While automated audio captioning (AAC) has made notable progress, traditional fully supervised AAC models still face two critical challenges: the need for expensive audio-text pair data for training and performance degradation when transferring across domains. To overcome these limitations, we present DRCap, a data-efficient and flexible zero-shot audio captioning system that requires text-only data for training and can quickly adapt to new domains without additional fine-tuning. DRCap integrates a contrastive language-audio pre-training (CLAP) model and a large-language model (LLM) as its backbone. During training, the model predicts the ground-truth caption with a fixed text encoder from CLAP, whereas, during inference, the text encoder is replaced with the audio encoder to generate captions for audio clips in a zero-shot manner. To mitigate the modality gap of the CLAP model, we use both the projection strategy from the encoder side and the retrieval-augmented generation strategy from the decoder side. Specifically, audio embeddings are first projected onto a text embedding support to absorb extensive semantic information within the joint multi-modal space of CLAP. At the same time, similar captions retrieved from a datastore are fed as prompts to instruct the LLM, incorporating external knowledge to take full advantage of its strong generative capability. Conditioned on both the projected CLAP embedding and the retrieved similar captions, the model is able to produce a more accurate and semantically rich textual description. By tailoring the text embedding support and the caption datastore to the target domain, DRCap acquires a robust ability to adapt to new domains in a training-free manner. Experimental results demonstrate that DRCap outperforms all other zero-shot models in in-domain scenarios and achieves state-of-the-art performance in cross-domain scenarios.
Large language models (LLMs) have gained human trust due to their capabilities and helpfulness. However, this in turn may allow LLMs to affect users' mindsets by manipulating language. It is termed as gaslighting, a psychological effect. In this work, we aim to investigate the vulnerability of LLMs under prompt-based and fine-tuning-based gaslighting attacks. Therefore, we propose a two-stage framework DeepCoG designed to: 1) elicit gaslighting plans from LLMs with the proposed DeepGaslighting prompting template, and 2) acquire gaslighting conversations from LLMs through our Chain-of-Gaslighting method. The gaslighting conversation dataset along with a corresponding safe dataset is applied to fine-tuning-based attacks on open-source LLMs and anti-gaslighting safety alignment on these LLMs. Experiments demonstrate that both prompt-based and fine-tuning-based attacks transform three open-source LLMs into gaslighters. In contrast, we advanced three safety alignment strategies to strengthen (by 12.05%) the safety guardrail of LLMs. Our safety alignment strategies have minimal impacts on the utility of LLMs. Empirical studies indicate that an LLM may be a potential gaslighter, even if it passed the harmfulness test on general dangerous queries.
Advanced applied mathematics problems are underrepresented in existing Large Language Model (LLM) benchmark datasets. To address this, we introduce HARDMath, a dataset inspired by a graduate course on asymptotic methods, featuring challenging applied mathematics problems that require analytical approximation techniques. These problems demand a combination of mathematical reasoning, computational tools, and subjective judgment, making them difficult for LLMs. Our framework auto-generates a large number of problems with solutions validated against numerical ground truths. We evaluate both open- and closed-source LLMs on HARDMath-mini, a sub-sampled test set of 366 problems, as well as on 40 word problems formulated in applied science contexts. Even leading closed-source models like GPT-4 achieve only 43.8% overall accuracy with few-shot Chain-of-Thought prompting, and all models demonstrate significantly lower performance compared to results on existing mathematics benchmark datasets. We additionally conduct a detailed error analysis to gain insights into the failure cases of LLMs. These results demonstrate limitations of current LLM performance on advanced graduate-level applied math problems and underscore the importance of datasets like HARDMath to advance mathematical abilities of LLMs.
Sparse Mixture-of-Experts (SMoE) models represent a significant advancement in large language model (LLM) development through their efficient parameter utilization. These models achieve substantial performance improvements at reduced inference costs. However, the deployment of SMoE models faces constraints from extensive memory requirements of expert components in resource-limited environments. To address these limitations, this paper introduces Hierarchical Clustering for Sparsely activated Mixture of Experts (HC-SMoE), a task-agnostic expert merging framework for parameter reduction without retraining. HC-SMoE introduces a novel hierarchical clustering approach based on expert outputs to ensure merging robustness independent of routing decisions. The proposed output-based clustering method enables effective capture of functional relationships between experts for large-scale architectures. We provide theoretical analysis and comprehensive evaluations across multiple zero-shot language tasks to demonstrate HC-SMoE's effectiveness in state-of-the-art models including Qwen and Mixtral. The experimental results validate HC-SMoE's superior performance and practical applicability for real-world deployments.
The salient multimodal capabilities and interactive experience of GPT-4o highlight its critical role in practical applications, yet it lacks a high-performing open-source counterpart. In this paper, we introduce Baichuan-omni, the first open-source 7B Multimodal Large Language Model (MLLM) adept at concurrently processing and analyzing modalities of image, video, audio, and text, while delivering an advanced multimodal interactive experience and strong performance. We propose an effective multimodal training schema starting with 7B model and proceeding through two stages of multimodal alignment and multitask fine-tuning across audio, image, video, and text modal. This approach equips the language model with the ability to handle visual and audio data effectively. Demonstrating strong performance across various omni-modal and multimodal benchmarks, we aim for this contribution to serve as a competitive baseline for the open-source community in advancing multimodal understanding and real-time interaction.
Ptychography is an advanced computational imaging technique in X-ray and electron microscopy. It has been widely adopted across scientific research fields, including physics, chemistry, biology, and materials science, as well as in industrial applications such as semiconductor characterization. In practice, obtaining high-quality ptychographic images requires simultaneous optimization of numerous experimental and algorithmic parameters. Traditionally, parameter selection often relies on trial and error, leading to low-throughput workflows and potential human bias. In this work, we develop the "Ptychographic Experiment and Analysis Robot" (PEAR), a framework that leverages large language models (LLMs) to automate data analysis in ptychography. To ensure high robustness and accuracy, PEAR employs multiple LLM agents for tasks including knowledge retrieval, code generation, parameter recommendation, and image reasoning. Our study demonstrates that PEAR's multi-agent design significantly improves the workflow success rate, even with smaller open-weight models such as LLaMA 3.1 8B. PEAR also supports various automation levels and is designed to work with customized local knowledge bases, ensuring flexibility and adaptability across different research environments.
Preference learning is a central component for aligning current LLMs, but this process can be vulnerable to data poisoning attacks. To address this concern, we introduce PoisonBench, a benchmark for evaluating large language models' susceptibility to data poisoning during preference learning. Data poisoning attacks can manipulate large language model responses to include hidden malicious content or biases, potentially causing the model to generate harmful or unintended outputs while appearing to function normally. We deploy two distinct attack types across eight realistic scenarios, assessing 21 widely-used models. Our findings reveal concerning trends: (1) Scaling up parameter size does not inherently enhance resilience against poisoning attacks; (2) There exists a log-linear relationship between the effects of the attack and the data poison ratio; (3) The effect of data poisoning can generalize to extrapolated triggers that are not included in the poisoned data. These results expose weaknesses in current preference learning techniques, highlighting the urgent need for more robust defenses against malicious models and data manipulation.
Specimen associated biodiversity data are sought after for biological, environmental, climate, and conservation sciences. A rate shift is required for the extraction of data from specimen images to eliminate the bottleneck that the reliance on human-mediated transcription of these data represents. We applied advanced computer vision techniques to develop the `Hespi' (HErbarium Specimen sheet PIpeline), which extracts a pre-catalogue subset of collection data on the institutional labels on herbarium specimens from their digital images. The pipeline integrates two object detection models; the first detects bounding boxes around text-based labels and the second detects bounding boxes around text-based data fields on the primary institutional label. The pipeline classifies text-based institutional labels as printed, typed, handwritten, or a combination and applies Optical Character Recognition (OCR) and Handwritten Text Recognition (HTR) for data extraction. The recognized text is then corrected against authoritative databases of taxon names. The extracted text is also corrected with the aide of a multimodal Large Language Model (LLM). Hespi accurately detects and extracts text for test datasets including specimen sheet images from international herbaria. The components of the pipeline are modular and users can train their own models with their own data and use them in place of the models provided.
The increasing number of dispersed EEG dataset publications and the advancement of large-scale Electroencephalogram (EEG) models have increased the demand for practical tools to manage diverse EEG datasets. However, the inherent complexity of EEG data, characterized by variability in content data, metadata, and data formats, poses challenges for integrating multiple datasets and conducting large-scale EEG model research. To tackle the challenges, this paper introduces EEGUnity, an open-source tool that incorporates modules of 'EEG Parser', 'Correction', 'Batch Processing', and 'Large Language Model Boost'. Leveraging the functionality of such modules, EEGUnity facilitates the efficient management of multiple EEG datasets, such as intelligent data structure inference, data cleaning, and data unification. In addition, the capabilities of EEGUnity ensure high data quality and consistency, providing a reliable foundation for large-scale EEG data research. EEGUnity is evaluated across 25 EEG datasets from different sources, offering several typical batch processing workflows. The results demonstrate the high performance and flexibility of EEGUnity in parsing and data processing. The project code is publicly available at github.com/Baizhige/EEGUnity.
Complex logical reasoning tasks require a long sequence of reasoning, which a large language model (LLM) with chain-of-thought prompting still falls short. To alleviate this issue, neurosymbolic approaches incorporate a symbolic solver. Specifically, an LLM only translates a natural language problem into a satisfiability (SAT) problem that consists of first-order logic formulas, and a sound symbolic solver returns a mathematically correct solution. However, we discover that LLMs have difficulties to capture complex logical semantics hidden in the natural language during translation. To resolve this limitation, we propose a Compositional First-Order Logic Translation. An LLM first parses a natural language sentence into newly defined logical dependency structures that consist of an atomic subsentence and its dependents, then sequentially translate the parsed subsentences. Since multiple logical dependency structures and sequential translations are possible for a single sentence, we also introduce two Verification algorithms to ensure more reliable results. We utilize an SAT solver to rigorously compare semantics of generated first-order logic formulas and select the most probable one. We evaluate the proposed method, dubbed CLOVER, on seven logical reasoning benchmarks and show that it outperforms the previous neurosymbolic approaches and achieves new state-of-the-art results.
Large Language Model (LLM) services exhibit impressive capability on unlearned tasks leveraging only a few examples by in-context learning (ICL). However, the success of ICL varies depending on the task and context, leading to heterogeneous service quality. Directly estimating the performance of LLM services at each invocation can be laborious, especially requiring abundant labeled data or internal information within the LLM. This paper introduces a novel method to estimate the performance of LLM services across different tasks and contexts, which can be "plug-and-play" utilizing only a few unlabeled samples like ICL. Our findings suggest that the negative log-likelihood and perplexity derived from LLM service invocation can function as effective and significant features. Based on these features, we utilize four distinct meta-models to estimate the performance of LLM services. Our proposed method is compared against unlabeled estimation baselines across multiple LLM services and tasks. And it is experimentally applied to two scenarios, demonstrating its effectiveness in the selection and further optimization of LLM services.
Entity Linking (EL) is the process of associating ambiguous textual mentions to specific entities in a knowledge base. Traditional EL methods heavily rely on large datasets to enhance their performance, a dependency that becomes problematic in the context of few-shot entity linking, where only a limited number of examples are available for training. To address this challenge, we present OneNet, an innovative framework that utilizes the few-shot learning capabilities of Large Language Models (LLMs) without the need for fine-tuning. To the best of our knowledge, this marks a pioneering approach to applying LLMs to few-shot entity linking tasks. OneNet is structured around three key components prompted by LLMs: (1) an entity reduction processor that simplifies inputs by summarizing and filtering out irrelevant entities, (2) a dual-perspective entity linker that combines contextual cues and prior knowledge for precise entity linking, and (3) an entity consensus judger that employs a unique consistency algorithm to alleviate the hallucination in the entity linking reasoning. Comprehensive evaluations across seven benchmark datasets reveal that OneNet outperforms current state-of-the-art entity linking methods.
Reliability in cell type annotation is challenging in single-cell RNA-sequencing data analysis because both expert-driven and automated methods can be biased or constrained by their training data, especially for novel or rare cell types. Although large language models (LLMs) are useful, our evaluation found that only a few matched expert annotations due to biased data sources and inflexible training inputs. To overcome these limitations, we developed the LICT (Large language model-based Identifier for Cell Types) software package using a multi-model fusion and "talk-to-machine" strategy. Tested across various single-cell RNA sequencing datasets, our approach significantly improved annotation reliability, especially in datasets with low cellular heterogeneity. Notably, we established objective criteria to assess annotation reliability using the "talk-to-machine" approach, which addresses discrepancies between our annotations and expert ones, enabling reliable evaluation even without reference data. This strategy enhances annotation credibility and sets the stage for advancing future LLM-based cell type annotation methods.
We release the first neural machine translation system for translation between Russian, Azerbaijani and the endangered Lezgian languages, as well as monolingual and parallel datasets collected and aligned for training and evaluating the system. Multiple experiments are conducted to identify how different sets of training language pairs and data domains can influence the resulting translation quality. We achieve BLEU scores of 26.14 for Lezgian-Azerbaijani, 22.89 for Azerbaijani-Lezgian, 29.48 for Lezgian-Russian and 24.25 for Russian-Lezgian pairs. The quality of zero-shot translation is assessed on a Large Language Model, showing its high level of fluency in Lezgian. However, the model often refuses to translate, justifying itself with its incompetence. We contribute our translation model along with the collected parallel and monolingual corpora and sentence encoder for the Lezgian language.
Multimodal document understanding is a challenging task to process and comprehend large amounts of textual and visual information. Recent advances in Large Language Models (LLMs) have significantly improved the performance of this task. However, existing methods typically focus on either plain text or a limited number of document images, struggling to handle long PDF documents with interleaved text and images, especially for academic papers. In this paper, we introduce PDF-WuKong, a multimodal large language model (MLLM) which is designed to enhance multimodal question-answering (QA) for long PDF documents. PDF-WuKong incorporates a sparse sampler that operates on both text and image representations, significantly improving the efficiency and capability of the MLLM. The sparse sampler is integrated with the MLLM's image encoder and selects the paragraphs or diagrams most pertinent to user queries for processing by the language model. To effectively train and evaluate our model, we construct PaperPDF, a dataset consisting of a broad collection of English and Chinese academic papers. Multiple strategies are proposed to automatically generate 1.1 million QA pairs along with their corresponding evidence sources. Experimental results demonstrate the superiority and high efficiency of our approach over other models on the task of long multimodal document understanding, surpassing proprietary products by an average of 8.6% on F1. Our code and dataset will be released at https://github.com/yh-hust/PDF-Wukong.
This paper introduces TinyEmo, a family of small multi-modal language models for emotional reasoning and classification. Our approach features: (1) a synthetic emotional instruct dataset for both pre-training and fine-tuning stages, (2) a Metric Projector that delegates classification from the language model allowing for more efficient training and inference, (3) a multi-modal large language model (MM-LLM) for emotional reasoning, and (4) a semi-automated framework for bias detection. TinyEmo is able to perform emotion classification and emotional reasoning, all while using substantially fewer parameters than comparable models. This efficiency allows us to freely incorporate more diverse emotional datasets, enabling strong performance on classification tasks, with our smallest model (700M parameters) outperforming larger state-of-the-art models based on general-purpose MM-LLMs with over 7B parameters. Additionally, the Metric Projector allows for interpretability and indirect bias detection in large models without additional training, offering an approach to understand and improve AI systems. We release code, models, and dataset at https://github.com/ggcr/TinyEmo
In this work, we address the problem of large language model (LLM) unlearning, aiming to remove unwanted data influences and associated model capabilities (e.g., copyrighted data or harmful content generation) while preserving essential model utilities, without the need for retraining from scratch. Despite the growing need for LLM unlearning, a principled optimization framework remains lacking. To this end, we revisit the state-of-the-art approach, negative preference optimization (NPO), and identify the issue of reference model bias, which could undermine NPO's effectiveness, particularly when unlearning forget data of varying difficulty. Given that, we propose a simple yet effective unlearning optimization framework, called SimNPO, showing that 'simplicity' in removing the reliance on a reference model (through the lens of simple preference optimization) benefits unlearning. We also provide deeper insights into SimNPO's advantages, supported by analysis using mixtures of Markov chains. Furthermore, we present extensive experiments validating SimNPO's superiority over existing unlearning baselines in benchmarks like TOFU and MUSE, and robustness against relearning attacks. Codes are available at https://github.com/OPTML-Group/Unlearn-Simple.
As Large Language Model (LLM)-based agents become increasingly autonomous and will more freely interact with each other, studying interactions between them becomes crucial to anticipate emergent phenomena and potential risks. Drawing inspiration from the widely popular Stanford Prison Experiment, we contribute to this line of research by studying interaction patterns of LLM agents in a context characterized by strict social hierarchy. We do so by specifically studying two types of phenomena: persuasion and anti-social behavior in simulated scenarios involving a guard and a prisoner agent who seeks to achieve a specific goal (i.e., obtaining additional yard time or escape from prison). Leveraging 200 experimental scenarios for a total of 2,000 machine-machine conversations across five different popular LLMs, we provide a set of noteworthy findings. We first document how some models consistently fail in carrying out a conversation in our multi-agent setup where power dynamics are at play. Then, for the models that were able to engage in successful interactions, we empirically show how the goal that an agent is set to achieve impacts primarily its persuasiveness, while having a negligible effect with respect to the agent's anti-social behavior. Third, we highlight how agents' personas, and particularly the guard's personality, drive both the likelihood of successful persuasion from the prisoner and the emergence of anti-social behaviors. Fourth, we show that even without explicitly prompting for specific personalities, anti-social behavior emerges by simply assigning agents' roles. These results bear implications for the development of interactive LLM agents as well as the debate on their societal impact.
The combination of Large Language Models (LLMs), systematic evaluation, and evolutionary algorithms has enabled breakthroughs in combinatorial optimization and scientific discovery. We propose to extend this powerful combination to the control of dynamical systems, generating interpretable control policies capable of complex behaviors. With our novel method, we represent control policies as programs in standard languages like Python. We evaluate candidate controllers in simulation and evolve them using a pre-trained LLM. Unlike conventional learning-based control techniques, which rely on black-box neural networks to encode control policies, our approach enhances transparency and interpretability. We still take advantage of the power of large AI models, but only at the policy design phase, ensuring that all system components remain interpretable and easily verifiable at runtime. Additionally, the use of standard programming languages makes it straightforward for humans to finetune or adapt the controllers based on their expertise and intuition. We illustrate our method through its application to the synthesis of an interpretable control policy for the pendulum swing-up and the ball in cup tasks. We make the code available at https://github.com/muellerlab/synthesizing_interpretable_control_policies.git.
The transcription of medical monologues, especially those containing a high density of specialized terminology and delivered with a distinct accent, presents a significant challenge for existing automated systems. This paper introduces a novel approach leveraging a Large Language Model (LLM) to generate highly accurate medical transcripts from audio recordings of doctors' monologues, specifically focusing on Indian accents. Our methodology integrates advanced language modeling techniques to lower the Word Error Rate (WER) and ensure the precise recognition of critical medical terms. Through rigorous testing on a comprehensive dataset of medical recordings, our approach demonstrates substantial improvements in both overall transcription accuracy and the fidelity of key medical terminologies. These results suggest that our proposed system could significantly aid in clinical documentation processes, offering a reliable tool for healthcare providers to streamline their transcription needs while maintaining high standards of accuracy.