. Pairwise and listwise models allow passage interactions, which typically makes them more effective than pointwise models but less efficient and less robust to input passage order permutations. To enable efficient permutation-invariant passage interactions during re-ranking, we propose a new cross-encoder architecture with inter-passage attention: the Set-Encoder. In experiments on TREC Deep Learning and TIREx, the Set-Encoder is as effective as state-of-the-art listwise models while being more efficient and invariant to input passage order permutations. Compared to pointwise models, the Set-Encoder is particularly more effective when considering inter-passage information, such as novelty, and retains its advantageous properties compared to other listwise models. Our code is publicly available at https://github.com/webis-de/ECIR-25.
In Open-domain Question Answering (ODQA), it is essential to discern relevant contexts as evidence and avoid spurious ones among retrieved results. The model architecture that uses concatenated multiple contexts in the decoding phase, i.e., Fusion-in-Decoder, demonstrates promising performance but generates incorrect outputs from seemingly plausible contexts. To address this problem, we propose the Multi-Granularity guided Fusion-in-Decoder (MGFiD), discerning evidence across multiple levels of granularity. Based on multi-task learning, MGFiD harmonizes passage re-ranking with sentence classification. It aggregates evident sentences into an anchor vector that instructs the decoder. Additionally, it improves decoding efficiency by reusing the results of passage re-ranking for passage pruning. Through our experiments, MGFiD outperforms existing models on the Natural Questions (NQ) and TriviaQA (TQA) datasets, highlighting the benefits of its multi-granularity solution.
The lack of training data gives rise to the system cold-start problem in recommendation systems, making them struggle to provide effective recommendations. To address this problem, Large Language Models (LLMs) can model recommendation tasks as language analysis tasks and provide zero-shot results based on their vast open-world knowledge. However, the large scale of the item corpus poses a challenge to LLMs, leading to substantial token consumption that makes it impractical to deploy in real-world recommendation systems. To tackle this challenge, we introduce a tree-based LLM recommendation framework LLMTreeRec, which structures all items into an item tree to improve the efficiency of LLM's item retrieval. LLMTreeRec achieves state-of-the-art performance under the system cold-start setting in two widely used datasets, which is even competitive with conventional deep recommendation systems that use substantial training data. Furthermore, LLMTreeRec outperforms the baseline model in A/B testing on Huawei industrial systems. Consequently, LLMTreeRec demonstrates its effectiveness as an industry-friendly solution that has been successfully deployed online. Our code is available at: https://github.com/Applied-Machine-Learning-Lab/LLMTreeRec.
The goal of knowledge graph completion (KGC) is to predict missing facts among entities. Previous methods for KGC re-ranking are mostly built on non-generative language models to obtain the probability of each candidate. Recently, generative large language models (LLMs) have shown outstanding performance on several tasks such as information extraction and dialog systems. Leveraging them for KGC re-ranking is beneficial for leveraging the extensive pre-trained knowledge and powerful generative capabilities. However, it may encounter new problems when accomplishing the task, namely mismatch, misordering and omission. To this end, we introduce KC-GenRe, a knowledge-constrained generative re-ranking method based on LLMs for KGC. To overcome the mismatch issue, we formulate the KGC re-ranking task as a candidate identifier sorting generation problem implemented by generative LLMs. To tackle the misordering issue, we develop a knowledge-guided interactive training method that enhances the identification and ranking of candidates. To address the omission issue, we design a knowledge-augmented constrained inference method that enables contextual prompting and controlled generation, so as to obtain valid rankings. Experimental results show that KG-GenRe achieves state-of-the-art performance on four datasets, with gains of up to 6.7% and 7.7% in the MRR and Hits@1 metric compared to previous methods, and 9.0% and 11.1% compared to that without re-ranking. Extensive analysis demonstrates the effectiveness of components in KG-GenRe.
This paper investigates the effective utilization of unlabeled data for large-area cross-view geo-localization (CVGL), encompassing both unsupervised and semi-supervised settings. Common approaches to CVGL rely on ground-satellite image pairs and employ label-driven supervised training. However, the cost of collecting precise cross-view image pairs hinders the deployment of CVGL in real-life scenarios. Without the pairs, CVGL will be more challenging to handle the significant imaging and spatial gaps between ground and satellite images. To this end, we propose an unsupervised framework including a cross-view projection to guide the model for retrieving initial pseudo-labels and a fast re-ranking mechanism to refine the pseudo-labels by leveraging the fact that ``the perfectly paired ground-satellite image is located in a unique and identical scene". The framework exhibits competitive performance compared with supervised works on three open-source benchmarks. Our code and models will be released on https://github.com/liguopeng0923/UCVGL.
Perceptual aliasing and weak textures pose significant challenges to the task of place recognition, hindering the performance of Simultaneous Localization and Mapping (SLAM) systems. This paper presents a novel model, called UMF (standing for Unifying Local and Global Multimodal Features) that 1) leverages multi-modality by cross-attention blocks between vision and LiDAR features, and 2) includes a re-ranking stage that re-orders based on local feature matching the top-k candidates retrieved using a global representation. Our experiments, particularly on sequences captured on a planetary-analogous environment, show that UMF outperforms significantly previous baselines in those challenging aliased environments. Since our work aims to enhance the reliability of SLAM in all situations, we also explore its performance on the widely used RobotCar dataset, for broader applicability. Code and models are available at https://github.com/DLR-RM/UMF
Current AI alignment methodologies rely on human-provided demonstrations or judgments, and the learned capabilities of AI systems would be upper-bounded by human capabilities as a result. This raises a challenging research question: How can we keep improving the systems when their capabilities have surpassed the levels of humans? This paper answers this question in the context of tackling hard reasoning tasks (e.g., level 4-5 MATH problems) via learning from human annotations on easier tasks (e.g., level 1-3 MATH problems), which we term as easy-to-hard generalization. Our key insight is that an evaluator (reward model) trained on supervisions for easier tasks can be effectively used for scoring candidate solutions of harder tasks and hence facilitating easy-to-hard generalization over different levels of tasks. Based on this insight, we propose a novel approach to scalable alignment, which firstly trains the (process-supervised) reward models on easy problems (e.g., level 1-3), and then uses them to evaluate the performance of policy models on hard problems. We show that such easy-to-hard generalization from evaluators can enable easy-to-hard generalizations in generators either through re-ranking or reinforcement learning (RL). Notably, our process-supervised 7b RL model and 34b model (reranking@1024) achieves an accuracy of 34.0% and 52.5% on MATH500, respectively, despite only using human supervision on easy problems. Our approach suggests a promising path toward AI systems that advance beyond the frontier of human supervision.
Existing Machine Learning approaches for local citation recommendation directly map or translate a query, which is typically a claim or an entity mention, to citation-worthy research papers. Within such a formulation, it is challenging to pinpoint why one should cite a specific research paper for a particular query, leading to limited recommendation interpretability. To alleviate this, we introduce the evidence-grounded local citation recommendation task, where the target latent space comprises evidence spans for recommending specific papers. Using a distantly-supervised evidence retrieval and multi-step re-ranking framework, our proposed system, ILCiteR, recommends papers to cite for a query grounded on similar evidence spans extracted from the existing research literature. Unlike past formulations that simply output recommendations, ILCiteR retrieves ranked lists of evidence span and recommended paper pairs. Secondly, previously proposed neural models for citation recommendation require expensive training on massive labeled data, ideally after every significant update to the pool of candidate papers. In contrast, ILCiteR relies solely on distant supervision from a dynamic evidence database and pre-trained Transformer-based Language Models without any model training. We contribute a novel dataset for the evidence-grounded local citation recommendation task and demonstrate the efficacy of our proposed conditional neural rank-ensembling approach for re-ranking evidence spans.
Large language models (LLMs) have demonstrated impressive generative capabilities with the potential to innovate in medicine. However, the application of LLMs in real clinical settings remains challenging due to the lack of factual consistency in the generated content. In this work, we develop an augmented LLM framework, KG-Rank, which leverages a medical knowledge graph (KG) along with ranking and re-ranking techniques, to improve the factuality of long-form question answering (QA) in the medical domain. Specifically, when receiving a question, KG-Rank automatically identifies medical entities within the question and retrieves the related triples from the medical KG to gather factual information. Subsequently, KG-Rank innovatively applies multiple ranking techniques to refine the ordering of these triples, providing more relevant and precise information for LLM inference. To the best of our knowledge, KG-Rank is the first application of KG combined with ranking models in medical QA specifically for generating long answers. Evaluation on four selected medical QA datasets demonstrates that KG-Rank achieves an improvement of over 18% in ROUGE-L score. Additionally, we extend KG-Rank to open domains, including law, business, music, and history, where it realizes a 14% improvement in ROUGE-L score, indicating the effectiveness and great potential of KG-Rank.
Adaptations of Transformer models, such as BERT4Rec and SASRec, achieve state-of-the-art performance in the sequential recommendation task according to accuracy-based metrics, such as NDCG. These models treat items as tokens and then utilise a score-and-rank approach (Top-K strategy), where the model first computes item scores and then ranks them according to this score. While this approach works well for accuracy-based metrics, it is hard to use it for optimising more complex beyond-accuracy metrics such as diversity. Recently, the GPTRec model, which uses a different Next-K strategy, has been proposed as an alternative to the Top-K models. In contrast with traditional Top-K recommendations, Next-K generates recommendations item-by-item and, therefore, can account for complex item-to-item interdependencies important for the beyond-accuracy measures. However, the original GPTRec paper focused only on accuracy in experiments and needed to address how to optimise the model for complex beyond-accuracy metrics. Indeed, training GPTRec for beyond-accuracy goals is challenging because the interaction training data available for training recommender systems typically needs to be aligned with beyond-accuracy recommendation goals. To solve the misalignment problem, we train GPTRec using a 2-stage approach: in the first stage, we use a teacher-student approach to train GPTRec, mimicking the behaviour of traditional Top-K models; in the second stage, we use Reinforcement Learning to align the model for beyond-accuracy goals. In particular, we experiment with increasing recommendation diversity and reducing popularity bias. Our experiments on two datasets show that in 3 out of 4 cases, GPTRec's Next-K generation approach offers a better tradeoff between accuracy and secondary metrics than classic greedy re-ranking techniques.
Visible-infrared person re-identification (VI-ReID) is challenging due to considerable cross-modality discrepancies. Existing works mainly focus on learning modality-invariant features while suppressing modality-specific ones. However, retrieving visible images only depends on infrared samples is an extreme problem because of the absence of color information. To this end, we present the Refer-VI-ReID settings, which aims to match target visible images from both infrared images and coarse language descriptions (e.g., "a man with red top and black pants") to complement the missing color information. To address this task, we design a Y-Y-shape decomposition structure, dubbed YYDS, to decompose and aggregate texture and color features of targets. Specifically, the text-IoU regularization strategy is firstly presented to facilitate the decomposition training, and a joint relation module is then proposed to infer the aggregation. Furthermore, the cross-modal version of k-reciprocal re-ranking algorithm is investigated, named CMKR, in which three neighbor search strategies and one local query expansion method are explored to alleviate the modality bias problem of the near neighbors. We conduct experiments on SYSU-MM01, RegDB and LLCM datasets with our manually annotated descriptions. Both YYDS and CMKR achieve remarkable improvements over SOTA methods on all three datasets. Codes are available at https://github.com/dyhBUPT/YYDS.
Federated Recommendation (FR) emerges as a novel paradigm that enables privacy-preserving recommendations. However, traditional FR systems usually represent users/items with discrete identities (IDs), suffering from performance degradation due to the data sparsity and heterogeneity in FR. On the other hand, Large Language Models (LLMs) as recommenders have proven effective across various recommendation scenarios. Yet, LLM-based recommenders encounter challenges such as low inference efficiency and potential hallucination, compromising their performance in real-world scenarios. To this end, we propose GPT-FedRec, a federated recommendation framework leveraging ChatGPT and a novel hybrid Retrieval Augmented Generation (RAG) mechanism. GPT-FedRec is a two-stage solution. The first stage is a hybrid retrieval process, mining ID-based user patterns and text-based item features. Next, the retrieved results are converted into text prompts and fed into GPT for re-ranking. Our proposed hybrid retrieval mechanism and LLM-based re-rank aims to extract generalized features from data and exploit pretrained knowledge within LLM, overcoming data sparsity and heterogeneity in FR. In addition, the RAG approach also prevents LLM hallucination, improving the recommendation performance for real-world users. Experimental results on diverse benchmark datasets demonstrate the superior performance of GPT-FedRec against state-of-the-art baseline methods.
Many online content portals allow users to ask questions to supplement their understanding (e.g., of lectures). While information retrieval (IR) systems may provide answers for such user queries, they do not directly assist content creators -- such as lecturers who want to improve their content -- identify segments that _caused_ a user to ask those questions. We introduce the task of backtracing, in which systems retrieve the text segment that most likely caused a user query. We formalize three real-world domains for which backtracing is important in improving content delivery and communication: understanding the cause of (a) student confusion in the Lecture domain, (b) reader curiosity in the News Article domain, and (c) user emotion in the Conversation domain. We evaluate the zero-shot performance of popular information retrieval methods and language modeling methods, including bi-encoder, re-ranking and likelihood-based methods and ChatGPT. While traditional IR systems retrieve semantically relevant information (e.g., details on "projection matrices" for a query "does projecting multiple times still lead to the same point?"), they often miss the causally relevant context (e.g., the lecturer states "projecting twice gets me the same answer as one projection"). Our results show that there is room for improvement on backtracing and it requires new retrieval approaches. We hope our benchmark serves to improve future retrieval systems for backtracing, spawning systems that refine content generation and identify linguistic triggers influencing user queries. Our code and data are open-sourced: https://github.com/rosewang2008/backtracing.
Visual place recognition (VPR) is a fundamental task for many applications such as robot localization and augmented reality. Recently, the hierarchical VPR methods have received considerable attention due to the trade-off between accuracy and efficiency. They usually first use global features to retrieve the candidate images, then verify the spatial consistency of matched local features for re-ranking. However, the latter typically relies on the RANSAC algorithm for fitting homography, which is time-consuming and non-differentiable. This makes existing methods compromise to train the network only in global feature extraction. Here, we propose a transformer-based deep homography estimation (DHE) network that takes the dense feature map extracted by a backbone network as input and fits homography for fast and learnable geometric verification. Moreover, we design a re-projection error of inliers loss to train the DHE network without additional homography labels, which can also be jointly trained with the backbone network to help it extract the features that are more suitable for local matching. Extensive experiments on benchmark datasets show that our method can outperform several state-of-the-art methods. And it is more than one order of magnitude faster than the mainstream hierarchical VPR methods using RANSAC. The code is released at https://github.com/Lu-Feng/DHE-VPR.
Recent studies show that vision models pre-trained in generic visual learning tasks with large-scale data can provide useful feature representations for a wide range of visual perception problems. However, few attempts have been made to exploit pre-trained foundation models in visual place recognition (VPR). Due to the inherent difference in training objectives and data between the tasks of model pre-training and VPR, how to bridge the gap and fully unleash the capability of pre-trained models for VPR is still a key issue to address. To this end, we propose a novel method to realize seamless adaptation of pre-trained models for VPR. Specifically, to obtain both global and local features that focus on salient landmarks for discriminating places, we design a hybrid adaptation method to achieve both global and local adaptation efficiently, in which only lightweight adapters are tuned without adjusting the pre-trained model. Besides, to guide effective adaptation, we propose a mutual nearest neighbor local feature loss, which ensures proper dense local features are produced for local matching and avoids time-consuming spatial verification in re-ranking. Experimental results show that our method outperforms the state-of-the-art methods with less training data and training time, and uses about only 3% retrieval runtime of the two-stage VPR methods with RANSAC-based spatial verification. It ranks 1st on the MSLS challenge leaderboard (at the time of submission). The code is released at https://github.com/Lu-Feng/SelaVPR.
Large Language Models (LLMs) have achieved state-of-the-art performance in text re-ranking. This process includes queries and candidate passages in the prompts, utilizing pointwise, listwise, and pairwise prompting strategies. A limitation of these ranking strategies with LLMs is their cost: the process can become expensive due to API charges, which are based on the number of input and output tokens. We study how to maximize the re-ranking performance given a budget, by navigating the vast search spaces of prompt choices, LLM APIs, and budget splits. We propose a suite of budget-constrained methods to perform text re-ranking using a set of LLM APIs. Our most efficient method, called EcoRank, is a two-layered pipeline that jointly optimizes decisions regarding budget allocation across prompt strategies and LLM APIs. Our experimental results on four popular QA and passage reranking datasets show that EcoRank outperforms other budget-aware supervised and unsupervised baselines.