We investigate the effectiveness of Explainable AI (XAI) in verifying Machine Unlearning (MU) within the context of harbor front monitoring, focusing on data privacy and regulatory compliance. With the increasing need to adhere to privacy legislation such as the General Data Protection Regulation (GDPR), traditional methods of retraining ML models for data deletions prove impractical due to their complexity and resource demands. MU offers a solution by enabling models to selectively forget specific learned patterns without full retraining. We explore various removal techniques, including data relabeling, and model perturbation. Then, we leverage attribution-based XAI to discuss the effects of unlearning on model performance. Our proof-of-concept introduces feature importance as an innovative verification step for MU, expanding beyond traditional metrics and demonstrating techniques' ability to reduce reliance on undesired patterns. Additionally, we propose two novel XAI-based metrics, Heatmap Coverage (HC) and Attention Shift (AS), to evaluate the effectiveness of these methods. This approach not only highlights how XAI can complement MU by providing effective verification, but also sets the stage for future research to enhance their joint integration.
Due to increasing privacy regulations and regulatory compliance, Machine Unlearning (MU) has become essential. The goal of unlearning is to remove information related to a specific class from a model. Traditional approaches achieve exact unlearning by retraining the model on the remaining dataset, but incur high computational costs. This has driven the development of more efficient unlearning techniques, including model sparsification techniques, which boost computational efficiency, but degrade the model's performance on the remaining classes. To mitigate these issues, we propose a novel method, PruneLoRA which introduces a new MU paradigm, termed prune first, then adapt, then unlearn. LoRA (Hu et al. 2022) reduces the need for large-scale parameter updates by applying low-rank updates to the model. We leverage LoRA to selectively modify a subset of the pruned model's parameters, thereby reducing the computational cost, memory requirements and improving the model's ability to retain performance on the remaining classes. Experimental Results across various metrics showcase that our method outperforms other approximate MU methods and bridges the gap between exact and approximate unlearning. Our code is available at https://github.com/vlgiitr/LoRA-Unlearn.
Machine unlearning has emerged as an effective strategy for forgetting specific information in the training data. However, with the increasing integration of visual data, privacy concerns in Vision Language Models (VLMs) remain underexplored. To address this, we introduce Facial Identity Unlearning Benchmark (FIUBench), a novel VLM unlearning benchmark designed to robustly evaluate the effectiveness of unlearning algorithms under the Right to be Forgotten setting. Specifically, we formulate the VLM unlearning task via constructing the Fictitious Facial Identity VQA dataset and apply a two-stage evaluation pipeline that is designed to precisely control the sources of information and their exposure levels. In terms of evaluation, since VLM supports various forms of ways to ask questions with the same semantic meaning, we also provide robust evaluation metrics including membership inference attacks and carefully designed adversarial privacy attacks to evaluate the performance of algorithms. Through the evaluation of four baseline VLM unlearning algorithms within FIUBench, we find that all methods remain limited in their unlearning performance, with significant trade-offs between model utility and forget quality. Furthermore, our findings also highlight the importance of privacy attacks for robust evaluations. We hope FIUBench will drive progress in developing more effective VLM unlearning algorithms.
Backdoor attacks present a significant threat to the robustness of Federated Learning (FL) due to their stealth and effectiveness. They maintain both the main task of the FL system and the backdoor task simultaneously, causing malicious models to appear statistically similar to benign ones, which enables them to evade detection by existing defense methods. We find that malicious parameters in backdoored models are inactive on the main task, resulting in a significantly large empirical loss during the machine unlearning process on clean inputs. Inspired by this, we propose MASA, a method that utilizes individual unlearning on local models to identify malicious models in FL. To improve the performance of MASA in challenging non-independent and identically distributed (non-IID) settings, we design pre-unlearning model fusion that integrates local models with knowledge learned from other datasets to mitigate the divergence in their unlearning behaviors caused by the non-IID data distributions of clients. Additionally, we propose a new anomaly detection metric with minimal hyperparameters to filter out malicious models efficiently. Extensive experiments on IID and non-IID datasets across six different attacks validate the effectiveness of MASA. To the best of our knowledge, this is the first work to leverage machine unlearning to identify malicious models in FL. Code is available at \url{https://github.com/JiiahaoXU/MASA}.
Large language models trained on web-scale corpora can memorize undesirable datapoints such as incorrect facts, copyrighted content or sensitive data. Recently, many machine unlearning algorithms have been proposed that aim to `erase' these datapoints from trained models -- that is, revert model behavior to be similar to a model that had never been trained on these datapoints. However, evaluating the success of unlearning algorithms remains an open challenge. In this work, we propose the RESTOR framework for machine unlearning, which evaluates the ability of unlearning algorithms to perform targeted data erasure from models, by evaluating the ability of models to forget the knowledge introduced in these data points, while simultaneously recovering the model's knowledge state had it not encountered these datapoints. RESTOR helps uncover several novel insights about popular unlearning algorithms, and the mechanisms through which they operate -- for instance, identifying that some algorithms merely emphasize forgetting, and that localizing unlearning targets can enhance unlearning performance.
Generative models such as Large Language Models (LLM) and Multimodal Large Language models (MLLMs) trained on massive web corpora can memorize and disclose individuals' confidential and private data, raising legal and ethical concerns. While many previous works have addressed this issue in LLM via machine unlearning, it remains largely unexplored for MLLMs. To tackle this challenge, we introduce Multimodal Large Language Model Unlearning Benchmark (MLLMU-Bench), a novel benchmark aimed at advancing the understanding of multimodal machine unlearning. MLLMU-Bench consists of 500 fictitious profiles and 153 profiles for public celebrities, each profile feature over 14 customized question-answer pairs, evaluated from both multimodal (image+text) and unimodal (text) perspectives. The benchmark is divided into four sets to assess unlearning algorithms in terms of efficacy, generalizability, and model utility. Finally, we provide baseline results using existing generative model unlearning algorithms. Surprisingly, our experiments show that unimodal unlearning algorithms excel in generation and cloze tasks, while multimodal unlearning approaches perform better in classification tasks with multimodal inputs.
Machine unlearning (MUL) focuses on removing the influence of specific subsets of data (such as noisy, poisoned, or privacy-sensitive data) from pretrained models. MUL methods typically rely on specialized forms of fine-tuning. Recent research has shown that data memorization is a key characteristic defining the difficulty of MUL. As a result, novel memorization-based unlearning methods have been developed, demonstrating exceptional performance with respect to unlearning quality, while maintaining high performance for model utility. Alas, these methods depend on knowing the memorization scores of data points and computing said scores is a notoriously time-consuming process. This in turn severely limits the scalability of these solutions and their practical impact for real-world applications. In this work, we tackle these scalability challenges of state-of-the-art memorization-based MUL algorithms using a series of memorization-score proxies. We first analyze the profiles of various proxies and then evaluate the performance of state-of-the-art (memorization-based) MUL algorithms in terms of both accuracy and privacy preservation. Our empirical results show that these proxies can introduce accuracy on par with full memorization-based unlearning while dramatically improving scalability. We view this work as an important step toward scalable and efficient machine unlearning.
Large language models (LLMs) have shown remarkable proficiency in generating text, benefiting from extensive training on vast textual corpora. However, LLMs may also acquire unwanted behaviors from the diverse and sensitive nature of their training data, which can include copyrighted and private content. Machine unlearning has been introduced as a viable solution to remove the influence of such problematic content without the need for costly and time-consuming retraining. This process aims to erase specific knowledge from LLMs while preserving as much model utility as possible. Despite the effectiveness of current unlearning methods, little attention has been given to whether existing unlearning methods for LLMs truly achieve forgetting or merely hide the knowledge, which current unlearning benchmarks fail to detect. This paper reveals that applying quantization to models that have undergone unlearning can restore the "forgotten" information. To thoroughly evaluate this phenomenon, we conduct comprehensive experiments using various quantization techniques across multiple precision levels. We find that for unlearning methods with utility constraints, the unlearned model retains an average of 21\% of the intended forgotten knowledge in full precision, which significantly increases to 83\% after 4-bit quantization. ... Our code is available at: \href{https://github.com/zzwjames/FailureLLMUnlearning}{https://github.com/zzwjames/FailureLLMUnlearning}.
Machine unlearning is a key requirement of many data protection regulations such as GDPR. Prior work on unlearning has mostly considered superficial unlearning tasks where a single or a few related pieces of information are required to be removed. However, the task of unlearning a fact is much more challenging in recent large language models (LLMs), because the facts in LLMs can be deduced from each other. In this work, we investigate whether current unlearning methods for LLMs succeed beyond superficial unlearning of facts. Specifically, we formally propose a framework and a definition for deep unlearning facts that are interrelated. We design the metric, recall, to quantify the extent of deep unlearning. To systematically evaluate deep unlearning, we construct a synthetic dataset EDU-RELAT, which consists of a synthetic knowledge base of family relationships and biographies, together with a realistic logical rule set that connects them. We use this dataset to test four unlearning methods in four LLMs at different sizes. Our findings reveal that in the task of deep unlearning only a single fact, they either fail to properly unlearn with high recall, or end up unlearning many other irrelevant facts. Our dataset and code are publicly available at: https://github.com/wrh14/deep_unlearning.
The right to be forgotten mandates that machine learning models enable the erasure of a data owner's data and information from a trained model. Removing data from the dataset alone is inadequate, as machine learning models can memorize information from the training data, increasing the potential privacy risk to users. To address this, multiple machine unlearning techniques have been developed and deployed. Among them, approximate unlearning is a popular solution, but recent studies report that its unlearning effectiveness is not fully guaranteed. Another approach, exact unlearning, tackles this issue by discarding the data and retraining the model from scratch, but at the cost of considerable computational and memory resources. However, not all devices have the capability to perform such retraining. In numerous machine learning applications, such as edge devices, Internet-of-Things (IoT), mobile devices, and satellites, resources are constrained, posing challenges for deploying existing exact unlearning methods. In this study, we propose a Constraint-aware Adaptive Exact Unlearning System at the network Edge (CAUSE), an approach to enabling exact unlearning on resource-constrained devices. Aiming to minimize the retrain overhead by storing sub-models on the resource-constrained device, CAUSE innovatively applies a Fibonacci-based replacement strategy and updates the number of shards adaptively in the user-based data partition process. To further improve the effectiveness of memory usage, CAUSE leverages the advantage of model pruning to save memory via compression with minimal accuracy sacrifice. The experimental results demonstrate that CAUSE significantly outperforms other representative systems in realizing exact unlearning on the resource-constrained device by 9.23%-80.86%, 66.21%-83.46%, and 5.26%-194.13% in terms of unlearning speed, energy consumption, and accuracy.
Privacy regulations like the GDPR in Europe and the CCPA in the US allow users the right to remove their data ML applications. Machine unlearning addresses this by modifying the ML parameters in order to forget the influence of a specific data point on its weights. Recent literature has highlighted that the contribution from data point(s) can be forged with some other data points in the dataset with probability close to one. This allows a server to falsely claim unlearning without actually modifying the model's parameters. However, in distributed paradigms such as FL, where the server lacks access to the dataset and the number of clients are limited, claiming unlearning in such cases becomes a challenge. This paper introduces an efficient way to achieve federated unlearning, by employing a privacy model which allows the FL server to plausibly deny the client's participation in the training up to a certain extent. We demonstrate that the server can generate a Proof-of-Deniability, where each aggregated update can be associated with at least x number of client updates. This enables the server to plausibly deny a client's participation. However, in the event of frequent unlearning requests, the server is required to adopt an unlearning strategy and, accordingly, update its model parameters. We also perturb the client updates in a cluster in order to avoid inference from an honest but curious server. We show that the global model satisfies differential privacy after T number of communication rounds. The proposed methodology has been evaluated on multiple datasets in different privacy settings. The experimental results show that our framework achieves comparable utility while providing a significant reduction in terms of memory (30 times), as well as retraining time (1.6-500769 times). The source code for the paper is available.
Machine unlearning (MU) is to make a well-trained model behave as if it had never been trained on specific data. In today's over-parameterized models, dominated by neural networks, a common approach is to manually relabel data and fine-tune the well-trained model. It can approximate the MU model in the output space, but the question remains whether it can achieve exact MU, i.e., in the parameter space. We answer this question by employing random feature techniques to construct an analytical framework. Under the premise of model optimization via stochastic gradient descent, we theoretically demonstrated that over-parameterized linear models can achieve exact MU through relabeling specific data. We also extend this work to real-world nonlinear networks and propose an alternating optimization algorithm that unifies the tasks of unlearning and relabeling. The algorithm's effectiveness, confirmed through numerical experiments, highlights its superior performance in unlearning across various scenarios compared to current state-of-the-art methods, particularly excelling over similar relabeling-based MU approaches.
Large language models (LLMs) may memorize sensitive or copyrighted content, raising privacy and legal concerns. Due to the high cost of retraining from scratch, researchers attempt to employ machine unlearning to remove specific content from LLMs while preserving the overall performance. In this paper, we discuss several issues in machine unlearning for LLMs and provide our insights on possible approaches. To address the issue of inadequate evaluation of model outputs after unlearning, we introduce three additional metrics to evaluate token diversity, sentence semantics, and factual correctness. We then categorize unlearning methods into untargeted and targeted, and discuss their issues respectively. Specifically, the behavior that untargeted unlearning attempts to approximate is unpredictable and may involve hallucinations, and existing regularization is insufficient for targeted unlearning. To alleviate these issues, we propose using the objective of maximizing entropy (ME) for untargeted unlearning and incorporate answer preservation (AP) loss as regularization for targeted unlearning. Experimental results across three scenarios, i.e., fictitious unlearning, continual unlearning, and real-world unlearning, demonstrate the effectiveness of our approaches. The code is available at https://github.com/sail-sg/closer-look-LLM-unlearning.
Machine unlearning aims to selectively remove specific knowledge from a model. Current methods, such as task arithmetic, rely on fine-tuning models on the forget set, generating a task vector, and subtracting it from the original model. However, we argue the effectiveness of this approach is highly sensitive to hyperparameter selection, necessitating careful validation to identify the best model among many fine-tuned candidates. In this paper, we propose a novel method that leverages all given fine-tuned models rather than selecting a single one. By constructing task vectors from models trained with varied hyperparameters and merging only the components of the task vectors with consistent signs, we perform unlearning by negating the merged task vector from the original model. Given that existing methods also utilize multiple fine-tuned models, our approach delivers more effective unlearning without incurring additional computational costs. We demonstrate the effectiveness of our method on both vision-language models and standard image classification models, showing improved unlearning performance with minimal degradation on the retain set, outperforming state-of-the-art techniques.
Language models (LMs) can "memorize" information, i.e., encode training data in their weights in such a way that inference-time queries can lead to verbatim regurgitation of that data. This ability to extract training data can be problematic, for example, when data are private or sensitive. In this work, we investigate methods to mitigate memorization: three regularizer-based, three finetuning-based, and eleven machine unlearning-based methods, with five of the latter being new methods that we introduce. We also introduce TinyMem, a suite of small, computationally-efficient LMs for the rapid development and evaluation of memorization-mitigation methods. We demonstrate that the mitigation methods that we develop using TinyMem can successfully be applied to production-grade LMs, and we determine via experiment that: regularizer-based mitigation methods are slow and ineffective at curbing memorization; fine-tuning-based methods are effective at curbing memorization, but overly expensive, especially for retaining higher accuracies; and unlearning-based methods are faster and more effective, allowing for the precise localization and removal of memorized information from LM weights prior to inference. We show, in particular, that our proposed unlearning method BalancedSubnet outperforms other mitigation methods at removing memorized information while preserving performance on target tasks.
Random Forests are widely recognized for establishing efficacy in classification and regression tasks, standing out in various domains such as medical diagnosis, finance, and personalized recommendations. These domains, however, are inherently sensitive to privacy concerns, as personal and confidential data are involved. With increasing demand for the right to be forgotten, particularly under regulations such as GDPR and CCPA, the ability to perform machine unlearning has become crucial for Random Forests. However, insufficient attention was paid to this topic, and existing approaches face difficulties in being applied to real-world scenarios. Addressing this gap, we propose the DynFrs framework designed to enable efficient machine unlearning in Random Forests while preserving predictive accuracy. Dynfrs leverages subsampling method Occ(q) and a lazy tag strategy Lzy, and is still adaptable to any Random Forest variant. In essence, Occ(q) ensures that each sample in the training set occurs only in a proportion of trees so that the impact of deleting samples is limited, and Lzy delays the reconstruction of a tree node until necessary, thereby avoiding unnecessary modifications on tree structures. In experiments, applying Dynfrs on Extremely Randomized Trees yields substantial improvements, achieving orders of magnitude faster unlearning performance and better predictive accuracy than existing machine unlearning methods for Random Forests.
Large language models are finetuned to refuse questions about hazardous knowledge, but these protections can often be bypassed. Unlearning methods aim at completely removing hazardous capabilities from models and make them inaccessible to adversaries. This work challenges the fundamental differences between unlearning and traditional safety post-training from an adversarial perspective. We demonstrate that existing jailbreak methods, previously reported as ineffective against unlearning, can be successful when applied carefully. Furthermore, we develop a variety of adaptive methods that recover most supposedly unlearned capabilities. For instance, we show that finetuning on 10 unrelated examples or removing specific directions in the activation space can recover most hazardous capabilities for models edited with RMU, a state-of-the-art unlearning method. Our findings challenge the robustness of current unlearning approaches and question their advantages over safety training.
Machine unlearning aims to efficiently eliminate the influence of specific training data, known as the forget set, from the model. However, existing unlearning methods for Large Language Models (LLMs) face a critical challenge: they rely solely on negative feedback to suppress responses related to the forget set, which often results in nonsensical or inconsistent outputs, diminishing model utility and posing potential privacy risks. To address this limitation, we propose a novel approach called Alternate Preference Optimization (AltPO), which combines negative feedback with in-domain positive feedback on the forget set. Additionally, we introduce new evaluation metrics to assess the quality of responses related to the forget set. Extensive experiments show that our approach not only enables effective unlearning but also avoids undesirable model behaviors while maintaining overall model performance. Our implementation can be found at https://github.com/molereddy/Alternate-Preference-Optimization.
With the explosive growth of deep learning applications and increasing privacy concerns, the right to be forgotten has become a critical requirement in various AI industries. For example, given a facial recognition system, some individuals may wish to remove their personal data that might have been used in the training phase. Unfortunately, deep neural networks sometimes unexpectedly leak personal identities, making this removal challenging. While recent machine unlearning algorithms aim to enable models to forget specific data, we identify an unintended utility drop-correlation collapse-in which the essential correlations between image features and true labels weaken during the forgetting process. To address this challenge, we propose Distribution-Level Feature Distancing (DLFD), a novel method that efficiently forgets instances while preserving task-relevant feature correlations. Our method synthesizes data samples by optimizing the feature distribution to be distinctly different from that of forget samples, achieving effective results within a single training epoch. Through extensive experiments on facial recognition datasets, we demonstrate that our approach significantly outperforms state-of-the-art machine unlearning methods in both forgetting performance and model utility preservation.
Machine unlearning algorithms aim to efficiently remove data from a model without retraining it from scratch, in order to remove corrupted or outdated data or respect a user's ``right to be forgotten." Certified machine unlearning is a strong theoretical guarantee based on differential privacy that quantifies the extent to which an algorithm erases data from the model weights. In contrast to existing works in certified unlearning for convex or strongly convex loss functions, or nonconvex objectives with limiting assumptions, we propose the first, first-order, black-box (i.e., can be applied to models pretrained with vanilla gradient descent) algorithm for unlearning on general nonconvex loss functions, which unlearns by ``rewinding" to an earlier step during the learning process before performing gradient descent on the loss function of the retained data points. We prove $(\epsilon, \delta)$ certified unlearning and performance guarantees that establish the privacy-utility-complexity tradeoff of our algorithm, and we prove generalization guarantees for nonconvex functions that satisfy the Polyak-Lojasiewicz inequality. Finally, we implement our algorithm under a new experimental framework that more accurately reflects real-world use cases for preserving user privacy.