Prior study shows that pre-training techniques can boost the performance of visual document understanding (VDU), which typically requires models to gain abilities to perceive and reason both document texts and layouts (e.g., locations of texts and table-cells). To this end, we propose visually guided generative text-layout pre-training, named ViTLP. Given a document image, the model optimizes hierarchical language and layout modeling objectives to generate the interleaved text and layout sequence. In addition, to address the limitation of processing long documents by Transformers, we introduce a straightforward yet effective multi-segment generative pre-training scheme, facilitating ViTLP to process word-intensive documents of any length. ViTLP can function as a native OCR model to localize and recognize texts of document images. Besides, ViTLP can be effectively applied to various downstream VDU tasks. Extensive experiments show that ViTLP achieves competitive performance over existing baselines on benchmark VDU tasks, including information extraction, document classification, and document question answering.
We propose a novel clustering pipeline to detect and characterize influence campaigns from documents. This approach clusters parts of document, detects clusters that likely reflect an influence campaign, and then identifies documents linked to an influence campaign via their association with the high-influence clusters. Our approach outperforms both the direct document-level classification and the direct document-level clustering approach in predicting if a document is part of an influence campaign. We propose various novel techniques to enhance our pipeline, including using an existing event factuality prediction system to obtain document parts, and aggregating multiple clustering experiments to improve the performance of both cluster and document classification. Classifying documents after clustering not only accurately extracts the parts of the documents that are relevant to influence campaigns, but also captures influence campaigns as a coordinated and holistic phenomenon. Our approach makes possible more fine-grained and interpretable characterizations of influence campaigns from documents.
While (large) language models have significantly improved over the last years, they still struggle to sensibly process long sequences found, e.g., in books, due to the quadratic scaling of the underlying attention mechanism. To address this, we propose NextLevelBERT, a Masked Language Model operating not on tokens, but on higher-level semantic representations in the form of text embeddings. We pretrain NextLevelBERT to predict the vector representation of entire masked text chunks and evaluate the effectiveness of the resulting document vectors on three types of tasks: 1) Semantic Textual Similarity via zero-shot document embeddings, 2) Long document classification, 3) Multiple-choice question answering. We find that next-level Masked Language Modeling is an effective technique to tackle long-document use cases and can outperfor much larger embedding models as long as the required level of detail of semantic information is not too fine. Our models and code are publicly available online.
Spear-phishing attacks present a significant security challenge, with large language models (LLMs) escalating the threat by generating convincing emails and facilitating target reconnaissance. To address this, we propose a detection approach based on a novel document vectorization method that utilizes an ensemble of LLMs to create representation vectors. By prompting LLMs to reason and respond to human-crafted questions, we quantify the presence of common persuasion principles in the email's content, producing prompted contextual document vectors for a downstream supervised machine learning model. We evaluate our method using a unique dataset generated by a proprietary system that automates target reconnaissance and spear-phishing email creation. Our method achieves a 91\% F1 score in identifying LLM-generated spear-phishing emails, with the training set comprising only traditional phishing and benign emails. Key contributions include a novel document vectorization method utilizing LLM reasoning, a publicly available dataset of high-quality spear-phishing emails, and the demonstrated effectiveness of our method in detecting such emails. This methodology can be utilized for various document classification tasks, particularly in adversarial problem domains.
We study the optimal transport (OT) problem for measures supported on a graph metric space. Recently, Le et al. (2022) leverage the graph structure and propose a variant of OT, namely Sobolev transport (ST), which yields a closed-form expression for a fast computation. However, ST is essentially coupled with the $L^p$ geometric structure within its definition which makes it nontrivial to utilize ST for other prior structures. In contrast, the classic OT has the flexibility to adapt to various geometric structures by modifying the underlying cost function. An important instance is the Orlicz-Wasserstein (OW) which moves beyond the $L^p$ structure by leveraging the \emph{Orlicz geometric structure}. Comparing to the usage of standard $p$-order Wasserstein, OW remarkably helps to advance certain machine learning approaches. Nevertheless, OW brings up a new challenge on its computation due to its two-level optimization formulation. In this work, we leverage a specific class of convex functions for Orlicz structure to propose the generalized Sobolev transport (GST). GST encompasses the ST as its special case, and can be utilized for prior structures beyond the $L^p$ geometry. In connection with the OW, we show that one only needs to simply solve a univariate optimization problem to compute the GST, unlike the complex two-level optimization problem in OW. We empirically illustrate that GST is several-order faster than the OW. Moreover, we provide preliminary evidences on the advantages of GST for document classification and for several tasks in topological data analysis.
Traditionally, discriminative models have been the predominant choice for tasks like document classification and information extraction. These models make predictions that fall into a limited number of predefined classes, facilitating a binary true or false evaluation and enabling the direct calculation of metrics such as the F1 score. However, recent advancements in generative large language models (GLLMs) have prompted a shift in the field due to their enhanced zero-shot capabilities, which eliminate the need for a downstream dataset and computationally expensive fine-tuning. However, evaluating GLLMs presents a challenge as the binary true or false evaluation used for discriminative models is not applicable to the predictions made by GLLMs. This paper introduces a new metric for generative models called ANLS* for evaluating a wide variety of tasks, including information extraction and classification tasks. The ANLS* metric extends existing ANLS metrics as a drop-in-replacement and is still compatible with previously reported ANLS scores. An evaluation of 7 different datasets, and more than 10 different GLLMs together with 3 different prompting methods using the ANLS* metric is also provided, demonstrating the importance of the proposed metric. We also benchmark a novel approach to generate prompts for documents, called SFT, against other prompting techniques such as LATIN. In almost all cases, SFT outperforms other techniques and improves the state-of-the-art, sometimes by as much as $10$ percentage points. Sources are available at https://github.com/deepopinion/anls_star_metric
In this work, we introduce L3Cube-IndicNews, a multilingual text classification corpus aimed at curating a high-quality dataset for Indian regional languages, with a specific focus on news headlines and articles. We have centered our work on 10 prominent Indic languages, including Hindi, Bengali, Marathi, Telugu, Tamil, Gujarati, Kannada, Odia, Malayalam, and Punjabi. Each of these news datasets comprises 10 or more classes of news articles. L3Cube-IndicNews offers 3 distinct datasets tailored to handle different document lengths that are classified as: Short Headlines Classification (SHC) dataset containing the news headline and news category, Long Document Classification (LDC) dataset containing the whole news article and the news category, and Long Paragraph Classification (LPC) containing sub-articles of the news and the news category. We maintain consistent labeling across all 3 datasets for in-depth length-based analysis. We evaluate each of these Indic language datasets using 4 different models including monolingual BERT, multilingual Indic Sentence BERT (IndicSBERT), and IndicBERT. This research contributes significantly to expanding the pool of available text classification datasets and also makes it possible to develop topic classification models for Indian regional languages. This also serves as an excellent resource for cross-lingual analysis owing to the high overlap of labels among languages. The datasets and models are shared publicly at https://github.com/l3cube-pune/indic-nlp
Large language models (LLMs) have achieved huge success for their general knowledge and ability to solve a wide spectrum of tasks in natural language processing (NLP). Due to their impressive abilities, LLMs have shed light on potential inter-discipline applications to foster scientific discoveries of a specific domain by using artificial intelligence (AI for science, AI4S). In the meantime, utilizing NLP techniques in geoscience research and practice is wide and convoluted, contributing from knowledge extraction and document classification to question answering and knowledge discovery. In this work, we take the initial step to leverage LLM for science, through a rather straightforward approach. We try to specialize an LLM into geoscience, by further pre-training the model with a vast amount of texts in geoscience, as well as supervised fine-tuning (SFT) the resulting model with our custom collected instruction tuning dataset. These efforts result in a model GeoGalactica consisting of 30 billion parameters. To our best knowledge, it is the largest language model for the geoscience domain. More specifically, GeoGalactica is from further pre-training of Galactica. We train GeoGalactica over a geoscience-related text corpus containing 65 billion tokens, preserving as the largest geoscience-specific text corpus. Then we fine-tune the model with 1 million pairs of instruction-tuning data consisting of questions that demand professional geoscience knowledge to answer. In this technical report, we will illustrate in detail all aspects of GeoGalactica, including data collection, data cleaning, base model selection, pre-training, SFT, and evaluation. We open-source our data curation tools and the checkpoints of GeoGalactica during the first 3/4 of pre-training.
Large language models (LLMs) have shown great success in various Natural Language Processing (NLP) tasks, whist they still need updates after deployment to fix errors or keep pace with the changing knowledge in the world. Researchers formulate such problem as Model Editing and have developed various editors focusing on different axes of editing properties. However, current editors can hardly support all properties and rely on heavy computational resources. In this paper, we propose a plug-in Model Editing method based on neuron-indexed dynamic LoRA (MELO), which alters the behavior of language models by dynamically activating certain LoRA blocks according to the index built in an inner vector database. Our method satisfies various editing properties with high efficiency and can be easily integrated into multiple LLM backbones. Experimental results show that our proposed MELO achieves state-of-the-art editing performance on three sequential editing tasks (document classification, question answering and hallucination correction), while requires the least trainable parameters and computational cost.
Despite the prevalence of pretrained language models in natural language understanding tasks, understanding lengthy text such as document is still challenging due to the data sparseness problem. Inspired by that humans develop their ability of understanding lengthy text from reading shorter text, we propose a simple yet effective summarization-based data augmentation, SUMMaug, for document classification. We first obtain easy-to-learn examples for the target document classification task by summarizing the input of the original training examples, while optionally merging the original labels to conform to the summarized input. We then use the generated pseudo examples to perform curriculum learning. Experimental results on two datasets confirmed the advantage of our method compared to existing baseline methods in terms of robustness and accuracy. We release our code and data at https://github.com/etsurin/summaug.
In recent times, large language models (LLMs) have shown impressive performance on various document-level tasks such as document classification, summarization, and question-answering. However, research on understanding their capabilities on the task of self-contradictions in long documents has been very limited. In this work, we introduce ContraDoc, the first human-annotated dataset to study self-contradictions in long documents across multiple domains, varying document lengths, self-contradictions types, and scope. We then analyze the current capabilities of four state-of-the-art open-source and commercially available LLMs: GPT3.5, GPT4, PaLM2, and LLaMAv2 on this dataset. While GPT4 performs the best and can outperform humans on this task, we find that it is still unreliable and struggles with self-contradictions that require more nuance and context. We release the dataset and all the code associated with the experiments (https://github.com/ddhruvkr/CONTRADOC).
We study optimal transport (OT) problem for probability measures supported on a tree metric space. It is known that such OT problem (i.e., tree-Wasserstein (TW)) admits a closed-form expression, but depends fundamentally on the underlying tree structure over supports of input measures. In practice, the given tree structure may be, however, perturbed due to noisy or adversarial measurements. To mitigate this issue, we follow the max-min robust OT approach which considers the maximal possible distances between two input measures over an uncertainty set of tree metrics. In general, this approach is hard to compute, even for measures supported in one-dimensional space, due to its non-convexity and non-smoothness which hinders its practical applications, especially for large-scale settings. In this work, we propose novel uncertainty sets of tree metrics from the lens of edge deletion/addition which covers a diversity of tree structures in an elegant framework. Consequently, by building upon the proposed uncertainty sets, and leveraging the tree structure over supports, we show that the robust OT also admits a closed-form expression for a fast computation as its counterpart standard OT (i.e., TW). Furthermore, we demonstrate that the robust OT satisfies the metric property and is negative definite. We then exploit its negative definiteness to propose positive definite kernels and test them in several simulations on various real-world datasets on document classification and topological data analysis.
Automatic Keyphrase Extraction involves identifying essential phrases in a document. These keyphrases are crucial in various tasks such as document classification, clustering, recommendation, indexing, searching, summarization, and text simplification. This paper introduces a platform that integrates keyphrase datasets and facilitates the evaluation of keyphrase extraction algorithms. The platform includes BibRank, an automatic keyphrase extraction algorithm that leverages a rich dataset obtained by parsing bibliographic data in BibTeX format. BibRank combines innovative weighting techniques with positional, statistical, and word co-occurrence information to extract keyphrases from documents. The platform proves valuable for researchers and developers seeking to enhance their keyphrase extraction algorithms and advance the field of natural language processing.
This paper highlights the need to bring document classification benchmarking closer to real-world applications, both in the nature of data tested ($X$: multi-channel, multi-paged, multi-industry; $Y$: class distributions and label set variety) and in classification tasks considered ($f$: multi-page document, page stream, and document bundle classification, ...). We identify the lack of public multi-page document classification datasets, formalize different classification tasks arising in application scenarios, and motivate the value of targeting efficient multi-page document representations. An experimental study on proposed multi-page document classification datasets demonstrates that current benchmarks have become irrelevant and need to be updated to evaluate complete documents, as they naturally occur in practice. This reality check also calls for more mature evaluation methodologies, covering calibration evaluation, inference complexity (time-memory), and a range of realistic distribution shifts (e.g., born-digital vs. scanning noise, shifting page order). Our study ends on a hopeful note by recommending concrete avenues for future improvements.}
Accurately evaluating the similarity of object vector embeddings is of critical importance for natural language processing, information retrieval and classification tasks. Popular similarity scores (e.g cosine similarity) are based on pairs of embedding vectors and disregard the distribution of the ensemble from which objects are drawn. Human perception of object similarity significantly depends on the context in which the objects appear. In this work we propose the $\textit{surprise score}$, an ensemble-normalized similarity metric that encapsulates the contrast effect of human perception and significantly improves the classification performance on zero- and few-shot document classification tasks. This score quantifies the surprise to find a given similarity between two elements relative to the pairwise ensemble similarities. We evaluate this metric on zero/few shot classification and clustering tasks and typically find 10-15 % better performance compared to raw cosine similarity. Our code is available at https://github.com/MeetElise/surprise-similarity.
Text classification is an area of research which has been studied over the years in Natural Language Processing (NLP). Adapting NLP to multiple domains has introduced many new challenges for text classification and one of them is long document classification. While state-of-the-art transformer models provide excellent results in text classification, most of them have limitations in the maximum sequence length of the input sequence. The majority of the transformer models are limited to 512 tokens, and therefore, they struggle with long document classification problems. In this research, we explore on employing Model Fusing for long document classification while comparing the results with well-known BERT and Longformer architectures.
We introduce a dataset for evidence/rationale extraction on an extreme multi-label classification task over long medical documents. One such task is Computer-Assisted Coding (CAC) which has improved significantly in recent years, thanks to advances in machine learning technologies. Yet simply predicting a set of final codes for a patient encounter is insufficient as CAC systems are required to provide supporting textual evidence to justify the billing codes. A model able to produce accurate and reliable supporting evidence for each code would be a tremendous benefit. However, a human annotated code evidence corpus is extremely difficult to create because it requires specialized knowledge. In this paper, we introduce MDACE, the first publicly available code evidence dataset, which is built on a subset of the MIMIC-III clinical records. The dataset -- annotated by professional medical coders -- consists of 302 Inpatient charts with 3,934 evidence spans and 52 Profee charts with 5,563 evidence spans. We implemented several evidence extraction methods based on the EffectiveCAN model (Liu et al., 2021) to establish baseline performance on this dataset. MDACE can be used to evaluate code evidence extraction methods for CAC systems, as well as the accuracy and interpretability of deep learning models for multi-label classification. We believe that the release of MDACE will greatly improve the understanding and application of deep learning technologies for medical coding and document classification.
Scientific document classification is a critical task for a wide range of applications, but the cost of obtaining massive amounts of human-labeled data can be prohibitive. To address this challenge, we propose a weakly-supervised approach for scientific document classification using label names only. In scientific domains, label names often include domain-specific concepts that may not appear in the document corpus, making it difficult to match labels and documents precisely. To tackle this issue, we propose WANDER, which leverages dense retrieval to perform matching in the embedding space to capture the semantics of label names. We further design the label name expansion module to enrich the label name representations. Lastly, a self-training step is used to refine the predictions. The experiments on three datasets show that WANDER outperforms the best baseline by 11.9% on average. Our code will be published at https://github.com/ritaranx/wander.
The robustness of a model for real-world deployment is decided by how well it performs on unseen data and distinguishes between in-domain and out-of-domain samples. Visual document classifiers have shown impressive performance on in-distribution test sets. However, they tend to have a hard time correctly classifying and differentiating out-of-distribution examples. Image-based classifiers lack the text component, whereas multi-modality transformer-based models face the token serialization problem in visual documents due to their diverse layouts. They also require a lot of computing power during inference, making them impractical for many real-world applications. We propose, GVdoc, a graph-based document classification model that addresses both of these challenges. Our approach generates a document graph based on its layout, and then trains a graph neural network to learn node and graph embeddings. Through experiments, we show that our model, even with fewer parameters, outperforms state-of-the-art models on out-of-distribution data while retaining comparable performance on the in-distribution test set.
The rapid growth of biomedical literature poses challenges for manual knowledge curation and synthesis. Biomedical Natural Language Processing (BioNLP) automates the process. While Large Language Models (LLMs) have shown promise in general domains, their effectiveness in BioNLP tasks remains unclear due to limited benchmarks and practical guidelines. We perform a systematic evaluation of four LLMs, GPT and LLaMA representatives on 12 BioNLP benchmarks across six applications. We compare their zero-shot, few-shot, and fine-tuning performance with traditional fine-tuning of BERT or BART models. We examine inconsistencies, missing information, hallucinations, and perform cost analysis. Here we show that traditional fine-tuning outperforms zero or few shot LLMs in most tasks. However, closed-source LLMs like GPT-4 excel in reasoning-related tasks such as medical question answering. Open source LLMs still require fine-tuning to close performance gaps. We find issues like missing information and hallucinations in LLM outputs. These results offer practical insights for applying LLMs in BioNLP.