Classifying patterns of known classes and rejecting ambiguous and novel (also called as out-of-distribution (OOD)) inputs are involved in open world pattern recognition. Deep neural network models usually excel in closed-set classification while performs poorly in rejecting OOD inputs. To tackle this problem, numerous methods have been designed to perform open set recognition (OSR) or OOD rejection/detection tasks. Previous methods mostly take post-training score transformation or hybrid models to ensure low scores on OOD inputs while separating known classes. In this paper, we attempt to build a unified framework for building open set classifiers for both classification and OOD rejection. We formulate the open set recognition of $ K $-known-class as a $ (K+1) $-class classification problem with model trained on known-class samples only. By decomposing the $ K $-class problem into $ K $ one-versus-all (OVA) binary classification tasks and binding some parameters, we show that combining the scores of OVA classifiers can give $ (K+1) $-class posterior probabilities, which enables classification and OOD rejection in a unified framework. To maintain the closed-set classification accuracy of the OVA trained classifier, we propose a hybrid training strategy combining OVA loss and multi-class cross-entropy loss. We implement the OVA framework and hybrid training strategy on the recently proposed convolutional prototype network and prototype classifier on vision transformer (ViT) backbone. Experiments on popular OSR and OOD detection datasets demonstrate that the proposed framework, using a single multi-class classifier, yields competitive performance in closed-set classification, OOD detection, and misclassification detection.
Open-set face recognition characterizes a scenario where unknown individuals, unseen during the training and enrollment stages, appear on operation time. This work concentrates on watchlists, an open-set task that is expected to operate at a low False Positive Identification Rate and generally includes only a few enrollment samples per identity. We introduce a compact adapter network that benefits from additional negative face images when combined with distinct cost functions, such as Objectosphere Loss (OS) and the proposed Maximal Entropy Loss (MEL). MEL modifies the traditional Cross-Entropy loss in favor of increasing the entropy for negative samples and attaches a penalty to known target classes in pursuance of gallery specialization. The proposed approach adopts pre-trained deep neural networks (DNNs) for face recognition as feature extractors. Then, the adapter network takes deep feature representations and acts as a substitute for the output layer of the pre-trained DNN in exchange for an agile domain adaptation. Promising results have been achieved following open-set protocols for three different datasets: LFW, IJB-C, and UCCS as well as state-of-the-art performance when supplementary negative data is properly selected to fine-tune the adapter network.
In this paper, we introduce the Recognize Anything Plus Model (RAM++), an open-set image tagging model effectively leveraging multi-grained text supervision. Previous approaches (e.g., CLIP) primarily utilize global text supervision paired with images, leading to sub-optimal performance in recognizing multiple individual semantic tags. In contrast, RAM++ seamlessly integrates individual tag supervision with global text supervision, all within a unified alignment framework. This integration not only ensures efficient recognition of predefined tag categories, but also enhances generalization capabilities for diverse open-set categories. Furthermore, RAM++ employs large language models (LLMs) to convert semantically constrained tag supervision into more expansive tag description supervision, thereby enriching the scope of open-set visual description concepts. Comprehensive evaluations on various image recognition benchmarks demonstrate RAM++ exceeds existing state-of-the-art (SOTA) open-set image tagging models on most aspects. Specifically, for predefined commonly used tag categories, RAM++ showcases 10.2 mAP and 15.4 mAP enhancements over CLIP on OpenImages and ImageNet. For open-set categories beyond predefined, RAM++ records improvements of 5.0 mAP and 6.4 mAP over CLIP and RAM respectively on OpenImages. For diverse human-object interaction phrases, RAM++ achieves 7.8 mAP and 4.7 mAP improvements on the HICO benchmark. Code, datasets and pre-trained models are available at \url{https://github.com/xinyu1205/recognize-anything}.
In this paper, we focus on a general yet important learning problem, pairwise similarity learning (PSL). PSL subsumes a wide range of important applications, such as open-set face recognition, speaker verification, image retrieval and person re-identification. The goal of PSL is to learn a pairwise similarity function assigning a higher similarity score to positive pairs (i.e., a pair of samples with the same label) than to negative pairs (i.e., a pair of samples with different label). We start by identifying a key desideratum for PSL, and then discuss how existing methods can achieve this desideratum. We then propose a surprisingly simple proxy-free method, called SimPLE, which requires neither feature/proxy normalization nor angular margin and yet is able to generalize well in open-set recognition. We apply the proposed method to three challenging PSL tasks: open-set face recognition, image retrieval and speaker verification. Comprehensive experimental results on large-scale benchmarks show that our method performs significantly better than current state-of-the-art methods.
In most works on deep incremental learning research, it is assumed that novel samples are pre-identified for neural network retraining. However, practical deep classifiers often misidentify these samples, leading to erroneous predictions. Such misclassifications can degrade model performance. Techniques like open set recognition offer a means to detect these novel samples, representing a significant area in the machine learning domain. In this paper, we introduce a deep class-incremental learning framework integrated with open set recognition. Our approach refines class-incrementally learned features to adapt them for distance-based open set recognition. Experimental results validate that our method outperforms state-of-the-art incremental learning techniques and exhibits superior performance in open set recognition compared to baseline methods.
Few-shot learning has made impressive strides in addressing the crucial challenges of recognizing unknown samples from novel classes in target query sets and managing visual shifts between domains. However, existing techniques fall short when it comes to identifying target outliers under domain shifts by learning to reject pseudo-outliers from the source domain, resulting in an incomplete solution to both problems. To address these challenges comprehensively, we propose a novel approach called Domain Adaptive Few-Shot Open Set Recognition (DA-FSOS) and introduce a meta-learning-based architecture named DAFOSNET. During training, our model learns a shared and discriminative embedding space while creating a pseudo open-space decision boundary, given a fully-supervised source domain and a label-disjoint few-shot target domain. To enhance data density, we use a pair of conditional adversarial networks with tunable noise variances to augment both domains closed and pseudo-open spaces. Furthermore, we propose a domain-specific batch-normalized class prototypes alignment strategy to align both domains globally while ensuring class-discriminativeness through novel metric objectives. Our training approach ensures that DAFOS-NET can generalize well to new scenarios in the target domain. We present three benchmarks for DA-FSOS based on the Office-Home, mini-ImageNet/CUB, and DomainNet datasets and demonstrate the efficacy of DAFOS-NET through extensive experimentation
Open-set face recognition refers to a scenario in which biometric systems have incomplete knowledge of all existing subjects. Therefore, they are expected to prevent face samples of unregistered subjects from being identified as previously enrolled identities. This watchlist context adds an arduous requirement that calls for the dismissal of irrelevant faces by focusing mainly on subjects of interest. As a response, this work introduces a novel method that associates an ensemble of compact neural networks with a margin-based cost function that explores additional samples. Supplementary negative samples can be obtained from external databases or synthetically built at the representation level in training time with a new mix-up feature augmentation approach. Deep neural networks pre-trained on large face datasets serve as the preliminary feature extraction module. We carry out experiments on well-known LFW and IJB-C datasets where results show that the approach is able to boost closed and open-set identification rates.
A desirable open world recognition (OWR) system requires performing three tasks: (1) Open set recognition (OSR), i.e., classifying the known (classes seen during training) and rejecting the unknown (unseen$/$novel classes) online; (2) Grouping and labeling these unknown as novel known classes; (3) Incremental learning (IL), i.e., continual learning these novel classes and retaining the memory of old classes. Ideally, all of these steps should be automated. However, existing methods mostly assume that the second task is completely done manually. To bridge this gap, we propose OpenGCD that combines three key ideas to solve the above problems sequentially: (a) We score the origin of instances (unknown or specifically known) based on the uncertainty of the classifier's prediction; (b) For the first time, we introduce generalized category discovery (GCD) techniques in OWR to assist humans in grouping unlabeled data; (c) For the smooth execution of IL and GCD, we retain an equal number of informative exemplars for each class with diversity as the goal. Moreover, we present a new performance evaluation metric for GCD called harmonic clustering accuracy. Experiments on two standard classification benchmarks and a challenging dataset demonstrate that OpenGCD not only offers excellent compatibility but also substantially outperforms other baselines. Code: https://github.com/Fulin-Gao/OpenGCD.
Machine learning has achieved remarkable success over the past couple of decades, often attributed to a combination of algorithmic innovations and the availability of high-quality data available at scale. However, a third critical component is the fine-tuning of hyperparameters, which plays a pivotal role in achieving optimal model performance. Despite its significance, hyperparameter optimization (HPO) remains a challenging task for several reasons. Many HPO techniques rely on naive search methods or assume that the loss function is smooth and continuous, which may not always be the case. Traditional methods, like grid search and Bayesian optimization, often struggle to quickly adapt and efficiently search the loss landscape. Grid search is computationally expensive, while Bayesian optimization can be slow to prime. Since the search space for HPO is frequently high-dimensional and non-convex, it is often challenging to efficiently find a global minimum. Moreover, optimal hyperparameters can be sensitive to the specific dataset or task, further complicating the search process. To address these issues, we propose a new hyperparameter optimization method, HomOpt, using a data-driven approach based on a generalized additive model (GAM) surrogate combined with homotopy optimization. This strategy augments established optimization methodologies to boost the performance and effectiveness of any given method with faster convergence to the optimum on continuous, discrete, and categorical domain spaces. We compare the effectiveness of HomOpt applied to multiple optimization techniques (e.g., Random Search, TPE, Bayes, and SMAC) showing improved objective performance on many standardized machine learning benchmarks and challenging open-set recognition tasks.
Developing computational pathology models is essential for reducing manual tissue typing from whole slide images, transferring knowledge from the source domain to an unlabeled, shifted target domain, and identifying unseen categories. We propose a practical setting by addressing the above-mentioned challenges in one fell swoop, i.e., source-free open-set domain adaptation. Our methodology focuses on adapting a pre-trained source model to an unlabeled target dataset and encompasses both closed-set and open-set classes. Beyond addressing the semantic shift of unknown classes, our framework also deals with a covariate shift, which manifests as variations in color appearance between source and target tissue samples. Our method hinges on distilling knowledge from a self-supervised vision transformer (ViT), drawing guidance from either robustly pre-trained transformer models or histopathology datasets, including those from the target domain. In pursuit of this, we introduce a novel style-based adversarial data augmentation, serving as hard positives for self-training a ViT, resulting in highly contextualized embeddings. Following this, we cluster semantically akin target images, with the source model offering weak pseudo-labels, albeit with uncertain confidence. To enhance this process, we present the closed-set affinity score (CSAS), aiming to correct the confidence levels of these pseudo-labels and to calculate weighted class prototypes within the contextualized embedding space. Our approach establishes itself as state-of-the-art across three public histopathological datasets for colorectal cancer assessment. Notably, our self-training method seamlessly integrates with open-set detection methods, resulting in enhanced performance in both closed-set and open-set recognition tasks.
Zero-Shot Learning (ZSL) focuses on classifying samples of unseen classes with only their side semantic information presented during training. It cannot handle real-life, open-world scenarios where there are test samples of unknown classes for which neither samples (e.g., images) nor their side semantic information is known during training. Open-Set Recognition (OSR) is dedicated to addressing the unknown class issue, but existing OSR methods are not designed to model the semantic information of the unseen classes. To tackle this combined ZSL and OSR problem, we consider the case of "Zero-Shot Open-Set Recognition" (ZS-OSR), where a model is trained under the ZSL setting but it is required to accurately classify samples from the unseen classes while being able to reject samples from the unknown classes during inference. We perform large experiments on combining existing state-of-the-art ZSL and OSR models for the ZS-OSR task on four widely used datasets adapted from the ZSL task, and reveal that ZS-OSR is a non-trivial task as the simply combined solutions perform badly in distinguishing the unseen-class and unknown-class samples. We further introduce a novel approach specifically designed for ZS-OSR, in which our model learns to generate adversarial semantic embeddings of the unknown classes to train an unknowns-informed ZS-OSR classifier. Extensive empirical results show that our method 1) substantially outperforms the combined solutions in detecting the unknown classes while retaining the classification accuracy on the unseen classes and 2) achieves similar superiority under generalized ZS-OSR settings.
In the field of visual scene understanding, deep neural networks have made impressive advancements in various core tasks like segmentation, tracking, and detection. However, most approaches operate on the close-set assumption, meaning that the model can only identify pre-defined categories that are present in the training set. Recently, open vocabulary settings were proposed due to the rapid progress of vision language pre-training. These new approaches seek to locate and recognize categories beyond the annotated label space. The open vocabulary approach is more general, practical, and effective compared to weakly supervised and zero-shot settings. This paper provides a thorough review of open vocabulary learning, summarizing and analyzing recent developments in the field. In particular, we begin by comparing it to related concepts such as zero-shot learning, open-set recognition, and out-of-distribution detection. Then, we review several closely related tasks in the case of segmentation and detection, including long-tail problems, few-shot, and zero-shot settings. For the method survey, we first present the basic knowledge of detection and segmentation in close-set as the preliminary knowledge. Next, we examine various scenarios in which open vocabulary learning is used, identifying common design elements and core ideas. Then, we compare the recent detection and segmentation approaches in commonly used datasets and benchmarks. Finally, we conclude with insights, issues, and discussions regarding future research directions. To our knowledge, this is the first comprehensive literature review of open vocabulary learning. We keep tracing related works at https://github.com/jianzongwu/Awesome-Open-Vocabulary.
A personalized KeyWord Spotting (KWS) pipeline typically requires the training of a Deep Learning model on a large set of user-defined speech utterances, preventing fast customization directly applied on-device. To fill this gap, this paper investigates few-shot learning methods for open-set KWS classification by combining a deep feature encoder with a prototype-based classifier. With user-defined keywords from 10 classes of the Google Speech Command dataset, our study reports an accuracy of up to 76% in a 10-shot scenario while the false acceptance rate of unknown data is kept to 5%. In the analyzed settings, the usage of the triplet loss to train an encoder with normalized output features performs better than the prototypical networks jointly trained with a generator of dummy unknown-class prototypes. This design is also more effective than encoders trained on a classification problem and features fewer parameters than other iso-accuracy approaches.
Out-of-distribution (OOD) detection is the problem of identifying inputs which are unrelated to the in-distribution task. The OOD detection performance when the in-distribution (ID) is ImageNet-1K is commonly being tested on a small range of test OOD datasets. We find that most of the currently used test OOD datasets, including datasets from the open set recognition (OSR) literature, have severe issues: In some cases more than 50$\%$ of the dataset contains objects belonging to one of the ID classes. These erroneous samples heavily distort the evaluation of OOD detectors. As a solution, we introduce with NINCO a novel test OOD dataset, each sample checked to be ID free, which with its fine-grained range of OOD classes allows for a detailed analysis of an OOD detector's strengths and failure modes, particularly when paired with a number of synthetic "OOD unit-tests". We provide detailed evaluations across a large set of architectures and OOD detection methods on NINCO and the unit-tests, revealing new insights about model weaknesses and the effects of pretraining on OOD detection performance. We provide code and data at https://github.com/j-cb/NINCO.
The article presents the torchosr package - a Python package compatible with PyTorch library - offering tools and methods dedicated to Open Set Recognition in Deep Neural Networks. The package offers two state-of-the-art methods in the field, a set of functions for handling base sets and generation of derived sets for the Open Set Recognition task (where some classes are considered unknown and used only in the testing process) and additional tools to handle datasets and methods. The main goal of the package proposal is to simplify and promote the correct experimental evaluation, where experiments are carried out on a large number of derivative sets with various Openness and class-to-category assignments. The authors hope that state-of-the-art methods available in the package will become a source of a correct and open-source implementation of the relevant solutions in the domain.
Few-shot open-set recognition (FSOR) is a challenging task of great practical value. It aims to categorize a sample to one of the pre-defined, closed-set classes illustrated by few examples while being able to reject the sample from unknown classes. In this work, we approach the FSOR task by proposing a novel energy-based hybrid model. The model is composed of two branches, where a classification branch learns a metric to classify a sample to one of closed-set classes and the energy branch explicitly estimates the open-set probability. To achieve holistic detection of open-set samples, our model leverages both class-wise and pixel-wise features to learn a glocal energy-based score, in which a global energy score is learned using the class-wise features, while a local energy score is learned using the pixel-wise features. The model is enforced to assign large energy scores to samples that are deviated from the few-shot examples in either the class-wise features or the pixel-wise features, and to assign small energy scores otherwise. Experiments on three standard FSOR datasets show the superior performance of our model.
In real-world applications, a machine learning model is required to handle an open-set recognition (OSR), where unknown classes appear during the inference, in addition to a domain shift, where the distribution of data differs between the training and inference phases. Domain generalization (DG) aims to handle the domain shift situation where the target domain of the inference phase is inaccessible during model training. Open domain generalization (ODG) takes into account both DG and OSR. Domain-Augmented Meta-Learning (DAML) is a method targeting ODG but has a complicated learning process. On the other hand, although various DG methods have been proposed, they have not been evaluated in ODG situations. This work comprehensively evaluates existing DG methods in ODG and shows that two simple DG methods, CORrelation ALignment (CORAL) and Maximum Mean Discrepancy (MMD), are competitive with DAML in several cases. In addition, we propose simple extensions of CORAL and MMD by introducing the techniques used in DAML, such as ensemble learning and Dirichlet mixup data augmentation. The experimental evaluation demonstrates that the extended CORAL and MMD can perform comparably to DAML with lower computational costs. This suggests that the simple DG methods and their simple extensions are strong baselines for ODG. The code used in the experiments is available at https://github.com/shiralab/OpenDG-Eval.
Despite the remarkable progress in generative technology, the Janus-faced issues of intellectual property protection and malicious content supervision have arisen. Efforts have been paid to manage synthetic images by attributing them to a set of potential source models. However, the closed-set classification setting limits the application in real-world scenarios for handling contents generated by arbitrary models. In this study, we focus on a challenging task, namely Open-Set Model Attribution (OSMA), to simultaneously attribute images to known models and identify those from unknown ones. Compared to existing open-set recognition (OSR) tasks focusing on semantic novelty, OSMA is more challenging as the distinction between images from known and unknown models may only lie in visually imperceptible traces. To this end, we propose a Progressive Open Space Expansion (POSE) solution, which simulates open-set samples that maintain the same semantics as closed-set samples but embedded with different imperceptible traces. Guided by a diversity constraint, the open space is simulated progressively by a set of lightweight augmentation models. We consider three real-world scenarios and construct an OSMA benchmark dataset, including unknown models trained with different random seeds, architectures, and datasets from known ones. Extensive experiments on the dataset demonstrate POSE is superior to both existing model attribution methods and off-the-shelf OSR methods.
Open-set Recognition (OSR) aims to identify test samples whose classes are not seen during the training process. Recently, Unified Open-set Recognition (UOSR) has been proposed to reject not only unknown samples but also known but wrongly classified samples, which tends to be more practical in real-world applications. The UOSR draws little attention since it is proposed, but we find sometimes it is even more practical than OSR in the real world applications, as evaluation results of known but wrongly classified samples are also wrong like unknown samples. In this paper, we deeply analyze the UOSR task under different training and evaluation settings to shed light on this promising research direction. For this purpose, we first evaluate the UOSR performance of several OSR methods and show a significant finding that the UOSR performance consistently surpasses the OSR performance by a large margin for the same method. We show that the reason lies in the known but wrongly classified samples, as their uncertainty distribution is extremely close to unknown samples rather than known and correctly classified samples. Second, we analyze how the two training settings of OSR (i.e., pre-training and outlier exposure) influence the UOSR. We find although they are both beneficial for distinguishing known and correctly classified samples from unknown samples, pre-training is also helpful for identifying known but wrongly classified samples while outlier exposure is not. In addition to different training settings, we also formulate a new evaluation setting for UOSR which is called few-shot UOSR, where only one or five samples per unknown class are available during evaluation to help identify unknown samples. We propose FS-KNNS for the few-shot UOSR to achieve state-of-the-art performance under all settings.
Open-set semi-supervised learning (OSSL) embodies a practical scenario within semi-supervised learning, wherein the unlabeled training set encompasses classes absent from the labeled set. Many existing OSSL methods assume that these out-of-distribution data are harmful and put effort into excluding data belonging to unknown classes from the training objective. In contrast, we propose an OSSL framework that facilitates learning from all unlabeled data through self-supervision. Additionally, we utilize an energy-based score to accurately recognize data belonging to the known classes, making our method well-suited for handling uncurated data in deployment. We show through extensive experimental evaluations that our method yields state-of-the-art results on many of the evaluated benchmark problems in terms of closed-set accuracy and open-set recognition when compared with existing methods for OSSL. Our code is available at https://github.com/walline/ssl-tf2-sefoss.