The recent literature in text classification is biased towards short text sequences (e.g., sentences or paragraphs). In real-world applications, multi-page multi-paragraph documents are common and they cannot be efficiently encoded by vanilla Transformer-based models. We compare different Transformer-based Long Document Classification (TrLDC) approaches that aim to mitigate the computational overhead of vanilla transformers to encode much longer text, namely sparse attention and hierarchical encoding methods. We examine several aspects of sparse attention (e.g., size of local attention window, use of global attention) and hierarchical (e.g., document splitting strategy) transformers on four document classification datasets covering different domains. We observe a clear benefit from being able to process longer text, and, based on our results, we derive practical advice of applying Transformer-based models on long document classification tasks.
Text-based communication is highly favoured as a communication method, especially in business environments. As a result, it is often abused by sending malicious messages, e.g., spam emails, to deceive users into relaying personal information, including online accounts credentials or banking details. For this reason, many machine learning methods for text classification have been proposed and incorporated into the services of most email providers. However, optimising text classification algorithms and finding the right tradeoff on their aggressiveness is still a major research problem. We present an updated survey of 12 machine learning text classifiers applied to a public spam corpus. A new pipeline is proposed to optimise hyperparameter selection and improve the models' performance by applying specific methods (based on natural language processing) in the preprocessing stage. Our study aims to provide a new methodology to investigate and optimise the effect of different feature sizes and hyperparameters in machine learning classifiers that are widely used in text classification problems. The classifiers are tested and evaluated on different metrics including F-score (accuracy), precision, recall, and run time. By analysing all these aspects, we show how the proposed pipeline can be used to achieve a good accuracy towards spam filtering on the Enron dataset, a widely used public email corpus. Statistical tests and explainability techniques are applied to provide a robust analysis of the proposed pipeline and interpret the classification outcomes of the 12 machine learning models, also identifying words that drive the classification results. Our analysis shows that it is possible to identify an effective machine learning model to classify the Enron dataset with an F-score of 94%.
As machine learning models are deployed ever more broadly, it becomes increasingly important that they are not only able to perform well on their training distribution, but also yield accurate predictions when confronted with distribution shift. The Distributionally Robust Optimization (DRO) framework proposes to address this issue by training models to minimize their expected risk under a collection of distributions, to imitate test-time shifts. This is most commonly achieved by instance-level re-weighting of the training objective to emulate the likelihood ratio with possible test distributions, which allows for estimating their empirical risk via importance sampling (assuming that they are subpopulations of the training distribution). However, re-weighting schemes in the literature are usually limited due to the difficulty of keeping the optimization problem tractable and the complexity of enforcing normalization constraints. In this paper, we show that three simple ideas -- mini-batch level normalization, a KL penalty and simultaneous gradient updates -- allow us to train models with DRO using a broader class of parametric likelihood ratios. In a series of experiments on both image and text classification benchmarks, we find that models trained with the resulting parametric adversaries are consistently more robust to subpopulation shifts when compared to other DRO approaches, and that the method performs reliably well with little hyper-parameter tuning. Code to reproduce our experiments can be found at https://github.com/pmichel31415/P-DRO.
Prompt-based learning (i.e., prompting) is an emerging paradigm for exploiting knowledge learned by a pretrained language model. In this paper, we propose Automatic Multi-Label Prompting (AMuLaP), a simple yet effective method to automatically select label mappings for few-shot text classification with prompting. Our method exploits one-to-many label mappings and a statistics-based algorithm to select label mappings given a prompt template. Our experiments demonstrate that AMuLaP achieves competitive performance on the GLUE benchmark without human effort or external resources.
Existing approaches to mitigate demographic biases evaluate on monolingual data, however, multilingual data has not been examined. In this work, we treat the gender as domains (e.g., male vs. female) and present a standard domain adaptation model to reduce the gender bias and improve performance of text classifiers under multilingual settings. We evaluate our approach on two text classification tasks, hate speech detection and rating prediction, and demonstrate the effectiveness of our approach with three fair-aware baselines.
Compared to sequential learning models, graph-based neural networks exhibit excellent ability in capturing global information and have been used for semi-supervised learning tasks. Most Graph Convolutional Networks are designed with the single-dimensional edge feature and failed to utilise the rich edge information about graphs. This paper introduces the ME-GCN (Multi-dimensional Edge-enhanced Graph Convolutional Networks) for semi-supervised text classification. A text graph for an entire corpus is firstly constructed to describe the undirected and multi-dimensional relationship of word-to-word, document-document, and word-to-document. The graph is initialised with corpus-trained multi-dimensional word and document node representation, and the relations are represented according to the distance of those words/documents nodes. Then, the generated graph is trained with ME-GCN, which considers the edge features as multi-stream signals, and each stream performs a separate graph convolutional operation. Our ME-GCN can integrate a rich source of graph edge information of the entire text corpus. The results have demonstrated that our proposed model has significantly outperformed the state-of-the-art methods across eight benchmark datasets.
We analyze various methods for single-label and multi-label text classification across well-known datasets, categorizing them into bag-of-words, sequence-based, graph-based, and hierarchical approaches. Despite the surge in methods like graph-based models, encoder-only pre-trained language models, notably BERT, remain state-of-the-art. However, recent findings suggest simpler models like logistic regression and trigram-based SVMs outperform newer techniques. While decoder-only generative language models show promise in learning with limited data, they lag behind encoder-only models in performance. We emphasize the superiority of discriminative language models like BERT over generative models for supervised tasks. Additionally, we highlight the literature's lack of robustness in method comparisons, particularly concerning basic hyperparameter optimizations like learning rate in fine-tuning encoder-only language models. Data availability: The source code is available at https://github.com/drndr/multilabel-text-clf All datasets used for our experiments are publicly available except the NYT dataset.
Text classification is a representative downstream task of natural language processing, and has exhibited excellent performance since the advent of pre-trained language models based on Transformer architecture. However, in pre-trained language models, under-fitting often occurs due to the size of the model being very large compared to the amount of available training data. Along with significant importance of data collection in modern machine learning paradigm, studies have been actively conducted for natural language data augmentation. In light of this, we introduce three data augmentation schemes that help reduce underfitting problems of large-scale language models. Primarily we use a generation model for data augmentation, which is defined as Data Augmentation with Generation (DAG). Next, we augment data using text modification techniques such as corruption and word order change (Data Augmentation with Modification, DAM). Finally, we propose Data Augmentation with Generation And Modification (DAGAM), which combines DAG and DAM techniques for a boosted performance. We conduct data augmentation for six benchmark datasets of text classification task, and verify the usefulness of DAG, DAM, and DAGAM through BERT-based fine-tuning and evaluation, deriving better results compared to the performance with original datasets.
Graph Convolutional Networks (GCN) have been effective at tasks that have rich relational structure and can preserve global structure information of a dataset in graph embeddings. Recently, many researchers focused on examining whether GCNs could handle different Natural Language Processing tasks, especially text classification. While applying GCNs to text classification is well-studied, its graph construction techniques, such as node/edge selection and their feature representation, and the optimal GCN learning mechanism in text classification is rather neglected. In this paper, we conduct a comprehensive analysis of the role of node and edge embeddings in a graph and its GCN learning techniques in text classification. Our analysis is the first of its kind and provides useful insights into the importance of each graph node/edge construction mechanism when applied at the GCN training/testing in different text classification benchmarks, as well as under its semi-supervised environment.
Language model (LM) pretraining can learn various knowledge from text corpora, helping downstream tasks. However, existing methods such as BERT model a single document, and do not capture dependencies or knowledge that span across documents. In this work, we propose LinkBERT, an LM pretraining method that leverages links between documents, e.g., hyperlinks. Given a text corpus, we view it as a graph of documents and create LM inputs by placing linked documents in the same context. We then pretrain the LM with two joint self-supervised objectives: masked language modeling and our new proposal, document relation prediction. We show that LinkBERT outperforms BERT on various downstream tasks across two domains: the general domain (pretrained on Wikipedia with hyperlinks) and biomedical domain (pretrained on PubMed with citation links). LinkBERT is especially effective for multi-hop reasoning and few-shot QA (+5% absolute improvement on HotpotQA and TriviaQA), and our biomedical LinkBERT sets new states of the art on various BioNLP tasks (+7% on BioASQ and USMLE). We release our pretrained models, LinkBERT and BioLinkBERT, as well as code and data at https://github.com/michiyasunaga/LinkBERT.
We study the problem of building text classifiers with little or no training data, commonly known as zero and few-shot text classification. In recent years, an approach based on neural textual entailment models has been found to give strong results on a diverse range of tasks. In this work, we show that with proper pre-training, Siamese Networks that embed texts and labels offer a competitive alternative. These models allow for a large reduction in inference cost: constant in the number of labels rather than linear. Furthermore, we introduce label tuning, a simple and computationally efficient approach that allows to adapt the models in a few-shot setup by only changing the label embeddings. While giving lower performance than model fine-tuning, this approach has the architectural advantage that a single encoder can be shared by many different tasks.
Neural language models show vulnerability to adversarial examples which are semantically similar to their original counterparts with a few words replaced by their synonyms. A common way to improve model robustness is adversarial training which follows two steps-collecting adversarial examples by attacking a target model, and fine-tuning the model on the augmented dataset with these adversarial examples. The objective of traditional adversarial training is to make a model produce the same correct predictions on an original/adversarial example pair. However, the consistency between model decision-makings on two similar texts is ignored. We argue that a robust model should behave consistently on original/adversarial example pairs, that is making the same predictions (what) based on the same reasons (how) which can be reflected by consistent interpretations. In this work, we propose a novel feature-level adversarial training method named FLAT. FLAT aims at improving model robustness in terms of both predictions and interpretations. FLAT incorporates variational word masks in neural networks to learn global word importance and play as a bottleneck teaching the model to make predictions based on important words. FLAT explicitly shoots at the vulnerability problem caused by the mismatch between model understandings on the replaced words and their synonyms in original/adversarial example pairs by regularizing the corresponding global word importance scores. Experiments show the effectiveness of FLAT in improving the robustness with respect to both predictions and interpretations of four neural network models (LSTM, CNN, BERT, and DeBERTa) to two adversarial attacks on four text classification tasks. The models trained via FLAT also show better robustness than baseline models on unforeseen adversarial examples across different attacks.
Multi-source domain adaptation has been intensively studied. The distribution shift in features inherent to specific domains causes the negative transfer problem, degrading a model's generality to unseen tasks. In Federated Learning (FL), learned model parameters are shared to train a global model that leverages the underlying knowledge across client models trained on separate data domains. Nonetheless, the data confidentiality of FL hinders the effectiveness of traditional domain adaptation methods that require prior knowledge of different domain data. We propose a new federated domain generalization method called Federated Knowledge Alignment (FedKA). FedKA leverages feature distribution matching in a global workspace such that the global model can learn domain-invariant client features under the constraint of unknown client data. FedKA employs a federated voting mechanism that generates target domain pseudo-labels based on the consensus from clients to facilitate global model fine-tuning. We performed extensive experiments, including an ablation study, to evaluate the effectiveness of the proposed method in both image and text classification tasks using different model architectures. The empirical results show that FedKA achieves performance gains of 8.8% and 3.5% in Digit-Five and Office-Caltech10, respectively, and a gain of 0.7% in Amazon Review with extremely limited training data. Moreover, we studied the effectiveness of FedKA in alleviating the negative transfer of FL based on a new criterion called Group Effect. The results show that FedKA can reduce negative transfer, improving the performance gain via model aggregation by 4 times.
Prior research has discussed and illustrated the need to consider linguistic norms at the community level when studying taboo (hateful/offensive/toxic etc.) language. However, a methodology for doing so, that is firmly founded on community language norms is still largely absent. This can lead both to biases in taboo text classification and limitations in our understanding of the causes of bias. We propose a method to study bias in taboo classification and annotation where a community perspective is front and center. This is accomplished by using special classifiers tuned for each community's language. In essence, these classifiers represent community level language norms. We use these to study bias and find, for example, biases are largest against African Americans (7/10 datasets and all 3 classifiers examined). In contrast to previous papers we also study other communities and find, for example, strong biases against South Asians. In a small scale user study we illustrate our key idea which is that common utterances, i.e., those with high alignment scores with a community (community classifier confidence scores) are unlikely to be regarded taboo. Annotators who are community members contradict taboo classification decisions and annotations in a majority of instances. This paper is a significant step toward reducing false positive taboo decisions that over time harm minority communities.
In real-world scenarios, a text classification task often begins with a cold start, when labeled data is scarce. In such cases, the common practice of fine-tuning pre-trained models, such as BERT, for a target classification task, is prone to produce poor performance. We suggest a method to boost the performance of such models by adding an intermediate unsupervised classification task, between the pre-training and fine-tuning phases. As such an intermediate task, we perform clustering and train the pre-trained model on predicting the cluster labels. We test this hypothesis on various data sets, and show that this additional classification phase can significantly improve performance, mainly for topical classification tasks, when the number of labeled instances available for fine-tuning is only a couple of dozen to a few hundred.
Recently, prefix-tuning has gained increasing attention as a parameter-efficient finetuning method for large-scale pretrained language models. The method keeps the pretrained models fixed and only updates the prefix token parameters for each downstream task. Despite being lightweight and modular, prefix-tuning still lacks robustness to textual adversarial attacks. However, most currently developed defense techniques necessitate auxiliary model update and storage, which inevitably hamper the modularity and low storage of prefix-tuning. In this work, we propose a robust prefix-tuning framework that preserves the efficiency and modularity of prefix-tuning. The core idea of our framework is leveraging the layerwise activations of the language model by correctly-classified training data as the standard for additional prefix finetuning. During the test phase, an extra batch-level prefix is tuned for each batch and added to the original prefix for robustness enhancement. Extensive experiments on three text classification benchmarks show that our framework substantially improves robustness over several strong baselines against five textual attacks of different types while maintaining comparable accuracy on clean texts. We also interpret our robust prefix-tuning framework from the optimal control perspective and pose several directions for future research.
The increasing volume of commercially available conversational agents (CAs) on the market has resulted in users being burdened with learning and adopting multiple agents to accomplish their tasks. Though prior work has explored supporting a multitude of domains within the design of a single agent, the interaction experience suffers due to the large action space of desired capabilities. To address these problems, we introduce a new task BBAI: Black-Box Agent Integration, focusing on combining the capabilities of multiple black-box CAs at scale. We explore two techniques: question agent pairing and question response pairing aimed at resolving this task. Leveraging these techniques, we design One For All (OFA), a scalable system that provides a unified interface to interact with multiple CAs. Additionally, we introduce MARS: Multi-Agent Response Selection, a new encoder model for question response pairing that jointly encodes user question and agent response pairs. We demonstrate that OFA is able to automatically and accurately integrate an ensemble of commercially available CAs spanning disparate domains. Specifically, using the MARS encoder we achieve the highest accuracy on our BBAI task, outperforming strong baselines.
Automatic Readability Assessment (ARA), the task of assigning a reading level to a text, is traditionally treated as a classification problem in NLP research. In this paper, we propose the first neural, pairwise ranking approach to ARA and compare it with existing classification, regression, and (non-neural) ranking methods. We establish the performance of our model by conducting experiments with three English, one French and one Spanish datasets. We demonstrate that our approach performs well in monolingual single/cross corpus testing scenarios and achieves a zero-shot cross-lingual ranking accuracy of over 80% for both French and Spanish when trained on English data. Additionally, we also release a new parallel bilingual readability dataset in English and French. To our knowledge, this paper proposes the first neural pairwise ranking model for ARA, and shows the first results of cross-lingual, zero-shot evaluation of ARA with neural models.
We present a Chinese BERT model dubbed MarkBERT that uses word information in this work. Existing word-based BERT models regard words as basic units, however, due to the vocabulary limit of BERT, they only cover high-frequency words and fall back to character level when encountering out-of-vocabulary (OOV) words. Different from existing works, MarkBERT keeps the vocabulary being Chinese characters and inserts boundary markers between contiguous words. Such design enables the model to handle any words in the same way, no matter they are OOV words or not. Besides, our model has two additional benefits: first, it is convenient to add word-level learning objectives over markers, which is complementary to traditional character and sentence-level pretraining tasks; second, it can easily incorporate richer semantics such as POS tags of words by replacing generic markers with POS tag-specific markers. With the simple markers insertion, MarkBERT can improve the performances of various downstream tasks including language understanding and sequence labeling. \footnote{All the codes and models will be made publicly available at \url{https://github.com/daiyongya/markbert}}
Despite the success, the process of fine-tuning large-scale PLMs brings prohibitive adaptation costs. In fact, fine-tuning all the parameters of a colossal model and retaining separate instances for different tasks are practically infeasible. This necessitates a new branch of research focusing on the parameter-efficient adaptation of PLMs, dubbed as delta tuning in this paper. In contrast with the standard fine-tuning, delta tuning only fine-tunes a small portion of the model parameters while keeping the rest untouched, largely reducing both the computation and storage costs. Recent studies have demonstrated that a series of delta tuning methods with distinct tuned parameter selection could achieve performance on a par with full-parameter fine-tuning, suggesting a new promising way of stimulating large-scale PLMs. In this paper, we first formally describe the problem of delta tuning and then comprehensively review recent delta tuning approaches. We also propose a unified categorization criterion that divide existing delta tuning methods into three groups: addition-based, specification-based, and reparameterization-based methods. Though initially proposed as an efficient method to steer large models, we believe that some of the fascinating evidence discovered along with delta tuning could help further reveal the mechanisms of PLMs and even deep neural networks. To this end, we discuss the theoretical principles underlying the effectiveness of delta tuning and propose frameworks to interpret delta tuning from the perspective of optimization and optimal control, respectively. Furthermore, we provide a holistic empirical study of representative methods, where results on over 100 NLP tasks demonstrate a comprehensive performance comparison of different approaches. The experimental results also cover the analysis of combinatorial, scaling and transferable properties of delta tuning.