In-context learning, the ability of large language models to perform tasks using only examples provided in the prompt, has recently been adapted for time series forecasting. This paradigm enables zero-shot prediction, where past values serve as context for forecasting future values, making powerful forecasting tools accessible to non-experts and increasing the performance when training data are scarce. Most existing zero-shot forecasting approaches rely on transformer architectures, which, despite their success in language, often fall short of expectations in time series forecasting, where recurrent models like LSTMs frequently have the edge. Conversely, while LSTMs are well-suited for time series modeling due to their state-tracking capabilities, they lack strong in-context learning abilities. We introduce TiRex that closes this gap by leveraging xLSTM, an enhanced LSTM with competitive in-context learning skills. Unlike transformers, state-space models, or parallelizable RNNs such as RWKV, TiRex retains state-tracking, a critical property for long-horizon forecasting. To further facilitate its state-tracking ability, we propose a training-time masking strategy called CPM. TiRex sets a new state of the art in zero-shot time series forecasting on the HuggingFace benchmarks GiftEval and Chronos-ZS, outperforming significantly larger models including TabPFN-TS (Prior Labs), Chronos Bolt (Amazon), TimesFM (Google), and Moirai (Salesforce) across both short- and long-term forecasts.
A restaurant dinner or a hotel stay may lead to memorable experiences when guests encounter unexpected aspects that also match their interests. For example, an origami-making station in the waiting area of a restaurant may be both surprising and enjoyable for a customer who is passionate about paper crafts. Similarly, an exhibit of 18th century harpsichords would be atypical for a hotel lobby and likely pique the interest of a guest who has a passion for Baroque music. Motivated by this insight, in this paper we introduce the new task of engineering serendipity through recommendations of items with atypical aspects. We describe an LLM-based system pipeline that extracts atypical aspects from item reviews, then estimates and aggregates their user-specific utility in a measure of serendipity potential that is used to rerank a list of items recommended to the user. To facilitate system development and evaluation, we introduce a dataset of Yelp reviews that are manually annotated with atypical aspects and a dataset of artificially generated user profiles, together with crowdsourced annotations of user-aspect utility values. Furthermore, we introduce a custom procedure for dynamic selection of in-context learning examples, which is shown to improve LLM-based judgments of atypicality and utility. Experimental evaluations show that serendipity-based rankings generated by the system are highly correlated with ground truth rankings for which serendipity scores are computed from manual annotations of atypical aspects and their user-dependent utility. Overall, we hope that the new recommendation task and the associated system presented in this paper catalyze further research into recommendation approaches that go beyond accuracy in their pursuit of enhanced user satisfaction. The datasets and the code are made publicly available at https://github.com/ramituncc49er/ATARS .
In Transformer architectures, tokens\textemdash discrete units derived from raw data\textemdash are formed by segmenting inputs into fixed-length chunks. Each token is then mapped to an embedding, enabling parallel attention computations while preserving the input's essential information. Due to the quadratic computational complexity of transformer self-attention mechanisms, token reduction has primarily been used as an efficiency strategy. This is especially true in single vision and language domains, where it helps balance computational costs, memory usage, and inference latency. Despite these advances, this paper argues that token reduction should transcend its traditional efficiency-oriented role in the era of large generative models. Instead, we position it as a fundamental principle in generative modeling, critically influencing both model architecture and broader applications. Specifically, we contend that across vision, language, and multimodal systems, token reduction can: (i) facilitate deeper multimodal integration and alignment, (ii) mitigate "overthinking" and hallucinations, (iii) maintain coherence over long inputs, and (iv) enhance training stability, etc. We reframe token reduction as more than an efficiency measure. By doing so, we outline promising future directions, including algorithm design, reinforcement learning-guided token reduction, token optimization for in-context learning, and broader ML and scientific domains. We highlight its potential to drive new model architectures and learning strategies that improve robustness, increase interpretability, and better align with the objectives of generative modeling.
Large language models (LLMs) have the potential to revolutionize smart home assistants by enhancing their ability to accurately understand user needs and respond appropriately, which is extremely beneficial for building a smarter home environment. While recent studies have explored integrating LLMs into smart home systems, they primarily focus on handling straightforward, valid single-device operation instructions. However, real-world scenarios are far more complex and often involve users issuing invalid instructions or controlling multiple devices simultaneously. These have two main challenges: LLMs must accurately identify and rectify errors in user instructions and execute multiple user instructions perfectly. To address these challenges and advance the development of LLM-based smart home assistants, we introduce HomeBench, the first smart home dataset with valid and invalid instructions across single and multiple devices in this paper. We have experimental results on 13 distinct LLMs; e.g., GPT-4o achieves only a 0.0% success rate in the scenario of invalid multi-device instructions, revealing that the existing state-of-the-art LLMs still cannot perform well in this situation even with the help of in-context learning, retrieval-augmented generation, and fine-tuning. Our code and dataset are publicly available at https://github.com/BITHLP/HomeBench.
In-Context Learning (ICL) empowers Large Language Models (LLMs) to tackle diverse tasks by incorporating multiple input-output examples, known as demonstrations, into the input of LLMs. More recently, advancements in the expanded context windows of LLMs have led to many-shot ICL, which uses hundreds of demonstrations and outperforms few-shot ICL, which relies on fewer examples. However, this approach is often hindered by the high cost of obtaining large amounts of labeled data. To address this challenge, we propose Many-Shot Adaptive Pseudo-LabEling, namely MAPLE, a novel influence-based many-shot ICL framework that utilizes pseudo-labeled samples to compensate for the lack of label information. We first identify a subset of impactful unlabeled samples and perform pseudo-labeling on them by querying LLMs. These pseudo-labeled samples are then adaptively selected and tailored to each test query as input to improve the performance of many-shot ICL, without significant labeling costs. Extensive experiments on real-world datasets demonstrate the effectiveness of our framework, showcasing its ability to enhance LLM adaptability and performance with limited labeled data.
Prompting is one of the main ways to adapt a pretrained model to target tasks. Besides manually constructing prompts, many prompt optimization methods have been proposed in the literature. Method development is mainly empirically driven, with less emphasis on a conceptual understanding of prompting. In this paper we discuss how optimal prompting can be understood through a Bayesian view, which also implies some fundamental limitations of prompting that can only be overcome by tuning weights. The paper explains in detail how meta-trained neural networks behave as Bayesian predictors over the pretraining distribution, whose hallmark feature is rapid in-context adaptation. Optimal prompting can be studied formally as conditioning these Bayesian predictors, yielding criteria for target tasks where optimal prompting is and is not possible. We support the theory with educational experiments on LSTMs and Transformers, where we compare different versions of prefix-tuning and different weight-tuning methods. We also confirm that soft prefixes, which are sequences of real-valued vectors outside the token alphabet, can lead to very effective prompts for trained and even untrained networks by manipulating activations in ways that are not achievable by hard tokens. This adds an important mechanistic aspect beyond the conceptual Bayesian theory.
Large language models are able to exploit in-context learning to access external knowledge beyond their training data through retrieval-augmentation. While promising, its inner workings remain unclear. In this work, we shed light on the mechanism of in-context retrieval augmentation for question answering by viewing a prompt as a composition of informational components. We propose an attribution-based method to identify specialized attention heads, revealing in-context heads that comprehend instructions and retrieve relevant contextual information, and parametric heads that store entities' relational knowledge. To better understand their roles, we extract function vectors and modify their attention weights to show how they can influence the answer generation process. Finally, we leverage the gained insights to trace the sources of knowledge used during inference, paving the way towards more safe and transparent language models.
Despite their strengths, large language models (LLMs) often fail to communicate their confidence accurately, making it difficult to assess when they might be wrong and limiting their reliability. In this work, we demonstrate that reasoning models-LLMs that engage in extended chain-of-thought (CoT) reasoning-exhibit superior performance not only in problem-solving but also in accurately expressing their confidence. Specifically, we benchmark six reasoning models across six datasets and find that they achieve strictly better confidence calibration than their non-reasoning counterparts in 33 out of the 36 settings. Our detailed analysis reveals that these gains in calibration stem from the slow thinking behaviors of reasoning models-such as exploring alternative approaches and backtracking-which enable them to adjust their confidence dynamically throughout their CoT, making it progressively more accurate. In particular, we find that reasoning models become increasingly better calibrated as their CoT unfolds, a trend not observed in non-reasoning models. Moreover, removing slow thinking behaviors from the CoT leads to a significant drop in calibration. Lastly, we show that these gains are not exclusive to reasoning models-non-reasoning models also benefit when guided to perform slow thinking via in-context learning.
Language Models (LMs) have revolutionized natural language processing, enabling high-quality text generation through prompting and in-context learning. However, models often struggle with long-context summarization due to positional biases, leading to suboptimal extraction of critical information. There are techniques to improve this with fine-tuning, pipelining, or using complex techniques, which have their own challenges. To solve these challenges, we propose QA-prompting - a simple prompting method for summarization that utilizes question-answering as an intermediate step prior to summary generation. Our method extracts key information and enriches the context of text to mitigate positional biases and improve summarization in a single LM call per task without requiring fine-tuning or pipelining. Experiments on multiple datasets belonging to different domains using ten state-of-the-art pre-trained models demonstrate that QA-prompting outperforms baseline and other state-of-the-art methods, achieving up to 29% improvement in ROUGE scores. This provides an effective and scalable solution for summarization and highlights the importance of domain-specific question selection for optimal performance.
Adversarial training is one of the most effective adversarial defenses, but it incurs a high computational cost. In this study, we show that transformers adversarially pretrained on diverse tasks can serve as robust foundation models and eliminate the need for adversarial training in downstream tasks. Specifically, we theoretically demonstrate that through in-context learning, a single adversarially pretrained transformer can robustly generalize to multiple unseen tasks without any additional training, i.e., without any parameter updates. This robustness stems from the model's focus on robust features and its resistance to attacks that exploit non-predictive features. Besides these positive findings, we also identify several limitations. Under certain conditions (though unrealistic), no universally robust single-layer transformers exist. Moreover, robust transformers exhibit an accuracy--robustness trade-off and require a large number of in-context demonstrations. The code is available at https://github.com/s-kumano/universally-robust-in-context-learner.
The transformer architecture has demonstrated remarkable capabilities in modern artificial intelligence, among which the capability of implicitly learning an internal model during inference time is widely believed to play a key role in the under standing of pre-trained large language models. However, most recent works have been focusing on studying supervised learning topics such as in-context learning, leaving the field of unsupervised learning largely unexplored. This paper investigates the capabilities of transformers in solving Gaussian Mixture Models (GMMs), a fundamental unsupervised learning problem through the lens of statistical estimation. We propose a transformer-based learning framework called TGMM that simultaneously learns to solve multiple GMM tasks using a shared transformer backbone. The learned models are empirically demonstrated to effectively mitigate the limitations of classical methods such as Expectation-Maximization (EM) or spectral algorithms, at the same time exhibit reasonable robustness to distribution shifts. Theoretically, we prove that transformers can approximate both the EM algorithm and a core component of spectral methods (cubic tensor power iterations). These results bridge the gap between practical success and theoretical understanding, positioning transformers as versatile tools for unsupervised learning.
Analysing the generalisation capabilities of relation extraction (RE) models is crucial for assessing whether they learn robust relational patterns or rely on spurious correlations. Our cross-dataset experiments find that RE models struggle with unseen data, even within similar domains. Notably, higher intra-dataset performance does not indicate better transferability, instead often signaling overfitting to dataset-specific artefacts. Our results also show that data quality, rather than lexical similarity, is key to robust transfer, and the choice of optimal adaptation strategy depends on the quality of data available: while fine-tuning yields the best cross-dataset performance with high-quality data, few-shot in-context learning (ICL) is more effective with noisier data. However, even in these cases, zero-shot baselines occasionally outperform all cross-dataset results. Structural issues in RE benchmarks, such as single-relation per sample constraints and non-standardised negative class definitions, further hinder model transferability.
Fine-tuning large language models (LLMs) on task-specific data is essential for their effective deployment. As dataset sizes grow, efficiently selecting optimal subsets for training becomes crucial to balancing performance and computational costs. Traditional data selection methods often require fine-tuning a scoring model on the target dataset, which is time-consuming and resource-intensive, or rely on heuristics that fail to fully leverage the model's predictive capabilities. To address these challenges, we propose Data Whisperer, an efficient, training-free, attention-based method that leverages few-shot in-context learning with the model to be fine-tuned. Comprehensive evaluations were conducted on both raw and synthetic datasets across diverse tasks and models. Notably, Data Whisperer achieves superior performance compared to the full GSM8K dataset on the Llama-3-8B-Instruct model, using just 10% of the data, and outperforms existing methods with a 3.1-point improvement and a 7.4$\times$ speedup.
Recently, In-context Learning (ICL) has become a significant inference paradigm in Large Multimodal Models (LMMs), utilizing a few in-context demonstrations (ICDs) to prompt LMMs for new tasks. However, the synergistic effects in multimodal data increase the sensitivity of ICL performance to the configurations of ICDs, stimulating the need for a more stable and general mapping function. Mathematically, in Transformer-based models, ICDs act as "shift vectors" added to the hidden states of query tokens. Inspired by this, we introduce Mimic In-Context Learning (MimIC) to learn stable and generalizable shift effects from ICDs. Specifically, compared with some previous shift vector-based methods, MimIC more strictly approximates the shift effects by integrating lightweight learnable modules into LMMs with four key enhancements: 1) inserting shift vectors after attention layers, 2) assigning a shift vector to each attention head, 3) making shift magnitude query-dependent, and 4) employing a layer-wise alignment loss. Extensive experiments on two LMMs (Idefics-9b and Idefics2-8b-base) across three multimodal tasks (VQAv2, OK-VQA, Captioning) demonstrate that MimIC outperforms existing shift vector-based methods. The code is available at https://github.com/Kamichanw/MimIC.
Few-Shot Relation Extraction (FSRE) remains a challenging task due to the scarcity of annotated data and the limited generalization capabilities of existing models. Although large language models (LLMs) have demonstrated potential in FSRE through in-context learning (ICL), their general-purpose training objectives often result in suboptimal performance for task-specific relation extraction. To overcome these challenges, we propose TKRE (Two-Stage Knowledge-Guided Pre-training for Relation Extraction), a novel framework that synergistically integrates LLMs with traditional relation extraction models, bridging generative and discriminative learning paradigms. TKRE introduces two key innovations: (1) leveraging LLMs to generate explanation-driven knowledge and schema-constrained synthetic data, addressing the issue of data scarcity; and (2) a two-stage pre-training strategy combining Masked Span Language Modeling (MSLM) and Span-Level Contrastive Learning (SCL) to enhance relational reasoning and generalization. Together, these components enable TKRE to effectively tackle FSRE tasks. Comprehensive experiments on benchmark datasets demonstrate the efficacy of TKRE, achieving new state-of-the-art performance in FSRE and underscoring its potential for broader application in low-resource scenarios. \footnote{The code and data are released on https://github.com/UESTC-GQJ/TKRE.
Aligning language models with user intent is becoming increasingly relevant to enhance user experience. This calls for designing methods that can allow users to control the properties of the language that LMs generate. For example, controlling the length of the generation, the complexity of the language that gets chosen, the sentiment, tone, etc. Most existing work attempts to integrate users' control by conditioning LM generations on natural language prompts or discrete control signals, which are often brittle and hard to scale. In this work, we are interested in \textit{continuous} control signals, ones that exist along a spectrum that can't easily be captured in a natural language prompt or via existing techniques in conditional generation. Through a case study in controlling the precise response-length of generations produced by LMs, we demonstrate how after fine-tuning, behaviors of language models can be controlled via continuous signals -- as vectors that are interpolated between a "low" and a "high" token embedding. Our method more reliably exerts response-length control than in-context learning methods or fine-tuning methods that represent the control signal as a discrete signal. Our full open-sourced code and datasets are available at https://github.com/vsamuel2003/CIE.
Large-scale Transformer language models (LMs) trained solely on next-token prediction with web-scale data can solve a wide range of tasks after seeing just a few examples. The mechanism behind this capability, known as in-context learning (ICL), remains both controversial and poorly understood. Some studies argue that it is merely the result of memorizing vast amounts of data, while others contend that it reflects a fundamental, symbolic algorithmic development in LMs. In this work, we introduce a suite of investigative tasks and a novel method to systematically investigate ICL by leveraging the full Pythia scaling suite, including interim checkpoints that capture progressively larger amount of training data. By carefully exploring ICL performance on downstream tasks and simultaneously conducting a mechanistic analysis of the residual stream's subspace, we demonstrate that ICL extends beyond mere "memorization" of the training corpus, yet does not amount to the implementation of an independent symbolic algorithm. Our results also clarify several aspects of ICL, including the influence of training dynamics, model capabilities, and elements of mechanistic interpretability. Overall, our work advances the understanding of ICL and its implications, offering model developers insights into potential improvements and providing AI security practitioners with a basis for more informed guidelines.
Large Language Models (LLMs) excel in various domains but pose inherent privacy risks. Existing methods to evaluate privacy leakage in LLMs often use memorized prefixes or simple instructions to extract data, both of which well-alignment models can easily block. Meanwhile, Jailbreak attacks bypass LLM safety mechanisms to generate harmful content, but their role in privacy scenarios remains underexplored. In this paper, we examine the effectiveness of jailbreak attacks in extracting sensitive information, bridging privacy leakage and jailbreak attacks in LLMs. Moreover, we propose PIG, a novel framework targeting Personally Identifiable Information (PII) and addressing the limitations of current jailbreak methods. Specifically, PIG identifies PII entities and their types in privacy queries, uses in-context learning to build a privacy context, and iteratively updates it with three gradient-based strategies to elicit target PII. We evaluate PIG and existing jailbreak methods using two privacy-related datasets. Experiments on four white-box and two black-box LLMs show that PIG outperforms baseline methods and achieves state-of-the-art (SoTA) results. The results underscore significant privacy risks in LLMs, emphasizing the need for stronger safeguards. Our code is availble at https://github.com/redwyd/PrivacyJailbreak.
We present gg-bench, a collection of game environments designed to evaluate general reasoning capabilities in language models. Unlike most static benchmarks, gg-bench is a data generating process where new evaluation instances can be generated at will. In particular, gg-bench is synthetically generated by (1) using a large language model (LLM) to generate natural language descriptions of novel games, (2) using the LLM to implement each game in code as a Gym environment, and (3) training reinforcement learning (RL) agents via self-play on the generated games. We evaluate language models by their winrate against these RL agents by prompting models with the game description, current board state, and a list of valid moves, after which models output the moves they wish to take. gg-bench is challenging: state-of-the-art LLMs such as GPT-4o and Claude 3.7 Sonnet achieve winrates of 7-9% on gg-bench using in-context learning, while reasoning models such as o1, o3-mini and DeepSeek-R1 achieve average winrates of 31-36%. We release the generated games, data generation process, and evaluation code in order to support future modeling work and expansion of our benchmark.
We investigate in-context learning (ICL) through a meticulous experimental framework that systematically varies task complexity and model architecture. Extending beyond the linear regression baseline, we introduce Gaussian kernel regression and nonlinear dynamical system tasks, which emphasize temporal and recursive reasoning. We evaluate four distinct models: a GPT2-style Transformer, a Transformer with FlashAttention mechanism, a convolutional Hyena-based model, and the Mamba state-space model. Each model is trained from scratch on synthetic datasets and assessed for generalization during testing. Our findings highlight that model architecture significantly shapes ICL performance. The standard Transformer demonstrates robust performance across diverse tasks, while Mamba excels in temporally structured dynamics. Hyena effectively captures long-range dependencies but shows higher variance early in training, and FlashAttention offers computational efficiency but is more sensitive in low-data regimes. Further analysis uncovers locality-induced shortcuts in Gaussian kernel tasks, enhanced nonlinear separability through input range scaling, and the critical role of curriculum learning in mastering high-dimensional tasks.